0001763608-21-000002.txt : 20210427 0001763608-21-000002.hdr.sgml : 20210427 20210427072326 ACCESSION NUMBER: 0001763608-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210427 DATE AS OF CHANGE: 20210427 EFFECTIVENESS DATE: 20210427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Planning, LLC CENTRAL INDEX KEY: 0001763608 IRS NUMBER: 050558883 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19406 FILM NUMBER: 21855862 BUSINESS ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5188674000 MAIL ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001763608 XXXXXXXX 03-31-2021 03-31-2021 Capital Financial Planning, LLC

6 TOWER PLACE ALBANY NY 12203

13F HOLDINGS REPORT 028-19406 N TODD SLINGERLAND (518) 867-4000 TODD SLINGERLAND ALBANY NY 04-27-2021 3 120 232621 false 1 Clark Capital 2 City National Rochdale 3 Assetmark INFORMATION TABLE 2 13F_Wealthpoint_20210331.xml AIRBNB INC Common Stock 009066101 538 2864 SH SOLE 2 0 2862 ALPHABET INC Common Stock 02079K107 654 316 SH SOLE 0 0 316 ALPHABET INC Common Stock 02079K305 551 267 SH DFND 1,2,3 0 0 267 AMAZON COM Common Stock 023135106 2259 730 SH DFND 1,2,3 0 0 730 AMGEN INC Common Stock 031162100 228 918 SH DFND 3 0 0 918 APPLE INC Common Stock 037833100 9890 80964 SH DFND 1,2,3 16 0 80948 AT&T INC Common Stock 00206R102 439 14497 SH DFND 1,2,3 0 0 14497 AUTOMATIC DATA Common Stock 053015103 303 1607 SH DFND 1 0 0 1607 BERKSHIRE HATHAWAY Common Stock 084670702 971 3799 SH DFND 2 0 0 3799 CISCO SYSTEMS Common Stock 17275R102 219 4241 SH DFND 1,2 0 0 4241 COCA COLA COMPANY Common Stock 191216100 280 5305 SH DFND 2 0 0 5305 CONSUMER DISCRETIONARY ETF-Equity 81369Y407 9423 56063 SH DFND 3 488 0 55575 DUKE ENERGY Common Stock 26441C204 213 2203 SH DFND 2 0 0 2203 FACEBOOK INC Common Stock 30303M102 546 1853 SH DFND 1,2,3 0 0 1853 FIRST TRUST ETF 33733E500 298 4347 SH SOLE 0 0 4347 FIRST TRUST ETF 33736G106 783 34693 SH SOLE 0 0 34693 FIRST TRUST ETF 33738D309 204 4263 SH SOLE 65 0 4198 FIRST TRUST ETF 33739Q200 10192 199612 SH SOLE 1199 0 198413 FIRST TRUST ETF 33740F805 2074 39253 SH SOLE 0 0 39253 GENERAL ELECTRIC Common Stock 369604103 638 48626 SH SOLE 0 0 48626 HERSHEY COMPANY Common Stock 427866108 201 1269 SH SOLE 0 0 1269 HOME DEPOT Common Stock 437076102 442 1449 SH DFND 1,2,3 0 0 1449 Industrial Select Sector SPDR ETF - EQUITY 81369Y704 367 3728 SH DFND 3 0 0 3728 INTEL CORP Common Stock 458140100 365 5699 SH DFND 1,2,3 0 0 5699 INTL BUSINESS Common Stock 459200101 348 2609 SH SOLE 0 0 2609 INTUITIVE SURGICAL Common Stock 46120E602 222 300 SH SOLE 0 0 300 INVESCO S&P ETF 46137V274 657 6355 SH SOLE 0 0 6355 INVESCO S&P ETF 46137V373 324 2049 SH SOLE 0 0 2049 ISHARES 1-3YR ETF-Fixed Income 464287457 471 5461 SH DFND 3 0 0 5461 ISHARES 20 ETF-Fixed Income 464287432 253 1868 SH DFND 3 0 0 1868 ISHARES 7-10YR ETF-Fixed Income 464287440 1024 9070 SH DFND 3 0 0 9070 iShares Barclay Agency Bond Fund ETF - FIXED INCOME 464288166 514 4363 SH DFND 3 0 0 4363 iShares Barclays Government/Cr Bond ETF - FIXED INCOME 464288596 