0001095449-21-000006.txt : 20210204 0001095449-21-000006.hdr.sgml : 20210204 20210203195116 ACCESSION NUMBER: 0001095449-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210203 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Delta Investment Management, LLC CENTRAL INDEX KEY: 0001757043 IRS NUMBER: 263894033 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18966 FILM NUMBER: 21588213 BUSINESS ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 249-6337 MAIL ADDRESS: STREET 1: 708 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001757043 XXXXXXXX 12-31-2020 12-31-2020 Delta Investment Management, LLC

708 MONTGOMERY STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-18966 N Nicholas G. Atkeson (415) 249-6337 Nicholas G. Atkeson San Francisco CA 01-12-2021 0 184 311503 false INFORMATION TABLE 2 table.2020-12.xml 13F HOLDINGS REPORT FOR DECEMBER 31, 2020 21VIANET GROUP INCSPONSORED ADS A90138A103303787559SHSOLE0087559 2U INCCOM90214J1013799475SHSOLE009475 ABBOTT LABSCOM0028241008938164SHSOLE008164 ABBVIE INCCOM00287Y1096015613SHSOLE005613 ADOBE SYSTEMS INCORPORATEDCOM00724F101266532SHSOLE00532 ADVANCED MICRO DEVICES INCCOM007903107301832910SHSOLE0032910 AKOUSTIS TECHNOLOGIES INCCOM00973N10216513500SHSOLE0013500 ALPHABET INCCAP STK CL C02079K10775524311SHSOLE004311 ALPHABET INCCAP STK CL A02079K30528621633SHSOLE001633 ALTRIA GROUP INCCOM02209S1032385805SHSOLE005805 AMAZON COM INCCOM0231351062980915SHSOLE00915 AMERICAN CENTY ETF TRFOCUSED DYNAMIC025072810246433127SHSOLE0033127 AMERICAN EXPRESS COCOM0258161092772296SHSOLE002296 APPLE INCCOM037833100880366347SHSOLE0066347 APPLIED DNA SCIENCES INCCOM03815U3009118000SHSOLE0018000 ARK ETF TRINNOVATION ETF00214Q1042642124SHSOLE002124 AT&T INCCOM00206R10230910754SHSOLE0010754 ATHERSYS INC NEWCOM04744L1063621000SHSOLE0021000 ATLAS CORPSHARESY0436Q10911610729SHSOLE0010729 AXON ENTERPRISE INCCOM05464C101202316515SHSOLE0016515 BERKSHIRE HATHAWAY INC DELCL A08467010817395SHSOLE005 BERKSHIRE HATHAWAY INC DELCL B NEW0846707021186351165SHSOLE0051165 BK OF AMERICA CORPCOM0605051042849397SHSOLE009397 BLACKLINE INCCOM09239B109241318096SHSOLE0018096 BLACKROCK SCIENCE & TECH TRSHS BEN INT09260K10150914000SHSOLE0014000 BLOOM ENERGY CORPCOM CL A0937121072895101034SHSOLE00101034 BRISTOL-MYERS SQUIBB COCOM1101221082624232SHSOLE004232 BROADMARK RLTY CAP INCCOM11135B10011411258SHSOLE0011258 CALIFORNIA WTR SVC GROUPCOM1307881022164000SHSOLE004000 CARVANA COCL A146869102303612678SHSOLE0012678 CATERPILLAR INCCOM1491231016393511SHSOLE003511 CHARTER COMMUNICATIONS INC NCL A16119P108937614173SHSOLE0014173 CHEVRON CORP NEWCOM166764100154218262SHSOLE0018262 CHEWY INCCL A16679L109425147296SHSOLE0047296 CLOROX CO DELCOM1890541093571768SHSOLE001768 COCA COLA COCOM1912161003766871SHSOLE006871 COLGATE