Managing Director

0001214659-20-000185.txt : 20200107 0001214659-20-000185.hdr.sgml : 20200107 20200107162224 ACCESSION NUMBER: 0001214659-20-000185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 EFFECTIVENESS DATE: 20200107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cooper Financial Group CENTRAL INDEX KEY: 0001751581 IRS NUMBER: 330877827 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18965 FILM NUMBER: 20513547 BUSINESS ADDRESS: STREET 1: 9870 RESEARCH DR. CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 800-516-5333 MAIL ADDRESS: STREET 1: 9870 RESEARCH DR. CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001751581 XXXXXXXX 12-31-2019 12-31-2019 false Cooper Financial Group

9870 RESEARCH DR. IRVINE CA 92618

13F HOLDINGS REPORT 028-18965 N Arthur Cooper Managing Director 800-516-5333 Arthur Cooper Irvine CA 01-07-2020 0 157 249830 INFORMATION TABLE 2 infotable.xml MONSTER BEVERAGE CORP NEW COM 61174X109 205 3218 SH SOLE 0 0 3218 ISHARES TR RUS 1000 GRW ETF 464287614 2634 14972 SH SOLE 0 0 14972 ISHARES TR MBS ETF 464288588 373 3450 SH SOLE 0 0 3450 MCDONALDS CORP COM 580135101 507 2567 SH SOLE 0 0 2567 INTEL CORP COM 458140100 1503 25116 SH SOLE 0 0 25116 WEC ENERGY GROUP INC COM 92939U106 233 2528 SH SOLE 0 0 2528 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 735 12874 SH SOLE 0 0 12874 ISHARES TR RUS MDCP VAL ETF 464287473 573 6046 SH SOLE 0 0 6046 ISHARES TR USA SIZE FACTOR 46432F370 5929 60868 SH SOLE 0 0 60868 ISHARES TR US TREAS BD ETF 46429B267 27004 1041022 SH SOLE 0 0 1041022 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 804 19180 SH SOLE 0 0 19180 EXXON MOBIL CORP COM 30231G102 1184 16967 SH SOLE 0 0 16967 KLA CORPORATION COM NEW 482480100 292 1639 SH SOLE 0 0 1639 ISHARES TR RUS MD CP GR ETF 464287481 803 5264 SH SOLE 0 0 5264 CLOROX CO DEL COM 189054109 274 1784 SH SOLE 0 0 1784 ALPHABET INC CAP STK CL C 02079K107 703 526 SH SOLE 0 0 526 MICROSOFT CORP COM 594918104 3569 22629 SH SOLE 0 0 22629 BLACKSTONE GROUP INC COM CL A 09260D107 225 4026 SH SOLE 0 0 4026 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 604 40579 SH SOLE 0 0 40579 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 205 3735 SH SOLE 0 0 3735 CISCO SYS INC COM 17275R102 368 7676 SH SOLE 0 0 7676 FORTINET INC COM 34959E109 254 2379 SH SOLE 0 0 2379 SEASPAN CORP SHS Y75638109 329 23175 SH SOLE 0 0 23175 NORTHROP GRUMMAN CORP COM 666807102 499 1452 SH SOLE 0 0 1452 GILEAD SCIENCES INC COM 375558103 273 4196 SH SOLE 0 0 4196 ISHARES TR USA QUALITY FCTR 46432F339 19881 196843 SH SOLE 0 0 196843 ISHARES TR FLTG RATE NT ETF 46429B655 301 5906 SH SOLE 0 0 5906 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 234 19908 SH SOLE 0 0 19908 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 258 1409 SH SOLE 0 0 1409 ISHARES TR ESG MSCI USA ETF 46435G425 260 3639 SH SOLE 0 0 3639 HOME DEPOT INC COM 437076102 1050 4808 SH SOLE 0 0 4808 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 300 3196 SH SOLE 0 0 3196 ISHARES TR CORE S&P500 ETF 464287200 3683 11394 SH SOLE 0 0 11394 ONEOK INC NEW COM 682680103 220 2906 SH SOLE 0 0 2906 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3017 13320 SH SOLE 0 0 13320 SPDR SERIES TRUST S&P BK ETF 78464A797 325 6874 SH SOLE 0 0 6874 ALPS ETF TR ALERIAN MLP 00162Q866 210 24696 SH SOLE 0 0 24696 ISHARES TR AGENCY BOND ETF 464288166 2469 21361 SH SOLE 0 0 21361 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 652 18663 SH SOLE 0 0 18663 KIMBERLY CLARK CORP COM 494368103 463 3365 SH SOLE 0 0 3365 UNITED TECHNOLOGIES CORP COM 913017109 283 1889 SH SOLE 0 0 1889 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3358 86382 SH SOLE 0 0 86382 FLEXSHARES TR MORNSTAR UPSTR 33939L407 