Chief Compliance Officer

0001085146-24-001821.txt : 20240416 0001085146-24-001821.hdr.sgml : 20240416 20240415210738 ACCESSION NUMBER: 0001085146-24-001821 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240416 DATE AS OF CHANGE: 20240415 EFFECTIVENESS DATE: 20240416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 ORGANIZATION NAME: IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 24845945 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001760578 XXXXXXXX 03-31-2024 03-31-2024 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 000295178 801-112999 N Craig Colbath Chief Compliance Officer 626-993-9300 /s/Craig Colbath Pasadena G0 04-15-2024 0 152 434682180 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 273212 1500 SH SOLE 1104 0 396 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 878986 4870 SH SOLE 4370 0 500 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 390 500 SH Put SOLE 500 0 0 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 BBG00PPWZ8G3 484406 111872 SH SOLE 111872 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 BBG001S6CPH6 1203722 9338 SH SOLE 454 0 8883 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1239135 8210 SH SOLE 6990 0 1220 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1224772 8044 SH SOLE 6341 0 1703 AMAZON COM INC COM 023135106 BBG001S5PQL7 1550005 8593 SH SOLE 7500 0 1093 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 265503 1344 SH SOLE 1338 0 6 AMERICOLD REALTY TRUST INC COM 03064D108 BBG001SMQ866 4609863 184986 SH SOLE 20 0 184966 AMGEN INC COM 031162100 BBG001S5NNL6 813155 2860 SH SOLE 2860 0 0 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 9826810 252747 SH SOLE 239094 0 13653 AMPLIFY ETF TR INTERNATINL ENHC 032108722 BBG0195MY622 780027 25558 SH SOLE 25558 0 0 APPLE INC COM 037833100 BBG001S5N8V8 6542288 38152 SH SOLE 30414 0 7738 APPLE INC COM 037833100 BBG001S5N8V8 2304 1800 SH Call SOLE 1800 0 0 AVALONBAY CMNTYS INC COM 053484101 BBG001S7J2H8 1021081 5503 SH SOLE 0 0 5503 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 1281227 33788 SH SOLE 33406 0 382 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 1220349 2902 SH SOLE 2329 0 573 BITFARMS LTD COM 09173B107 BBG00PGMZVM7 25812 11575 SH SOLE 0 0 11575 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 BBG00MS80PP0 483911 15535 SH SOLE 14528 0 1007 BLUE OWL CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 297027 19313 SH SOLE 19313 0 0 BOEING CO COM 097023105 BBG001S5P0V3 411841 2134 SH SOLE 2134 0 0 BONDBLOXX ETF TRUST BLOOMBERG SIX MN 09789C788 BBG019MBXTT9 4956893 98527 SH SOLE 88673 0 9854 BROADCOM INC COM 11135F101 BBG00KHY5SY8 275685 208 SH SOLE 165 0 43 BROADSTONE NET LEASE INC COM 11135E203 BBG001T61WG3 208881 13330 SH SOLE 13330 0 0 BUZZFEED INC CLASS A COM 12430A102 BBG00YPS9KZ4 5003 10710 SH SOLE 10710 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 444823 8913 SH SOLE 8328 0 585 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 BBG001V10LQ5 222550 5480 SH SOLE 0 0 5480 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 187304 15505 SH SOLE 11707 0 3798 CORNERSTONE STRATEGIC VALUE COM 21924B302 BBG001S5PWK5 114078 15170 SH SOLE 15170 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 326328 445 SH SOLE 435 0 10 DIGITAL RLTY TR INC COM 253868103 BBG001SM0K30 743183 5160 SH SOLE 479 0 4680 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 313014 7653 SH SOLE 7653 0 0 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 9212644 325535 SH SOLE 302877 0 22658 DOCGO INC COM 256086109 BBG00YB8JBL7 1597767 395487 SH SOLE 0 0 395487 DOUBLELINE ETF TRUST OPPORTUNISTIC BD 25861R105 BBG016GCZLY9 237108 5168 SH SOLE 133 0 5035 ELI LILLY & CO COM 532457108 BBG001S5STL8 607587 781 SH SOLE 781 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 832062 28515 SH SOLE 5423 0 23092 EQUITY RESIDENTIAL SH BEN INT 29476L107 BBG001S723L9 249887 3960 SH SOLE 0 0 3960 ETFIS SER TR I INFRAC ACT MLP 26923G772 BBG0077X4F33 391808 9510 SH SOLE 0 0 9510 ETFIS SER TR I INFRACP REIT PFD 26923G400 BBG00FY3L5Z9 1469946 78649 SH SOLE 0 0 78649 ETFIS SER TR I VIRTUS INFRCAP 26923G822 BBG00KXH37F6 1232376 58825 SH SOLE 0 0 58825 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 BBG00W1PPKY3 89000 20000 SH SOLE 20000 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 375634 3232 SH SOLE 3198 0 34 FEDEX CORP COM 31428X106 BBG001S5R3M5 520083 1795 SH SOLE 1795 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 