CHIEF COMPLIANCE OFFICER

0001760472-21-000001.txt : 20210210 0001760472-21-000001.hdr.sgml : 20210210 20210210075604 ACCESSION NUMBER: 0001760472-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 EFFECTIVENESS DATE: 20210210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRW Wealth Management LLC CENTRAL INDEX KEY: 0001760472 IRS NUMBER: 272409376 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19218 FILM NUMBER: 21609329 BUSINESS ADDRESS: STREET 1: 1 PINE HILL DRIVE STREET 2: SUITE 502 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 6177450900 MAIL ADDRESS: STREET 1: 1 PINE HILL DRIVE STREET 2: SUITE 502 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001760472 XXXXXXXX 12-31-2020 12-31-2020 PRW Wealth Management LLC

1 PINE HILL DRIVE SUITE 502 QUINCY MA 02169

13F HOLDINGS REPORT 028-19218 N CATHERINE DOLPHYN CHIEF COMPLIANCE OFFICER (617) 745-0900 CATHERINE DOLPHYN QUINCY MA 02-10-2021 6 91 177791 false 1 028-13023 Dana Investments 2 028-04139 Eaton Vance 3 028-11395 Essex 4 028-02635 Gardner Russo Gardner 5 028-04558 Parametric 6 028-07086 Toth Advisory INFORMATION TABLE 2 13F_PRW_2020Q4.xml Abbott Laboratories Common Stock 002824100 263 2399 SH SOLE 1,3,4,6 0 936 1463 Alphabet Inc A Common Stock 02079K305 438 250 SH SOLE 1,3,4,6 0 147 103 Alphabet Inc C Common Stock 02079K107 1726 985 SH SOLE 3,4,5 0 234 751 Amazon.com Inc Common Stock 023135106 5182 1591 SH SOLE 1,2,3,4 0 144 1447 American Tower Corp Common Stock 03027X100 267 1190 SH SOLE 1,3 0 161 1029 Amgen Inc Common Stock 031162100 285 1239 SH SOLE 1,3 0 289 950 Analog Devices Inc Common Stock 032654105 261 1764 SH SOLE 3 0 60 1704 Apple Inc Common Stock 037833100 3884 29274 SH SOLE 1,2,3,4,6 0 4361 24913 Applied Materials Inc Common Stock 038222105 210 2430 SH SOLE 3 0 175 2255 ARK Innovation ETF Exchange Traded Fund 00214Q104 21381 171750 SH SOLE 0 0 171750 Baidu Inc Common Stock 056752108 216 1000 SH SOLE 0 0 1000 Becton, Dickinson and Co Common Stock 075887109 248 990 SH SOLE 3 0 49 941 Berkshire Hathaway Inc A Common Stock 084670108 348 1 SH SOLE 5 0 1 0 Berkshire Hathaway Inc B Common Stock 084670702 1802 7773 SH SOLE 3,5 0 1336 6437 Bright Horizons Family Solutions Inc Common Stock 109194100 1297 7500 SH SOLE 3 0 50 7450 Colgate-Palmolive Co Common Stock 194162103 269 3144 SH SOLE 3,4 0 117 3027 Comcast Corp Class A Common Stock 20030N101 320 6108 SH SOLE 1,3,5 0 4028 2080 Consumer Staples Select Sector SPDR ETF Exchange Traded Fund 81369Y308 337 5000 SH SOLE 0 0 5000 CrowdStrike Holdings Inc Common Stock 22788C105 216 1019 SH SOLE 3 0 19 1000 eBay Inc Common Stock 278642103 301 5985 SH SOLE 3 0 235 5750 Facebook Inc A Common Stock 30303M102 375 1372 SH SOLE 1,3,4 0 631 741 First Trust Dow Jones Global Sel Div ETF Exchange Traded Fund 33734X200 619 28256 SH SOLE 0 