0000895345-20-000176.txt : 20200214
0000895345-20-000176.hdr.sgml : 20200214
20200214184851
ACCESSION NUMBER: 0000895345-20-000176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200212
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spencer James
CENTRAL INDEX KEY: 0001771296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 20622585
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2020-02-12
0001758730
Tradeweb Markets Inc.
TW
0001771296
Spencer James
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
Chief Technology Officer
Class A common stock
2020-02-12
4
M
0
74996
20.59
A
133329
D
Class A common stock
2020-02-12
4
S
0
74996
47.1144
D
58333
D
Class A common stock
2020-02-13
4
M
0
30321
20.59
A
88654
D
Class A common stock
2020-02-13
4
S
0
30321
47.0652
D
58333
D
Class A common stock
2020-02-14
4
M
0
1835
20.59
A
60168
D
Class A common stock
2020-02-14
4
S
0
1835
50
D
58333
D
Stock Option (Right to Buy)
20.59
2020-02-12
4
M
0
74996
0
D
2028-10-26
Class A common stock
74996
227583
D
Stock Option (Right to Buy)
20.59
2020-02-13
4
M
0
30321
0
D
2028-10-26
Class A common stock
30321
197262
D
Stock Option (Right to Buy)
20.59
2020-02-14
4
M
0
1835
0
D
2028-10-26
Class A common stock
1835
195427
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.45, inclusive.
This option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker, Attorney-in-Fact for James Spencer
2020-02-14