CHIEF COMPLIANCE OFFICER

0001750557-20-000004.txt : 20201116 0001750557-20-000004.hdr.sgml : 20201116 20201116122659 ACCESSION NUMBER: 0001750557-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vectors Research Management, LLC CENTRAL INDEX KEY: 0001750557 IRS NUMBER: 043809539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18947 FILM NUMBER: 201314903 BUSINESS ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-431-0856 MAIL ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001750557 XXXXXXXX 09-30-2020 09-30-2020 Vectors Research Management, LLC

65 BLEECKER STREET 5TH FLOOR NEW YORK NY 10012

13F HOLDINGS REPORT 028-18947 N NEIL J. POWERS CHIEF COMPLIANCE OFFICER 804-217-9002 NEIL J. POWERS NEW YORK NY 11-13-2020 0 447 273012 false INFORMATION TABLE 2 vectors13F_q32020final.xml 3M CO COM 88579Y101 787 4875 SH SOLE 4875 0 0 ABBOTT LABS COM 002824100 236 2167 SH SOLE 2167 0 0 ABBVIE INC COM 00287Y109 225 2691 SH SOLE 2691 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1536 6795 SH SOLE 6795 0 0 ADIENT PLC ORD SHS G0084W101 3 169 SH SOLE 169 0 0 ADVANSIX INC COM 00773T101 0 12 SH SOLE 12 0 0 AFLAC INC COM 001055102 6 174 SH SOLE 174 0 0 AIR LEASE CORP CL A 00912X302 1 31 SH SOLE 31 0 0 AIR PRODS & CHEMS INC COM 009158106 15 50 SH SOLE 50 0 0 ALBEMARLE CORP COM 012653101 1377 15354 SH SOLE 15354 0 0 ALCOA CORP COM 013872106 1 82 SH SOLE 82 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 25 85 SH SOLE 85 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 1 50 SH SOLE 50 0 0 ALLIANT ENERGY CORP COM 018802108 4 75 SH SOLE 75 0 0 ALLSTATE CORP COM 020002101 9 94 SH SOLE 94 0 0 ALPHABET INC CAP STK CL C 02079K107 140 107 SH SOLE 107 0 0 ALPHABET INC CAP STK CL A 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519 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 20 289 SH SOLE 289 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1 18 SH SOLE 18 0 0 SEATTLE GENETICS INC COM 812578102 20 0 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 38 358 SH SOLE 358 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y407 10 71 SH SOLE 71 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8 346 SH SOLE 346 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 315 4065 SH SOLE 4065 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 262 2031 SH SOLE 2031 0 0 SELECT SECTOR SPDR TR SBI IN-UTILS 81369Y886 2650 34678 SH SOLE 34678 0 0 SEMPRA ENERGY COM 816851109 47 400 SH SOLE 400 0 0 SMUCKER J M CO COM NEW 832696405 6 55 SH SOLE 55 0 0 SOUTHERN CO COM 842587107 1439 26319 SH SOLE 26319 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 290 1646 SH SOLE 1646 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2 65 SH SOLE 65 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2720 8122 SH SOLE 8122 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2 7 SH SOLE 7 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 3 126 SH SOLE 126 0 0 SPDR SERIES TRUST PORTFOLIO CRPORT 78464A144 152 4300 SH SOLE 4300 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 15443 416934 SH SOLE 416934 0 0 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 2368 88902 SH SOLE 88902 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 11960 215126 SH SOLE 215126 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 3527 112425 SH SOLE 112425 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 112 3704 SH SOLE 3704 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2048 48963 SH SOLE 48963 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 2374 70448 SH SOLE 70448 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 1244 27875 SH SOLE 27875 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 