0001214659-20-000185.txt : 20200107
0001214659-20-000185.hdr.sgml : 20200107
20200107162224
ACCESSION NUMBER: 0001214659-20-000185
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200107
DATE AS OF CHANGE: 20200107
EFFECTIVENESS DATE: 20200107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cooper Financial Group
CENTRAL INDEX KEY: 0001751581
IRS NUMBER: 330877827
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18965
FILM NUMBER: 20513547
BUSINESS ADDRESS:
STREET 1: 9870 RESEARCH DR.
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 800-516-5333
MAIL ADDRESS:
STREET 1: 9870 RESEARCH DR.
CITY: IRVINE
STATE: CA
ZIP: 92618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001751581
XXXXXXXX
12-31-2019
12-31-2019
false
Cooper Financial Group
9870 RESEARCH DR.
IRVINE
CA
92618
13F HOLDINGS REPORT
028-18965
N
Arthur Cooper
Managing Director
800-516-5333
Arthur Cooper
Irvine
CA
01-07-2020
0
157
249830
INFORMATION TABLE
2
infotable.xml
MONSTER BEVERAGE CORP NEW
COM
61174X109
205
3218
SH
SOLE
0
0
3218
ISHARES TR
RUS 1000 GRW ETF
464287614
2634
14972
SH
SOLE
0
0
14972
ISHARES TR
MBS ETF
464288588
373
3450
SH
SOLE
0
0
3450
MCDONALDS CORP
COM
580135101
507
2567
SH
SOLE
0
0
2567
INTEL CORP
COM
458140100
1503
25116
SH
SOLE
0
0
25116
WEC ENERGY GROUP INC
COM
92939U106
233
2528
SH
SOLE
0
0
2528
JP MORGAN EXCHANGE TRADED FD
DIV RTN INT EQ
46641Q209
735
12874
SH
SOLE
0
0
12874
ISHARES TR
RUS MDCP VAL ETF
464287473
573
6046
SH
SOLE
0
0
6046
ISHARES TR
USA SIZE FACTOR
46432F370
5929
60868
SH
SOLE
0
0
60868
ISHARES TR
US TREAS BD ETF
46429B267
27004
1041022
SH
SOLE
0
0
1041022
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
804
19180
SH
SOLE
0
0
19180
EXXON MOBIL CORP
COM
30231G102
1184
16967
SH
SOLE
0
0
16967
KLA CORPORATION
COM NEW
482480100
292
1639
SH
SOLE
0
0
1639
ISHARES TR
RUS MD CP GR ETF
464287481
803
5264
SH
SOLE
0
0
5264
CLOROX CO DEL
COM
189054109
274
1784
SH
SOLE
0
0
1784
ALPHABET INC
CAP STK CL C
02079K107
703
526
SH
SOLE
0
0
526
MICROSOFT CORP
COM
594918104
3569
22629
SH
SOLE
0
0
22629
BLACKSTONE GROUP INC
COM CL A
09260D107
225
4026
SH
SOLE
0
0
4026
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
604
40579
SH
SOLE
0
0
40579
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
205
3735
SH
SOLE
0
0
3735
CISCO SYS INC
COM
17275R102
368
7676
SH
SOLE
0
0
7676
FORTINET INC
COM
34959E109
254
2379
SH
SOLE
0
0
2379
SEASPAN CORP
SHS
Y75638109
329
23175
SH
SOLE
0
0
23175
NORTHROP GRUMMAN CORP
COM
666807102
499
1452
SH
SOLE
0
0
1452
GILEAD SCIENCES INC
COM
375558103
273
4196
SH
SOLE
0
0
4196
ISHARES TR
USA QUALITY FCTR
46432F339
19881
196843
SH
SOLE
0
0
196843
ISHARES TR
FLTG RATE NT ETF
46429B655
301
5906
SH
SOLE
0
0
5906
GLOBAL X FDS
GLBX SUPRINC ETF
37950E333
234
19908
SH
SOLE
0
0
19908
ABERDEEN STD PALLADIUM ETF T
PHYSCL PALLADM
003262102
258
