0001437749-23-017488.txt : 20230614
0001437749-23-017488.hdr.sgml : 20230614
20230614211609
ACCESSION NUMBER: 0001437749-23-017488
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230612
FILED AS OF DATE: 20230614
DATE AS OF CHANGE: 20230614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Risico Joseph A
CENTRAL INDEX KEY: 0001778024
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38937
FILM NUMBER: 231015824
MAIL ADDRESS:
STREET 1: C/O MOHAWK GROUP HOLDINGS, INC.
STREET 2: 37 EAST 18TH STREET, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aterian, Inc.
CENTRAL INDEX KEY: 0001757715
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634]
IRS NUMBER: 831739858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 SPRINGFIELD AVENUE
STREET 2: SUITE #200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: (347)676-1681
MAIL ADDRESS:
STREET 1: 350 SPRINGFIELD AVENUE
STREET 2: SUITE #200
CITY: SUMMIT
STATE: NJ
ZIP: 07901
FORMER COMPANY:
FORMER CONFORMED NAME: Mohawk Group Holdings, Inc.
DATE OF NAME CHANGE: 20181031
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-06-12
0001757715
Aterian, Inc.
ATER
0001778024
Risico Joseph A
350 SPRINGFIELD AVENUE SUITE #200
NEW JERSEY
NJ
07901
1
Chief Legal Officer
0
Common Stock
2023-06-12
4
A
0
958410
0
A
1442055
D
Common Stock
2023-06-12
4
S
0
58580
0.5095
D
1383475
D
Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
/s/ Joseph Risico
2023-06-14