Managing Director

0001214659-19-006269.txt : 20191008 0001214659-19-006269.hdr.sgml : 20191008 20191008134540 ACCESSION NUMBER: 0001214659-19-006269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191008 DATE AS OF CHANGE: 20191008 EFFECTIVENESS DATE: 20191008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cooper Financial Group CENTRAL INDEX KEY: 0001751581 IRS NUMBER: 330877827 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18965 FILM NUMBER: 191142443 BUSINESS ADDRESS: STREET 1: 9870 RESEARCH DR. CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 800-516-5333 MAIL ADDRESS: STREET 1: 9870 RESEARCH DR. CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001751581 XXXXXXXX 09-30-2019 09-30-2019 false Cooper Financial Group

9870 RESEARCH DR. IRVINE CA 92618

13F HOLDINGS REPORT 028-18965 N Arthur Cooper Managing Director 800-516-5333 Arthur Cooper Irvine CA 10-07-2019 0 143 221757 INFORMATION TABLE 2 infotable.xml ISHARES TR MBS ETF 464288588 398 3676 SH SOLE 0 0 3676 MCDONALDS CORP COM 580135101 482 2244 SH SOLE 0 0 2244 ISHARES TR RUS 1000 GRW ETF 464287614 2536 15885 SH SOLE 0 0 15885 INTEL CORP COM 458140100 1287 24983 SH SOLE 0 0 24983 WEC ENERGY GROUP INC COM 92939U106 257 2698 SH SOLE 0 0 2698 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 692 13011 SH SOLE 0 0 13011 STARBUCKS CORP COM 855244109 230 2604 SH SOLE 0 0 2604 ISHARES TR RUS MDCP VAL ETF 464287473 546 6085 SH SOLE 0 0 6085 ISHARES TR US TREAS BD ETF 46429B267 24523 931551 SH SOLE 0 0 931551 EXXON MOBIL CORP COM 30231G102 1198 16961 SH SOLE 0 0 16961 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 400 10276 SH SOLE 0 0 10276 ISHARES TR RUS MD CP GR ETF 464287481 749 5297 SH SOLE 0 0 5297 CLOROX CO DEL COM 189054109 255 1681 SH SOLE 0 0 1681 ALPHABET INC CAP STK CL C 02079K107 620 509 SH SOLE 0 0 509 MICROSOFT CORP COM 594918104 3005 21612 SH SOLE 0 0 21612 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 617 41139 SH SOLE 0 0 41139 CISCO SYS INC COM 17275R102 352 7119 SH SOLE 0 0 7119 SEASPAN CORP SHS Y75638109 296 27825 SH SOLE 0 0 27825 NORTHROP GRUMMAN CORP COM 666807102 436 1164 SH SOLE 0 0 1164 ISHARES TR USA QUALITY FCTR 46432F339 13233 143212 SH SOLE 0 0 143212 GILEAD SCIENCES INC COM 375558103 254 4001 SH SOLE 0 0 4001 ISHARES TR FLTG RATE NT ETF 46429B655 289 5664 SH SOLE 0 0 5664 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 234 19908 SH SOLE 0 0 19908 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 220 1384 SH SOLE 0 0 1384 ISHARES TR ESG MSCI USA ETF 46435G425 238 3639 SH SOLE 0 0 3639 HOME DEPOT INC COM 437076102 1318 5679 SH SOLE 0 0 5679 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 274 3082 SH SOLE 0 0 3082 ISHARES TR CORE S&P500 ETF 464287200 3666 12281 SH SOLE 0 0 12281 ONEOK INC NEW COM 682680103 201 2729 SH SOLE 0 0 2729 SPDR SERIES TRUST S&P BK ETF 78464A797 289 6701 SH SOLE 0 0 6701 BP PLC SPONSORED ADR 055622104 221 5804 SH SOLE 0 0 5804 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2802 