PALMOLIVE COCOM1941621033424000SHSOLE004000 CONOCOPHILLIPSCOM20825C1042636584SHSOLE006584 CONSOLIDATED EDISON INCCOM2091151042163000SHSOLE003000 DBX ETF TRXTRACK USD HIGH2330514324118214SHSOLE008214 DISH NETWORK CORPORATIONCL A25470M10976223577SHSOLE0023577 DISNEY WALT COCOM25468710610916025SHSOLE006025 DORCHESTER MINERALS LPCOM UNIT25820R1054327396663SHSOLE00396663 ENPHASE ENERGY INCCOM29355A107448925584SHSOLE0025584 ENTERPRISE PRODS PARTNERS LCOM2937921077664391251SHSOLE00391251 EQUITY RESIDENTIALSH BEN INT29476L10784614283SHSOLE0014283 EXACT SCIENCES CORPCOM30063P105298922564SHSOLE0022564 EXPEDIA GROUP INCCOM NEW30212P3032662015SHSOLE002015 EXXON MOBIL CORPCOM30231G10258514202SHSOLE0014202 FACEBOOK INCCL A30303M1023361232SHSOLE001232 FARFETCH LTDORD SH CL A30744W1076455101170SHSOLE00101170 FEDEX CORPCOM31428X106319812322SHSOLE0012322 FIDELITY COMWLTH TRNDQ CP IDX TRK315912808200400SHSOLE00400 FIRST REP BK SAN FRANCISCO CCOM33616C100675545980SHSOLE0045980 FIVE POINT HOLDINGS LLCCOM CL A33833Q106994182150SHSOLE00182150 FIVERR INTL LTDORD SHSM4R82T106345517709SHSOLE0017709 FORTINET INCCOM34959E1094503035SHSOLE003035 FREEPORT-MCMORAN INCCL B35671D857253997611SHSOLE0097611 FRESHPET INCCOM358039105206614557SHSOLE0014557 GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1095917062SHSOLE0017062 GENERAC HLDGS INCCOM368736104304913408SHSOLE0013408 GLOBAL WTR RES INCCOM3794631026201430350SHSOLE00430350 HELIUS MED TECHNOLOGIES INCCOM CL A42328V50448127595SHSOLE00127595 HOME DEPOT INCCOM4370761022911098SHSOLE001098 HUBSPOT INCCOM44357310021625456SHSOLE005456 IHS MARKIT LTDSHSG475671056827602SHSOLE007602 INNOVATOR ETFS TR IIS&P INVSTMNT GRD45783G20176630983SHSOLE0030983 INTEL CORPCOM4581401002144309SHSOLE004309 INTERNATIONAL BUSINESS MACHSCOM4592001016274983SHSOLE004983 INVESCO ACTIVELY MANAGED ETFULTRA SHRT DUR46090A8873977861SHSOLE007861 INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V357217817078SHSOLE0017078 INVESCO EXCHANGE TRADED FD TNASDAQ INTERNT46137V5303631594SHSOLE001594 INVESCO QQQ TRUNIT SER 146090E103765624405SHSOLE0024405 ISHARES GOLD TRUSTISHARES46428510554430038SHSOLE0030038 ISHARES TRCORE S&P500 ETF4642872001438738327SHSOLE0038327 ISHARES TR20 YR TR BD ETF46428743213348461SHSOLE008461 ISHARES TRBARCLAYS 7 10 YR46428744010398666SHSOLE008666 ISHARES TR1 3 YR TREAS BD464287457146116921SHSOLE0016921 ISHARES TRMSCI EAFE ETF4642874653124283SHSOLE004283 ISHARES TRRUS MD CP GR ETF464287481468245614SHSOLE0045614 ISHARES TRPHLX SEMICND ETF464287523291770SHSOLE00770 ISHARES TRRUS 1000 ETF4642876224732234SHSOLE002234 ISHARES TRRUS 2000 GRW ETF464287648530418500SHSOLE0018500 ISHARES TRCORE S&P SCP ETF4642878042963222SHSOLE003222 ISHARES TRMBS ETF464288588231020980SHSOLE0020980 ISHARES TR3 7 YR TREAS BD464288661322324238SHSOLE0024238 