0001085146-21-000162.txt : 20210119 0001085146-21-000162.hdr.sgml : 20210119 20210119092249 ACCESSION NUMBER: 0001085146-21-000162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 EFFECTIVENESS DATE: 20210119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wambolt & Associates, LLC CENTRAL INDEX KEY: 0001755723 IRS NUMBER: 272153580 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18985 FILM NUMBER: 21534252 BUSINESS ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-962-6700 MAIL ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755723 XXXXXXXX 12-31-2020 12-31-2020 false Wambolt & Associates, LLC

13976 W. BOWLES AVENUE, STE. 200 LITTLETON CO 80127

13F HOLDINGS REPORT 028-18985 N Greg Wambolt 720-962-6700 /s/ Greg Wambolt Littleton CO 01-16-2021 0 204 167407 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 202 1849 SH SOLE 1849 0 0 ABBVIE INC COM 00287Y109 1603 14965 SH SOLE 14965 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 681 2606 SH SOLE 2606 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 611 1221 SH SOLE 1221 0 0 AES CORP COM 00130H105 211 8965 SH SOLE 8965 0 0 AIR PRODS & CHEMS INC COM 009158106 958 3508 SH SOLE 3508 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 295 1657 SH SOLE 1657 0 0 ALPHABET INC CAP STK CL A 02079K305 1278 729 SH SOLE 729 0 0 ALPS ETF TR INTL SEC DV DOG 00162Q718 1884 72415 SH SOLE 72415 0 0 ALTRIA GROUP INC COM 02209S103 290 7072 SH SOLE 7072 0 0 AMAZON COM INC COM 023135106 547 168 SH SOLE 168 0 0 AMPHENOL CORP NEW CL A 032095101 557 4257 SH SOLE 4257 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 574 11719 SH SOLE 11719 0 0 APPLE INC COM 037833100 3083 23235 SH SOLE 23235 0 0 ARES CAPITAL CORP COM 04010L103 1387 82144 SH SOLE 82144 0 0 AT&T INC COM 00206R102 891 30981 SH SOLE 30981 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 458 2598 SH SOLE 2598 0 0 AVALONBAY CMNTYS INC COM 053484101 257 1601 SH SOLE 1601 0 0 BCE INC COM NEW 05534B760 577 13483 SH SOLE 13483 0 0 BECTON DICKINSON & CO COM 075887109 332 1326 SH SOLE 1326 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1079 4655 SH SOLE 4655 0 0 BEST BUY INC COM 086516101 1167 11690 SH SOLE 11690 0 0 BK OF AMERICA CORP COM 060505104 1101 36326 SH SOLE 36326 0 0 BLACKROCK INC COM 09247X101 1077 1492 SH SOLE 1492 0 0 BOOKING HOLDINGS INC COM 09857L108 1094 491 SH SOLE 491 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 579 3782 SH SOLE 3782 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 474 13460 SH SOLE 13460 0 0 CHUBB LIMITED COM H1467J104 299 1941 SH SOLE 1941 0 0 CIGNA CORP NEW COM 125523100 625 3004 SH SOLE 3004 0 0 CINTAS CORP COM 172908105 339 960 SH SOLE 960 0 0 CISCO SYS INC COM 17275R102 247 5519 SH SOLE 5519 0 0 CITRIX SYS INC COM 177376100 322 2477 SH SOLE 2477 0 0 CLOROX CO DEL COM 189054109 213 1055 SH SOLE 1055 0 0 CME GROUP INC COM 12572Q105 300 1647 SH SOLE 1647 0 0 COCA COLA CO COM 191216100 728 13273 SH SOLE 13273 0 0 COLGATE PALMOLIVE CO COM 194162103 282 3297 SH SOLE 3297 0 0 CONOCOPHILLIPS COM 20825C104 677 16933 SH SOLE 16933 0 0 CONSTELLATION BRANDS INC CL A 21036P108 717 3272 SH SOLE 3272 0 0 COPART INC COM 217204106 394 3094 SH SOLE 3094 0 0 CORNING INC COM 219350105 856 23768 SH SOLE 23768 0 0 DANAHER CORPORATION COM 235851102 228 1027 SH SOLE 1027 0 0 DARDEN RESTAURANTS INC COM 237194105 215 1804 SH SOLE 1804 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 985 24487 SH SOLE 24487 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 587 3694 SH SOLE 3694 0 0 DIGITAL RLTY TR INC COM 253868103 1226 8789 SH SOLE 