10594065 233813 SH SOLE 203316 0 30497 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 9756535 237559 SH SOLE 220889 0 16670 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 38618 2908 SH SOLE 2783 0 125 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 12290 11500 SH Call SOLE 11500 0 0 GLOBAL X FDS DOW 30 COVERED C 37960A859 BBG015GTQ4F3 855986 37560 SH SOLE 37560 0 0 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 1011942 24809 SH SOLE 24809 0 0 HARVARD BIOSCIENCE INC COM 416906105 BBG001SG1ML8 731336 172485 SH SOLE 172485 0 0 HEALTHCARE RLTY TR CL A COM 42226K105 BBG001T5WP21 168121 11881 SH SOLE 0 0 11881 HEALTHPEAK PROPERTIES INC COM 42250P103 BBG001S5RTS2 391421 20876 SH SOLE 0 0 20876 HEARTBEAM INC COM 42238H108 BBG012F6HZY1 179979 82559 SH SOLE 0 0 82559 HIGHWOODS PPTYS INC COM 431284108 BBG001S7X2X4 635137 24260 SH SOLE 0 0 24260 HOME DEPOT INC COM 437076102 BBG001S5RTW7 275041 717 SH SOLE 708 0 9 INNOVATIVE INDL PPTYS INC COM 45781V101 BBG00F0SW7P6 272350 2630 SH SOLE 55 0 2576 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 536216 2808 SH SOLE 2800 0 8 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 BBG001T6TH85 858618 45550 SH SOLE 45550 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 BBG001SN3Z78 567091 27462 SH SOLE 27462 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1790530 4033 SH SOLE 4033 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 BBG001S8SYN9 6045271 84727 SH SOLE 78860 0 5867 ISHARES TR 20+ YEAR TR BD 46436E338 BBG01958XYG8 266857 9995 SH SOLE 9995 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 BBG001S80936 242274 2559 SH SOLE 2559 0 0 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 900357 15507 SH SOLE 15507 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1105200 10000 SH SOLE 10000 0 0 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 757892 6573 SH SOLE 5997 0 576 ISHARES TR INDIA 50 ETF 464289529 BBG001T61K42 2801488 55541 SH SOLE 51742 0 3799 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 717504 18091 SH SOLE 18091 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 723087 4400 SH SOLE 4400 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 389922 2177 SH SOLE 637 0 1540 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 2396565 28500 SH SOLE 28500 0 0 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 777105 5055 SH SOLE 5047 0 8 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 275844 1744 SH SOLE 1726 0 18 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 673695 3363 SH SOLE 3336 0 27 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 186017 10143 SH SOLE 9412 0 730 M & T BK CORP COM 55261F104 BBG001S7S2B4 205943 1416 SH SOLE 1416 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 BBG001V0L7T2 284711 12609 SH SOLE 11234 0 1375 MDB CAP HLDGS LLC CL A 55285N109 BBG01BGX7NW1 768750 75000 SH SOLE 0 0 75000 MERCK & CO INC COM 58933Y105 BBG001S5TC52 436755 3310 SH SOLE 3035 0 275 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 467510 963 SH SOLE 813 0 150 MICROSOFT CORP COM 594918104 BBG001S5TD05 1728791 4109 SH SOLE 3596 0 513 MID-AMER APT CMNTYS INC COM 59522J103 BBG001S7HZ69 351906 2674 SH SOLE 303 0 2371 MPLX LP COM UNIT REP LTD 55336V100 BBG0035TJHL3 801965 19297 SH SOLE 0 0 19297 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 BBG008417VP2 1116413 28509 SH SOLE 0 0 28509 NETFLIX INC COM 64110L106 BBG001SF6L46 289089 476 SH SOLE 351 0 125 NEXPOINT RESIDENTIAL TR INC COM 65341D102 BBG0077Q6QH7 1684359 52326 SH SOLE 0 0 52326 NIKE INC CL B 654106103 BBG001S6NTK2 276301 2940 SH SOLE 2930 0 10 NOKIA CORP SPONSORED ADR 654902204 BBG001SCPCG9 54870 15500 SH SOLE 15500 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 614442 680 SH SOLE 630 0 50 OMEGA HEALTHCARE INVS INC COM 681936100 BBG001S736L1 370997 11714 SH SOLE 145 0 11569 OSI SYSTEMS INC COM 671044105 BBG001SB1J54 689678 4829 SH SOLE 4829 0 0 PACER FDS TR PACER US SMALL 69374H857 BBG00GXXR1G6 19249469 391568 SH SOLE 253295 0 138273 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 9541809 164203 SH SOLE 110040 0 54163 PACER FDS TR US LRG CP CASH 69374H360 BBG01C3RRM56 349505 13442 SH SOLE 0 0 13442 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 228235 3407 SH SOLE 2657 0 750 PEPSICO INC COM 713448108 BBG001S695T1 241191 1378 SH SOLE 1147 0 231 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 BBG00HM85ST2 2753127 140799 SH SOLE 132106 0 8693 PIMCO