1409
SH
SOLE
0
0
1409
ISHARES TR
ESG MSCI USA ETF
46435G425
260
3639
SH
SOLE
0
0
3639
HOME DEPOT INC
COM
437076102
1050
4808
SH
SOLE
0
0
4808
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
300
3196
SH
SOLE
0
0
3196
ISHARES TR
CORE S&P500 ETF
464287200
3683
11394
SH
SOLE
0
0
11394
ONEOK INC NEW
COM
682680103
220
2906
SH
SOLE
0
0
2906
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3017
13320
SH
SOLE
0
0
13320
SPDR SERIES TRUST
S&P BK ETF
78464A797
325
6874
SH
SOLE
0
0
6874
ALPS ETF TR
ALERIAN MLP
00162Q866
210
24696
SH
SOLE
0
0
24696
ISHARES TR
AGENCY BOND ETF
464288166
2469
21361
SH
SOLE
0
0
21361
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
652
18663
SH
SOLE
0
0
18663
KIMBERLY CLARK CORP
COM
494368103
463
3365
SH
SOLE
0
0
3365
UNITED TECHNOLOGIES CORP
COM
913017109
283
1889
SH
SOLE
0
0
1889
SPDR SERIES TRUST
PORTFOLIO LN TSR
78464A664
3358
86382
SH
SOLE
0
0
86382
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
207
6180
SH
SOLE
0
0
6180
BP PLC
SPONSORED ADR
055622104
215
5704
SH
SOLE
0
0
5704
IAC INTERACTIVECORP
COM
44919P508
321
1288
SH
SOLE
0
0
1288
ISHARES TR
US AER DEF ETF
464288760
202
909
SH
SOLE
0
0
909
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
428
7136
SH
SOLE
0
0
7136
PHILIP MORRIS INTL INC
COM
718172109
410
4818
SH
SOLE
0
0
4818
EDWARDS LIFESCIENCES CORP
COM
28176E108
304
1302
SH
SOLE
0
0
1302
WALMART INC
COM
931142103
328
2757
SH
SOLE
0
0
2757
ISHARES TR
CORE S&P TTL STK
464287150
242
3323
SH
SOLE
0
0
3323
DISNEY WALT CO
COM DISNEY
254687106
1225
8467
SH
SOLE
0
0
8467
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
213
748
SH
SOLE
0
0
748
SPDR SERIES TRUST
SSGA US LRG ETF
78468R804
5823
50990
SH
SOLE
0
0
50990
CHEVRON CORP NEW
COM
166764100
337
2794
SH
SOLE
0
0
2794
ISHARES TR
JPMORGAN USD EMG
464288281
1187
10360
SH
SOLE
0
0
10360
VERIZON COMMUNICATIONS INC
COM
92343V104
450
7326
SH
SOLE
0
0
7326
DUKE ENERGY CORP NEW
COM NEW
26441C204
257
2812
SH
SOLE
0
0
2812
BRISTOL MYERS SQUIBB CO
COM
110122108
295
4599
SH
SOLE
0
0
4599
AMGEN INC
COM
031162100
1243
5155
SH
SOLE
0
0
5155
ISHARES TR
CORE S&P SCP ETF
464287804
254
3033
SH
SOLE
0
0
3033
ROCKWELL AUTOMATION INC
COM
773903109
585
2888
SH
SOLE
0
0
2888
GLOBAL X FDS
GLB X SUPERDIV
37950E549
481
27214
SH
SOLE
0
0
27214
AMAZON COM INC
COM
023135106
4924
2665
SH
SOLE
0
0
2665
JPMORGAN CHASE & CO
COM
46625H100
1037
7437
SH
SOLE
0
0
7437
WISDOMTREE TR
DYNAMIC LNG EQ
97717X313
245
8732
SH
SOLE
0
0
8732
NETFLIX INC
COM
64110L106
261
807
SH
SOLE
0
0
807
ISHARES TR
INTRM TR CRP ETF
464288638
390
6721
SH
SOLE
0
0
6721
SOUTHERN CO
COM
842587107
217
3410
SH
SOLE
0
0
3410
COSTCO WHSL CORP NEW
COM
22160K105
307
1044
SH
SOLE
0
0
1044
BOEING CO
COM
097023105
2182
6698
SH
SOLE
0
0
6698
SPDR SERIES TRUST
NYSE TECH ETF
78464A102
6537
80067
SH
SOLE
0
0
80067
TESLA INC
COM
