Chief Compliance Officer

0001172661-20-002258.txt : 20201116 0001172661-20-002258.hdr.sgml : 20201116 20201116142032 ACCESSION NUMBER: 0001172661-20-002258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Walleye Capital LLC CENTRAL INDEX KEY: 0001758720 IRS NUMBER: 202560520 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18937 FILM NUMBER: 201315574 BUSINESS ADDRESS: STREET 1: 2800 NIAGARA LANE NORTH CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 9523455200 MAIL ADDRESS: STREET 1: 2800 NIAGARA LANE NORTH CITY: PLYMOUTH STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: Walleye Trading Advisors, LLC DATE OF NAME CHANGE: 20181109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001758720 XXXXXXXX 09-30-2020 09-30-2020 false Walleye Capital LLC

2800 Niagara Lane North Plymouth MN 55447

13F COMBINATION REPORT 028-18937 0001388391 028-12094 Walleye Trading LLC N Adil Elamri Chief Compliance Officer 952-345-6606 /s/ Adil Elamri Plymouth MN 11-16-2020 0 807 897200 INFORMATION TABLE 2 infotable.xml 10X GENOMICS INC CL A COM 88025U109 1108 8884 SH SOLE 8884 0 0 8I ENTERPRISES ACQUISITION C *W EXP 10/29/202 G2956M112 16 12000 SH SOLE 12000 0 0 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 12 14700 SH SOLE 14700 0 0 AAR CORP COM 000361105 300 15942 SH SOLE 15942 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 344 37304 SH SOLE 37304 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 312 67625 SH SOLE 67625 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 542 68290 SH SOLE 68290 0 0 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 1230 117233 SH SOLE 117233 0 0 ACE CONVERGENCE ACQU CORP UNIT 99/99/9999 G0083D112 2035 198553 SH SOLE 198553 0 0 ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 301 30000 SH SOLE 30000 0 0 ACTIVISION BLIZZARD INC 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SH SOLE 7143 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 2252 76012 SH SOLE 76012 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 219 2923 SH SOLE 2923 0 0 FLUENT INC COM 34380C102 62 25000 SH SOLE 25000 0 0 FOLEY TRASIMENE ACQUISITION UNIT 99/99/9999 344328208 1163 114000 SH SOLE 114000 0 0 FOLEY TRASIMENE ACQUISTN COR *W EXP 05/26/202 34431F112 100 44428 SH SOLE 44428 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 1740 167954 SH SOLE 167954 0 0 FOOT LOCKER INC COM 344849104 225 6824 SH SOLE 6824 0 0 FORTIVE CORP COM 34959J108 1652 21673 SH SOLE 21673 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 252 2500 PRN SOLE 2500 0 0 FORTRESS VALUE ACQUISITION C *W EXP 05/04/202 34962V114 242 73643 SH SOLE 73643 0 0 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 63750 1000000 PRN SOLE 1000000 0 0 FORUM MERGER III CORP UNIT 08/24/2027 349885202 1474 141212 SH SOLE 141212 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 410 113995 SH SOLE 113995 0 0 FTAC OLYMPUS ACQUISITION COR UNIT 08/24/2025 G37288118 1710 171000 SH SOLE 171000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 615 5000 PRN SOLE 5000 0 0 FUELCELL ENERGY INC COM 35952H601 1596 745818 SH SOLE 745818 0 0 FUNKO INC COM CL A 361008105 278 47953 SH SOLE 47953 0 0 FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 1829 177534 SH SOLE 177534 0 0 GABELLI DIVID & INCOME TR COM 36242H104 224 12200 SH SOLE 12200 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 268 432270 SH SOLE 432270 0 0 GALILEO ACQUISITION CORP SHS G3770A102 1636 165252 SH SOLE 165252 0 0 GALILEO ACQUISITION CORP UNIT 99/99/9999 G3770A128 106 10009 SH SOLE 10009 0 0 GALLAGHER ARTHUR J & CO COM 363576109 839 7948 SH SOLE 7948 0 0 GASLOG LTD SHS G37585109 234 86461 SH SOLE 86461 0 0 GENERAC HLDGS INC COM 368736104 2186 11287 SH SOLE 11287 0 0 GENERAL AMERN INVS INC COM 368802104 566 16681 SH SOLE 16681 0 0 GENTEX CORP COM 371901109 344 13349 SH SOLE 13349 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 88 96167 SH SOLE 96167 0 0 GIGCAPITAL2 INC COM 375036100 380 37357 SH SOLE 37357 0 0 GIGCAPITAL3 INC *W EXP 05/18/202 37519D115 76 118309 SH SOLE 118309 0 0 GIGCAPITAL3 INC COM 37519D107 3134 314952 SH SOLE 314952 0 0 GIGCAPITAL3 INC UNIT 99/99/9999 37519D206 248 23945 SH SOLE 23945 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 82 128187 SH SOLE 128187 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 181 13769 SH SOLE 13769 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 17 311617 SH SOLE 311617 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 1172 116300 SH SOLE 116300 0 0 GOLDEN STAR RES LTD CDA COM 38119T807 303 70400 SH SOLE 70400 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G206 