0001104659-24-030613.txt : 20240304
0001104659-24-030613.hdr.sgml : 20240304
20240304190528
ACCESSION NUMBER: 0001104659-24-030613
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adair Jason
CENTRAL INDEX KEY: 0001747055
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39724
FILM NUMBER: 24717458
MAIL ADDRESS:
STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC.
STREET 2: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Corp
CENTRAL INDEX KEY: 0001819576
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 851710962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919.328.4400
MAIL ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
tm247887-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-02-29
0
0001819576
Liquidia Corp
LQDA
0001747055
Adair Jason
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
0
1
0
0
Chief Business Officer
1
Common Stock
2024-02-29
4
M
0
1562
A
97867
D
Common Stock
2024-02-29
4
S
0
455
14.17
D
97412
D
Restricted Stock Unit
2024-02-29
4
M
0
1562
0
D
Common Stock
1562
12500
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% of the RSUs vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 12,500 have vested through February 29, 2024.
Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4, (iii) 261 unvested RSUs of the 4,167 RSUs granted to the Reporting Person on March 18, 2021 and (iv) 8,059 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
These shares were sold to cover taxes associated with the settlement of RSUs.
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022.
/s/ Jason Adair
2024-03-04