Chief Compliance Officer

0001085146-20-001871.txt : 20200723 0001085146-20-001871.hdr.sgml : 20200723 20200723172156 ACCESSION NUMBER: 0001085146-20-001871 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200723 DATE AS OF CHANGE: 20200723 EFFECTIVENESS DATE: 20200723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wambolt & Associates, LLC CENTRAL INDEX KEY: 0001755723 IRS NUMBER: 272153580 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18985 FILM NUMBER: 201044336 BUSINESS ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-962-6700 MAIL ADDRESS: STREET 1: 13976 W. BOWLES AVENUE, STE. 200 CITY: LITTLETON STATE: CO ZIP: 80127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001755723 XXXXXXXX 06-30-2020 06-30-2020 false Wambolt & Associates, LLC

13976 W. BOWLES AVENUE, STE. 200 LITTLETON CO 80127

13F HOLDINGS REPORT 028-18985 N Greg Wambolt Chief Compliance Officer 720-962-6700 /s/ Greg Wambolt Littleton CO 07-23-2020 0 178 127221 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE TJX COS INC NEW COM 872540109 341 6744 SH SOLE 6744 0 0 INTUIT COM 461202103 735 2481 SH SOLE 2481 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 212 1662 SH SOLE 1662 0 0 PAYCHEX INC COM 704326107 712 9401 SH SOLE 9401 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 900 54574 SH SOLE 54574 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 693 24713 SH SOLE 24713 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 230 929 SH SOLE 929 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 207 7434 SH SOLE 7434 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 304 2084 SH SOLE 2084 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 317 4956 SH SOLE 4956 0 0 GOLUB CAP BDC INC COM 38173M102 467 40123 SH SOLE 40123 0 0 NOVARTIS AG SPONSORED ADR 66987V109 998 11425 SH SOLE 11425 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 218 4571 SH SOLE 4571 0 0 ROYAL BK CDA COM 780087102 526 7754 SH SOLE 7754 0 0 LEIDOS HOLDINGS INC COM 525327102 1364 14565 SH SOLE 14565 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 103 12407 SH SOLE 12407 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 638 14779 SH SOLE 14779 0 0 APPLE INC COM 037833100 2469 6769 SH SOLE 6769 0 0 W & T OFFSHORE INC COM 92922P106 34 15000 SH SOLE 15000 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 263 9062 SH SOLE 9062 0 0 DCP MIDSTREAM LLC COM UT LTD PTN 23311P100 481 42604 SH SOLE 42604 0 0 CORNING INC COM 219350105 562 21701 SH SOLE 21701 0 0 ARES CAPITAL CORP COM 04010L103 1269 87841 SH SOLE 87841 0 0 VISA INC COM CL A 92826C839 877 4537 SH SOLE 4537 0 0 NEXTERA ENERGY INC COM 65339F101 415 1730 SH SOLE 1730 0 0 UNILEVER PLC SPON ADR NEW 904767704 543 9901 SH SOLE 9901 0 0 PROLOGIS INC. COM 74340W103 1086 11640 SH SOLE 11640 0 0 SAP SE SPON ADR 803054204 623 4451 SH SOLE 4451 0 0 PROCTER AND GAMBLE CO COM 742718109 1069 8942 SH SOLE 8942 0 0 DOMINION ENERGY INC COM 25746U109 516 6357 SH SOLE 6357 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 245 2342 SH SOLE 2342 0 0 COCA COLA CO COM 191216100 730 16347 SH SOLE 16347 0 0 TOTAL S.A. SPONSORED ADS 89151E109 260 6771 SH SOLE 6771 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 608 9866 SH SOLE 9866 0 0 EMERSON ELEC CO COM 291011104 499 8047 SH SOLE 8047 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 915 37063 SH SOLE 37063 0 0 ULTA BEAUTY INC COM 90384S303 225 1108 SH SOLE 1108 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 437 52078 SH SOLE 52078 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 905 11521 SH SOLE 11521 