884 7375 SH DFND 3 0 0 7375 iShares Barclays Inter Med Govt Cr Bd ETF - FIXED INCOME 464288612 397 3458 SH DFND 3 0 0 3458 iShares Barclays MBS Fixed-Rate Bond ETF - FIXED INCOME 464288588 378 3485 SH DFND 3 0 0 3485 ISHARES CORE ETF-Equity 464287200 642 1615 SH DFND 2,3 0 0 1615 ISHARES CORE ETF-Fixed Income 464287226 1266 11125 SH DFND 3 0 0 11125 ISHARES CORE ETF-Equity 464287804 2542 23422 SH DFND 1 0 0 23422 ISHARES CORE ETF 46429B663 4765 50214 SH SOLE 754 0 49461 ISHARES CORE ETF-Equity 46432F842 2938 40779 SH DFND 3 1378 0 39401 ISHARES CORE ETF-Equity 46434G103 1200 18646 SH DFND 3 0 0 18646 ISHARES CORE ETF-Equity 46434V621 7436 154060 SH DFND 3 96 0 153964 iShares Dow Jones US Oil Equipment Index ETF - EQUITY 464288844 474 35363 SH DFND 3 0 0 35363 ISHARES EXPONENTIAL ETF 46434V381 1429 24136 SH SOLE 0 0 24136 ISHARES GLOBAL ETF-Equity 464287291 506 1645 SH DFND 3 0 0 1645 ISHARES IBONDS ETF 46434VAX8 447 17093 SH SOLE 1414 0 15679 ISHARES IBONDS ETF 46434VBA7 623 24485 SH SOLE 1419 0 23066 ISHARES IBONDS ETF 46434VBG4 427 16172 SH SOLE 1416 0 14756 ISHARES IBONDS ETF 46434VBK5 609 24512 SH SOLE 1430 0 23082 ISHARES IBOXX ETF-Fixed Income 464287242 8850 68053 SH DFND 3 601 0 67452 ISHARES IBOXX ETF-Fixed Income 464288513 1344 15415 SH DFND 1,2,3 0 0 15415 ISHARES JPMORGAN ETF-Fixed Income 464288281 802 7363 SH DFND 3 212 0 7151 ISHARES MSCI ETF 464287234 1321 24773 SH SOLE 885 0 23888 ISHARES MSCI ETF 464287465 806 10623 SH SOLE 180 0 10444 ISHARES MSCI ETF-Equity 46432F396 306 1900 SH DFND 3 0 0 1900 iShares MSCI All Country Asia Ex Jpn ETF - EQUITY 464288182 260 2806 SH DFND 2,3 0 0 2806 iShares MSCI EAFE Small Cap Index ETF - EQUITY 464288273 403 5615 SH DFND 3 0 0 5615 iShares MSCI South Korea Capped ETF - EQUITY 464286772 874 9740 SH DFND 3 0 0 9740 ISHARES NATIONAL ETF-Fixed Income 464288414 987 8508 SH DFND 3 0 0 8508 iShares Rate Hedged Corp Bond ETF - FIXED INCOME 46431W705 213 2207 SH DFND 3 0 0 2207 ISHARES RUSSELL ETF-Equity 464287481 770 7542 SH DFND 3 0 0 7542 ISHARES RUSSELL ETF 46435G268 4035 64159 SH SOLE 8 0 64151 iShares S&P Asia 50 Index ETF - EQUITY 464288430 852 9243 SH DFND 3 0 0 9243 ISHARES U S ETF 464287770 222 1297 SH SOLE 0 0 1297 JOHNSON & JOHNSON Common Stock 478160104 691 4202 SH DFND 1,2 0 0 4202 JPMORGAN CHASE Common Stock 46625H100 442 2900 SH DFND 1,2 0 0 2900 MCDONALDS CORP Common Stock 580135101 333 1487 SH DFND 1,2 0 0 1487 MICROSOFT CORP Common Stock 594918104 2779 11785 SH DFND 1,2,3 0 0 11785 Nuveen Enhanced Yield US Aggre ETF - FIXED INCOME 67092P102 373 15081 SH DFND 3 0 0 15081 NVIDIA CORP Common Stock 67066G104 544 1020 SH SOLE 0 0 1020 PAYPAL HOLDINGS Common Stock 70450Y103 792 3263 SH DFND 1 0 0 3263 PEPSICO INC Common Stock 713448108 285 2015 SH DFND 2 0 0 2015 PFIZER INC Common Stock 717081103 271 7478 SH DFND 2,3 0 0 7478 PHILIP MORRIS Common Stock 718172109 251 2823 SH DFND 1,2,3 0 0 2823 PIMCO INVESTMENT ETF 72201R817 7737 69442 SH SOLE 0 0 69442 PLUG POWER Common Stock 72919P202 1460 40727 SH SOLE 38 0 40689 PROCTER & GAMBLE Common Stock 742718109 541 3997 SH DFND 1,2,3 0 0 3997 PUBLIC SERVICE Common Stock 744573106 240 3991 SH DFND 2,3 0 0 3991 SECTOR CONSUMER ETF 81369Y308 1045 15303 SH SOLE 0 0 15303 SECTOR ENERGY ETF-Equity 81369Y506 222 4518 SH DFND 3 0 0 4518 SECTOR FINANCIAL ETF-Equity 81369Y605 5415 159018 SH DFND 3 2564 0 156454 SECTOR HEALTHCARE ETF-Equity 81369Y209 5383 46115 SH DFND 3 0 0 46115 SECTOR TECHNOLOGY ETF-Equity 81369Y803 6921 52113 SH DFND 3 217 0 51896 SELECT SECTOR ETF-Equity 81369Y852 389 5309 SH DFND 3 0 0 5309 SELECT UTILITIES ETF-Equity 81369Y886 534 8342 SH DFND 3 0 0 8342 SIRIUS XM Common Stock 82968B103 66 10902 SH SOLE 0 0 10902 SOUTHWEST AIRLINES Common Stock 844741108 692 11325 SH SOLE 0 0 11325 SPDR BLM Barclays High Yld Bond ETF - FIXED INCOME 78468R622 368 3382 SH DFND 1,3 0 0 3382 SPDR PORTFOLIO ETF-Equity 78463X509 873 19945 SH DFND 3 0 0 19945 SPDR PORTFOLIO ETF 78464A474 212 6779 SH SOLE 0 0 6779 SPDR S&P ETF 78462F103 482 1217 SH SOLE 77 0 1140 SPDR S&P ETF 78464A698 338 5089 SH SOLE 0 0 5089 SPDR S&P Developed World Ex-US ETF - EQUITY 78463X889 376 10630 SH DFND 3 0 0 10630 SPDR S&P Software & Services ETF ETF - EQUITY 78464A599 490 3109 SH DFND 3 0 0 3109 TESLA INC Common Stock 88160R101 364 545 SH DFND 3 0 0 545 UnitedHealth Group, Inc. COMMON STOCKS 91324P102 230 618 SH DFND 1,2,3 0 0 618 Vanguard Extended Market Index ETF ETF - EQUITY 922908652 351 1982 SH DFND 3 0 0 1982 VANGUARD FTSE ETF-Equity 922042775 818 13481 SH DFND 3 0 0 13481 VANGUARD GROWTH ETF-Equity 922908736 30586 118994 SH DFND 3 889 0 118105 VANGUARD LARGE ETF 922908637 217 1173 SH SOLE 0 0 1173 VANGUARD MEGA ETF 921910873 822 5865 SH SOLE 62 0 5803 Vanguard Mega Cap 300 Growth Index ETF - EQUITY 921910816 946 4569 SH DFND 3 0 0 4569 Vanguard Mega Cap 300 Value Index ETF ETF - EQUITY 921910840 781 8205 SH DFND 3 0 0 8205 VANGUARD MID ETF-Equity 922908538 383 1784 SH DFND 3 0 0 1784 VANGUARD MID ETF-Equity 922908629 13461 60815 SH DFND 3 334 0 60481 Vanguard Mid-Cap Value ETF ETF - EQUITY 922908512 261 1937 SH DFND 3 0 0 1937 VANGUARD S&P ETF-Equity 922908363 1886 5177 SH DFND 3 0 0 5177 VANGUARD SHORT ETF 921937827 293 3566 SH SOLE 0 0 3566 VANGUARD SMALL ETF-Equity 922908595 498 1814 SH DFND 3 0 0 1814 VANGUARD SMALL ETF-Equity 922908611 527 3181 SH DFND 2,3 0 0 3181 VANGUARD SMALL ETF 922908751 9096 42488 SH SOLE 502 0 41986 VANGUARD TOTAL ETF-Fixed Income 921937835 346 4086 SH DFND 3 0 0 4086 VANGUARD TOTAL ETF-Equity 922908769 2990 14467 SH DFND 3 105 0 14362 Vanguard Total Int'l Bond ETF ETF - FIXED INCOME 92203J407 414 7256 SH DFND 3 0 0 7256 VANGUARD VALUE ETF-Equity 922908744 27631 210188 SH DFND 3 1854 0 208334 VERISK ANALYTICS Common Stock 92345Y106 586 3316 SH SOLE 0 0 3316 VERIZON COMMUNICATIONS Common Stock 92343V104 838 14414 SH DFND 1,2,3 0 0 14414 VISA INC Common Stock 92826C839 289 1365 SH DFND 2 0 0 1365 WALT DISNEY Common Stock 254687106 1707 9251 SH DFND 1,2 0 0 9251 WisdomTree Emerging Mkts Ex St Owned ETF - EQUITY 97717X578 856 21029 SH DFND 3 0 0 21029