0001437749-20-002396.txt : 20200212
0001437749-20-002396.hdr.sgml : 20200212
20200212103051
ACCESSION NUMBER: 0001437749-20-002396
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
EFFECTIVENESS DATE: 20200212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Next Capital Management LLC
CENTRAL INDEX KEY: 0001752762
IRS NUMBER: 134044755
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19131
FILM NUMBER: 20601037
BUSINESS ADDRESS:
STREET 1: ELEVEN TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2124331111
MAIL ADDRESS:
STREET 1: ELEVEN TIMES SQUARE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001752762
XXXXXXXX
12-31-2019
12-31-2019
Next Capital Management LLC
ELEVEN TIMES SQUARE
15TH FLOOR
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-19131
N
Marie Silecchia
Compliance Associate
631-987-2557
/s/ Marie Silecchia
New York
NY
02-07-2020
0
92
139842
false
INFORMATION TABLE
2
infotable_ncwmq419.xml
ALIBABA GROUP HOLDING F
ADR
01609W102
255
1201
SH
SOLE
0
0
1201
ALPHABET INC.
COM
02079K107
467
349
SH
SOLE
0
0
349
AMAZON.COM INC
COM
023135106
486
263
SH
SOLE
0
0
263
ANNALY CAPITAL MGMT
RET
035710409
97
10310
SH
SOLE
0
0
10310
APOLLO SENIOR FLOATING R
CEM
037636107
4164
275063
SH
SOLE
0
0
275063
APPLE INC
COM
037833100
1407
4790
SH
SOLE
0
0
4790
BERKSHIRE HATHAWAY
COM
084670702
2991
9008
SH
SOLE
0
0
9008
BLACKROCK FLOAT RATE INC
CEM
09255X100
4097
304800
SH
SOLE
0
0
304800
BLACKSTONE GROUP INC
COM
09260D107
287
5126
SH
SOLE
0
0
5126
BLACKSTONE GSO STRATEGIC
CEM
09257R101
1612
112024
SH
SOLE
0
0
112024
BLACKSTONE MTG TR
RET
09257W100
340
9045
SH
SOLE
0
0
9045
C S G SYSTEMS INTL
COM
126349109
311
6000
SH
SOLE
0
0
6000
CHARLES SCHWAB US MC
UIE
808524508
535
8887
SH
SOLE
0
0
8887
CINEDIGM CORP
COM
172406209
9
13083
SH
SOLE
0
0
13083
COMCAST CORP
COM
20030N101
519
11530
SH
SOLE
0
0
11530
CRANE CO
COM
224399105
1632
18889
SH
SOLE
0
0
18889
EATON VANCE FLOATING RAT
CEM
278279104
2026
147594
SH
SOLE
0
0
147594
EATON VANCE SENIOR INCOM
CEM
27826S103
5103
795767
SH
SOLE
0
0
795767
ENERGY TRANSFER LP
MLP
29273V100
105
8208
SH
SOLE
0
0
8208
EXTRACTION OIL & GAS
COM
30227M105
35
16523
SH
SOLE
0
0
16523
FACEBOOK INC
COM
30303M102
3719
18119
SH
SOLE
0
0
18119
FGL HLDGS F
FGO
G3402M102
805
75583
SH
SOLE
0
0
75583
FIDELITY MSCI INFOR TECH
UIE
316092808
121
1665
SH
SOLE
0
0
1665
FIRST TRUST MLP AND ENER
CEM
33739B104
261
21847
SH
SOLE
0
0
21847
FIRST TRUST NORTH
UIE
33738D101
851
33380
SH
SOLE
0
0
33380
FLEXION THERAPEUTICS
COM
33938J106
153
7390
SH
SOLE
0
0
7390
GENERAL ELECTRIC CO
COM
369604103
161
14400
SH
SOLE
0
0
14400
GLOBUS MEDICAL INC
COM
379577208
6541
111098
SH
SOLE
0
0
111098
GOLUB CAPITAL BDC INC
COM
38173M102
129
6980
SH
SOLE
0
0
6980
INVESCO QQQ TRUST
UIE
46090E103
635
2985
SH
SOLE
0
0
2985
INVESCO S&P 500 REVENUE
UIE
46138G698
155
2660
SH
SOLE
0
0
2660
ISHARES CORE MSCI
UIE
46434G103
1034
19233
SH
SOLE
0
0
19233
ISHARES CORE MSCI EAFE
UIE
46432F842
5424
83140
SH
SOLE
0
0
83140
ISHARES CORE S&P 500
UIE
464287200
13367
41352
SH
SOLE
0
0
41352
ISHARES CORE S&P MID CAP
UIE
464287507
2686
13049
SH
SOLE
0
0
13049
ISHARES CORE S&P SMALL
UIE
464287804
3844
45845
SH
SOLE
0
0
45845
ISHARES MICRO CAP ETF
UIE
464288869
532
5343
SH
SOLE
0
0
5343
ISHARES MSCI EAFE ETF
UIE
464287465
221
3186
SH
SOLE
0
0
3186
ISHARES MSCI EAFE SMALL
UIE
464288273
258
4142
SH
SOLE
0
0
4142
ISHARES MSCI EMERGING
