0001095449-20-000029.txt : 20200514
0001095449-20-000029.hdr.sgml : 20200514
20200513191822
ACCESSION NUMBER: 0001095449-20-000029
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Delta Investment Management, LLC
CENTRAL INDEX KEY: 0001757043
IRS NUMBER: 263894033
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18966
FILM NUMBER: 20874861
BUSINESS ADDRESS:
STREET 1: 708 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 249-6337
MAIL ADDRESS:
STREET 1: 708 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001757043
XXXXXXXX
03-31-2020
03-31-2020
Delta Investment Management, LLC
708 MONTGOMERY STREET
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-18966
N
Nicholas G. Atkeson
Managing Member
(415) 249-6337
Nicholas G. Atkeson
San Francisco
CA
04-15-2020
0
105
130718
false
INFORMATION TABLE
2
table.2020-03.xml
13F HOLDINGS REPORT FOR MARCH 31, 2020
ISHARES TR
CORE S&P500 ETF
464287200
5902
22842
SH
SOLE
0
0
22842
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
9348
51133
SH
SOLE
0
0
51133
ALPHABET INC
CAP STK CL C
02079K107
4667
4014
SH
SOLE
0
0
4014
ALTRIA GROUP INC
COM
02209S103
223
5772
SH
SOLE
0
0
5772
AMAZON COM INC
COM
023135106
1339
687
SH
SOLE
0
0
687
ANGEL OAK FINL STRATEGIES IN
COM BEN INT
03464A100
356
20850
SH
SOLE
0
0
20850
AT&T INC
COM
00206R102
308
10582
SH
SOLE
0
0
10582
BK OF AMERICA CORP
COM
060505104
203
9607
SH
SOLE
0
0
9607
BLACKROCK SCIENCE & TECH TR
SHS BEN INT
09260K101
249
14950
SH
SOLE
0
0
14950
CHEVRON CORP NEW
COM
166764100
1082
14934
SH
SOLE
0
0
14934
COCA COLA CO
COM
191216100
301
6813
SH
SOLE
0
0
6813
CONOCOPHILLIPS
COM
20825C104
201
6551
SH
SOLE
0
0
6551
EXXON MOBIL CORP
COM
30231G102
593
15639
SH
SOLE
0
0
15639
FACEBOOK INC
CL A
30303M102
381
2286
SH
SOLE
0
0
2286
GLOBAL WTR RES INC
COM
379463102
21473
2107339
SH
SOLE
0
0
2107339
INTEL CORP
COM
458140100
232
4305
SH
SOLE
0
0
4305
INTERNATIONAL BUSINESS MACHS
COM
459200101
526
4750
SH
SOLE
0
0
4750
JPMORGAN CHASE & CO
COM
46625H100
419
4658
SH
SOLE
0
0
4658
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
5679
155657
SH
SOLE
0
0
155657
METLIFE INC
COM
59156R108
385
12623
SH
SOLE
0
0
12623
MICROSOFT CORP
COM
594918104
3215
20387
SH
SOLE
0
0
20387
MONDELEZ INTL INC
CL A
609207105
230
4593
SH
SOLE
0
0
4593
NIKE INC
CL B
654106103
250
3027
SH
SOLE
0
0
3027
PFIZER INC
COM
717081103
209
6410
SH
SOLE
0
0
6410
PHILIP MORRIS INTL INC
COM
718172109
354
4863
SH
SOLE
0
0
4863
PHILLIPS 66
COM
718546104
201
3750
SH
SOLE
0
0
3750
PROCTER & GAMBLE CO
COM
742718109
1335
12145
SH
SOLE
0
0
12145
KRAFT HEINZ CO
COM
500754106
288
11670
SH
SOLE
0
0
11670
DISNEY WALT CO
COM DISNEY
254687106
378
3922
SH
SOLE
0
0
3922
VEREIT INC
COM
92339V100
110
22500
SH
SOLE
0
0
22500
WELLS FARGO CO NEW
COM
949746101
723
25206
SH
SOLE
0
0
25206
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
248
5612
SH
SOLE
0
0
5612
CONAGRA BRANDS INC
COM
205887102
218
7461
SH
SOLE
0
0
7461
ISHARES TR
0-5 YR TIPS ETF
46429B747
766
7676
SH
SOLE
0
0
7676
ISHARES TR
1 3 YR TREAS BD
464287457
1847
21317
SH
SOLE
0
0
21317
ISHARES TR
BARCLAYS 7 10 YR
464287440
795
6547
SH
SOLE
0
0
6547
ISHARES GOLD TRUST
ISHARES
464285105
287
19098
SH
SOLE
0
0
19098
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
504
6274
SH
SOLE
0
0
6274
ENTERPRISE PRODS PARTNERS L
COM
293792107
4992
349141
SH
SOLE
0
0
349141
FIRST REP BK SAN FRANCISCO C
COM
33616C100
4840
58828
SH
SOLE
0
0
58828
TRANSDIGM GROUP INC
COM
893641100
7839
24484
SH
SOLE
0
0
24484
VISA INC
COM CL A
92826C839
1182
7337
SH
SOLE
0
0
7337
ISHARES TR
20 YR TR BD ETF
464287432
4891
29651
SH
SOLE
0
0
29651
INVESCO QQQ TR
UNIT SER 1
46090E103
3009
15805
SH
SOLE
0
0
15805
ISHARES TR
S&P 500 GRWT ETF
464287309
2037
12342
SH
SOLE
0
0
12342
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1441
5591
SH
SOLE
0
0
5591
SPDR SER TR