272 45535 SH SOLE 45535 0 0 GORES HLDGS IV INC COM CL A 382865103 114 11045 SH SOLE 11045 0 0 GORES HLDGS V INC UNIT 99/99/9999 382864205 652 63000 SH SOLE 63000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 69 22111 SH SOLE 22111 0 0 GORES METROPOULOS INC COM CL A 382872109 1309 114610 SH SOLE 114610 0 0 GRACO INC COM 384109104 329 5365 SH SOLE 5365 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 219 22994 SH SOLE 22994 0 0 GREENCITY ACQUISITION CORP UNIT 04/30/2026 G4086B115 1658 165000 SH SOLE 165000 0 0 GREENHILL & CO INC COM 395259104 181 15974 SH SOLE 15974 0 0 GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 70 298320 SH SOLE 298320 0 0 GREENROSE ACQUISITION CORP COM 395392103 2925 299394 SH SOLE 299394 0 0 GREENROSE ACQUISITION CORP UNIT 02/28/2024 395392202 403 40349 SH SOLE 40349 0 0 GREENSKY INC CL A 39572G100 2296 517162 SH SOLE 517162 0 0 GREENVISION ACQUISITION CORP *W EXP 10/28/202 39678G111 50 95907 SH SOLE 95907 0 0 GREENVISION ACQUISITION CORP COM 39678G103 769 76558 SH SOLE 76558 0 0 GREENVISION ACQUISITION CORP RIGHT 06/01/2021 39678G129 76 163858 SH SOLE 163858 0 0 GREENVISION ACQUISITION CORP UNIT 10/28/2024 39678G202 425 39176 SH SOLE 39176 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 456 172078 SH SOLE 172078 0 0 GRUBHUB INC COM 400110102 6137 84847 SH SOLE 84847 0 0 GS ACQUISITION HLDGS CORP II *W EXP 06/30/202 36258Q113 64 29795 SH SOLE 29795 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 1362 126575 SH SOLE 126575 0 0 GS ACQUISITION HLDGS CORP II UNIT 99/99/9999 36258Q204 116 10298 SH SOLE 10298 0 0 GUARDANT HEALTH INC COM 40131M109 565 5053 SH SOLE 5053 0 0 GX ACQUISITION CORP *W EXP 05/24/202 36251A115 56 34781 SH SOLE 34781 0 0 GX ACQUISITION CORP COM CL A 36251A107 1149 109460 SH SOLE 109460 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 924 82386 SH SOLE 82386 0 0 HAEMONETICS CORP COM 405024100 379 4349 SH SOLE 4349 0 0 HAWAIIAN HOLDINGS INC COM 419879101 231 17925 SH SOLE 17925 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 60 60277 SH SOLE 60277 0 0 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 196 19649 SH SOLE 19649 0 0 HCI GROUP INC NOTE 4.250% 3/0 40416EAD5 614 6077 PRN SOLE 6077 0 0 HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 395 220847 SH SOLE 220847 0 0 HEALTHCARE MERGER CORP COM CL A 42227L102 1157 113951 SH SOLE 113951 0 0 HEALTHCARE RLTY TR COM 421946104 506 16786 SH SOLE 16786 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 4575 175980 SH SOLE 175980 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 349 12843 SH SOLE 12843 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 1042 93541 SH SOLE 93541 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 436 9337 SH SOLE 9337 0 0 HESS CORP COM 42809H107 244 5965 SH SOLE 5965 0 0 HIGHCAPE CAP ACQUISITION COR UNIT 09/30/2027 42984L204 546 54000 SH SOLE 54000 0 0 HIGHWOODS PPTYS INC COM 431284108 758 22579 SH SOLE 22579 0 0 HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 45 21654 SH SOLE 21654 0 0 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 101 96051 SH SOLE 96051 0 0 HOLICITY INC UNIT 08/05/2025 435063201 1180 114000 SH SOLE 114000 0 0 HOLOGIC INC COM 436440101 364 5474 SH SOLE 5474 0 0 HORIZON ACQUISITION CORP UNIT 99/99/9999 G46049121 312 30000 SH SOLE 30000 0 0 HOST HOTELS & RESORTS INC COM 44107P104 241 22325 SH SOLE 22325 0 0 HPX CORP UNIT 99/99/9999 G32219118 1176 115320 SH SOLE 115320 0 0 HUDSON EXECUTIVE INVT CORP UNIT 06/21/2025 443761200 1372 131280 SH SOLE 131280 0 0 HUDSON LTD COM CL A G46408103 1900 250000 SH SOLE 250000 0 0 HUDSON PAC PPTYS INC COM 444097109 7422 338431 SH SOLE 338431 0 0 IAC INTERACTIVECORP NEW COM 44891N109 1426 11906 SH SOLE 11906 0 0 IAMGOLD CORP COM 450913108 206 53900 SH SOLE 53900 0 0 ICU MED INC COM 44930G107 453 2480 SH SOLE 2480 0 0 IDEX CORP COM 45167R104 2521 13822 SH SOLE 13822 0 0 ILLINOIS TOOL WKS INC COM 452308109 3950 20446 SH SOLE 20446 0 0 IMMUNOMEDICS INC COM 452907108 4360 51272 SH SOLE 51272 0 0 INARI MED INC COM 45332Y109 312 4525 SH SOLE 4525 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 4021 346976 SH SOLE 346976 0 0 INDIA FD INC COM 454089103 590 35738 SH SOLE 35738 0 0 INDUSTRIAL TECH ACQU INC UNIT 08/31/2025 456357201 600 60000 SH SOLE 60000 0 0 INOGEN INC COM 45780L104 238 8200 SH SOLE 8200 0 0 INOVALON HLDGS INC COM CL A 45781D101 403 15252 SH SOLE 15252 0 0 INPHI CORP COM 45772F107 1830 16304 SH SOLE 16304 0 0 INSPIRE MED SYS INC COM 457730109 331 2568 SH SOLE 2568 0 0 INSU ACQUISITION CORP II UNIT 09/04/2025 457821304 171 16500 SH SOLE 16500 0 0 INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 65 23596 SH SOLE 23596 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 560 13510 SH SOLE 13510 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 623 6224 SH SOLE 6224 0 0 INTERPRIVATE ACQUISITION COR *W EXP 10/24/202 46064A111 130 159492 SH SOLE 159492 0 0 INTERPRIVATE ACQUISITION COR COM 46064A103 2389 238897 SH SOLE 238897 0 0 INTERPRIVATE ACQUISITION COR UNIT 10/29/2024 46064A202 766 74069 SH SOLE 74069 0 0 INTERSECT ENT INC COM 46071F103 182 11182 SH SOLE 11182 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 984 1756980 SH SOLE 1756980 0 0 INVACARE CORP COM 461203101 144 19177 SH SOLE 19177 0 0 INVESCO LTD SHS G491BT108 299 26171 SH SOLE 26171 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 861 3100 PRN SOLE 3100 0 0 INVESTORS BANCORP INC NEW COM 46146L101 1491 205316 SH SOLE 205316 0 0 IQIYI INC SPONSORED ADS 46267X108 4437 196500 SH Put SOLE 196500 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 225 945 SH SOLE 945 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8390 100000 SH Put SOLE 100000 0 0 ISHARES TR PHLX SEMICND ETF 464287523 3044 9994 PRN SOLE 9994 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2696 18000 SH Put SOLE 18000 0 0 ITRON INC COM 465741106 234 3860 SH SOLE 3860 0 0 JABIL INC COM 466313103 570 16635 SH SOLE 16635 0 0 JAWS ACQUISITION CORP *W EXP 99/99/999 G50744112 73 34531 SH SOLE 34531 0 0 JAWS ACQUISITION CORP SHS G50744104 670 64344 SH SOLE 64344 0 0 JAWS ACQUISITION CORP UNIT 99/99/9999 G50744120 536 48458 SH SOLE 48458 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 41 23987 SH SOLE 23987 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 549 52444 SH SOLE 52444 0 0 JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 1991 174379 SH SOLE 174379 0 0 KALEYRA INC *W EXP 12/12/202 483379111 1284 904009 SH SOLE 904009 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 3123 17268 SH SOLE 17268 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 466 115650 SH SOLE 115650 0 0 KBL MERGER CORP IV RIGHT 11/09/2020 48242A120 13 63437 SH SOLE 63437 0 0 KENSINGTON CAP ACQUISITION C *W EXP 07/01/202 490073111 105 23437 SH SOLE 23437 0 0 KEYCORP COM 493267108 3403 285229 SH SOLE 285229 0 0 KINDER MORGAN INC DEL COM 49456B101 311 25200 SH SOLE 25200 0 0 KISMET ACQUISITION ONE CORP UNIT 08/06/2025 G52753129 1456 114000 SH SOLE 114000 0 0 KKR & CO INC COM 48251W104 569 16560 SH SOLE 16560 0 0 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 344 3500 PRN SOLE 3500 0 0 KOHLS CORP COM 500255104 198 10690 SH SOLE 10690 0 0 KROGER CO COM 501044101 525 15492 SH SOLE 15492 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 101 22959 SH SOLE 22959 0 0 LANTHEUS HLDGS INC COM 516544103 204 16111 SH SOLE 16111 0 0 LAZARD LTD SHS A G54050102 319 9647 SH SOLE 9647 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 23 43205 SH SOLE 43205 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 31 65616 SH SOLE 65616 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 113 13900 SH SOLE 13900 0 0 LIFE STORAGE INC COM 53223X107 9740 92522 SH SOLE 92522 0 0 LIFESCI ACQUISITION CORP *W EXP 02/14/202 53228P117 157 102557 SH SOLE 102557 0 0 LIFESCI ACQUISITION CORP UNIT 03/31/2025 53228P208 255 18717 SH SOLE 18717 0 0 LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 47 516849 SH SOLE 516849 0 0 LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 1141 114600 SH SOLE 114600 0 0 LIQUIDIA TECHNOLOGIES INC COM 53635D202 85 17219 SH SOLE 17219 0 0 LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 12 25200 SH SOLE 25200 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1782 170900 SH SOLE 170900 0 0 LIVE OAK ACQUISITION CORP *W EXP 05/08/202 53804F111 69 70901 SH SOLE 70901 0 0 LIVE OAK ACQUISITION CORP COM CL A 53804F103 1204 119475 SH SOLE 119475 0 0 LIVE OAK ACQUISITION CORP UNIT 99/99/9999 53804F202 109 10359 SH SOLE 10359 0 0 LIVONGO HEALTH INC COM 539183103 3342 23865 SH SOLE 23865 0 0 LOCKHEED MARTIN CORP COM 539830109 731 1908 SH SOLE 1908 0 0 LONGVIEW ACQUISITION CORP *W EXP 05/27/202 543195119 63 65000 SH SOLE 65000 0 0 LONGVIEW ACQUISITION CORP COM CL A 543195101 3316 337686 SH SOLE 337686 0 0 LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 517 50900 SH SOLE 50900 0 0 LOWES COS INC COM 548661107 954 5754 SH SOLE 5754 0 0 LULULEMON ATHLETICA INC COM 550021109 373 1131 SH SOLE 1131 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 840 6000 PRN SOLE 6000 0 0 M & T BK CORP COM 55261F104 1867 20279 SH SOLE 20279 0 0 MADISON COVERED CALL & EQUIT COM 557437100 68 11315 SH SOLE 11315 0 0 MALACCA STRAITS