0001104659-23-090371.txt : 20230811 0001104659-23-090371.hdr.sgml : 20230811 20230811142331 ACCESSION NUMBER: 0001104659-23-090371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISZ MICHAEL CENTRAL INDEX KEY: 0001796931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23407 FILM NUMBER: 231163187 MAIL ADDRESS: STREET 1: C/O YIELDSTREET PRISM FUND INC. STREET 2: 300 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YieldStreet Prism Fund Inc. CENTRAL INDEX KEY: 0001762229 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (844) 943-5378 MAIL ADDRESS: STREET 1: 300 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: YieldStreet Multi-Asset Fund Inc. DATE OF NAME CHANGE: 20181218 4 1 tm2323483-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-11 0 0001762229 YieldStreet Prism Fund Inc. NONE 0001796931 WEISZ MICHAEL C/O YIELDSTREET PRISM FUND INC. 300 PARK AVENUE, 15TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO and President(1) 0 Common Stock 2023-08-11 4 P 0 563.058 9.3079 A 23140.481 I See footnote Common Stock 2023-08-11 4 P 0 3445.046 9.3079 A 26585.527 I See footnote Includes shares of Common Stock acquired directly by Mr. Weisz on 3/11/2020 and shares of Common Stock previously acquired by YieldStreet Management, LLC (the "Adviser"), which is wholly-owned by, and whose sole member is, YieldStreet Inc. ("YieldStreet"). YieldStreet may be deemed to beneficially own the securities held by the Adviser by virtue of its control over the Adviser. Furthermore, Mr. Weisz may be deemed to beneficially own the securities held by the Adviser by virtue of Mr. Weisz's control over YieldStreet. Each of YieldStreet and Mr. Weisz disclaims beneficial ownership of the securities held by the Adviser except to the extent of its or his pecuniary interest therein, if any. /s/ Michael Weisz 2023-08-11