0001095449-20-000055.txt : 20201112
0001095449-20-000055.hdr.sgml : 20201112
20201112151125
ACCESSION NUMBER: 0001095449-20-000055
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Delta Investment Management, LLC
CENTRAL INDEX KEY: 0001757043
IRS NUMBER: 263894033
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18966
FILM NUMBER: 201306178
BUSINESS ADDRESS:
STREET 1: 708 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 249-6337
MAIL ADDRESS:
STREET 1: 708 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001757043
XXXXXXXX
09-30-2020
09-30-2020
Delta Investment Management, LLC
708 MONTGOMERY STREET
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-18966
N
Nicholas G. Atkeson
Managing Member
(415) 249-6337
Nicholas G. Atkeson
San Francisco
CA
10-09-2020
0
136
184672
false
INFORMATION TABLE
2
table.2020-09.xml
13F HOLDINGS REPORT FOR SEPTEMBER 30, 2020
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021135253314SHSOLE0053314
TRANSDIGM GROUP INCCOM893641100909119135SHSOLE0019135
CHARTER COMMUNICATIONS INC NCL A16119P108958615355SHSOLE0015355
ENTERPRISE PRODS PARTNERS LCOM2937921076036382307SHSOLE00382307
ALPHABET INCCAP STK CL C02079K10764034357SHSOLE004357
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801065834170591SHSOLE00170591
FIRST REP BK SAN FRANCISCO CCOM33616C100518547551SHSOLE0047551
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40916226195849SHSOLE00195849
VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C1024226805SHSOLE006805
ISHARES TRSHORT TREAS BD464288679320828981SHSOLE0028981
VISA INCCOM CL A92826C83917978988SHSOLE008988
SCHWAB CHARLES CORPCOM80851310554214963SHSOLE0014963
SPDR GOLD TRGOLD SHS78463V107202511433SHSOLE0011433
WELLS FARGO CO NEWCOM94974610142318029SHSOLE0018029
SPDR S&P 500 ETF TRTR UNIT78462F10315704688SHSOLE004688
ABBOTT LABSCOM0028241007176592SHSOLE006592
ABBVIE INCCOM00287Y1094935629SHSOLE005629
ADOBE SYSTEMS INCORPORATEDCOM00724F101265541SHSOLE00541
AMAZON COM INCCOM0231351062843903SHSOLE00903
APPLE INCCOM037833100798468944SHSOLE0068944
AT&T INCCOM00206R10265122845SHSOLE0022845
CHEVRON CORP NEWCOM166764100144920137SHSOLE0020137
CLOROX CO DELCOM1890541093421632SHSOLE001632
COMCAST CORP NEWCL A20030N1012575569SHSOLE005569
CVS HEALTH CORPCOM1266501002253853SHSOLE003853
DUKE ENERGY CORP NEWCOM NEW26441C2042462787SHSOLE002787
ISHARES TR20 YR TR BD ETF464287432730444739SHSOLE0044739
ISHARES TRBARCLAYS 7 10 YR46428744010628724SHSOLE008724
ISHARES TRCORE US AGGBD ET46428722610739089SHSOLE009089
ISHARES GOLD TRUSTISHARES46428510536820484SHSOLE0020484
ISHARES TRMBS ETF464288588233821186SHSOLE0021186
JOHNSON & JOHNSONCOM47816010412678511SHSOLE008511
MICROSOFT CORPCOM594918104475722621SHSOLE0022621
NETFLIX INCCOM64110L106291582SHSOLE00582
SALESFORCE COM INCCOM79466L3027613030SHSOLE003030
KRAFT HEINZ COCOM50075410644814965SHSOLE0014965
UNITEDHEALTH GROUP INCCOM91324P1023961271SHSOLE001271
VERIZON COMMUNICATIONS INCCOM92343V10481813761SHSOLE0013761
WALMART INCCOM93114210310877773SHSOLE007773
SELECT SECTOR SPDR TRCOMMUNICATION81369Y8523686199SHSOLE006199
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084176520SHSOLE006520
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2097066694SHSOLE006694
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042042652SHSOLE002652
SELECT SECTOR SPDR TRRL EST SEL SEC81369Y8602105963SHSOLE005963
SELECT SECTOR SPDR TRTECHNOLOGY81369Y803138411862SHSOLE0011862
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8864737981SHSOLE007981
INVESCO ACTIVELY MANAGED ETFULTRA SHRT DUR46090A8874228361SHSOLE008361
SPDR SER TRSPDR BLOOMBERG78468R663203222203SHSOLE0022203
GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1095817048SHSOLE0017048
ISHARES TRMSCI EAFE ETF4642874652704246SHSOLE004246
ISHARES TRRUS 1000 ETF4642876224162228SHSOLE002228
OXFORD LANE CAP CORPCOM6915431026715439SHSOLE0015439
PROSPECT CAP CORPCOM74348T1025811728SHSOLE0011728
ALPHABET INCCAP STK CL A02079K30523051573SHSOLE001573
CATERPILLAR INC DELCOM1491231015193481SHSOLE003481
FACEBOOK INCCL A30303M1023471327SHSOLE001327
JPMORGAN CHASE & COCOM46625H1004694881SHSOLE004881
PFIZER INCCOM7170811032617136SHSOLE007136
INVESCO QQQ TRUNIT SER 146090E103428615427SHSOLE0015427