ACQUISITION *W EXP 99/99/999 G5859B109 44 109054 SH SOLE 109054 0 0 MALACCA STRAITS ACQUISITION COM CL A G5859B117 1208 123593 SH SOLE 123593 0 0 MALACCA STRAITS ACQUISITION UNIT 99/99/9999 G5859B125 1362 136900 SH SOLE 136900 0 0 MANITOWOC CO INC COM NEW 563571405 167 19800 SH SOLE 19800 0 0 MARCUS CORP DEL COM 566330106 464 60000 SH Put SOLE 60000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 3555 10513 SH SOLE 10513 0 0 MATADOR RES CO COM 576485205 112 13504 SH SOLE 13504 0 0 MATCH GROUP INC NEW COM 57667L107 655 5924 SH SOLE 5924 0 0 MATRIX SVC CO COM 576853105 600 71827 SH SOLE 71827 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 3919 57969 SH SOLE 57969 0 0 MCDONALDS CORP COM 580135101 674 3071 SH SOLE 3071 0 0 MDC PARTNERS INC CL A SUB VTG 552697104 33 20334 SH SOLE 20334 0 0 MEDIFAST INC COM 58470H101 240 1458 SH SOLE 1458 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 23 34030 SH SOLE 34030 0 0 MEREDITH CORP COM 589433101 194 14777 SH SOLE 14777 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 24 47000 SH SOLE 47000 0 0 MERIDA MERGER CORP I COM 58953M106 989 100000 SH SOLE 100000 0 0 MERITAGE HOMES CORP COM 59001A102 5997 54327 SH SOLE 54327 0 0 METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 74 358878 SH SOLE 358878 0 0 MGIC INVT CORP WIS COM 552848103 373 42119 SH SOLE 42119 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 278 9953 SH SOLE 9953 0 0 MICHAELS COS INC COM 59408Q106 140 14537 SH SOLE 14537 0 0 MICROSOFT CORP COM 594918104 4293 20410 SH SOLE 20410 0 0 MID-AMER APT CMNTYS INC COM 59522J103 860 7414 SH SOLE 7414 0 0 MILLER HERMAN INC COM 600544100 429 14224 SH SOLE 14224 0 0 MISTRAS GROUP INC COM 60649T107 105 26885 SH SOLE 26885 0 0 MOBILEIRON INC COM NEW 60739U204 634 90382 SH SOLE 90382 0 0 MODINE MFG CO COM 607828100 241 38542 SH SOLE 38542 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 414 12335 SH SOLE 12335 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 3936 75000 SH SOLE 75000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 516 1034307 SH SOLE 1034307 0 0 MORGAN STANLEY COM NEW 617446448 3605 74555 SH SOLE 74555 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 589 27905 SH SOLE 27905 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 566 67440 SH SOLE 67440 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 370 66490 SH SOLE 66490 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 584 33669 SH SOLE 33669 0 0 MOUNTAIN CREST ACQUISITION C UNIT 03/19/2025 62401M205 573 53589 SH SOLE 53589 0 0 MYRIAD GENETICS INC COM 62855J104 601 46114 SH SOLE 46114 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 474 10601 SH SOLE 10601 0 0 NATIONAL GEN HLDGS CORP COM 636220303 2911 86250 SH SOLE 86250 0 0 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 203 2000 PRN SOLE 2000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 439 48411 SH SOLE 48411 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 158 16000 SH SOLE 16000 0 0 NATUS MED INC DEL COM 639050103 180 10486 SH SOLE 10486 0 0 NAVSIGHT HLDGS INC UNIT 99/99/9999 639358209 905 90000 SH SOLE 90000 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 583 431672 SH SOLE 431672 0 0 NEVRO CORP COM 64157F103 236 1697 SH SOLE 1697 0 0 NEW PROVIDENCE ACQUISITION UNIT 09/01/2024 64822P205 1452 138659 SH SOLE 138659 0 0 NEW SR INVT GROUP INC COM 648691103 119 29676 SH SOLE 29676 0 0 NEWBORN ACQUISITION CORP *W EXP 02/03/202 G6463T114 68 232999 SH SOLE 232999 0 0 NEWBORN ACQUISITION CORP RIGHT 02/03/2025 G6463T122 56 215900 SH SOLE 215900 0 0 NEWBORN ACQUISITION CORP SHS G6463T106 702 70376 SH SOLE 70376 0 0 NEWBORN ACQUISITION CORP UNIT 99/99/9999 G6463T130 388 37500 SH SOLE 37500 0 0 NEWHOLD INVESTMENT CORP *W EXP 03/10/202 651448110 36 54000 SH SOLE 54000 0 0 NEWHOLD INVESTMENT CORP COM CL A 651448102 1283 131588 SH SOLE 131588 0 0 NEWHOLD INVESTMENT CORP UNIT 03/10/2025 651448201 708 70382 SH SOLE 70382 0 0 NEWMARK GROUP INC CL A 65158N102 69 15966 SH SOLE 15966 0 0 NEWPARK RES INC COM PAR $.01NEW 651718504 135 128435 SH SOLE 128435 0 0 NEXTERA ENERGY INC COM 65339F101 1425 5134 SH SOLE 5134 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 2781 58240 PRN SOLE 58240 0 0 NIKE INC CL B 654106103 236 1883 SH SOLE 1883 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 596 2500 PRN SOLE 2500 0 0 NOBLE ENERGY INC COM 655044105 886 103673 SH SOLE 103673 0 0 NORFOLK SOUTHN CORP COM 655844108 505 2360 SH SOLE 2360 0 0 NORTH MOUNTAIN MERGER CORP UNIT 09/16/2025 661204206 734 72000 SH SOLE 72000 0 0 NORTHERN GENESIS ACQUISITION UNIT 07/31/2027 66516T203 2579 258181 SH SOLE 