Chief Compliance Officer

0001755785-20-000002.txt : 20200506 0001755785-20-000002.hdr.sgml : 20200506 20200506145550 ACCESSION NUMBER: 0001755785-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 EFFECTIVENESS DATE: 20200506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canton Hathaway, LLC CENTRAL INDEX KEY: 0001755785 IRS NUMBER: 825109964 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18907 FILM NUMBER: 20852284 BUSINESS ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014337800 MAIL ADDRESS: STREET 1: ONE WEST EXCHANGE STREET, SUITE 3202 CITY: PROVIDENCE STATE: RI ZIP: 02903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755785 XXXXXXXX 03-31-2020 03-31-2020 Canton Hathaway, LLC

ONE WEST EXCHANGE STREET, SUITE 3202 PROVIDENCE RI 02903

13F HOLDINGS REPORT 028-18907 N Nicholas Trotman Chief Compliance Officer 401-433-7800 Nicholas Trotman Gloucester MA 05-06-2020 0 137 140431 false INFORMATION TABLE 2 mar20.13f.xml Abbott Laboratories COM 002824100 39 500 SH SOLE 0 0 500 Adobe Systems Inc COM 00724F101 26 82 SH SOLE 0 0 82 Air Products & Chemicals Inc COM 009158106 399 2000 SH SOLE 0 0 2000 Alibaba Group Holding Ltd ADR ADR 01609W102 11 55 SH SOLE 0 0 55 AllianceBernstein Holding LP LP UNIT 01881G106 223 12000 SH SOLE 0 0 12000 Alphabet Inc COM 02079K107 2230 1918 SH SOLE 0 0 1918 Alphabet Inc COM 02079K305 381 328 SH SOLE 0 0 328 Amazon.Com Inc COM 023135106 2716 1393 SH SOLE 0 0 1393 American Express Co COM 025816109 283 3300 SH SOLE 0 0 3300 American Shared Hospital Svcs COM 029595105 62 40100 SH SOLE 0 0 40100 American Wtr Wks Co Inc COM 030420103 120 1000 SH SOLE 0 0 1000 Amgen Inc COM 031162100 2347 11579 SH SOLE 0 0 11579 Aon Plc Com Usd COM G0408V102 33 200 SH SOLE 0 0 200 Apollo Global Management LLC COM 03768E105 151 4500 SH SOLE 0 0 4500 Apple Inc COM 037833100 2957 11627 SH SOLE 0 0 11627 Ares Capital Corp COM 04010L103 226 21000 SH SOLE 0 0 21000 Ares Commercial Real Estate Corp COM 04013V108 91 13000 SH SOLE 0 0 13000 At&T Inc COM 00206R102 248 8500 SH SOLE 0 0 8500 Automatic Data Processing Inc COM 053015103 11 80 SH SOLE 0 0 80 Bank New York Mellon Corp COM 064058100 25 750 SH SOLE 0 0 750 Bank of America Corporation COM 060505104 19 908 SH SOLE 0 0 908 Berkshire Hathaway Inc A COM 084670108 85408 314 SH SOLE 0 0 314 Berkshire Hathaway Inc B COM 084670702 1848 10106 SH SOLE 0 0 10106 Bhp Billiton Ltd Adr ADR 088606108 26 700 SH SOLE 0 0 700 Blackrock Inc COM 09247X101 548 1245 SH SOLE 0 0 1245 Blackstone Group Lp COM 09260D107 725 15900 SH SOLE 0 0 15900 Bristol Myers Squibb COM 110122108 381 6840 SH SOLE 0 0 6840 Brookfield Renewable Partners LP COM G16258108 64 1500 SH SOLE 0 0 1500 Brookline Bancorp Inc COM 11373M107 3972 352150 SH SOLE 0 0 352150 Ciena Corp COM 171779309 1062 26673 SH SOLE 0 0 26673 Cisco Sys Inc COM 17275R102 472 12000 SH SOLE 0 0 12000 Coca-Cola Co COM 191216100 108 2430 SH SOLE 0 0 2430 Comcast Corp COM 20030N101 830 24152 SH SOLE 0 0 24152 Costco Wholesale Corp COM 22160K105 12 41 SH SOLE 0 0 41 CrowdStrike Holdings Inc COM 22788C105 72 1300 SH SOLE 0 0 1300 Crown Castle International Corp COM 22822V101 731 5059 