ETF TR 1-5 US TIP IDX 72201R205 BBG001T5DWK7 8720907 169338 SH SOLE 157048 0 12290 PIMCO ETF TR MULTISECTOR BD 72201R585 BBG01GZGT490 407647 15825 SH SOLE 6732 0 9093 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 229717 1422 SH SOLE 1413 0 9 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 848671 5231 SH SOLE 4859 0 372 PROLOGIS INC. COM 74340W103 BBG001S5NMN6 433658 3330 SH SOLE 128 0 3202 PUBLIC STORAGE COM 74460D109 BBG001S5TH79 523651 1805 SH SOLE 153 0 1652 RCI HOSPITALITY HLDGS INC COM 74934Q108 BBG001S8LFR3 339590 5855 SH SOLE 0 0 5855 REALTY INCOME CORP COM 756109104 BBG001S884K0 860660 15909 SH SOLE 6132 0 9777 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 277819 653 SH SOLE 653 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 BBG001SGNMK5 311132 21065 SH SOLE 0 0 21065 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 13706519 203391 SH SOLE 189962 0 13429 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 14965699 262418 SH SOLE 246993 0 15425 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 5613810 157647 SH SOLE 148213 0 9434 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 BBG001T9F795 1844046 38250 SH SOLE 0 0 38250 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1689565 20955 SH SOLE 20955 0 0 SIERRA BANCORP COM 82620P102 BBG001S6XR89 266640 13200 SH SOLE 13200 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 666122 77818 SH SOLE 77818 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 91840 8000 SH SOLE 8000 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 13520 5000 SH Call SOLE 5000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3564199 6814 SH SOLE 6812 0 2 SPDR SER TR BLOOMBERG EMERGI 78464A391 BBG001V0JXM5 2721806 132771 SH SOLE 124522 0 8249 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 2704306 326213 SH SOLE 303421 0 22792 STAG INDL INC COM 85254J102 BBG001T9F312 674423 17545 SH SOLE 1176 0 16369 SUN CMNTYS INC COM 866674104 BBG001S7HRC0 593081 4613 SH SOLE 0 0 4613 TESLA INC COM 88160R101 BBG001SQKGD7 818830 4658 SH SOLE 3286 0 1372 THE REAL GOOD FOOD COMPANY I COM CL A 75601G109 BBG012Y76923 5271 14600 SH SOLE 14600 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 248177 427 SH SOLE 427 0 0 TIDAL ETF TR GOTHAM ENHNCD 886364835 BBG00YPGN239 452140 15714 SH SOLE 0 0 15714 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 250218 3250 SH SOLE 3250 0 0 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 10590 200 SH Call SOLE 200 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 245930 1000 SH SOLE 1000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 266048 1790 SH SOLE 1785 0 5 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 419353 848 SH SOLE 848 0 0 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 229408 1344 SH SOLE 1344 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 BBG0034VZPF0 256836 14519 SH SOLE 14519 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 57462745 166946 SH SOLE 154919 0 12027 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 289700 3350 SH SOLE 1027 0 2323 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 22375105 116610 SH SOLE 108903 0 7707 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 13466994 51653 SH SOLE 48183 0 3470 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 506578 1949 SH SOLE 1949 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 65898460 404633 SH SOLE 377574 0 27058 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 36753066 626651 SH SOLE 583335 0 43316 VANGUARD MALVERN FDS CORE BD ETF 922020748 BBG01KH0XWG1 213904 2796 SH SOLE 1859 0 937 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 8711211 181900 SH SOLE 168509 0 13391 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 BBG001T62M92 1675584 28618 SH SOLE 28618 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 4578581 78846 SH SOLE 39148 0 39698 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 678580 3716 SH SOLE 3716 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 655437 10870 SH SOLE 10870 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 334902 6675 SH SOLE 6675 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 484335 7040 SH SOLE 7040 0 0 VERB TECHNOLOGY CO INC COM NEW 92337U203 BBG004DZSWZ0 3681 13890 SH SOLE 13890 0 0 WASTE MGMT INC DEL COM 94106L109 BBG001S5XH47 227644 1068 SH SOLE 1068 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 BBG005YHYNG8 6604204 131322 SH SOLE 500 0 130822