258181 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 2567 150000 SH Call SOLE 150000 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 6859 400900 SH Put SOLE 400900 0 0 NOVOCURE LTD ORD SHS G6674U108 237 2128 SH SOLE 2128 0 0 NOVUS CAP CORP *W EXP 06/30/202 67012U116 174 62219 SH SOLE 62219 0 0 NOVUS CAP CORP COM 67012U108 863 73448 SH SOLE 73448 0 0 NOVUS CAP CORP UNIT 06/30/2027 67012U207 843 58793 SH SOLE 58793 0 0 NOW INC COM 67011P100 511 112520 SH SOLE 112520 0 0 NRG ENERGY INC COM NEW 629377508 1785 58081 SH SOLE 58081 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 364 2500 PRN SOLE 2500 0 0 NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 594 43913 SH SOLE 43913 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 451 39962 SH SOLE 39962 0 0 NVIDIA CORPORATION COM 67066G104 2287 4226 SH SOLE 4226 0 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 69 23627 SH SOLE 23627 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 125 10647 SH SOLE 10647 0 0 OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 1421 109788 SH SOLE 109788 0 0 OAKTREE ACQUISITION CORP II UNIT 09/15/2027 G6715X129 1358 132000 SH SOLE 132000 0 0 OBSEVA SA COM H5861P103 50 20090 SH SOLE 20090 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 177 59035 SH SOLE 59035 0 0 OCEANEERING INTL INC COM 675232102 162 46111 SH SOLE 46111 0 0 ODONATE THERAPEUTICS INC COM 676079106 876 65246 SH SOLE 65246 0 0 OGE ENERGY CORP COM 670837103 2144 71483 SH SOLE 71483 0 0 OIL STS INTL INC COM 678026105 29 10800 SH SOLE 10800 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 3546 118421 SH SOLE 118421 0 0 OMEROS CORP NOTE 5.250% 2/1 682143AG7 341 4000 PRN SOLE 4000 0 0 ON SEMICONDUCTOR CORP COM 682189105 688 31716 SH SOLE 31716 0 0 ONCOCYTE CORP COM 68235C107 14 10360 SH SOLE 10360 0 0 ONE UNIT 99/99/9999 G7000X113 1465 134366 SH SOLE 134366 0 0 ONEOK INC NEW COM 682680103 343 13200 SH SOLE 13200 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 209 32097 SH SOLE 32097 0 0 OOMA INC COM 683416101 161 12371 SH SOLE 12371 0 0 OPTINOSE INC COM 68404V100 1170 300000 SH SOLE 300000 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 194 14512 SH SOLE 14512 0 0 ORACLE CORP COM 68389X105 2143 35895 SH SOLE 35895 0 0 ORGANIGRAM HLDGS INC COM 68620P101 16 15483 SH SOLE 15483 0 0 ORTHOFIX MED INC COM 68752M108 217 6983 SH SOLE 6983 0 0 OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 21 15000 SH SOLE 15000 0 0 OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 994 92486 SH SOLE 92486 0 0 OTONOMY INC COM 68906L105 78 19231 SH SOLE 19231 0 0 OUTSET MED INC COM 690145107 1690 33800 SH SOLE 33800 0 0 OWENS & MINOR INC NEW COM 690732102 201 8013 SH SOLE 8013 0 0 OWENS CORNING NEW COM 690742101 717 10420 SH SOLE 10420 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 299 24767 SH SOLE 24767 0 0 OYSTER PT PHARMA INC COM 69242L106 241 11410 SH SOLE 11410 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 195 19720 SH SOLE 19720 0 0 PACTIV EVERGREEN INC COM 69526K105 152 11963 SH SOLE 11963 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 565 5000 PRN SOLE 5000 0 0 PANDION THERAPEUTICS INC COM 698340106 146 12765 SH SOLE 12765 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 81 11900 SH SOLE 11900 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 57 10600 SH SOLE 10600 0 0 PARSLEY ENERGY INC CL A 701877102 159 16941 SH SOLE 16941 0 0 PATRICK INDS INC COM 703343103 255 4440 SH SOLE 4440 0 0 PEGASYSTEMS INC COM 705573103 240 1982 SH SOLE 1982 0 0 PEPSICO INC COM 713448108 749 5406 SH SOLE 5406 0 0 PERIDOT ACQUISITION CORP UNIT 99/99/9999 G7008A123 187 18717 SH SOLE 18717 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 681 30015 SH SOLE 30015 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 293 12711 SH SOLE 12711 0 0 PINDUODUO INC NOTE 10/0 722304AB8 545 3000 PRN SOLE 3000 0 0 PINTEREST INC CL A 72352L106 1096 26407 SH SOLE 26407 0 0 PIONEER NAT RES CO COM 723787107 310 3609 SH SOLE 3609 0 0 PITNEY BOWES INC COM 724479100 700 131788 SH SOLE 131788 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 103 16856 SH SOLE 16856 0 0 PLYMOUTH INDL REIT INC COM 729640102 4987 404142 SH SOLE 404142 0 0 PMV CONSUMER ACQUISITION COR UNIT 08/31/2027 693486201 599 60000 SH SOLE 60000 0 0 POOL CORP COM 73278L105 1545 4617 SH SOLE 4617 0 0 POPULAR INC COM NEW 733174700 252 6955 SH SOLE 6955 0 0 PPD INC COM 69355F102 484 13086 SH SOLE 13086 0 0 PPL CORP COM 69351T106 914 33579 SH SOLE 33579 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 220 2000 PRN SOLE 2000 0 0 PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 