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V357326430192SHSOLE0030192
ISHARES TRCORE S&P500 ETF464287200732721804SHSOLE0021804
ISHARES TRS&P 500 GRWT ETF46428730919578471SHSOLE008471
NVIDIA CORPORATIONCOM67066G104328608SHSOLE00608
TARGET CORPCOM87612E1062161377SHSOLE001377
EXXON MOBIL CORPCOM30231G10249014296SHSOLE0014296
TESLA INCCOM88160R1017221685SHSOLE001685
DORCHESTER MINERALS LPCOM UNIT25820R1054084395430SHSOLE00395430
SUNCOR ENERGY INC NEWCOM86722410723219013SHSOLE0019013
2U INCCOM90214J1013209475SHSOLE009475
APPLIED DNA SCIENCES INCCOM03815U30013918000SHSOLE0018000
SAN JUAN BASIN RTY TRUNIT BEN INT79824110522991328SHSOLE0091328
ATHERSYS INC NEWCOM04744L1064021000SHSOLE0021000
DISH NETWORK CORPORATIONCL A25470M10968423577SHSOLE0023577
FORTINET INCCOM34959E1093663114SHSOLE003114
PNC FINL SVCS GROUP INCCOM6934751052192000SHSOLE002000
COCA COLA COCOM1912161003887871SHSOLE007871
NIKE INCCL B6541061033803027SHSOLE003027
PEPSICO INCCOM7134481082942125SHSOLE002125
DISNEY WALT COCOM DISNEY2546871067476025SHSOLE006025
MCDONALDS CORPCOM5801351016412922SHSOLE002922
ATLAS CORPSHSY0436Q10911212620SHSOLE0012620
BROADMARK RLTY CAP INCCOM11135B10013313520SHSOLE0013520
LADDER CAP CORPCL A50574310413518973SHSOLE0018973
NORTHERN LTS FD TR IVINSPIRE 100ETF66538H53446413964SHSOLE0013964
BK OF AMERICA CORPCOM06050510424110005SHSOLE0010005
NORTHERN LTS FD TR IIIHCM DEFND 10066538R748102729344SHSOLE0029344
NORTHERN LTS FD TR IIIHCM DEFEN 50066538R73088030707SHSOLE0030707
BRISTOL-MYERS SQUIBB COCOM1101221082574272SHSOLE004272
MERCK & CO. INCCOM58933Y1054565506SHSOLE005506
PHILIP MORRIS INTL INCCOM7181721095026696SHSOLE006696
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R101134173140SHSOLE0073140
ISHARES TR1 3 YR TREAS BD464287457139716150SHSOLE0016150
ISHARES TRCORE S&P SCP ETF4642878042183110SHSOLE003110
VANGUARD BD INDEX FDSLONG TERM BOND9219377937927083SHSOLE007083
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378354685311SHSOLE005311
ISHARES TR3 7 YR TREAS BD4642886615394041SHSOLE004041
SCHWAB STRATEGIC TRSHT TM US TRES80852486272614106SHSOLE0014106
VANGUARD WORLD FDEXTENDED DUR9219107097474513SHSOLE004513
ALTRIA GROUP INCCOM02209S1032305972SHSOLE005972
HOME DEPOT INCCOM4370761023471251SHSOLE001251
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385842910490SHSOLE0010490
INTEL CORPCOM4581401002234307SHSOLE004307
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285857513307SHSOLE0013307
AMERICAN EXPRESS COCOM0258161092302296SHSOLE002296
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q837109021463SHSOLE0021463
EXPEDIA GROUP INCCOM NEW30212P3032022212SHSOLE002212
INTERNATIONAL BUSINESS MACHSCOM4592001016064983SHSOLE004983
TELADOC HEALTH INCCOM87918A105210959SHSOLE00959
METLIFE INCCOM59156R10846912623SHSOLE0012623
WYNN RESORTS LTDCOM9831341073785270SHSOLE005270
CONOCOPHILLIPSCOM20825C1042156551SHSOLE006551
ANGEL OAK FINL STRATEGIES INCOM BEN INT03464A10021612850SHSOLE0012850
RIVERNORTH OPPORTUNISTIC MUNCOM76883F10821910750SHSOLE0010750
MONDELEZ INTL INCCL A6092071052634593SHSOLE004593
VEREIT INCCOM92339V10014622500SHSOLE0022500
GLOBAL WTR RES INCCOM3794631024639430350SHSOLE00430350
FEDEX CORPCOM31428X1065282103SHSOLE002103
BLACKROCK SCIENCE & TECH TRSHS BEN INT09260K10138314950SHSOLE0014950
RIVERNORTH MANAGED DUR MUN ICOM76882H10517510500SHSOLE0010500
SABRA HEALTH CARE REIT INCCOM78573L10615811500SHSOLE0011500
PROCTER AND GAMBLE COCOM742718109161211600SHSOLE0011600
BERKSHIRE HATHAWAY INC DELCL A08467010816005SHSOLE005
COLGATE PALMOLIVE COCOM1941621033084000SHSOLE004000
CONSOLIDATED EDISON INCCOM2091151042333000SHSOLE003000
PAYCHEX INCCOM7043261072393000SHSOLE003000
SERVICENOW INCCOM81762P102206425SHSOLE00425
ISHARES TRPHLX SEMICND ETF464287523246810SHSOLE00810
SPDR SER TRAEROSPACE DEF78464A6313524036SHSOLE004036
SPDR SER TRS&P BIOTECH78464A8703403052SHSOLE003052
FIVE POINT HOLDINGS LLCCOM CL A33833Q106534128150SHSOLE00128150
GLOBAL PARTNERS LPCOM UNITS37946R10915611917SHSOLE0011917
HELIUS MED TECHNOLOGIES INCCOM CL A42328V50449127595SHSOLE00127595
JEFFERIES FINL GROUP INCCOM47233W10929916629SHSOLE0016629
KENNEDY-WILSON HOLDINGS INCCOM48939810736325019SHSOLE0025019
SOLIGENIX INCCOM8342233077139806SHSOLE0039806
WPX ENERGY INCCOM98212B10315932500SHSOLE0032500