0001758730-23-000153.txt : 20230707 0001758730-23-000153.hdr.sgml : 20230707 20230707160806 ACCESSION NUMBER: 0001758730-23-000153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230706 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Douglas CENTRAL INDEX KEY: 0001771193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 231076865 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wk-form4_1688760473.xml FORM 4 X0407 4 2023-07-06 0 0001758730 Tradeweb Markets Inc. TW 0001771193 Friedman Douglas TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 General Counsel and Secretary 0 Class A common stock 2023-07-06 4 S 0 853 65.7164 D 34973 D Class A common stock 2023-07-06 4 S 0 1483 65.7298 D 33490 D Class A common stock 2023-07-06 4 S 0 834 65.15 D 32656 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2023. This amount includes (i) 1,697 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 3,483 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 6,749 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 7,547 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. /s/ Scott Zucker, Attorney-in-Fact for Douglas Friedman 2023-07-07