0 28256 First Trust Preferred Sec & Inc ETF Exchange Traded Fund 33739E108 303 15000 SH SOLE 0 0 15000 First Trust Senior Loan ETF Exchange Traded Fund 33738D309 871 18300 SH SOLE 0 0 18300 First Trust Value Line Dividend ETF Exchange Traded Fund 33734H106 752 21457 SH SOLE 0 0 21457 FS KKR CAPITAL CORP II Common Stock 35952V303 981 59801 SH SOLE 0 0 59801 FT CBOE VEST US EQU BUF ETF Exchange Traded Fund 33740F862 738 21267 SH SOLE 0 0 21267 FT CBOE VEST US EQUITY BUFF ETF Exchange Traded Fund 33740F847 5721 162584 SH SOLE 0 0 162584 FT CBOE VEST US EQUITY BUFFER ETF Exchange Traded Fund 33740F664 2816 89174 SH SOLE 0 0 89174 FT CBOE VEST US EQUITY BUFFER ETF Exchange Traded Fund 33740F763 615 18600 SH SOLE 0 0 18600 FT CBOE VEST US EQUITY BUFFER ETF Exchange Traded Fund 33740U208 1035 31343 SH SOLE 0 0 31343 Honeywell International Inc Common Stock 438516106 303 1426 SH SOLE 3 0 103 1323 Invesco QQQ Trust Exchange Traded Fund 46090E103 3573 11388 SH SOLE 0 0 11388 iShares Core Dividend Growth ETF Exchange Traded Fund 46434V621 1253 27946 SH SOLE 0 0 27946 iShares Core S&P 500 Exchange Traded Fund 464287200 28773 76648 SH SOLE 0 0 76648 Ishares Core U S Growth Etf Exchange Traded Fund 464287671 214 2418 SH SOLE 0 0 2418 iShares Core US Aggregate Bond Exchange Traded Fund 464287226 1076 9100 SH SOLE 0 0 9100 iShares Gold Trust Exchange Traded Fund 464285105 1026 56600 SH SOLE 0 0 56600 iShares International Select Dividend Exchange Traded Fund 464288448 281 9550 SH SOLE 0 0 9550 iShares MSCI EAFE Exchange Traded Fund 464287465 1837 25175 SH SOLE 0 0 25175 iShares Russell 1000 Growth Exchange Traded Fund 464287614 1246 5166 SH SOLE 0 0 5166 iShares Russell 1000 Value Exchange Traded Fund 464287598 2489 18204 SH SOLE 0 0 18204 iShares Russell 2000 Exchange Traded Fund 464287655 1173 5984 SH SOLE 0 0 5984 iShares Russell 3000 Exchange Traded Fund 464287689 1664 7445 SH SOLE 0 0 7445 iShares S&P Small-Cap 600 Value ETF Exchange Traded Fund 464287879 976 12000 SH SOLE 0 0 12000 iShares US Medical Devices Exchange Traded Fund 464288810 327 1000 SH SOLE 0 0 1000 Johnson & Johnson Common Stock 478160104 352 2235 SH SOLE 3,4 0 561 1674 JPMorgan Chase & Co Common Stock 46625H100 447 3516 SH SOLE 1,3,4,5 0 2816 700 Mastercard Inc A Common Stock 57636Q104 739 2071 SH SOLE 1,3,5,6 0 2071 0 Merck & Co Inc Common Stock 58933Y105 224 2734 SH SOLE 1,3 0 927 1807 Microchip Technology Inc Common Stock 595017104 210 1517 SH SOLE 1,3,4 0 417 1100 Microsoft Corp Common Stock 594918104 1201 5400 SH SOLE 1,3,4,6 0 1961 3439 Mongodb Inc Cl A Common Stock 60937P106 661 1840 SH SOLE 0 0 1840 Netflix Inc Common Stock 64110L106 921 1703 SH SOLE 3 0 70 1633 NVIDIA Corp Common Stock 67066G104 1689 3235 SH SOLE 3 0 100 3135 PayPal Holdings Inc Common Stock 70450Y103 220 941 SH SOLE 1,3 0 387 