SH SOLE 0 0 5059 CSP Inc COM 126389105 16 2237 SH SOLE 0 0 2237 Cvs Health Corp COM 126650100 326 5500 SH SOLE 0 0 5500 Danaher Corp COM 235851102 1735 12533 SH SOLE 0 0 12533 Disney Walt Co COM 254687106 370 3827 SH SOLE 0 0 3827 Dominion Energy Inc COM 25746U109 58 800 SH SOLE 0 0 800 Duke Energy Corp COM 26441C204 12 147 SH SOLE 0 0 147 Dunkin Brands Group Inc COM 265504100 53 1000 SH SOLE 0 0 1000 Eaton Corp PLC COM G29183103 388 5000 SH SOLE 0 0 5000 Eli Lilly and Co COM 532457108 69 500 SH SOLE 0 0 500 Enterprise Prods Partners Lp LP UNIT 293792107 333 23320 SH SOLE 0 0 23320 Exact Sciences Corp COM 30063P105 90 1550 SH SOLE 0 0 1550 Exelon Corp COM 30161N101 28 750 SH SOLE 0 0 750 Facebook Inc COM 30303M102 280 1676 SH SOLE 0 0 1676 Fastenal Co COM 311900104 288 9200 SH SOLE 0 0 9200 Ferguson PLC COM G3421J106 94 1500 SH SOLE 0 0 1500 Fidelity Consumer Disc ETF ETF 316092204 407 10795 SH SOLE 0 0 10795 Fidelity Consumer Spls ETF ETF 316092303 516 15941 SH SOLE 0 0 15941 Fidelity Health Care ETF ETF 316092600 637 14816 SH SOLE 0 0 14816 Fidelity Real Estate ETF ETF 316092857 359 17251 SH SOLE 0 0 17251 Fidelity Technology ETF ETF 316092808 595 9496 SH SOLE 0 0 9496 Fidelity Telecom Svc ETF ETF 316092873 458 15786 SH SOLE 0 0 15786 Fidelity Utilities ETF ETF 316092865 745 20749 SH SOLE 0 0 20749 Fortive Corp Com COM 34959J108 166 3000 SH SOLE 0 0 3000 Gilead Sciences Inc COM 375558103 42 564 SH SOLE 0 0 564 Global X US Infrastructure Dev ETF ETF 37954Y673 44 3600 SH SOLE 0 0 3600 Goldman Sachs Group Inc COM 38141G104 31 200 SH SOLE 0 0 200 Great Lakes Dredge & Dock Corp COM 390607109 78 9400 SH SOLE 0 0 9400 Hannon Armstrong Sustainable Infrastructure Capita COM 41068X100 396 19410 SH SOLE 0 0 19410 Healthcare Tr Amer Inc COM 42225P501 146 6000 SH SOLE 0 0 6000 Home Depot Inc COM 437076102 173 926 SH SOLE 0 0 926 Huntington Bancshares Inc COM 446150104 33 4000 SH SOLE 0 0 4000 Industrial Select SPDR ETF ETF 81369Y704 507 8600 SH SOLE 0 0 8600 Intel Corp COM 458140100 352 6500 SH SOLE 0 0 6500 International Business Machines Corp COM 459200101 288 2600 SH SOLE 0 0 2600 iShares Core MSCI EAFE ETF 46432F842 15 299 SH SOLE 0 0 299 Ishares Core S&P Small-Cap E ETF 464287804 15 267 SH SOLE 0 0 267 iShares Core S&P Total US Stock Mkt ETF ETF 464287150 34 592 SH SOLE 0 0 592 iShares Gold Trust ETF 464285105 85 5627 SH SOLE 0 0 5627 iShares iBoxx Investment Grade Corp Bond ET ETF 464287242 43 350 SH SOLE 0 0 350 Ishares Inc Core Msci Emerging Mkts Etf ETF 46434G103 17 425 SH SOLE 0 0 425 Ishares Msci Emerging Markets Etf ETF 464287234 45 1305 SH SOLE 0 0 1305 iShares Nasdaq Biotechnology ETF 464287556 309 2872 SH SOLE 0 0 2872 Ishares Select Dividend Etf ETF 464287168 229 3115 SH SOLE 0 0 3115 iShares Silver Trust ETF 46428Q109 19 1444 SH SOLE 0 0 1444 Ishares Tr S&P US Pfd Stk ETF 464288687 96 3000 SH SOLE 0 0 3000 iShares US Aerospace & Defense ETF ETF 464288760 37 260 SH SOLE 0 0 260 iShares US Home Construction ETF 464288752 14 497 SH SOLE 0 0 497 iShares US Medical Devices ETF 464288810 40 176 SH SOLE 0 0 176 Johnson & Johnson COM 478160104 970 7394 SH SOLE 0 0 7394 Jpmorgan Chase & Co