0001752762-20-000006.txt : 20201105
0001752762-20-000006.hdr.sgml : 20201105
20201105130737
ACCESSION NUMBER: 0001752762-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201105
DATE AS OF CHANGE: 20201105
EFFECTIVENESS DATE: 20201105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Next Capital Management LLC
CENTRAL INDEX KEY: 0001752762
IRS NUMBER: 134044755
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19131
FILM NUMBER: 201289612
BUSINESS ADDRESS:
STREET 1: ELEVEN TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2124331111
MAIL ADDRESS:
STREET 1: ELEVEN TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001752762
XXXXXXXX
09-30-2020
09-30-2020
Next Capital Management LLC
ELEVEN TIMES SQUARE
15TH FLOOR
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-19131
N
Catherine A. Sanford
Chief Operating Officer
212-433-1106
Catherine A. Sanford
New York
NY
11-05-2020
0
98
150211
false
INFORMATION TABLE
2
nextcap3q20.xml
1/100 BERKSHIRE HTWY CLA100 SHS 1 WHOLE SH BRK A
COM
084990175
960
300
SH
SOLE
0
0
300
ALPHABET INC. CLASS A
COM
02079K305
283
193
SH
SOLE
0
0
193
ALPHABET INC. CLASS C
COM
02079K107
216
147
SH
SOLE
0
0
147
AMAZON.COM INC
COM
023135106
838
266
SH
SOLE
0
0
266
ANNALY CAPITAL MGMT REIT
RET
035710409
73
10310
SH
SOLE
0
0
10310
APOLLO SENIOR FLOATING R
CEM
037636107
4342
338675
SH
SOLE
0
0
338675
APPLE INC
COM
037833100
3060
26423
SH
SOLE
0
0
26423
BERKSHIRE HATHAWAY CLASS B
COM
084670702
2307
10835
SH
SOLE
0
0
10835
BLACKROCK FLOAT RATE INC
CEM
09255X100
3860
335672
SH
SOLE
0
0
335672
BLACKSTONE GROUP INC
COM
09260D107
270
5176
SH
SOLE
0
0
5176
BLACKSTONE GSO LONG SHO
CEM
09257D102
465
36197
SH
SOLE
0
0
36197
BLACKSTONE GSO STRATEGIC
CEM
09257R101
1137
93059
SH
SOLE
0
0
93059
BLACKSTONE MTG TR REIT
RET
09257W100
202
9045
SH
SOLE
0
0
9045
BROOKFIELD ASSET MGM FCLASS A
FGC
112585104
347
10500
SH
SOLE
0
0
10500
C S G SYSTEMS INTL
COM
126349109
246
6000
SH
SOLE
0
0
6000
CBIZ INC
COM
124805102
252
11000
SH
SOLE
0
0
11000
CHARLES SCHWAB US MC ETF
UIE
808524508
358
6446
SH
SOLE
0
0
6446
CINEDIGM CORP CLASS A
COM
172406209
7
13083
SH
SOLE
0
0
13083
CLOROX CO
COM
189054109
315
1500
SH
SOLE
0
0
1500
COMCAST CORP CLASS A
COM
20030N101
533
11530
SH
SOLE
0
0
11530
CURALEAF HOLDINGS INC F
FGC
23126M102
75
10336
SH
SOLE
0
0
10336
CYTODYN INC
COM
23283M101
88
30000
SH
SOLE
0
0
30000
DANAHER CORP
COM
235851102
465
2160
SH
SOLE
0
0
2160
EATON VANCE FLOATING RAT
CEM
278279104
1976
166364
SH
SOLE
0
0
166364
