0001567619-20-020107.txt : 20201119 0001567619-20-020107.hdr.sgml : 20201119 20201119164856 ACCESSION NUMBER: 0001567619-20-020107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leibowitz Glen S CENTRAL INDEX KEY: 0001796877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56021 FILM NUMBER: 201329352 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Acreage Holdings, Inc. CENTRAL INDEX KEY: 0001762359 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE, #3308 CITY: NEW YORK STATE: NY ZIP: 10163 BUSINESS PHONE: 646-600-9181 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE, #3308 CITY: NEW YORK STATE: NY ZIP: 10163 4 1 doc1.xml FORM 4 X0306 4 2020-11-18 0 0001762359 Acreage Holdings, Inc. ACRG.A 0001796877 Leibowitz Glen S 366 MADISON AVENUE, 11TH FLOOR NEW YORK NY 10017 0 1 0 0 Chief Financial Officer Common Stock - Class D Subordinate Voting Shares 2020-11-18 4 S 0 703 3.1504 D 367168 D Common Stock - Class E Subordinate Voting Shares 2020-11-18 4 S 0 1589 3.4415 D 856779 D Common Stock - Class D Subordinate Voting Shares 330 I By IRA Common Stock - Class E Subordinate Voting Shares 770 I By IRA Stock Option (Right to Buy) 7.5 2028-11-14 Common Stock - Class D Subordinate Voting Shares 72000 72000 D Stock Option (Right to Buy) 17.50 2028-11-14 Common Stock - Class E Subordinate Voting Shares 168000 168000 D Common Units of High Street Capital Partners, LLC See Footnote 216064 216064 D Shares sold solely for the purpose of paying taxes applicable as a result of the vesting of restricted stock units. Pursuant to the Amended Arrangement between Canopy Growth Corporation and Acreage Holdings, Inc., implemented on September 23, 2020, Acreage's articles have been amended to create new Class E subordinate voting shares (the "Fixed Shares"), Class D subordinate voting shares (the "Floating Shares") and Class F multiple voting shares (the "Fixed Multiple Shares"). Each existing Class A subordinate voting share of Acreage (each, a "Subordinate Voting Share") has been exchanged for 0.7 of a Fixed Share and 0.3 of a Floating Share, each existing Class B proportionate voting share (each, a "Proportionate Voting Share") has been exchanged for 28 Fixed Shares and 12 Floating Shares and each existing Class C multiple share (each, a "Multiple Voting Share") has been exchanged for 0.7 of a Fixed Multiple Share and 0.3 of a Floating Share. One-third of the options vested on November 14, 2019. The remaining options vest ratably over the subsequent eight quarters. These Units are convertible into 0.7 of a Class E subordinate voting share and 0.3 of a Class D subordinate voting share or the cash equivalent thereof at the option of Acreage Holdings, Inc. as set forth in the High Street Capital Partners, LLC Third Amended and Restated Operating Agreement. /s/ Jessica S. Lochmann, Attorney-in-Fact for Glen S. Leibowitz 2020-11-19