0001104659-23-100550.txt : 20230913
0001104659-23-100550.hdr.sgml : 20230913
20230913201518
ACCESSION NUMBER: 0001104659-23-100550
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230911
FILED AS OF DATE: 20230913
DATE AS OF CHANGE: 20230913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peisert Daniel A.
CENTRAL INDEX KEY: 0001758376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 231253844
MAIL ADDRESS:
STREET 1: C/O ASSERTIO THERAPEUTICS, INC.
STREET 2: 100 SOUTH SAUNDERS ROAD, SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Assertio Holdings, Inc.
CENTRAL INDEX KEY: 0001808665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 850598378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: (224) 419-7106
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
tm2326029-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-09-11
0
0001808665
Assertio Holdings, Inc.
ASRT
0001758376
Peisert Daniel A.
ASSERTIO HOLDINGS, INC.
100 SOUTH SAUNDERS ROAD, SUITE 300
LAKE FOREST
IL
60045
1
1
0
0
President & CEO
0
Common Stock
2023-09-11
4
S
0
127281
3.0403
D
356060
D
Common Stock
2023-09-12
4
S
0
31121
2.9701
D
324939
D
The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 11, 2023 at prices ranging from $2.94 to $3.18 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 12, 2023 at prices ranging from $2.97 to $2.975 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
/s/ Sam Schlessinger, attorney-in-fact for Daniel A. Peisert
2023-09-13