SPDR BLOOMBERG
78468R663
3374
36825
SH
SOLE
0
0
36825
DORCHESTER MINERALS LP
COM UNIT
25820R105
3591
385744
SH
SOLE
0
0
385744
SUNCOR ENERGY INC NEW
COM
867224107
306
19388
SH
SOLE
0
0
19388
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
220
1136
SH
SOLE
0
0
1136
APPLE INC
COM
037833100
4034
15866
SH
SOLE
0
0
15866
SPDR SER TR
AEROSPACE DEF
78464A631
312
4105
SH
SOLE
0
0
4105
HOME DEPOT INC
COM
437076102
207
1109
SH
SOLE
0
0
1109
UNITEDHEALTH GROUP INC
COM
91324P102
267
1071
SH
SOLE
0
0
1071
SPDR SER TR
S&P BIOTECH
78464A870
236
3049
SH
SOLE
0
0
3049
MERCK & CO. INC
COM
58933Y105
764
9933
SH
SOLE
0
0
9933
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
1075
17247
SH
SOLE
0
0
17247
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
232
110911
SH
SOLE
0
0
110911
FS KKR CAPITAL CORP
COM
302635107
74
24845
SH
SOLE
0
0
24845
LADDER CAP CORP
CL A
505743104
109
23009
SH
SOLE
0
0
23009
STARWOOD PPTY TR INC
COM
85571B105
106
10387
SH
SOLE
0
0
10387
ABBVIE INC
COM
00287Y109
403
5296
SH
SOLE
0
0
5296
CATERPILLAR INC DEL
COM
149123101
298
2571
SH
SOLE
0
0
2571
ABBOTT LABS
COM
002824100
582
7383
SH
SOLE
0
0
7383
JOHNSON & JOHNSON
COM
478160104
961
7335
SH
SOLE
0
0
7335
PEPSICO INC
COM
713448108
308
2568
SH
SOLE
0
0
2568
VERIZON COMMUNICATIONS INC
COM
92343V104
447
8329
SH
SOLE
0
0
8329
NORTHERN LTS FD TR III
HCM DEFND 100
66538R748
459
18214
SH
SOLE
0
0
18214
NORTHERN LTS FD TR III
HCM DEFEN 500
66538R730
439
19452
SH
SOLE
0
0
19452
RIVERNORTH OPPORTUNISTIC MUN
COM
76883F108
216
10750
SH
SOLE
0
0
10750
SABRA HEALTH CARE REIT INC
COM
78573L106
125
11500
SH
SOLE
0
0
11500
SPDR GOLD TRUST
GOLD SHS
78463V107
826
5582
SH
SOLE
0
0
5582
OXFORD LANE CAP CORP
COM
691543102
64
15384
SH
SOLE
0
0
15384
PROSPECT CAPITAL CORPORATION
COM
74348T102
49
11593
SH
SOLE
0
0
11593
SALESFORCE COM INC
COM
79466L302
309
2152
SH
SOLE
0
0
2152
ISHARES TR
SHORT TREAS BD
464288679
3298
29709
SH
SOLE
0
0
29709
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1247
14850
SH
SOLE
0
0
14850
ISHARES TR
RUS 1000 ETF
464287622
313
2215
SH
SOLE
0
0
2215
DIGITAL TURBINE INC
COM NEW
25400W102
64
15000
SH
SOLE
0
0
15000
FIVE POINT HOLDINGS LLC
COM CL A
33833Q106
329
65000
SH
SOLE
0
0
65000
GLOBAL PARTNERS LP
COM UNITS
37946R109
157
17817
SH
SOLE
0
0
17817
KENNEDY-WILSON HLDGS INC
COM
489398107
134
10019
SH
SOLE
0
0
10019
RUMBLEON INC
COM CL B
781386206
15
75000
SH
SOLE
0
0
75000
SOLIGENIX INC
COM
834223307
41
24806
SH
SOLE
0
0
24806
TELEPHONE & DATA SYS INC
COM NEW
879433829
184
11000
SH
SOLE
0
0
11000
UNITED STATES CELLULAR CORP
COM
911684108
205
7000
SH
SOLE
0
0
7000
WPX ENERGY INC
COM
98212B103
91
30000
SH
SOLE
0
0
30000
ALPHABET INC
CAP STK CL A
02079K305
1812
1560
SH
SOLE
0
0
1560
BRISTOL-MYERS SQUIBB CO
COM
110122108
237
4262
SH
SOLE
0
0
4262
ISHARES TR
MSCI EAFE ETF
464287465
224
4193
SH
SOLE
0
0
4193
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
274
3473
SH
SOLE
0
0
3473
LUTHER BURBANK CORP
COM
550550107
135
14759
SH
SOLE
0
0
14759
DISH NETWORK CORPORATION
CL A
25470M109
471
23577
SH
SOLE
0
0
23577
ATHERSYS INC NEW
COM
04744L106
90
30000
SH
SOLE
0
0
30000
PFENEX INC
COM
717071104
249
28300
SH
SOLE
0
0
28300
WALMART INC
COM
931142103
745
6559
SH
SOLE
0
0
6559
ZIOPHARM ONCOLOGY INC
COM
98973P101
63
25918
SH
SOLE
0
0
25918
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1360
5
SH
SOLE
0
0
5
CALIFORNIA WTR SVC GROUP
COM
130788102
201
4000
SH
SOLE
0
0
4000
COLGATE PALMOLIVE CO
COM
194162103
265
4000
SH
SOLE
0
0
4000
CONSOLIDATED EDISON INC
COM
209115104
234
3000
SH
SOLE
0
0
3000
FEDEX CORP
COM
31428X106
255
2103
SH
SOLE
0
0
2103
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
46
17013
SH
SOLE
0
0
17013
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
1126
22681
SH
SOLE
0
0
22681
FORTINET INC
COM
34959E109
404
4000
SH
SOLE
0
0
4000