207 6180 SH SOLE 0 0 6180 BP PLC SPONSORED ADR 055622104 215 5704 SH SOLE 0 0 5704 IAC INTERACTIVECORP COM 44919P508 321 1288 SH SOLE 0 0 1288 ISHARES TR US AER DEF ETF 464288760 202 909 SH SOLE 0 0 909 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 428 7136 SH SOLE 0 0 7136 PHILIP MORRIS INTL INC COM 718172109 410 4818 SH SOLE 0 0 4818 EDWARDS LIFESCIENCES CORP COM 28176E108 304 1302 SH SOLE 0 0 1302 WALMART INC COM 931142103 328 2757 SH SOLE 0 0 2757 ISHARES TR CORE S&P TTL STK 464287150 242 3323 SH SOLE 0 0 3323 DISNEY WALT CO COM DISNEY 254687106 1225 8467 SH SOLE 0 0 8467 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 213 748 SH SOLE 0 0 748 SPDR SERIES TRUST SSGA US LRG ETF 78468R804 5823 50990 SH SOLE 0 0 50990 CHEVRON CORP NEW COM 166764100 337 2794 SH SOLE 0 0 2794 ISHARES TR JPMORGAN USD EMG 464288281 1187 10360 SH SOLE 0 0 10360 VERIZON COMMUNICATIONS INC COM 92343V104 450 7326 SH SOLE 0 0 7326 DUKE ENERGY CORP NEW COM NEW 26441C204 257 2812 SH SOLE 0 0 2812 BRISTOL MYERS SQUIBB CO COM 110122108 295 4599 SH SOLE 0 0 4599 AMGEN INC COM 031162100 1243 5155 SH SOLE 0 0 5155 ISHARES TR CORE S&P SCP ETF 464287804 254 3033 SH SOLE 0 0 3033 ROCKWELL AUTOMATION INC COM 773903109 585 2888 SH SOLE 0 0 2888 GLOBAL X FDS GLB X SUPERDIV 37950E549 481 27214 SH SOLE 0 0 27214 AMAZON COM INC COM 023135106 4924 2665 SH SOLE 0 0 2665 JPMORGAN CHASE & CO COM 46625H100 1037 7437 SH SOLE 0 0 7437 WISDOMTREE TR DYNAMIC LNG EQ 97717X313 245 8732 SH SOLE 0 0 8732 NETFLIX INC COM 64110L106 261 807 SH SOLE 0 0 807 ISHARES TR INTRM TR CRP ETF 464288638 390 6721 SH SOLE 0 0 6721 SOUTHERN CO COM 842587107 217 3410 SH SOLE 0 0 3410 COSTCO WHSL CORP NEW COM 22160K105 307 1044 SH SOLE 0 0 1044 BOEING CO COM 097023105 2182 6698 SH SOLE 0 0 6698 SPDR SERIES TRUST NYSE TECH ETF 78464A102 6537 80067 SH SOLE 0 0 80067 TESLA INC COM 88160R101 815 1949 SH SOLE 0 0 1949 INVESCO QQQ TR UNIT SER 1 46090E103 804 3780 SH SOLE 0 0 3780 ISHARES TR MSCI ACWI ETF 464288257 28590 360762 SH SOLE 0 0 360762 SALESFORCE COM INC COM 79466L302 256 1573 SH SOLE 0 0 1573 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 302 11684 SH SOLE 0 0 11684 ISHARES TR RUS MID CAP ETF 464287499 227 3815 SH SOLE 0 0 3815 FS KKR CAPITAL CORP COM 302635107 452 73812 SH SOLE 0 0 73812 CITIGROUP INC COM NEW 172967424 263 3296 SH SOLE 0 0 3296 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 979 19977 SH SOLE 0 0 19977 VISA INC COM CL A 92826C839 286 1522 SH SOLE 0 0 1522 ISHARES TR CORE MSCI PAC 46434V696 852 14593 SH SOLE 0 0 14593 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 280 4907 SH SOLE 0 0 4907 VANGUARD INDEX FDS VALUE ETF 922908744 645 5378 SH SOLE 0 0 5378 TWILIO INC CL A 90138F102 442 4496 SH SOLE 0 0 4496 FISERV INC COM 337738108 407 3516 SH SOLE 0 0 3516 MICRON TECHNOLOGY INC COM 595112103 350 6508 SH SOLE 0 0 6508 PFIZER INC COM 717081103 225 5732 SH SOLE 0 0 5732 PNC FINL SVCS GROUP INC COM 693475105 216 1354 SH SOLE 0 0 1354 EATON CORP PLC SHS G29183103 222 2342 SH SOLE 0 0 2342 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 273 6427 SH SOLE 0 0 6427 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 972 41685 SH SOLE 0 0 41685 W P CAREY INC COM 92936U109 465 5813 SH SOLE 0 0 5813 ISHARES TR GLOBAL TECH ETF 464287291 253 1201 SH SOLE 0 0 1201 ABBVIE INC COM 00287Y109 360 4066 SH SOLE 0 0 4066 BANK AMER CORP COM 060505104 368 10446 SH SOLE 0 0 10446 GARMIN LTD SHS H2906T109 279 2858 SH SOLE 0 0 2858 PGIM GLOBAL HIGH YIELD FD IN COM 69346J106 469 31222 SH SOLE 0 0 31222 ZEBRA TECHNOLOGIES CORP CL A 989207105 448 1754 SH SOLE 0 0 1754 PROCTER & GAMBLE CO COM 742718109 951 7618 SH SOLE 0 0 7618 ISHARES TR SHRT NAT MUN ETF 464288158 270 2525 SH SOLE 0 0 2525 FORD MTR CO