38 361 SH SOLE 361 0 0 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 6 207 SH SOLE 207 0 0 SPIRE INC COM 84857L101 11 200 SH SOLE 200 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 53 2887 SH SOLE 2887 0 0 SQUARE INC COM 852234103 2 14 SH SOLE 14 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 16 350 SH SOLE 350 0 0 STARBUCKS CORP COM 855244109 34 400 SH SOLE 400 0 0 STRYKER CORP COM 863667101 21 100 SH SOLE 100 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 4 250 SH SOLE 250 0 0 SYSCO CORP COM 871829107 47 757 SH SOLE 757 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 23 285 SH SOLE 285 0 0 TAKEDA PHAMACEUTICAL CO LTD SPONSORED ADR 874060205 3 161 SH SOLE 161 0 0 TARGET CORP COM 87612E106 967 6104 SH SOLE 6104 0 0 TEGNA INC COM 87901J105 5 453 SH SOLE 453 0 0 TESLA INC COM 88160R101 11 535 SH SOLE 535 0 0 TEXAS INSTRS INC COM 882508104 964 6748 SH SOLE 6748 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3720 8388 SH SOLE 8388 0 0 TILRAY INC COM CL 2 88688T100 0 187 SH SOLE 187 0 0 TJX XOS INC NEW COM 872540109 1238 22240 SH SOLE 22240 0 0 TOMPKINS FINANCIAL CORPORATI COM 890110109 17 300 SH SOLE 300 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 30 250 SH SOLE 250 0 0 TRANSOCEAN LTD REG SHS H8817H100 0 106 SH SOLE 106 0 0 TRAVELERS COMPANIES INC COM 89417E109 457 4225 SH SOLE 4225 0 0 TRUIST FINL CORP COM 89832Q109 47 1233 SH SOLE 1233 0 0 TWITTER INC COM 90184L102 52 1175 SH SOLE 1175 0 0 UNION PACIFIC CORP COM 907818108 189 960 SH SOLE 960 0 0 UNITED PARCEL SERVICE INC CL B 911312106 144 864 SH SOLE 864 0 0 UNITED RENTALS INC COM 911363109 6 33 SH SOLE 33 0 0 UNITEDHEALTH GROUP INC COM 91324P102 944 3027 SH SOLE 3027 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 3 30 SH SOLE 30 0 0 US BANCORP DEL COM NEW 902973304 78 2174 SH SOLE 2174 0 0 USANA HEALTH SCIENCES INC COM 90328M107 22 300 SH SOLE 300 0 0 VALERO ENERGY CORP NEW COM 91913Y100 4 91 SH SOLE 91 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 2 60 SH SOLE 60 0 0 VANECK VECTORS ETF TRUST MORNINGSTAR WIDE 92189F643 1 13 SH SOLE 13 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 7 59 SH SOLE 59 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 7 70 SH SOLE 70 0 0 VANGUARD BD INDEX FDS SHORT TRM BD 921937827 20 244 SH SOLE 244 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1643 17635 SH SOLE 17635 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 13 228 SH SOLE 228 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 10118 28187 SH SOLE 28187 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 17 196 SH SOLE 196 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9711 50611 SH SOLE 50611 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 60 761 SH SOLE 761 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1879 8733 SH SOLE 8733 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1 36 SH SOLE 36 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2191 10274 SH SOLE 10274 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 86 380 SH SOLE 380 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2 87 SH SOLE 87 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1246 6533 SH SOLE 6533 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1691 10104 SH SOLE 10104 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 3 65 SH SOLE 65 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2 32 SH SOLE 32 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10268 200257 SH SOLE 200257 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 593 9568 SH SOLE 9568 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3919 47801 SH SOLE 47801 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2 