8789 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 3216 42795 SH SOLE 42795 0 0 DISNEY WALT CO COM 254687106 997 5502 SH SOLE 5502 0 0 DOLLAR GEN CORP NEW COM 256677105 916 4358 SH SOLE 4358 0 0 DOMINION ENERGY INC COM 25746U109 446 5932 SH SOLE 5932 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 618 6750 SH SOLE 6750 0 0 DUKE REALTY CORP COM NEW 264411505 1072 26824 SH SOLE 26824 0 0 EATON CORP PLC SHS G29183103 961 7996 SH SOLE 7996 0 0 EMERSON ELEC CO COM 291011104 596 7413 SH SOLE 7413 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 361 18421 SH SOLE 18421 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 229 3859 SH SOLE 3859 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 1557 27043 SH SOLE 27043 0 0 EVOKE PHARMA INC COM 30049G104 83 32000 SH SOLE 32000 0 0 FACEBOOK INC CL A 30303M102 2135 7816 SH SOLE 7816 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 215 5490 SH SOLE 5490 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 240 1700 SH SOLE 1700 0 0 FISERV INC COM 337738108 599 5260 SH SOLE 5260 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 401 1470 SH SOLE 1470 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 315 3672 SH SOLE 3672 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 676 22700 SH SOLE 22700 0 0 GLADSTONE CAPITAL CORP COM 376535100 190 21419 SH SOLE 21419 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 295 1119 SH SOLE 1119 0 0 GOLUB CAP BDC INC COM 38173M102 356 25150 SH SOLE 25150 0 0 GRACO INC COM 384109104 231 3195 SH SOLE 3195 0 0 HOME DEPOT INC COM 437076102 868 3269 SH SOLE 3269 0 0 HONEYWELL INTL INC COM 438516106 705 3315 SH SOLE 3315 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 328 2606 SH SOLE 2606 0 0 INTUIT COM 461202103 1503 3957 SH SOLE 3957 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 378 462 SH SOLE 462 0 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 252 8723 SH SOLE 8723 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1497 98081 SH SOLE 98081 0 0 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 2213 73776 SH SOLE 73776 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1653 29398 SH SOLE 29398 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1425 63940 SH SOLE 63940 0 0 INVESCO EXCHANGE TRADED FD T S&P SML 600 EQ 46137V183 271 4197 SH SOLE 4197 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2890 22659 SH SOLE 22659 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 2164 13281 SH SOLE 13281 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1134 18455 SH SOLE 18455 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 381 1213 SH SOLE 1213 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 864 19014 SH SOLE 19014 0 0 ISHARES TR COHEN STEER REIT 464287564 2467 45781 SH SOLE 45781 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1380 15738 SH SOLE 15738 0 0 ISHARES TR CORE S&P500 ETF 464287200 505 1346 SH SOLE 1346 0 0 ISHARES TR EAFE GRWTH ETF 464288885 2248 22272 SH SOLE 22272 0 0 ISHARES TR EAFE VALUE ETF 464288877 991 20989 SH SOLE 20989 0 0 ISHARES TR INTL SEL DIV ETF 464288448 355 12045 SH SOLE 12045 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1779 32240 SH SOLE 32240 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 1901 30770 SH SOLE 30770 0 0 ISHARES TR MSCI EAFE ETF 464287465 345 4730 SH SOLE 4730 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 802 15517 SH SOLE 15517 0 0 ISHARES TR S&P MC 400GR ETF 464287606 403 5576 SH SOLE 5576 0 0 ISHARES TR SELECT DIVID ETF 464287168 1812 18835 SH SOLE 18835 0 0 JOHNSON & JOHNSON