Chief Compliance Officer

0001085146-20-002740.txt : 20201104 0001085146-20-002740.hdr.sgml : 20201104 20201103212446 ACCESSION NUMBER: 0001085146-20-002740 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wambolt & Associates, LLC CENTRAL INDEX KEY: 0001755723 IRS NUMBER: 272153580 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18985 FILM NUMBER: 201285046 BUSINESS ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-962-6700 MAIL ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755723 XXXXXXXX 09-30-2020 09-30-2020 false Wambolt & Associates, LLC

13976 W. BOWLES AVENUE, STE. 200 LITTLETON CO 80127

13F HOLDINGS REPORT 028-18985 N Greg Wambolt Chief Compliance Officer 720-962-6700 /s/ Greg Wambolt Littleton CO 10-30-2020 0 180 133792 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 293 2696 SH SOLE 2696 0 0 ABBVIE INC COM 00287Y109 1119 12771 SH SOLE 12771 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 482 2134 SH SOLE 2134 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 587 1196 SH SOLE 1196 0 0 AIR PRODS & CHEMS INC COM 009158106 1057 3547 SH SOLE 3547 0 0 ALPHABET INC CAP STK CL A 02079K305 1079 736 SH SOLE 736 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 627 31395 SH SOLE 31395 0 0 ALPS ETF TR INTL SEC DV DOG 00162Q718 1738 80621 SH SOLE 80621 0 0 ALTRIA GROUP INC COM 02209S103 278 7188 SH SOLE 7188 0 0 AMAZON COM INC COM 023135106 645 205 SH SOLE 205 0 0 AMPHENOL CORP NEW CL A 032095101 461 4257 SH SOLE 4257 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 558 12461 SH SOLE 12461 0 0 APOLLO INVT CORP COM NEW 03761U502 469 56771 SH SOLE 56771 0 0 APPLE 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INC COM 58933Y105 374 4508 SH SOLE 4508 0 0 METLIFE INC COM 59156R108 576 15483 SH SOLE 15483 0 0 MICROSOFT CORP COM 594918104 3254 15473 SH SOLE 15473 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 406 7027 SH SOLE 7027 0 0 NEW MTN FIN CORP COM 647551100 253 26450 SH SOLE 26450 0 0 NEXTERA ENERGY INC COM 65339F101 470 1694 SH SOLE 1694 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1038 11942 SH SOLE 11942 0 0 NVIDIA CORPORATION COM 67066G104 585 1081 SH SOLE 1081 0 0 ONEOK INC NEW COM 682680103 594 22879 SH SOLE 22879 0 0 ORACLE CORP COM 68389X105 371 6220 SH SOLE 6220 0 0 PAYCHEX INC COM 704326107 694 8697 SH SOLE 8697 0 0 PAYPAL HLDGS INC COM 70450Y103 704 3574 SH SOLE 3574 0 0 PDC ENERGY INC COM 69327R101 160 12944 SH SOLE 12944 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 374 44312 SH SOLE 44312 0 0 PEPSICO INC COM 713448108 320 2310 SH SOLE 2310 0 0 PFIZER INC COM 717081103 1082 29472 SH SOLE 29472 0 0 PHILIP MORRIS INTL INC COM 718172109 491 6543 SH SOLE 6543 0 0 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 204 3975 SH SOLE 3975 0 0 PROCTER AND GAMBLE CO COM 742718109 1320 9500 SH SOLE 9500 0 0 PROLOGIS INC. 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COM 866796105 334 8196 SH SOLE 8196 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 800 9869 SH SOLE 9869 0 0 TEXAS INSTRS INC COM 882508104 537 3761 SH SOLE 3761 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1007 2280 SH SOLE 2280 0 0 TJX COS INC NEW COM 872540109 375 6744 SH SOLE 6744 0 0 TOTAL SE SPONSORED ADS 89151E109 319 9303 SH SOLE 9303 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 437 3299 SH SOLE 3299 0 0 ULTA BEAUTY INC COM 90384S303 368 1644 SH SOLE 1644 0 0 UNILEVER PLC SPON ADR NEW 904767704 654 10608 SH SOLE 10608 0 0 UNION PAC CORP COM 907818108 469 2380 SH SOLE 2380 0 0 UNITED PARCEL SERVICE INC CL B 911312106 5755 34540 SH SOLE 34540 0 0 UNITEDHEALTH GROUP INC COM 91324P102 678 2175 SH SOLE 2175 0 0 VAIL RESORTS INC COM 91879Q109 623 2913 SH SOLE 2913 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 260 10317 SH SOLE 10317 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 187 15426 SH SOLE 15426 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 244 2242 SH SOLE 2242 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 503 2414 SH SOLE 2414 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 836 10586 SH SOLE 10586 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 261 1699 SH SOLE 1699 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 319 1809 SH SOLE 1809 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 315 1466 SH SOLE 1466 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 326 3215 SH SOLE 3215 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 634 7833 SH SOLE 7833 0 0 VENTAS INC COM 92276F100 485 11555 SH SOLE 11555 0 0 VERITONE INC COM 92347M100 92 10000 SH SOLE 10000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1266 21278 SH SOLE 21278 0 0 VISA INC COM CL A 92826C839 1103 5516 SH SOLE 5516 0 0 W & T OFFSHORE INC COM 92922P106 27 15000 SH SOLE 15000 0 0 WALMART INC COM 931142103 1495 10685 SH SOLE 10685 0 0 WASTE MGMT INC DEL COM 94106L109 1212 10710 SH SOLE 10710 0 0 WELLTOWER INC COM 95040Q104 266 4822 SH SOLE 4822 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 435 15039 SH SOLE 15039 0 0 WP CAREY INC COM 92936U109 1233 18924 SH SOLE 18924 0 0 XCEL ENERGY INC COM 98389B100 520 7540 SH SOLE 7540 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 489 1938 SH SOLE 1938 0 0