1202 120000 SH SOLE 120000 0 0 PROFOUND MED CORP COM NEW 74319B502 415 23535 SH SOLE 23535 0 0 PROOFPOINT INC COM 743424103 4664 44190 SH SOLE 44190 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/30/2027 74348Q207 2463 244099 SH SOLE 244099 0 0 PROPTECH ACQUISITION CORP *W EXP 05/26/202 74349F119 111 67481 SH SOLE 67481 0 0 PROPTECH ACQUISITION CORP COM CL A 74349F101 2616 234998 SH SOLE 234998 0 0 PTK ACQUISITION CORP *W EXP 12/12/202 69375F116 96 192180 SH SOLE 192180 0 0 PTK ACQUISITION CORP COM 69375F108 2208 226200 SH SOLE 226200 0 0 PTK ACQUISITION CORP UNIT 99/99/9999 69375F207 1115 109404 SH SOLE 109404 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2471 45003 SH SOLE 45003 0 0 PULTE GROUP INC COM 745867101 1101 23776 SH SOLE 23776 0 0 PURE STORAGE INC CL A 74624M102 792 51451 SH SOLE 51451 0 0 QELL ACQUISITION CORP UNIT 10/01/2025 G7307X121 1829 180000 SH SOLE 180000 0 0 QORVO INC COM 74736K101 201 1555 SH SOLE 1555 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 5658 40000 PRN SOLE 40000 0 0 QTS RLTY TR INC COM CL A 74736A103 2548 40432 SH SOLE 40432 0 0 QUALCOMM INC COM 747525103 3758 31932 SH SOLE 31932 0 0 QUANTA SVCS INC COM 74762E102 426 8068 SH SOLE 8068 0 0 QUOTIENT LTD SHS G73268107 93 18059 SH SOLE 18059 0 0 R1 RCM INC COM 749397105 382 22261 SH SOLE 22261 0 0 RANGE RES CORP COM 75281A109 161 24351 SH SOLE 24351 0 0 RAYMOND JAMES FINL INC COM 754730109 465 6391 SH SOLE 6391 0 0 RED ROCK RESORTS INC CL A 75700L108 194 11360 SH SOLE 11360 0 0 REDBALL ACQUISITION CORP UNIT 99/99/9999 G7417R121 2526 239009 SH SOLE 239009 0 0 REGENERON PHARMACEUTICALS COM 75886F107 330 589 SH SOLE 589 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G7483N111 965 84000 SH SOLE 84000 0 0 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 256 24319 SH SOLE 24319 0 0 REPRO MED SYS INC COM 759910102 74 10241 SH SOLE 10241 0 0 RMR MORTGAGE TR COM 76970B101 503 55542 SH SOLE 55542 0 0 ROCKWELL AUTOMATION INC COM 773903109 4036 18290 SH SOLE 18290 0 0 ROKU INC COM CL A 77543R102 224 1187 SH SOLE 1187 0 0 ROLLINS INC COM 775711104 511 9438 SH SOLE 9438 0 0 ROSETTA STONE INC COM 777780107 1799 60000 SH SOLE 60000 0 0 ROTH CH ACQUISITION I CO UNIT 01/28/2025 778675207 715 67039 SH SOLE 67039 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 299 4619 SH SOLE 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SOLE 20000 0 0 SERVICENOW INC COM 81762P102 3067 6323 SH SOLE 6323 0 0 SHAKE SHACK INC CL A 819047101 202 3130 SH SOLE 3130 0 0 SHERWIN WILLIAMS CO COM 824348106 3288 4719 SH SOLE 4719 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 371 4250 PRN SOLE 4250 0 0 SHOPIFY INC CL A 82509L107 1935 1892 SH SOLE 1892 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 1080 9000 PRN SOLE 9000 0 0 SILK RD MED INC COM 82710M100 781 11613 SH SOLE 11613 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 7 10840 SH SOLE 10840 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 795 78489 SH SOLE 78489 0 0 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 1331 129051 SH SOLE 129051 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 1618 16651 SH SOLE 16651 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 1609 13193 SH SOLE 13193 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 967 6644 SH SOLE 6644 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 5467 203528 SH SOLE 203528 0 0 SMARTSHEET INC COM CL A 83200N103 420 8491 SH SOLE 8491 0 0 SOCIAL CAP HEDSPIA HLDG CO I COM CL A G8251K107 1259 101030 SH SOLE 101030 0 0 SOCIAL CAP HEDSPIA HLDG CO I UNIT 99/99/9999 G8251K123 733 53137 SH SOLE 53137 0 0 SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 62 64403 SH SOLE 64403 0 0 SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 1045 105000 SH SOLE 105000 0 0 SOLITON INC COM 834251100 91 11939 SH SOLE 11939 0 0 SONOS INC COM 83570H108 3535 232843 SH SOLE 232843 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 23 16635 SH SOLE 16635 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 420 40200 SH SOLE 40200 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 537 48816 SH SOLE 48816 0 0 SOUTH ST CORP COM 840441109 770 15989 SH SOLE 15989 0 0 SOUTHWESTERN ENERGY CO COM 845467109 207 87993 SH SOLE 87993 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3349 10000 SH Put SOLE 10000 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 729 5000 PRN SOLE 5000 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 211 6242 SH SOLE 6242 0 0 SQUARE INC CL A 852234103 252 1549 SH SOLE 1549 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 365 6452 SH SOLE 6452 