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 1261 29580 SH SOLE 29580 0 0 ABBVIE INC COM 00287Y109 992 10102 SH SOLE 10102 0 0 PROSPERITY BANCSHARES INC COM 743606105 810 13636 SH SOLE 13636 0 0 ISHARES TR MSCI EAFE ETF 464287465 286 4697 SH SOLE 4697 0 0 LOWES COS INC COM 548661107 796 5892 SH SOLE 5892 0 0 PHILLIPS 66 COM 718546104 299 4165 SH SOLE 4165 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1570 18892 SH SOLE 18892 0 0 ISHARES TR INTRM TR CRP ETF 464288638 244 4041 SH SOLE 4041 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 291 511 SH SOLE 511 0 0 FOUR CORNERS 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0 STERIS PLC SHS USD G8473T100 335 2185 SH SOLE 2185 0 0 ALPS ETF TR INTL SEC DV DOG 00162Q718 2008 90348 SH SOLE 90348 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1047 3396 SH SOLE 3396 0 0 UNION PAC CORP COM 907818108 442 2613 SH SOLE 2613 0 0 SOUTHWEST AIRLS CO COM 844741108 423 12369 SH SOLE 12369 0 0 EATON CORP PLC SHS G29183103 605 6917 SH SOLE 6917 0 0 APOLLO INVT CORP COM NEW 03761U502 596 62288 SH SOLE 62288 0 0 WASTE MGMT INC DEL COM 94106L109 1132 10684 SH SOLE 10684 0 0 PAYPAL HLDGS INC COM 70450Y103 645 3702 SH SOLE 3702 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 441 2359 SH SOLE 2359 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 992 22312 SH SOLE 22312 0 0 VAIL RESORTS INC COM 91879Q109 514 2820 SH SOLE 2820 0 0 VENTAS INC COM 92276F100 496 13552 SH SOLE 13552 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 520 20904 SH SOLE 20904 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 419 23067 SH SOLE 23067 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 489 6120 SH SOLE 6120 0 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0 S&P GLOBAL INC COM 78409V104 403 1223 SH SOLE 1223 0 0 DIGITAL RLTY TR INC COM 253868103 1064 7486 SH SOLE 7486 0 0 ISHARES TR COHEN STEER REIT 464287564 2525 25029 SH SOLE 25029 0 0 JPMORGAN CHASE & CO COM 46625H100 1023 10871 SH SOLE 10871 0 0 EXXON MOBIL CORP COM 30231G102 242 5422 SH SOLE 5422 0 0 CVS HEALTH CORP COM 126650100 434 6673 SH SOLE 6673 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 776 15795 SH SOLE 15795 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 419 1951 SH SOLE 1951 0 0 PEPSICO INC COM 713448108 230 1739 SH SOLE 1739 0 0 SOLAR CAP LTD COM 83413U100 334 20849 SH SOLE 20849 0 0 STARBUCKS CORP COM 855244109 332 4507 SH SOLE 4507 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1057 22142 SH SOLE 22142 0 0 BOOKING HOLDINGS INC COM 09857L108 818 514 SH SOLE 514 0 0 ISHARES TR EAFE VALUE ETF 464288877 1063 26595 SH SOLE 26595 0 0 BECTON DICKINSON & CO COM 075887109 321 1341 SH SOLE 1341 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1075 19502 SH SOLE 19502 0 0 CONSTELLATION BRANDS INC CL A 21036P108 377 2155 SH SOLE 2155 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 480 16922 SH SOLE 16922 0 0 MEDTRONIC PLC SHS G5960L103 462 5043 SH SOLE 5043 0 0 XCEL ENERGY INC COM 98389B100 445 7113 SH SOLE 7113 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4731 42551 SH SOLE 42551 0 0 WALMART INC COM 931142103 1176 9822 SH SOLE 9822 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1363 122532 SH SOLE 122532 0 0 AIR PRODS & CHEMS INC COM 009158106 852 3530 SH SOLE 3530 0 0 ALPHABET INC CAP STK CL A 02079K305 1049 740 SH SOLE 740 0 0 BLACKROCK INC COM 09247X101 778 1430 SH SOLE 1430 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 439 3265 SH SOLE 3265 0 0 ADOBE INC COM 00724F101 538 1235 SH SOLE 1235 0 0 MICROSOFT CORP COM 594918104 