UIE
464287234
380
8480
SH
SOLE
0
0
8480
ISHARES RUSSELL 1000
UIE
464287598
2504
17233
SH
SOLE
0
0
17233
ISHARES RUSSELL 2000
UIE
464287630
659
4214
SH
SOLE
0
0
4214
ISHARES S&P 500 GROWTH
UIE
464287309
1468
7582
SH
SOLE
0
0
7582
JOHNSON & JOHNSON
COM
478160104
362
2482
SH
SOLE
0
0
2482
JPMORGAN ULTRA SHORT
UIE
46641Q837
7476
148239
SH
SOLE
0
0
148239
KAYNE ANDERSON MLP MIDST
CEM
486606106
3286
235886
SH
SOLE
0
0
235886
KKR & CO INC
COM
48251W104
540
18500
SH
SOLE
0
0
18500
LILLY ELI & CO
COM
532457108
254
1935
SH
SOLE
0
0
1935
MICROSOFT CORP
COM
594918104
469
2977
SH
SOLE
0
0
2977
NETFLIX INC
COM
64110L106
202
623
SH
SOLE
0
0
623
NUVEEN AMT FREE MNCPL CR
CEM
67071L106
423
25391
SH
SOLE
0
0
25391
NUVEEN AMT FREE QUALITY
CEM
670657105
432
30038
SH
SOLE
0
0
30038
NUVEEN FLOATG RATE INCM
CEM
6706EN100
2855
285753
SH
SOLE
0
0
285753
NUVEEN FLOATING RATE INC
CEM
67072T108
2203
215120
SH
SOLE
0
0
215120
NUVEEN MARYLAND QLTY MNC
CEM
67061Q107
197
14623
SH
SOLE
0
0
14623
NUVEEN NEW JERSEY QLTY M
CEM
67069Y102
755
51470
SH
SOLE
0
0
51470
NUVEEN NEW YORK QLTY MNC
CEM
67066X107
631
44427
SH
SOLE
0
0
44427
NUVEEN NY AMT FREE QLT M
CEM
670656107
2040
150324
SH
SOLE
0
0
150324
NUVEEN SENIOR INCOME CF
CEM
67067Y104
2294
384853
SH
SOLE
0
0
384853
NUVEEN SHORT DURATION CR
CEM
67074X107
1156
76132
SH
SOLE
0
0
76132
PHILLIPS 66
COM
718546104
279
2500
SH
SOLE
0
0
2500
QUALCOMM INC
COM
747525103
265
3000
SH
SOLE
0
0
3000
SCHWAB FUNDAMENTAL US
UIE
808524771
149
3491
SH
SOLE
0
0
3491
SCHWAB INTERNATIONAL
UIE
808524805
126
3751
SH
SOLE
0
0
3751
SCHWAB US LARGE CAP ETF
UIE
808524201
4878
63504
SH
SOLE
0
0
63504
SCHWAB US SMALL CAP ETF
UIE
808524607
6876
90899
SH
SOLE
0
0
90899
SINCLAIR BROADCST GP
COM
829226109
2026
60768
SH
SOLE
0
0
60768
SPDR DOUBLELINE TTL RTRN
UIE
78467V848
941
19206
SH
SOLE
0
0
19206
SPDR S&P 500 ETF
UIE
78462F103
950
2950
SH
SOLE
0
0
2950
SQUARE INC
COM
852234103
269
4295
SH
SOLE
0
0
4295
TECHNOLOGY SELECT SECTOR
UIE
81369Y803
263
2865
SH
SOLE
0
0
2865
TELEFLEX INCORPORATE
COM
879369106
2966
7880
SH
SOLE
0
0
7880
THE COCA-COLA CO
COM
191216100
898
16215
SH
SOLE
0
0
16215
TORTOISE NORTH AMERICAN
UIE
56167N720
633
26934
SH
SOLE
0
0
26934
VANGUARD FTSE DEVELOPED
UIE
921943858
1859
42196
SH
SOLE
0
0
42196
VANGUARD FTSE EMERGING
UIE
922042858
1598
35933
SH
SOLE
0
0
35933
VANGUARD LARGE CAP ETF
UIE
922908637
655
4429
SH
SOLE
0
0
4429
VANGUARD MID CAP GROWTH
UIE
922908538
972
6120
SH
SOLE
0
0
6120
VANGUARD REAL ESTATE
UIE
922908553
1320
14224
SH
SOLE
0
0
14224
VANGUARD S&P 500 ETF
UIE
922908363
347
1174
SH
SOLE
0
0
1174
VANGUARD SMALL CAP ETF
UIE
922908751
146
882
SH
SOLE
0
0
882
VANGUARD TOTAL BOND
UIE
921937835
104
1239
SH
SOLE
0
0
1239
VANGUARD TOTAL STOCK
UIE
922908769
2941
17973
SH
SOLE
0
0
17973
VERIZON COMMUNICATN
COM
92343V104
144
2341
SH
SOLE
0
0
2341
VOYA PRIME RATE CF
CEM
92913A100
8214
1639376
SH
SOLE
0
0
1639376
WILLAMETTE VLY VINEY
COM
969136100
389
56156
SH
SOLE
0
0
56156
XTRACKERS MSCI EAFE
UIE
233051200
214
6331
SH
SOLE
0
0
6331
PIMCO ACTIVE BOND EXCHANGE-TRADED FUND
UIE
72201R775
707
6544
SH
SOLE
0
0
6544
INVESCO FTSE US 1000 ETF
UIE
46137V613
163
1287
SH
SOLE
0
0
1287
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND ETF
UIE
92206C870
236
2584
SH
SOLE
0
0
2584
CRANE CO
PUT
224399955
9
18800
SH
Put
SOLE
0
0
188
SPDR S&P 500 ETF
PUT
78462F953
344
33400
SH
Put
SOLE
0
0
334