SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Heuszel Frank D

(Last) (First) (Middle)
C/O SHARING SERVICES GLOBAL CORPORATION
1700 COIT ROAD, SUITE 100

(Street)
PLANO, TX 75075

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2020
3. Issuer Name and Ticker or Trading Symbol
SHARING SERVICES GLOBAL Corp [ SHRG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 49,955 D
Class A Common Stock 62,457,378 I By Decentralized Sharing Systems, Inc.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (Right to Buy) 07/23/2020 07/23/2023 Class A Common Stock 10,000,000 $0.2 I By Decentralized Sharing Systems, Inc.(1)
Explanation of Responses:
1. Decentralized Sharing Systems, Inc., a Nevada corporation ("Decentralized"), a subsidiary of Document Security Systems, Inc. ("DSS"), is the record holder of the shares reported herein. Mr. Heuszel, is the Chief Executive Officer of Decentralized and DSS. As such, Mr. Heuszel may be deemed to have beneficial ownership of the securities directly held by DSS. He disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Remarks:
On September 29, 2020, Mr. Heuszel joined the Board of Directors of Sharing Services Global Corporation.
/s/ Frank D, Heuszel 10/28/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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