EATON VANCE SENIOR INCOM
CEM
27826S103
4604
784320
SH
SOLE
0
0
784320
ENTERPRISE PRODS PART LP
MLP
293792107
232
14711
SH
SOLE
0
0
14711
EXTRACTION OIL & GAS
COM
30227M105
1
16523
SH
SOLE
0
0
16523
EXXON MOBIL CORP
COM
30231G102
2327
67776
SH
SOLE
0
0
67776
FACEBOOK INC CLASS A
COM
30303M102
4755
18154
SH
SOLE
0
0
18154
FIRST TRUST NORTH AMERICAN ENERG ETF
UIE
33738D101
765
40164
SH
SOLE
0
0
40164
GENERAL ELECTRIC CO
COM
369604103
90
14400
SH
SOLE
0
0
14400
GLOBUS MEDICAL INC CLASS A
COM
379577208
5502
111098
SH
SOLE
0
0
111098
GOLUB CAPITAL BDC INC
COM
38173M102
3450
260603
SH
SOLE
0
0
260603
HARVEST HEALTH AND REC F
FGC
41755M102
13
11988
SH
SOLE
0
0
11988
HCA HEALTHCARE INC
COM
40412C101
249
2000
SH
SOLE
0
0
2000
INVESCO QQQ TRUST
UIE
46090E103
4399
15831
SH
SOLE
0
0
15831
ISHARES CORE MSCI EMERGING ETF
UIE
46434G103
494
9352
SH
SOLE
0
0
9352
ISHARES CORE MSCI EAFE ETF
UIE
46432F842
934
15492
SH
SOLE
0
0
15492
ISHARES CORE S&P SMALL-CAP ETF
UIE
464287804
1843
26239
SH
SOLE
0
0
26239
ISHARES CORE S&P 500 ETF
UIE
464287200
11290
33596
SH
SOLE
0
0
33596
ISHARES CORE S&P MID-CAPETF
UIE
464287507
833
4495
SH
SOLE
0
0
4495
ISHARES MICRO CAP ETF IV
UIE
464288869
328
3624
SH
SOLE
0
0
3624
ISHARES RUSSELL 1000 ETF
UIE
464287622
917
4899
SH
SOLE
0
0
4899
ISHARES RUSSELL 1000 GROWTH ETF
UIE
464287614
371
1711
SH
SOLE
0
0
1711
ISHARES RUSSELL 1000 VALUE ETF
UIE
464287598
910
7701
SH
SOLE
0
0
7701
ISHARES RUSSELL 2000 ETF
UIE
464287655
371
2474
SH
SOLE
0
0
2474
ISHARES S&P 500 GROWTH ETF
UIE
464287309
733
3170
SH
SOLE
0
0
3170
ISHARES US ENERGY ETF
UIE
464287796
729
45653
SH
SOLE
0
0
45653
JOHNSON & JOHNSON
COM
478160104
370
2482
SH
SOLE
0
0
2482
JPMORGAN CHASE & CO
COM
46625H100
1972
20488
SH
SOLE
0
0
20488
JPMORGAN ULTRA SHORT INCOME ETF
UIE
46641Q837
17088
336404
SH
SOLE
0
0
336404
JPMORGAN ULTRA SHRT MUNCIPL INCM ETF
UIE
46641Q654
201
3950
SH
SOLE
0
0
3950
KKR & CO INC
COM
48251W104
612
17835
SH
SOLE
0
0
17835
LILLY ELI & CO
COM
532457108
286
1935
SH
SOLE
0
0
1935
MICROSOFT CORP
COM
594918104
627
2981
SH
SOLE
0
0
2981
MIMEDX GROUP INC
COM
602496101
120
18805
SH
SOLE
0
0
18805
NUVEEN AMT FREE MNCPL CR
CEM
67071L106
405
25837
SH
SOLE
0
0
25837
NUVEEN AMT FREE QUALITY
CEM
670657105
607
42315
SH
SOLE
0
0
42315
NUVEEN FLOATG RATE INCM
CEM
6706EN100
2824
344222
SH
SOLE
0
0
344222
NUVEEN FLOATING RATE INC
CEM
67072T108
2258
271702
SH
SOLE
0
0
271702
NUVEEN NEW JERSEY QLTY M
CEM
67069Y102
678
50100
SH
SOLE
0
0
50100
NUVEEN NEW YORK QLTY MNC