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 648 61700 SH SOLE 61700 0 0 STAG INDL INC COM 85254J102 8939 293167 SH SOLE 293167 0 0 STANLEY BLACK & DECKER INC COM 854502101 1622 10000 SH Put SOLE 10000 0 0 STAR PEAK ENERGY TRANSITION UNIT 99/99/9999 855185203 1292 126000 SH SOLE 126000 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 2909 288000 SH SOLE 288000 0 0 STARBUCKS CORP COM 855244109 654 7609 SH SOLE 7609 0 0 STEELCASE INC CL A 858155203 374 36984 SH SOLE 36984 0 0 STIFEL FINL CORP COM 860630102 346 6834 SH SOLE 6834 0 0 STORE CAP CORP COM 862121100 292 10639 SH SOLE 10639 0 0 SUNRUN INC COM 86771W105 241 3123 SH SOLE 3123 0 0 SURGALIGN HOLDINGS INC COM 86882C105 31 16865 SH SOLE 16865 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 85 46997 SH SOLE 46997 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 2420 237210 SH SOLE 237210 0 0 SVMK INC COM 78489X103 2580 116708 SH SOLE 116708 0 0 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 445 28535 SH SOLE 28535 0 0 SYNCHRONY FINANCIAL COM 87165B103 371 14173 SH SOLE 14173 0 0 SYNOVUS FINL CORP COM NEW 87161C501 204 9648 SH SOLE 9648 0 0 TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 1025 102000 SH SOLE 102000 0 0 TAPESTRY INC COM 876030107 234 14967 SH SOLE 14967 0 0 TARGA RES CORP COM 87612G101 917 65353 SH SOLE 65353 0 0 TARGET CORP COM 87612E106 329 2089 SH SOLE 2089 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 41 526333 SH SOLE 526333 0 0 TAUBMAN CTRS INC COM 876664103 1404 42184 SH SOLE 42184 0 0 TCF FINL CORP COM 872307103 474 20281 SH SOLE 20281 0 0 TEAM INC COM 878155100 71 12997 SH SOLE 12997 0 0 TECHNIPFMC PLC COM G87110105 326 51623 SH SOLE 51623 0 0 TEGNA INC COM 87901J105 241 20530 SH SOLE 20530 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 525 25448 SH SOLE 25448 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 1347 4341 SH SOLE 4341 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 579 78200 SH SOLE 78200 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 544 101625 SH SOLE 101625 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 34 64959 SH SOLE 64959 0 0 TERADYNE INC COM 880770102 2514 31642 SH SOLE 31642 0 0 TESLA INC COM 88160R101 42901 100000 SH Put SOLE 100000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 5224 7554 PRN SOLE 7554 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 248 7958 SH SOLE 7958 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 19 13825 SH SOLE 13825 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 1446 141795 SH SOLE 141795 0 0 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 1011 92179 SH SOLE 92179 0 0 TIFFANY & CO NEW COM 886547108 3006 25951 SH SOLE 25951 0 0 TITAN INTL INC ILL COM 88830M102 149 51565 SH SOLE 51565 0 0 T-MOBILE US INC COM 872590104 222 1938 SH SOLE 1938 0 0 TORO CO COM 891092108 650 7740 SH SOLE 7740 0 0 TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 1273 117000 SH SOLE 117000 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 538 36352 SH SOLE 36352 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 579 39941 SH SOLE 39941 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 2635 21731 SH SOLE 21731 0 0 TRANSDIGM GROUP INC COM 893641100 2477 5214 SH SOLE 5214 0 0 TREBIA ACQUISITION CORP UNIT 99/99/9999 G9027T125 1642 152008 SH SOLE 152008 0 0 TREX CO INC COM 89531P105 1065 14876 SH SOLE 14876 0 0 TRI CONTL CORP COM 895436103 588 22666 SH SOLE 22666 0 0 TRICIDA INC COM 89610F101 609 67200 SH SOLE 67200 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 21 55879 SH SOLE 55879 0 0 TRIMAS CORP COM NEW 896215209 261 11445 SH SOLE 11445 0 0 TRUECAR INC COM 89785L107 54 10868 SH SOLE 10868 0 0 TRUIST FINL CORP COM 89832Q109 5392 141704 SH SOLE 141704 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 2163 18222 PRN SOLE 18222 0 0 TUFIN SOFTWARE TECHNOLOGIS L SHS M8893U102 209 25376 SH SOLE 25376 0 0 TUSCAN HLDGS CORP *W EXP 04/01/202 90069K112 44 86280 SH SOLE 86280 0 0 TUSCAN HLDGS CORP COM 90069K104 191 18763 SH SOLE 18763 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 6 14290 SH SOLE 14290 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 294 29051 SH SOLE 29051 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 911 90000 SH SOLE 90000 0 0 TWILIO INC CL A 90138F102 1250 5060 SH SOLE 5060 0 0 U S XPRESS ENTERPRISES INC COM CL A 90338N202 218 26383 SH SOLE 26383 0 0 UDR INC COM 902653104 824 25266 SH SOLE 25266 0 0 ULTA BEAUTY INC COM 90384S303 234 1043 SH SOLE 1043 0 0 UNDER ARMOUR INC CL C 904311206 337 34262 SH SOLE 34262 0 0 UNIFI INC COM NEW 904677200 186 14506 SH SOLE 14506 0 0 