COM 478160104 950 6034 SH SOLE 6034 0 0 JPMORGAN CHASE & CO COM 46625H100 1534 12070 SH SOLE 12070 0 0 KIMBERLY-CLARK CORP COM 494368103 388 2874 SH SOLE 2874 0 0 LEIDOS HOLDINGS INC COM 525327102 1531 14565 SH SOLE 14565 0 0 LINCOLN NATL CORP IND COM 534187109 983 19546 SH SOLE 19546 0 0 LOWES COS INC COM 548661107 886 5520 SH SOLE 5520 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 436 4760 SH SOLE 4760 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 445 10486 SH SOLE 10486 0 0 MAIN STR CAP CORP COM 56035L104 2082 64525 SH SOLE 64525 0 0 MARKEL CORP COM 570535104 413 400 SH SOLE 400 0 0 MARTIN MARIETTA MATLS INC COM 573284106 226 797 SH SOLE 797 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1138 3188 SH SOLE 3188 0 0 MATCH GROUP INC NEW COM 57667L107 412 2727 SH SOLE 2727 0 0 MCDONALDS CORP COM 580135101 1204 5609 SH SOLE 5609 0 0 MEDTRONIC PLC SHS G5960L103 773 6595 SH SOLE 6595 0 0 MERCK & CO. INC COM 58933Y105 369 4516 SH SOLE 4516 0 0 METLIFE INC COM 59156R108 723 15400 SH SOLE 15400 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 216 6914 SH SOLE 6914 0 0 MICROSOFT CORP COM 594918104 3713 16693 SH SOLE 16693 0 0 MONDELEZ INTL INC CL A 609207105 206 3529 SH SOLE 3529 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 520 8815 SH SOLE 8815 0 0 NETFLIX INC COM 64110L106 200 370 SH SOLE 370 0 0 NEW MTN FIN CORP COM 647551100 244 21486 SH SOLE 21486 0 0 NEXTERA ENERGY INC COM 65339F101 534 6915 SH SOLE 6915 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1181 12502 SH SOLE 12502 0 0 NVIDIA CORPORATION COM 67066G104 574 1099 SH SOLE 1099 0 0 ORACLE CORP COM 68389X105 403 6229 SH SOLE 6229 0 0 ORIX CORP SPONSORED ADR 686330101 309 3991 SH SOLE 3991 0 0 PAYCHEX INC COM 704326107 868 9315 SH SOLE 9315 0 0 PAYPAL HLDGS INC COM 70450Y103 853 3643 SH SOLE 3643 0 0 PDC ENERGY INC COM 69327R101 266 12944 SH SOLE 12944 0 0 PEPSICO INC COM 713448108 588 3965 SH SOLE 3965 0 0 PFIZER INC COM 717081103 1371 37243 SH SOLE 37243 0 0 PHILIP MORRIS INTL INC COM 718172109 506 6112 SH SOLE 6112 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 205 3975 SH SOLE 3975 0 0 PROCTER AND GAMBLE CO COM 742718109 1471 10575 SH SOLE 10575 0 0 PROLOGIS INC. COM 74340W103 1498 15033 SH SOLE 15033 0 0 PROSPERITY BANCSHARES INC COM 743606105 946 13636 SH SOLE 13636 0 0 PRUDENTIAL FINL INC COM 744320102 206 2636 SH SOLE 2636 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1010 14125 SH SOLE 14125 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1834 113798 SH SOLE 113798 0 0 ROYAL BK CDA COM 780087102 743 9058 SH SOLE 9058 0 0 S&P GLOBAL INC COM 78409V104 463 1407 SH SOLE 1407 0 0 SAP SE SPON ADR 803054204 669 5131 SH SOLE 5131 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 486 5137 SH SOLE 5137 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 316 1965 SH SOLE 1965 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 413 6586 SH SOLE 6586 0 0 SHERWIN WILLIAMS CO COM 824348106 509 693 SH SOLE 693 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 1111 53553 SH SOLE 53553 0 0 SOLAR CAP LTD COM 83413U100 274 15648 SH SOLE 15648 0 0 SOUTHWEST AIRLS CO COM 844741108 500 10730 SH SOLE 10730 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2118 76585 SH SOLE 76585 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 234 6404 SH SOLE 6404 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1396 3735 SH SOLE 3735 0 0 SPDR SER TR AEROSPACE DEF 78464A631 245 2137 SH SOLE 2137 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1003 18142 SH SOLE 18142 