88160R101
815
1949
SH
SOLE
0
0
1949
INVESCO QQQ TR
UNIT SER 1
46090E103
804
3780
SH
SOLE
0
0
3780
ISHARES TR
MSCI ACWI ETF
464288257
28590
360762
SH
SOLE
0
0
360762
SALESFORCE COM INC
COM
79466L302
256
1573
SH
SOLE
0
0
1573
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
302
11684
SH
SOLE
0
0
11684
ISHARES TR
RUS MID CAP ETF
464287499
227
3815
SH
SOLE
0
0
3815
FS KKR CAPITAL CORP
COM
302635107
452
73812
SH
SOLE
0
0
73812
CITIGROUP INC
COM NEW
172967424
263
3296
SH
SOLE
0
0
3296
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
979
19977
SH
SOLE
0
0
19977
VISA INC
COM CL A
92826C839
286
1522
SH
SOLE
0
0
1522
ISHARES TR
CORE MSCI PAC
46434V696
852
14593
SH
SOLE
0
0
14593
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
280
4907
SH
SOLE
0
0
4907
VANGUARD INDEX FDS
VALUE ETF
922908744
645
5378
SH
SOLE
0
0
5378
TWILIO INC
CL A
90138F102
442
4496
SH
SOLE
0
0
4496
FISERV INC
COM
337738108
407
3516
SH
SOLE
0
0
3516
MICRON TECHNOLOGY INC
COM
595112103
350
6508
SH
SOLE
0
0
6508
PFIZER INC
COM
717081103
225
5732
SH
SOLE
0
0
5732
PNC FINL SVCS GROUP INC
COM
693475105
216
1354
SH
SOLE
0
0
1354
EATON CORP PLC
SHS
G29183103
222
2342
SH
SOLE
0
0
2342
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
273
6427
SH
SOLE
0
0
6427
INVESCO EXCHNG TRADED FD TR
CEF INM COMPSI
46138E404
972
41685
SH
SOLE
0
0
41685
W P CAREY INC
COM
92936U109
465
5813
SH
SOLE
0
0
5813
ISHARES TR
GLOBAL TECH ETF
464287291
253
1201
SH
SOLE
0
0
1201
ABBVIE INC
COM
00287Y109
360
4066
SH
SOLE
0
0
4066
BANK AMER CORP
COM
060505104
368
10446
SH
SOLE
0
0
10446
GARMIN LTD
SHS
H2906T109
279
2858
SH
SOLE
0
0
2858
PGIM GLOBAL HIGH YIELD FD IN
COM
69346J106
469
31222
SH
SOLE
0
0
31222
ZEBRA TECHNOLOGIES CORP
CL A
989207105
448
1754
SH
SOLE
0
0
1754
PROCTER & GAMBLE CO
COM
742718109
951
7618
SH
SOLE
0
0
7618
ISHARES TR
SHRT NAT MUN ETF
464288158
270
2525
SH
SOLE
0
0
2525
FORD MTR CO DEL
COM
345370860
99
10661
SH
SOLE
0
0
10661
ISHARES TR
MSCI CHINA ETF
46429B671
456
7108
SH
SOLE
0
0
7108
ISHARES INC
CORE MSCI EMKT
46434G103
932
17345
SH
SOLE
0
0
17345
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
325
5508
SH
SOLE
0
0
5508
JOHNSON & JOHNSON
COM
478160104
966
6625
SH
SOLE
0
0
6625
PEPSICO INC
COM
713448108
588
4303
SH
SOLE
0
0
4303
UBS AG JERSEY BRH
ETRAC WELLS BDCI
902641588
543
26576
SH
SOLE
0
0
26576
ISHARES TR
MSCI ACWI EXUS
46435G847
244
8661
SH
SOLE
0
0
8661
UNITED PARCEL SERVICE INC
CL B
911312106
539
4606
SH
SOLE
0
0
4606
SEMPRA ENERGY
COM
816851109
939
6197
SH
SOLE
0
0
6197
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
249
2910
SH
SOLE
0
0
2910
ISHARES TR
CORE MSCI EURO
46434V738
3418
68538
SH
SOLE
0
0
68538
ISHARES TR
RUS 1000 VAL ETF
464287598
1752
12834
SH
SOLE
0
0
12834
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
20390
539138
SH
SOLE
0
0
539138
FACEBOOK INC
CL A
