0001578563-23-000069.txt : 20230816 0001578563-23-000069.hdr.sgml : 20230816 20230816161118 ACCESSION NUMBER: 0001578563-23-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Ravila CENTRAL INDEX KEY: 0001842546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39412 FILM NUMBER: 231178334 MAIL ADDRESS: STREET 1: 211 NEW EDITION COURT STREET 2: SUITE 211 CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fathom Holdings Inc. CENTRAL INDEX KEY: 0001753162 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 821518164 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 8884556040 MAIL ADDRESS: STREET 1: 2000 REGENCY PARKWAY DRIVE STREET 2: SUITE 300 CITY: CARY STATE: NC ZIP: 27518 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-08-14 0 0001753162 Fathom Holdings Inc. FTHM 0001842546 Gupta Ravila C/O FATHOM HOLDINGS INC. 2000 REGENCY PARKWAY DRIVE, SUITE 300 CARY NC 27518 1 0 0 0 0 Common Stock 2023-08-14 4 P 0 421 6.85 A 421 D Common Stock 2023-08-15 4 P 0 1002 7.04 A 1423 D Stock Option (Right to Buy) 8.22 2032-08-11 Common Stock 13078 13078 D Stock Option (Right to Buy) 44 2031-02-28 Common Stock 2273 2273 D The price reported is the weighted average price of securities that were purchased in the open market in multiple transactions at prices ranging from $6.92 to $7.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. The option vested in full on August 12, 2023. The option vested in full on March 1, 2022. /s/ Donald R. Reynolds, by Power of Attorney 2023-08-16