ISHARES TRSHORT TREAS BD464288679320428988SHSOLE0028988 ISHARES TRPFD AND INCM SEC46428868759615501SHSOLE0015501 J P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM46641Q332166229814SHSOLE0029814 J P MORGAN EXCHANGE-TRADED FCORE PLUS BD ETF46641Q670165529700SHSOLE0029700 J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q83782316206SHSOLE0016206 JEFFERIES FINL GROUP INCCOM47233W10940916629SHSOLE0016629 JOHNSON & JOHNSONCOM47816010414589266SHSOLE009266 JPMORGAN CHASE & COCOM46625H1006004728SHSOLE004728 KENNEDY-WILSON HOLDINGS INCCOM48939810735820019SHSOLE0020019 KINDER MORGAN INC DELCOM49456B10117112519SHSOLE0012519 KRAFT HEINZ COCOM50075410660217393SHSOLE0017393 L BRANDS INCCOM501797104304982006SHSOLE0082006 LADDER CAP CORPCL A50574310415515891SHSOLE0015891 LIBERTY BROADBAND CORPCOM SER A5303071073382151SHSOLE002151 MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801067522177239SHSOLE00177239 MANCHESTER UTD PLC NEWORD CL AG5784H106106063377SHSOLE0063377 MCDONALDS CORPCOM5801351015052357SHSOLE002357 MERCK & CO. INCCOM58933Y1054485477SHSOLE005477 METLIFE INCCOM59156R10859212623SHSOLE0012623 MICROSOFT CORPCOM594918104505022708SHSOLE0022708 MONDELEZ INTL INCCL A6092071052684593SHSOLE004593 NETFLIX INCCOM64110L106299553SHSOLE00553 NIKE INCCL B6541061034283027SHSOLE003027 NORTHERN LTS FD TR IIIHCM DEFEN 50066538R73085025732SHSOLE0025732 NORTHERN LTS FD TR IIIHCM DEFND 10066538R748116528443SHSOLE0028443 NORTHERN LTS FD TR IVINSPIRE 100ETF66538H53451113964SHSOLE0013964 NORTHERN LTS FD TR IVFRMLAFLIO TACT66538H57535012238SHSOLE0012238 NUANCE COMMUNICATIONS INCCOM67020Y100224951011SHSOLE0051011 NVIDIA CORPORATIONCOM67066G10428735503SHSOLE005503 OXFORD LANE CAP CORPCOM6915431028315457SHSOLE0015457 PAYCHEX INCCOM7043261072793000SHSOLE003000 PELOTON INTERACTIVE INCCL A COM70614W100358823652SHSOLE0023652 PEPSICO INCCOM7134481083152125SHSOLE002125 PFIZER INCCOM7170811032546906SHSOLE006906 PHILIP MORRIS INTL INCCOM7181721094024860SHSOLE004860 PHILLIPS 66COM7185461042623750SHSOLE003750 PIMCO ETF TRACTIVE BD ETF72201R7754644104SHSOLE004104 PINTEREST INCCL A72352L106205131123SHSOLE0031123 PNC FINL SVCS GROUP INCCOM6934751052982000SHSOLE002000 PROCTER AND GAMBLE COCOM742718109161411600SHSOLE0011600 PROGRESSIVE CORPCOM7433151039329430SHSOLE009430 PROSPECT CAP CORPCOM74348T1026311796SHSOLE0011796 PUBLIC STORAGECOM74460D109223968SHSOLE00968 QUALCOMM INCCOM747525103208113665SHSOLE0013665 QUANTUM CORPCOM NEW74790650113321745SHSOLE0021745 RAYTHEON TECHNOLOGIES CORPCOM75513E1012393347SHSOLE003347 SABRA HEALTH CARE REIT INCCOM78573L10619911500SHSOLE0011500 SAILPOINT TECHNOLOGIES HLDGSCOM78781P105321160322SHSOLE0060322 SALESFORCE COM INCCOM79466L3027413330SHSOLE003330 SAN JUAN BASIN RTY TRUNIT BEN INT79824110524391328SHSOLE0091328 SCHWAB CHARLES