30303M102
629
3066
SH
SOLE
0
0
3066
ISHARES TR
RUSSELL 2000 ETF
464287655
822
4964
SH
SOLE
0
0
4964
FIRST TR EXCH TRADED FD III
MUNI HI INCM ETF
33739P301
1213
22754
SH
SOLE
0
0
22754
INVESCO EXCHNG TRADED FD TR
KBW HIG DV YLD
46138E610
646
29476
SH
SOLE
0
0
29476
AMERICAN TOWER CORP NEW
COM
03027X100
225
981
SH
SOLE
0
0
981
ANNALY CAP MGMT INC
COM
035710409
158
16732
SH
SOLE
0
0
16732
ISHARES TR
MSCI KLD400 SOC
464288570
355
2956
SH
SOLE
0
0
2956
INTUITIVE SURGICAL INC
COM NEW
46120E602
219
370
SH
SOLE
0
0
370
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
692
22434
SH
SOLE
0
0
22434
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
266
9053
SH
SOLE
0
0
9053
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
2204
43696
SH
SOLE
0
0
43696
ALPHABET INC
CAP STK CL A
02079K305
1598
1193
SH
SOLE
0
0
1193
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
317
15797
SH
SOLE
0
0
15797
COMCAST CORP NEW
CL A
20030N101
221
4923
SH
SOLE
0
0
4923
FIDELITY
TOTAL BD ETF
316188309
460
8883
SH
SOLE
0
0
8883
MASTERCARD INC
CL A
57636Q104
649
2172
SH
SOLE
0
0
2172
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
7942
211284
SH
SOLE
0
0
211284
ADOBE INC
COM
00724F101
292
885
SH
SOLE
0
0
885
ING GROEP N V
SPONSORED ADR
456837103
121
10005
SH
SOLE
0
0
10005
DANAHER CORPORATION
COM
235851102
253
1651
SH
SOLE
0
0
1651
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
585
11299
SH
SOLE
0
0
11299
QUALCOMM INC
COM
747525103
659
7465
SH
SOLE
0
0
7465
ISHARES TR
S&P 500 GRWT ETF
464287309
581
3000
SH
SOLE
0
0
3000
WELLS FARGO CO NEW
COM
949746101
687
12761
SH
SOLE
0
0
12761
LOCKHEED MARTIN CORP
COM
539830109
527
1352
SH
SOLE
0
0
1352
JP MORGAN EXCHANGE TRADED FD
ULTRA SHT MUNCPL
46641Q654
1828
36215
SH
SOLE
0
0
36215
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
7691
217826
SH
SOLE
0
0
217826
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
794
10334
SH
SOLE
0
0
10334
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
2679
26846
SH
SOLE
0
0
26846
AMERICAN FIN TR INC
COM CLASS A
02607T109
1143
86196
SH
SOLE
0
0
86196
ISHARES TR
BROAD USD HIGH
46435U853
1053
25632
SH
SOLE
0
0
25632
ISHARES TR
AGGRES ALLOC ETF
464289859
736
12697
SH
SOLE
0
0
12697
REALTY INCOME CORP
COM
756109104
260
3530
SH
SOLE
0
0
3530
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
272
919
SH
SOLE
0
0
919
ISHARES TR
CORE MSCI EAFE
46432F842
829
12711
SH
SOLE
0
0
12711
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
8715
173429
SH
SOLE
0
0
173429
ISHARES TR
CORE S&P MCP ETF
464287507
357
1735
SH
SOLE
0
0
1735
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
318
1363
SH
SOLE
0
0
1363
AT&T INC
COM
00206R102
964
24655
SH
SOLE
0
0
24655
APPLE INC
COM
037833100
7594
25859
SH
SOLE
0
0
25859
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
962
17320
SH
SOLE
0
0
17320