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 342 9955 SH SOLE 9955 0 0 SPDR SER TR RUSSELL YIELD 78468R770 228 3037 SH SOLE 3037 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 2289 33023 SH SOLE 33023 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 1456 26227 SH SOLE 26227 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 1391 18219 SH SOLE 18219 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 943 14248 SH SOLE 14248 0 0 STARBUCKS CORP COM 855244109 482 4507 SH SOLE 4507 0 0 STERIS PLC SHS USD G8473T100 414 2185 SH SOLE 2185 0 0 SUN LIFE FINANCIAL INC. COM 866796105 405 9117 SH SOLE 9117 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1126 10327 SH SOLE 10327 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 395 1900 SH SOLE 1900 0 0 TELEFLEX INCORPORATED COM 879369106 287 697 SH SOLE 697 0 0 TEXAS INSTRS INC COM 882508104 625 3810 SH SOLE 3810 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1062 2280 SH SOLE 2280 0 0 TJX COS INC NEW COM 872540109 494 7238 SH SOLE 7238 0 0 TOTAL SE SPONSORED ADS 89151E109 392 9354 SH SOLE 9354 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 570 3689 SH SOLE 3689 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 390 2684 SH SOLE 2684 0 0 ULTA BEAUTY INC COM 90384S303 475 1653 SH SOLE 1653 0 0 UNILEVER PLC SPON ADR NEW 904767704 702 11636 SH SOLE 11636 0 0 UNION PAC CORP COM 907818108 497 2388 SH SOLE 2388 0 0 UNITED PARCEL SERVICE INC CL B 911312106 5819 34553 SH SOLE 34553 0 0 UNITEDHEALTH GROUP INC COM 91324P102 781 2227 SH SOLE 2227 0 0 VAIL RESORTS INC COM 91879Q109 843 3023 SH SOLE 3023 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 166 12058 SH SOLE 12058 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 722 28550 SH SOLE 28550 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 538 2340 SH SOLE 2340 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 264 2131 SH SOLE 2131 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 495 2336 SH SOLE 2336 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 441 3703 SH SOLE 3703 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 359 1734 SH SOLE 1734 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 886 10437 SH SOLE 10437 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 302 2126 SH SOLE 2126 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 299 1537 SH SOLE 1537 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 901 3368 SH SOLE 3368 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 208 3572 SH SOLE 3572 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 400 7991 SH SOLE 7991 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 229 2746 SH SOLE 2746 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 209 4422 SH SOLE 4422 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 658 7193 SH SOLE 7193 0 0 VENTAS INC COM 92276F100 420 8561 SH SOLE 8561 0 0 VERITONE INC COM 92347M100 285 10000 SH SOLE 10000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1311 22315 SH SOLE 22315 0 0 VISA INC COM CL A 92826C839 1515 6926 SH SOLE 6926 0 0 WALMART INC COM 931142103 1671 11592 SH SOLE 11592 0 0 WASTE MGMT INC DEL COM 94106L109 1487 12612 SH SOLE 12612 0 0 WELLTOWER INC COM 95040Q104 379 5860 SH SOLE 5860 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 521 14962 SH SOLE 14962 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 289 10851 SH SOLE 10851 0 0 WP CAREY INC COM 92936U109 1194 16912 SH SOLE 16912 0 0 XCEL ENERGY INC COM 98389B100 874 13107 SH SOLE 13107 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 575 1495 SH SOLE 1495 0 0