DEL COM 345370860 99 10661 SH SOLE 0 0 10661 ISHARES TR MSCI CHINA ETF 46429B671 456 7108 SH SOLE 0 0 7108 ISHARES INC CORE MSCI EMKT 46434G103 932 17345 SH SOLE 0 0 17345 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 325 5508 SH SOLE 0 0 5508 JOHNSON & JOHNSON COM 478160104 966 6625 SH SOLE 0 0 6625 PEPSICO INC COM 713448108 588 4303 SH SOLE 0 0 4303 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 543 26576 SH SOLE 0 0 26576 ISHARES TR MSCI ACWI EXUS 46435G847 244 8661 SH SOLE 0 0 8661 UNITED PARCEL SERVICE INC CL B 911312106 539 4606 SH SOLE 0 0 4606 SEMPRA ENERGY COM 816851109 939 6197 SH SOLE 0 0 6197 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 249 2910 SH SOLE 0 0 2910 ISHARES TR CORE MSCI EURO 46434V738 3418 68538 SH SOLE 0 0 68538 ISHARES TR RUS 1000 VAL ETF 464287598 1752 12834 SH SOLE 0 0 12834 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 20390 539138 SH SOLE 0 0 539138 FACEBOOK INC CL A 30303M102 629 3066 SH SOLE 0 0 3066 ISHARES TR RUSSELL 2000 ETF 464287655 822 4964 SH SOLE 0 0 4964 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 1213 22754 SH SOLE 0 0 22754 INVESCO EXCHNG TRADED FD TR KBW HIG DV YLD 46138E610 646 29476 SH SOLE 0 0 29476 AMERICAN TOWER CORP NEW COM 03027X100 225 981 SH SOLE 0 0 981 ANNALY CAP MGMT INC COM 035710409 158 16732 SH SOLE 0 0 16732 ISHARES TR MSCI KLD400 SOC 464288570 355 2956 SH SOLE 0 0 2956 INTUITIVE SURGICAL INC COM NEW 46120E602 219 370 SH SOLE 0 0 370 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 692 22434 SH SOLE 0 0 22434 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 266 9053 SH SOLE 0 0 9053 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 2204 43696 SH SOLE 0 0 43696 ALPHABET INC CAP STK CL A 02079K305 1598 1193 SH SOLE 0 0 1193 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 317 15797 SH SOLE 0 0 15797 COMCAST CORP NEW CL A 20030N101 221 4923 SH SOLE 0 0 4923 FIDELITY TOTAL BD ETF 316188309 460 8883 SH SOLE 0 0 8883 MASTERCARD INC CL A 57636Q104 649 2172 SH SOLE 0 0 2172 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 7942 211284 SH SOLE 0 0 211284 ADOBE INC COM 00724F101 292 885 SH SOLE 0 0 885 ING GROEP N V SPONSORED ADR 456837103 121 10005 SH SOLE 0 0 10005 DANAHER CORPORATION COM 235851102 253 1651 SH SOLE 0 0 1651 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 585 11299 SH SOLE 0 0 11299 QUALCOMM INC COM 747525103 659 7465 SH SOLE 0 0 7465 ISHARES TR S&P 500 GRWT ETF 464287309 581 3000 SH SOLE 0 0 3000 WELLS FARGO CO NEW COM 949746101 687 12761 SH SOLE 0 0 12761 LOCKHEED MARTIN CORP COM 539830109 527 1352 SH SOLE 0 0 1352 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 1828 36215 SH SOLE 0 0 36215 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 7691 217826 SH SOLE 0 0 217826 WISDOMTREE TR US HIGH DIVIDEND 97717W208 794 10334 SH SOLE 0 0 10334 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2679 26846 SH SOLE 0 0 26846 AMERICAN FIN TR INC COM CLASS A 02607T109 1143 86196 SH SOLE 0 0 86196 ISHARES TR BROAD USD HIGH 46435U853 1053 25632 SH SOLE 0 0 25632 ISHARES TR AGGRES ALLOC ETF 464289859 736 12697 SH SOLE 0 0 12697 REALTY INCOME CORP COM 756109104 260 3530 SH SOLE 0 0 3530 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 272 919 SH SOLE 0 0 919 ISHARES TR CORE MSCI EAFE 46432F842 829 12711 SH SOLE 0 0 12711 ISHARES US ETF TR SHT MAT BD ETF 46431W507 8715 173429 SH SOLE 0 0 173429 ISHARES TR CORE S&P MCP ETF 464287507 357 1735 SH SOLE 0 0 1735 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 318 1363 SH SOLE 0 0 1363 AT&T INC COM 00206R102 964 24655 SH SOLE 0 0 24655 APPLE INC COM 037833100 7594 25859 SH SOLE 0 0 25859 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 962 17320 SH SOLE 0 0 17320