UNION ACQUISITION CORP II SHS G9402Q100 634 63876 SH SOLE 63876 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 1590 150000 SH SOLE 150000 0 0 UNION PAC CORP COM 907818108 1592 8086 SH SOLE 8086 0 0 UNITED PARCEL SERVICE INC CL B 911312106 312 1870 SH SOLE 1870 0 0 UNITED STATES CELLULAR CORP COM 911684108 201 6800 SH SOLE 6800 0 0 UNITY BIOTECHNOLOGY INC COM 91381U101 159 46095 SH SOLE 46095 0 0 UPWORK INC COM 91688F104 246 14110 SH SOLE 14110 0 0 URBAN EDGE PPTYS COM 91704F104 7511 772787 SH SOLE 772787 0 0 UTZ BRANDS INC *W EXP 08/28/202 918090119 3192 488124 SH SOLE 488124 0 0 V F CORP COM 918204108 388 5519 SH SOLE 5519 0 0 VAPOTHERM INC COM 922107107 395 13618 SH SOLE 13618 0 0 VARIAN MED SYS INC COM 92220P105 5170 30059 SH SOLE 30059 0 0 VBI VACCINES INC COM NEW 91822J103 46 16000 SH SOLE 16000 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 268 26400 SH SOLE 26400 0 0 VECTOR GROUP LTD COM 92240M108 215 22200 SH SOLE 22200 0 0 VERA BRADLEY INC COM 92335C106 444 72655 SH SOLE 72655 0 0 VERICEL CORP COM 92346J108 232 12538 SH SOLE 12538 0 0 VERISIGN INC COM 92343E102 342 1668 SH SOLE 1668 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 933 3428 SH SOLE 3428 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 3293 190129 SH SOLE 190129 0 0 VESPER HEALTHCARE ACQSTN COR UNIT 99/99/9999 92538T203 2462 240000 SH SOLE 240000 0 0 VIAD CORP COM NEW 92552R406 267 12817 SH SOLE 12817 0 0 VIRTUSA CORP COM 92827P102 4179 85000 SH SOLE 85000 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 60 236587 SH SOLE 236587 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 2050 208300 SH SOLE 208300 0 0 VISTAS MEDIA ACQUISITION CO UNIT 08/03/2025 92840T206 1062 105114 SH SOLE 105114 0 0 VISTRA CORP COM 92840M102 1791 94954 SH SOLE 94954 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 591 70848 SH SOLE 70848 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 605 122183 SH SOLE 122183 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 574 60323 SH SOLE 60323 0 0 VPC IMPACT ACQUISITION HLDNG UNIT 09/22/2025 G9441E126 600 60000 SH SOLE 60000 0 0 W & T OFFSHORE INC COM 92922P106 182 100845 SH SOLE 100845 0 0 WABASH NATL CORP COM 929566107 161 13425 SH SOLE 13425 0 0 WAITR HLDGS INC COM 930752100 145 45168 SH SOLE 45168 0 0 WASTE CONNECTIONS INC COM 94106B101 1121 10800 SH SOLE 10800 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 1673 197106 SH SOLE 197106 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 1286 5000 PRN SOLE 5000 0 0 WEBSTER FINL CORP CONN COM 947890109 1526 57799 SH SOLE 57799 0 0 WELBILT INC COM 949090104 205 33318 SH SOLE 33318 0 0 WELLS FARGO CO NEW COM 949746101 551 23417 SH SOLE 23417 0 0 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 80 18990 SH SOLE 18990 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 260 23153 SH SOLE 23153 0 0 WESTERN DIGITAL CORP. COM 958102105 2263 61914 SH SOLE 61914 0 0 WEX INC COM 96208T104 203 1460 SH SOLE 1460 0 0 WILLIAMS SONOMA INC COM 969904101 219 2420 SH SOLE 2420 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 3654 17500 SH SOLE 17500 0 0 WINTRUST FINL CORP COM 97650W108 3636 90780 SH SOLE 90780 0 0 WISDOMTREE INVTS INC COM 97717P104 118 36927 SH SOLE 36927 0 0 WIX COM LTD NOTE 7/0 92940WAB5 598 3183 PRN SOLE 3183 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 1762 11432 PRN SOLE 11432 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 354 2000 PRN SOLE 2000 0 0 WP CAREY INC COM 92936U109 247 3788 SH SOLE 3788 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 3515 115086 SH SOLE 115086 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 98422LAA5 679 3500 PRN SOLE 3500 0 0 XILINX INC COM 983919101 225 2154 SH SOLE 2154 0 0 YEXT INC COM 98585N106 6690 440696 SH SOLE 440696 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 1414 138628 SH SOLE 138628 0 0 YUNHONG INTL *W EXP 01/31/202 G98882122 14 75000 SH SOLE 75000 0 0 YUNHONG INTL CL A SHS G98882106 957 96965 SH SOLE 96965 0 0 YUNHONG INTL RIGHT 01/31/2027 G98882130 30 150000 SH SOLE 150000 0 0 YUNHONG INTL UNIT 99/99/9999 G98882114 949 94538 SH SOLE 94538 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 3273 12966 SH SOLE 12966 0 0 ZENDESK INC COM 98936J101 4788 46526 SH SOLE 46526 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 311 2284 SH SOLE 2284 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 30 11792 SH SOLE 11792 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 319 679 SH SOLE 679 0 0 ZUORA INC COM CL A 98983V106 2659 257140 SH SOLE 257140 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 171 51554 SH SOLE 51554 0 0