CORPCOM80851310581315335SHSOLE0015335 SCHWAB STRATEGIC TRSHT TM US TRES80852486276814945SHSOLE0014945 SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095835142SHSOLE005142 SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083935840SHSOLE005840 SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072881791SHSOLE001791 SELECT SECTOR SPDR TRSBI INT-INDS81369Y7043864365SHSOLE004365 SELECT SECTOR SPDR TRTECHNOLOGY81369Y803182614051SHSOLE0014051 SELECT SECTOR SPDR TRCOMMUNICATION81369Y8523795623SHSOLE005623 SELECT SECTOR SPDR TRRL EST SEL SEC81369Y8602175937SHSOLE005937 SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8863615761SHSOLE005761 SERVICENOW INCCOM81762P102255465SHSOLE00465 SOLIGENIX INCCOM8342233075442306SHSOLE0042306 SPDR GOLD TRGOLD SHS78463V107237013293SHSOLE0013293 SPDR S&P 500 ETF TRTR UNIT78462F10327927470SHSOLE007470 SPDR SER TRBLMBRG BRC CNVRT78464A35995311518SHSOLE0011518 SPDR SER TRS&P BIOTECH78464A8704303056SHSOLE003056 SPDR SER TRSPDR BLOOMBERG78468R663202622142SHSOLE0022142 SPROTT PHYSICAL GOLD & SILVETR UNIT85208R101141573140SHSOLE0073140 SSGA ACTIVE ETF TRSPDR TR TACTIC78467V8483877863SHSOLE007863 SUNCOR ENERGY INC NEWCOM86722410731919013SHSOLE0019013 TARGET CORPCOM87612E1062341329SHSOLE001329 TELEPHONE & DATA SYS INCCOM NEW87943382946224900SHSOLE0024900 TESLA INCCOM88160R10139535602SHSOLE005602 TEXAS INSTRS INCCOM8825081042141305SHSOLE001305 THE TRADE DESK INCCOM CL A88339J10519292409SHSOLE002409 TRANSDIGM GROUP INCCOM8936411001161018761SHSOLE0018761 TWILIO INCCL A90138F10225087410SHSOLE007410 UBER TECHNOLOGIES INCCOM90353T1002855600SHSOLE005600 UNION PAC CORPCOM9078181082301108SHSOLE001108 UNITED PARCEL SERVICE INCCL B9113121062501487SHSOLE001487 UNITEDHEALTH GROUP INCCOM91324P1024801370SHSOLE001370 VANECK VECTORS ETF TRGOLD MINERS ETF92189F10648413446SHSOLE0013446 VANGUARD BD INDEX FDSLONG TERM BOND921937793117810752SHSOLE0010752 VANGUARD BD INDEX FDSTOTAL BND MRKT9219378353764271SHSOLE004271 VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285875315041SHSOLE0015041 VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C1024026541SHSOLE006541 VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40910797129700SHSOLE00129700 VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385851911009SHSOLE0011009 VANGUARD WORLD FDEXTENDED DUR9219107095773794SHSOLE003794 VEEVA SYS INCCL A COM92247510825329303SHSOLE009303 VERIZON COMMUNICATIONS INCCOM92343V10488315045SHSOLE0015045 VISA INCCOM CL A92826C83920609421SHSOLE009421 WALMART INCCOM93114210311347872SHSOLE007872 WELLS FARGO CO NEWCOM94974610150116613SHSOLE0016613 WEST PHARMACEUTICAL SVSC INCCOM95530610525949157SHSOLE009157 WIX COM LTDSHSM9806810524179670SHSOLE009670 WPX ENERGY INCCOM98212B10326432500SHSOLE0032500 WYNN RESORTS LTDCOM9831341075574940SHSOLE004940