3062 15046 SH SOLE 15046 0 0 SHERWIN WILLIAMS CO COM 824348106 411 712 SH SOLE 712 0 0 BCE INC COM NEW 05534B760 382 9136 SH SOLE 9136 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 901 15876 SH SOLE 15876 0 0 PFIZER INC COM 717081103 816 24960 SH SOLE 24960 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 320 1952 SH SOLE 1952 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 534 9077 SH SOLE 9077 0 0 FIDUS INVT CORP COM 316500107 148 16351 SH SOLE 16351 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 2335 39235 SH SOLE 39235 0 0 LINCOLN NATL CORP IND COM 534187109 639 17359 SH SOLE 17359 0 0 GLADSTONE CAPITAL CORP COM 376535100 237 32381 SH SOLE 32381 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 1664 30928 SH SOLE 30928 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 212 1075 SH SOLE 1075 0 0 ALTRIA GROUP INC COM 02209S103 286 7288 SH SOLE 7288 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 637 12764 SH SOLE 12764 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 444 3516 SH SOLE 3516 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 261 2730 SH SOLE 2730 0 0 COLGATE PALMOLIVE CO COM 194162103 239 3268 SH SOLE 3268 0 0 NVIDIA CORPORATION COM 67066G104 413 1086 SH SOLE 1086 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2514 24706 SH SOLE 24706 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 411 3401 SH SOLE 3401 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 641 30041 SH SOLE 30041 0 0 BEST BUY INC COM 086516101 647 7417 SH SOLE 7417 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 386 11049 SH SOLE 11049 0 0 FACEBOOK INC CL A 30303M102 1962 8642 SH SOLE 8642 0 0 ISHARES TR SELECT DIVID ETF 464287168 1664 20620 SH SOLE 20620 0 0 MASTERCARD INCORPORATED CL A 57636Q104 888 3004 SH SOLE 3004 0 0 AT&T INC COM 00206R102 444 14678 SH SOLE 14678 0 0 SUN LIFE FINANCIAL INC. COM 866796105 273 7434 SH SOLE 7434 0 0 MPLX LP COM UNIT REP LTD 55336V100 190 11009 SH SOLE 11009 0 0 CISCO SYS INC COM 17275R102 316 6777 SH SOLE 6777 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 844 4729 SH SOLE 4729 0 0 TEXAS INSTRS INC COM 882508104 415 3270 SH SOLE 3270 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 223 18365 SH SOLE 18365 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 245 7406 SH SOLE 7406 0 0 WP CAREY INC COM 92936U109 1339 19799 SH SOLE 19799 0 0 PDC ENERGY INC COM 69327R101 161 12944 SH SOLE 12944 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1780 13743 SH SOLE 13743 0 0 METLIFE INC COM 59156R108 436 11925 SH SOLE 11925 0 0 MAIN STR CAP CORP COM 56035L104 2230 71646 SH SOLE 71646 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 389 3093 SH SOLE 3093 0 0 CONOCOPHILLIPS COM 20825C104 308 7333 SH SOLE 7333 0 0 CHUBB LIMITED COM H1467J104 280 2215 SH SOLE 2215 0 0 UNITEDHEALTH GROUP INC COM 91324P102 564 1911 SH SOLE 1911 0 0 BK OF AMERICA CORP COM 060505104 885 37258 SH SOLE 37258 0 0 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 2511 90990 SH SOLE 90990 0 0 ISHARES TR INTL SEL DIV ETF 464288448 386 15368 SH SOLE 15368 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 451 6856 SH SOLE 6856 0 0 PHILIP MORRIS INTL INC COM 718172109 467 6672 SH SOLE 6672 0 0 DISNEY WALT CO COM DISNEY 254687106 548 4915 SH SOLE 4915 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 496 1938 SH SOLE 1938 0 0 MERCK & CO. INC COM 58933Y105 354 4583 SH SOLE 4583 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1426 100998 SH SOLE 100998 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1848 81560 SH SOLE 81560 0 0