13472 SH SOLE 0 0 13472 ALPS ETF TR ALERIAN MLP 00162Q866 237 25911 SH SOLE 0 0 25911 ISHARES TR AGENCY BOND ETF 464288166 2390 20504 SH SOLE 0 0 20504 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 325 10160 SH SOLE 0 0 10160 KIMBERLY CLARK CORP COM 494368103 475 3347 SH SOLE 0 0 3347 UNITED TECHNOLOGIES CORP COM 913017109 241 1764 SH SOLE 0 0 1764 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 2724 66398 SH SOLE 0 0 66398 IAC INTERACTIVECORP COM 44919P508 303 1389 SH SOLE 0 0 1389 ISHARES TR US AER DEF ETF 464288760 201 893 SH SOLE 0 0 893 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 421 7028 SH SOLE 0 0 7028 PHILIP MORRIS INTL INC COM 718172109 262 3454 SH SOLE 0 0 3454 EDWARDS LIFESCIENCES CORP COM 28176E108 285 1296 SH SOLE 0 0 1296 PAYPAL HLDGS INC COM 70450Y103 219 2114 SH SOLE 0 0 2114 WALMART INC COM 931142103 325 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SH SOLE 0 0 3403 TWILIO INC CL A 90138F102 515 4684 SH SOLE 0 0 4684 VANGUARD INDEX FDS VALUE ETF 922908744 589 5277 SH SOLE 0 0 5277 MICRON TECHNOLOGY INC COM 595112103 270 6309 SH SOLE 0 0 6309 PFIZER INC COM 717081103 234 6509 SH SOLE 0 0 6509 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 955 42234 SH SOLE 0 0 42234 W P CAREY INC COM 92936U109 428 4777 SH SOLE 0 0 4777 ISHARES TR GLOBAL TECH ETF 464287291 228 1230 SH SOLE 0 0 1230 ABBVIE INC COM 00287Y109 261 3440 SH SOLE 0 0 3440 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 219 5944 SH SOLE 0 0 5944 GARMIN LTD SHS H2906T109 223 2628 SH SOLE 0 0 2628 BANK AMER CORP COM 060505104 306 10489 SH SOLE 0 0 10489 PGIM GLOBAL HIGH YIELD FD IN COM 69346J106 443 30821 SH SOLE 0 0 30821 ZEBRA TECHNOLOGIES CORP CL A 989207105 451 2187 SH SOLE 0 0 2187 PROCTER & GAMBLE CO COM 742718109 352 2829 SH SOLE 0 0 2829 ISHARES TR SHRT NAT MUN ETF 464288158 262 2459 SH SOLE 0 0 2459 ISHARES TR MSCI CHINA ETF 46429B671 379 6754 SH SOLE 0 0 6754 ISHARES INC CORE MSCI EMKT 46434G103 765 15609 SH SOLE 0 0 15609 FORD MTR CO DEL COM 345370860 92 10053 SH SOLE 0 0 10053 JOHNSON & JOHNSON COM 478160104 885 6839 SH SOLE 0 0 6839 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 414 7027 SH SOLE 0 0 7027 PEPSICO INC COM 713448108 448 3267 SH SOLE 0 0 3267 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 544 26961 SH SOLE 0 0 26961 ISHARES TR MSCI ACWI EXUS 46435G847 291 10809 SH SOLE 0 0 10809 UNITED PARCEL SERVICE INC CL B 911312106 552 4606 SH SOLE 0 0 4606 SEMPRA ENERGY COM 816851109 760 5149 SH SOLE 0 0 5149 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 14100 404596 SH SOLE 0 0 404596 ISHARES TR CORE MSCI EURO 46434V738 2871 62769 SH SOLE 0 0 62769 ISHARES TR RUS 1000 VAL ETF 464287598 1693 13199 SH SOLE 0 0 13199 FACEBOOK INC CL A 30303M102 549 3081 SH SOLE 0 0 3081 ISHARES TR RUSSELL 2000 ETF 464287655 639 4225 SH SOLE 0 0 4225 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 1187 22298 SH SOLE 0 0 22298 AMERICAN TOWER CORP NEW COM 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