554 PepsiCo Inc Common Stock 713448108 245 1651 SH SOLE 2,3,4 0 684 967 Philip Morris International Inc Common Stock 718172109 339 4098 SH SOLE 3,5 0 3577 521 PIMCO Enhanced Short Maturity Active ETF Exchange Traded Fund 72201R833 2819 27630 SH SOLE 0 0 27630 Procter & Gamble Co Common Stock 742718109 238 1710 SH SOLE 3 0 358 1352 Rhythm Pharmaceuticals Inc Common Stock 76243J105 422 14200 SH SOLE 0 0 14200 Schwab Fundamental Intl Lg Co ETF Exchange Traded Fund 808524755 7237 247176 SH SOLE 0 0 247176 Schwab International Equity ETF Exchange Traded Fund 808524805 1547 42965 SH SOLE 0 0 42965 Schwab US Large-Cap Value ETF Exchange Traded Fund 808524409 263 4416 SH SOLE 0 0 4416 Schwab US TIPS ETF Exchange Traded Fund 808524870 512 8250 SH SOLE 0 0 8250 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 246 2171 SH SOLE 0 0 2171 Shopify Inc Common Stock 82509L107 3380 2986 SH SOLE 0 0 2986 Sleep Number Corp Common Stock 83125X103 3102 37900 SH SOLE 0 0 37900 SPDR Gold Shares Exchange Traded Fund 78463V107 8556 47969 SH SOLE 0 0 47969 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 538 1439 SH SOLE 0 0 1439 SPDR S&P 600 Small Cap Value ETF Exchange Traded Fund 78464A300 2113 31923 SH SOLE 0 0 31923 SPDR S&P Dividend ETF Exchange Traded Fund 78464A763 2229 21039 SH SOLE 0 0 21039 Sprott Inc Common Stock 852066208 430 14823 SH SOLE 0 0 14823 Target Corp Common Stock 87612E106 202 1147 SH SOLE 1,3 0 147 1000 Tesla Motors Inc Common Stock 88160R101 2111 2992 SH SOLE 3 0 105 2887 Texas Instruments Inc Common Stock 882508104 296 1801 SH SOLE 1,3 0 410 1391 The Home Depot Inc Common Stock 437076102 461 1734 SH SOLE 3 0 360 1374 The Trade Desk Inc Com Cl A Common Stock 88339J105 256 320 SH SOLE 0 0 320 Thermo Fisher Scientific Inc Common Stock 883556102 279 598 SH SOLE 1,3,4 0 245 353 Unilever PLC ADR Common Stock 904767709 260 4308 SH SOLE 3,5 0 4308 0 Vanguard 500 ETF Exchange Traded Fund 922908363 636 1851 SH SOLE 0 0 1851 Vanguard Consumer Discretionary ETF Exchange Traded Fund 92204A108 486 1767 SH SOLE 0 0 1767 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 1374 27414 SH SOLE 0 0 27414 Vanguard Information Technology ETF Exchange Traded Fund 92204A702 288 813 SH SOLE 0 0 813 Vanguard Intermediate-Term Corp Bd ETF Exchange Traded Fund 92206C870 1102 11342 SH SOLE 0 0 11342 Vanguard Large-Cap ETF Exchange Traded Fund 922908637 3293 18739 SH SOLE 0 0 18739 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 8556 43960 SH SOLE 0 0 43960 Vanguard Total World Stock ETF Exchange Traded Fund 922042742 372 4019 SH SOLE 0 0 4019 Vanguard Value ETF Exchange Traded Fund 922908744 15065 126637 SH SOLE 0 0 126637 Visa Inc Class A Common Stock 92826C839 291 1332 SH SOLE 1,3,4,6 0 769 563 Walt Disney Co Common Stock 254687106 1295 7149 SH SOLE 2,3,4 0 760 6389