0001437749-23-017484.txt : 20230614 0001437749-23-017484.hdr.sgml : 20230614 20230614211424 ACCESSION NUMBER: 0001437749-23-017484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230614 DATE AS OF CHANGE: 20230614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zahut Roi Zion CENTRAL INDEX KEY: 0001778027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 231015817 MAIL ADDRESS: STREET 1: C/O MOHAWK GROUP HOLDINGS, INC. STREET 2: 37 EAST 18TH STREET, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 SPRINGFIELD AVENUE STREET 2: SUITE #200 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 350 SPRINGFIELD AVENUE STREET 2: SUITE #200 CITY: SUMMIT STATE: NJ ZIP: 07901 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 4 1 rdgdoc.xml FORM 4 X0407 4 2023-06-12 0001757715 Aterian, Inc. ATER 0001778027 Zahut Roi Zion 350 SPRINGFIELD AVENUE SUITE #200 NEW JERSEY NJ 07901 1 Chief Technology Officer 0 Common Stock 2023-06-12 4 A 0 958410 0 A 1423156 D Common Stock 2023-06-12 4 S 0 72631 0.5091 D 1350525 D Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. /s/ Roi Zion Zahut 2023-06-14