26 SH SOLE 26 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1667 30777 SH SOLE 30777 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 334 3520 SH SOLE 3520 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 41 1181 SH SOLE 1181 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9 237 SH SOLE 237 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 17 54 SH SOLE 54 0 0 VENTAS INC COM 92276F100 70 1679 SH SOLE 1679 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 355 6177 SH SOLE 6177 0 0 VIACOMCBS INC CL B 92556H206 2 72 SH SOLE 72 0 0 VISA INC COM CL A 92826C839 132 692 SH SOLE 692 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 8 605 SH SOLE 605 0 0 WABTEC CORP COM 929740108 0 104 SH SOLE 104 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 18 514 SH SOLE 514 0 0 WALKER & DUNLOP INC COM 93148P102 4 71 SH SOLE 71 0 0 WALMART INC COM 931142103 5713 40746 SH SOLE 40746 0 0 WASTE MGMT INC DEL COM 94106L109 15 130 SH SOLE 130 0 0 WEC ENERGY GROUP INC COM 92939U106 20 210 SH SOLE 210 0 0 WELLS FARGO CO NEW COM 949746101 18 745 SH SOLE 745 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 34 25 SH SOLE 25 0 0 WELLTOWER INC COM 95040Q104 1285 23394 SH SOLE 23394 0 0 WENDYS CO COM 95058W100 14 649 SH SOLE 649 0 0 WESTERN UN CO COM 959802109 3 139 SH SOLE 139 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 1273 23650 SH SOLE 23650 0 0 ZOETIS INC CL A 98978V103 248 1500 SH SOLE 1500 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1799 3826 SH SOLE 3826 0 0 LUMEN TECHNOLOGIES INC COM 156700106 1 116 SH SOLE 116 0 0 CEVA INC COM 157210105 6 156 SH SOLE 156 0 0 CITIZENS & NORTHN CORP COM 172922106 40 2435 SH SOLE 2435 0 0 DOCUSIGN INC COM 256163106 22 100 SH SOLE 100 0 0 GRAINGER W W INC COM 384802104 111 295 SH SOLE 295 0 0 HOWMET AEROSPACE INC COM 443201108 1 66 SH SOLE 66 0 0 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 2 109 SH SOLE 109 0 0 ISHARES TR RUS MD CP GR ETF 464287481 22 130 SH SOLE 130 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 27 125 SH SOLE 125 0 0 ISHARES TR NEW YORK MUN ETF 464288323 33 575 SH SOLE 575 0 0 ISHARES TR U.S. MED DVC ETF 464288810 56 188 SH SOLE 188 0 0 MOODYS CORP COM 615369105 14 50 SH SOLE 50 0 0 NOVO-NORDISK A S ADR 670100205 21 300 SH SOLE 300 0 0 OCCIDENTAL PETE CORP W EXP 08/03/202 674599162 0 132 SH SOLE 132 0 0 OKTA INC CL A 679295105 122 570 SH SOLE 570 0 0 ROPER TECHNOLOGIES INC COM 776696106 716 1799 SH SOLE 1799 0 0 RYDER SYS INC COM 783549108 858 20167 SH SOLE 20167 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 2 15 SH SOLE 15 0 0 UNITED BANCSHARES INC WEST V COM 909907107 110 5118 SH SOLE 5118 0 0 VACCINEX INC COM 918640103 9 5000 SH SOLE 5000 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 33 2400 SH SOLE 2400 0 0 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 3 56 SH SOLE 56 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 EQL WGT 46137V357 6378 46595 SH SOLE 46595 0 0 INVESCO EXCHANGE TRADED FD TR II NY AMT FRE MUN 46138E529 33 1300 SH SOLE 1300 0 0 ISHARES INC MSCI GBL ETF NEW 46434G848 4 160 SH SOLE 160 0 0 MANNING & NAPIER INC CL A 56382Q102 43 10000 SH SOLE 10000 0 0 NETFLIX INC COM 64110L106 10 20 SH SOLE 20 0 0 QORVO INC COM 74736K101 10 75 SH SOLE 75 0 0 SCHRODINGER INC COM 80810D103 3 72 SH SOLE 72 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1385 41128 SH SOLE 41128 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 34 125 SH SOLE 125 0 0 VROOM INC COM 92918V109 5 87 SH SOLE 87 0 0 XCEL ENERGY INC COM 98389B100 17 250 SH SOLE 250 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 9 36 SH SOLE 36 0 0 WIX COM LTD SHS M98068105 6 22 SH SOLE 22 0 0