CEM
67066X107
564
41272
SH
SOLE
0
0
41272
NUVEEN NY AMT FREE QLT M
CEM
670656107
1933
150324
SH
SOLE
0
0
150324
NUVEEN SENIOR INCOME CF
CEM
67067Y104
2395
495431
SH
SOLE
0
0
495431
NUVEEN SHORT DURATION CR
CEM
67074X107
1306
105467
SH
SOLE
0
0
105467
PARTY CITY HOLDCO INCORP
COM
702149105
218
83680
SH
SOLE
0
0
83680
PIMCO ACTIVE BOND ETF
UIE
72201R775
1036
9214
SH
SOLE
0
0
9214
PROSHARES SHORT RUSSELL 2000 ETF
UIE
74348A210
2376
70000
SH
SOLE
0
0
70000
PROSHARES SHORT S&P500
UIE
74347B425
6513
320535
SH
SOLE
0
0
320535
QUALCOMM INC
COM
747525103
353
3000
SH
SOLE
0
0
3000
ROYAL DUTCH SHELL FSPONSORED ADR 1 ADR REPS 2 ORD SHS
ADR
780259206
264
10493
SH
SOLE
0
0
10493
SCHWAB US LARGE CAP ETF IV
UIE
808524201
4148
51446
SH
SOLE
0
0
51446
SCHWAB US SMALL CAP ETF
UIE
808524607
1969
28813
SH
SOLE
0
0
28813
SELECT STR FINANCIAL SELECT SPDR ETF
UIE
81369Y605
260
10810
SH
SOLE
0
0
10810
SHILOH INDUSTRIES
COM
824543102
2
20000
SH
SOLE
0
0
20000
SOLAR CAPITAL LTD
COM
83413U100
436
27520
SH
SOLE
0
0
27520
SPDR DOUBLELINE TTL RTRNTTCL ETF
UIE
78467V848
893
18101
SH
SOLE
0
0
18101
SPDR S&P 500 ETF
UIE
78462F103
548
1635
SH
SOLE
0
0
1635
SPOTIFY TECHNOLOGY F
FGO
L8681T102
364
1500
SH
SOLE
0
0
1500
SQUARE INC CLASS A
COM
852234103
698
4295
SH
SOLE
0
0
4295
TECHNOLOGY SELECT SECTORSPDR ETF IV
UIE
81369Y803
474
4059
SH
SOLE
0
0
4059
TELEFLEX INCORPORATE
COM
879369106
2683
7880
SH
SOLE
0
0
7880
TESLA INC
COM
88160R101
337
785
SH
SOLE
0
0
785
THE COCA-COLA CO
COM
191216100
800
16200
SH
SOLE
0
0
16200
TORTOISE NORTH AMERICAN PIPELINE FUND
UIE
56167N720
205
13708
SH
SOLE
0
0
13708
TRIMAS CORP
COM
896215209
262
11500
SH
SOLE
0
0
11500
VANGUARD FTSE DEVELOPED MATS ETF IV
UIE
921943858
476
11640
SH
SOLE
0
0
11640
VANGUARD FTSE EMERGING MARK ETF IV
UIE
922042858
471
10894
SH
SOLE
0
0
10894
Vanguard Intermediate Term Cor ETF
UIE
92206C870
248
2584
SH
SOLE
0
0
2584
VANGUARD LARGE CAP ETF
UIE
922908637
693
4429
SH
SOLE
0
0
4429
VANGUARD MID CAP GROWTH ETF
UIE
922908538
1102
6120
SH
SOLE
0
0
6120
VANGUARD REAL ESTATE ETF IV
UIE
922908553
1123
14224
SH
SOLE
0
0
14224
VANGUARD S&P 500 ETF
UIE
922908363
230
749
SH
SOLE
0
0
749
VANGUARD TOTAL STOCK MARKET ETF
UIE
922908769
3061
17973
SH
SOLE
0
0
17973
VOYA PRIME RATE CF
CEM
92913A100
7233
1640200
SH
SOLE
0
0
1640200
WALT DISNEY CO
COM
254687106
248
2000
SH
SOLE
0
0
2000
WILLAMETTE VLY VINEY
COM
969136100
345
56121
SH
SOLE
0
0
56121
PUT SPDR S&P 500 212 EXP 01/15/21
PUT
78462F953
7081
33400
SH
SOLE
0
0
33400