COM 46625H100 1886 20945 SH SOLE 0 0 20945 Lithium Americas Corp COM 53680Q207 87 32800 SH SOLE 0 0 32800 Lockheed Martin Corp COM 539830109 102 300 SH SOLE 0 0 300 Lowe s Companies Inc COM 548661107 163 1900 SH SOLE 0 0 1900 Magellan Midstream Prtnrs Lp LP UNIT 559080106 88 2400 SH SOLE 0 0 2400 McCormick & Co Inc Non-Voting COM 579780206 141 1000 SH SOLE 0 0 1000 Medtronic Plc COM G5960L103 1181 13097 SH SOLE 0 0 13097 Merck & Co Inc COM 58933Y105 466 6058 SH SOLE 0 0 6058 Microsoft Corp COM 594918104 3427 21731 SH SOLE 0 0 21731 MODERNA INC COM 60770K107 251 8380 SH SOLE 0 0 8380 Morgan Stanley COM 617446448 204 6000 SH SOLE 0 0 6000 Netflix Com Inc COM 64110L106 51 136 SH SOLE 0 0 136 NextEra Energy Inc COM 65339F101 18 74 SH SOLE 0 0 74 Nike Inc B COM 654106103 103 1245 SH SOLE 0 0 1245 Oracle Corp COM 68389X105 29 600 SH SOLE 0 0 600 Pagseguro Digital Ltd Com Cl A COM G68707101 183 9480 SH SOLE 0 0 9480 PBF Logistics LP LP UNIT 69318Q104 51 7500 SH SOLE 0 0 7500 Pepsico Inc COM 713448108 862 7179 SH SOLE 0 0 7179 Pfizer Inc COM 717081103 28 850 SH SOLE 0 0 850 Phillips 66 Partners LP LP UNIT 718549207 219 6000 SH SOLE 0 0 6000 Procter And Gamble Co COM 742718109 75 680 SH SOLE 0 0 680 Prologis Inc COM 74340W103 346 4300 SH SOLE 0 0 4300 Public Storage COM 74460D109 20 100 SH SOLE 0 0 100 Simulations Plus Inc COM 829214105 629 18000 SH SOLE 0 0 18000 Spdr Gold Tr Gold Shs ETF 78463V107 1258 8500 SH SOLE 0 0 8500 SPDR S&P 500 ETF ETF 78462F103 130 505 SH SOLE 0 0 505 SPDR S&P MidCap 400 ETF ETF 78467Y107 30 115 SH SOLE 0 0 115 SPDR S&P Software & Services ETF ETF 78464A599 109 1332 SH SOLE 0 0 1332 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 27 350 SH SOLE 0 0 350 Splunk Inc COM 848637104 442 3500 SH SOLE 0 0 3500 Stag Indl Inc COM 85254J102 98 4358 SH SOLE 0 0 4358 Stanley Black & Decker Inc COM 854502101 112 1122 SH SOLE 0 0 1122 Starbucks Corp COM 855244109 99 1500 SH SOLE 0 0 1500 StoneCo Ltd COM G85158106 446 20474 SH SOLE 0 0 20474 Sunrun Inc COM 86771W105 384 38035 SH SOLE 0 0 38035 Targa Res Corp COM 87612G101 69 10000 SH SOLE 0 0 10000 Thermo Fisher Scientific Inc COM 883556102 227 801 SH SOLE 0 0 801 Tjx Cos Inc COM 872540109 33 700 SH SOLE 0 0 700 United Parcel Service Inc Class B COM 911312106 21 225 SH SOLE 0 0 225 Vanguard 500 ETF ETF 922908363 125 529 SH SOLE 0 0 529 Vanguard Dividend Appreciation ETF ETF 921908844 40 391 SH SOLE 0 0 391 Vanguard Extended Market ETF ETF 922908652 22 248 SH SOLE 0 0 248 Vanguard FTSE Developed Markets ETF ETF 921943858 39 1180 SH SOLE 0 0 1180 Vanguard FTSE Emerging Markets ETF ETF 922042858 17 508 SH SOLE 0 0 508 Vanguard Scottsdale Fds Vanguard Short-T ETF 92206C409 276 3483 SH SOLE 0 0 3483 Vanguard Small-Cap ETF ETF 922908751 17 150 SH SOLE 0 0 150 Vanguard Tax-Exempt Bond ETF ETF 922907746 32 612 SH SOLE 0 0 612 Vanguard Value ETF ETF 922908744 46 515 SH SOLE 0 0 515 Verizon Communications COM 92343V104 1116 20772 SH SOLE 0 0 20772 Visa Inc Com Cl A COM 92826C839 2307 14320 SH SOLE 0 0 14320 Waste Management Inc COM 94106L109 828 8945 SH SOLE 0 0 8945 Yum China Hldgs Inc Com COM 98850P109 533 12500 SH SOLE 0 0 12500