General Counsel & CCO

0001742998-20-000006.txt : 20201009 0001742998-20-000006.hdr.sgml : 20201009 20201009131107 ACCESSION NUMBER: 0001742998-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201009 DATE AS OF CHANGE: 20201009 EFFECTIVENESS DATE: 20201009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Investment Advisers, LLC CENTRAL INDEX KEY: 0001742998 IRS NUMBER: 301042656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18846 FILM NUMBER: 201232728 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2123316461 MAIL ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001742998 XXXXXXXX 09-30-2020 09-30-2020 FNY Investment Advisers, LLC

90 PARK AVENUE, 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-18846 N Shawn Fischman General Counsel & CCO 212-331-6872 Shawn Fischman New York NY 10-09-2020 1 524 236901 false 1 0001589689 MYDA Advisors LLC INFORMATION TABLE 2 FNYIA.xml FNYIAQ32020 1LIFE HEALTHCARE ORD COM 68269G107 62 2200 SH SOLE 2200 0 0 21VIANET GROUP ADR REP SIX ORD SPONSORED ADR 90138A103 277 12000 SH SOLE 12000 0 0 21VIANET GROUP ADR REP SIX ORD SPONSORED ADR 90138A103 0 10 SH Call SOLE 10 0 0 3D SYSTEMS ORD COM 88554D205 6 1402 SH Call SOLE 1402 0 0 4FRONT VENTURES ORD COM 35086B207 130 229555 SH SOLE 229555 0 0 ABB ADR REP 1 ORD SPONSORED ADR 000375204 254 10000 SH SOLE 10000 0 0 ACAMAR PARTNERS ACQUISITION CL A ORD COM 004285102 2126 208024 SH SOLE 208024 0 0 ACAMAR PARTNERS ACQUISITION UNT COM 004285201 0 2 SH SOLE 2 0 0 ADMA BIOLOGICS ORD COM 000899104 0 75 SH SOLE 75 0 0 ADVANCED DISPOSAL SERVICES ORD COM 00790X101 3 100 SH SOLE 100 0 0 ADVANCED MICRO DEVICES ORD COM 007903107 2 31 SH SOLE 31 0 0 ADVANCED MICRO DEVICES ORD COM 007903107 4 50 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ISHARES CHINA LARGE CAP ETF COM 464287184 210 5000 SH SOLE 5000 0 0 ISHARES CHINA LARGE CAP ETF COM 464287184 12 300 SH Call SOLE 300 0 0 ISHARES MSCI EMERGING MARKETS ETF COM 464287234 4 100 SH Put SOLE 100 0 0 ISHARES SILVER TRUST ETF COM 46428Q109 1 60 SH Call DFND 60 0 0 JAWS ACQUISITION CL A ORD COM G50744104 236 22700 SH SOLE 22700 0 0 JAWS ACQUISITION UNT COM G50744120 166 15000 SH SOLE 15000 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 2268 29233 SH SOLE 29233 0 0 JPMORGAN CHASE ORD COM 46625H100 243 2530 SH SOLE 2530 0 0 JUMIA TECHNOLOGIES ADR REP 2 ORD SPONSORED ADR 48138M105 11 1500 SH SOLE 1500 0 0 JUNIPER INDUSTRIAL HOLDINGS CL A ORD COM 48205G106 283 27150 SH SOLE 27150 0 0 JUST ENERGY GROUP ORD COM 48213W408 0 100 SH SOLE 100 0 0 KALEYRA ORD COM 483379103 124 16458 SH SOLE 16458 0 0 KANSAS CITY SOUTHERN ORD COM 485170302 273 1510 SH SOLE 1510 0 0 KENSINGTON CAPITAL ACQ CL A ORD COM 490073103 636 38000 SH SOLE 38000 0 0 KIRKLAND LAKE GOLD ORD COM 49741E100 48 1000 SH SOLE 1000 0 0 KRATOS DEFENSE AND SECURITY SOLS ORD (NMS) COM 50077B207 1 75 SH Call SOLE 75 0 0 KROGER ORD COM 501044101 135 4000 SH SOLE 4000 0 0 KRYSTAL BIOTECH ORD COM 501147102 479 11148 SH SOLE 11148 0 0 LAM RESEARCH ORD COM 512807108 19 60 SH SOLE 60 0 0 LANDCADIA HOLDINGS II CL A ORD COM 51476X105 144 10070 SH SOLE 10070 0 0 LANDCADIA HOLDINGS II UNT COM 51476X204 12 800 SH SOLE 800 0 0 LAZYDAYS HOLDINGS ORD COM 52110H100 458 36123 SH SOLE 36123 0 0 LEGACY ACQUISITION CL A ORD COM 524643103 1 130 SH SOLE 130 0 0 LENNAR CL A ORD COM 526057104 115 1410 SH SOLE 1410 0 0 LENNAR CL B ORD COM 526057302 43 660 SH SOLE 660 0 0 LEVI STRAUSS CL A ORD COM 52736R102 21 1600 SH SOLE 1600 0 0 LGL SYSTEMS ACQUISITION CL A ORD COM 50201G106 0 10 SH SOLE 10 0 0 LGL SYSTEMS ACQUISITION UNT COM 50201G205 2 276 SH SOLE 276 0 0 LIBERTY HEALTH SCIENCES ORD COM 530562107 146 400000 SH SOLE 400000 0 0 LIBERTY MEDIA FORMULA ONE SRS A ORD COM 531229870 16 500 SH SOLE 500 0 0 LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 24 750 SH SOLE 750 0 0 LIVENT ORD COM 53814L108 0 97 SH SOLE 97 0 0 LIVONGO HEALTH ORD COM 539183103 33 240 SH SOLE 240 0 0 LLOYDS BANKING GROUP ADR 4 ORD SPONSORED ADR 539439109 5293 4072020 SH SOLE 4072020 0 0 LMP AUTOMOTIVE HOLDINGS ORD COM 53952P101 1769 65194 SH SOLE 65194 0 0 LOGICBIO THERAPEUTICS ORD COM 54142F102 56 6200 SH SOLE 6200 0 0 LOGITECH N ORD COM H50430232 1167 15100 SH SOLE 15100 0 0 LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5000 SH SOLE 5000 0 0 LUCKIN COFFEE ADR REP 8 ORD SPONSORED ADR 54951L109 1 400 SH SOLE 400 0 0 MACQUARIE INFRASTRUCTURE ORD COM 55608B105 134 5000 SH SOLE 5000 0 0 MAGNITE ORD COM 55955D100 1158 166860 SH SOLE 166860 0 0 MAIDEN HOLDINGS LTD COM 560292302 280 14131 SH SOLE 14131 0 0 MALACCA STRAITS ACQUISITION COMP UNT COM G5859B125 8 900 SH SOLE 900 0 0 MARVELL TECHNOLOGY GROUP ORD COM G5876H105 27 701 SH SOLE 701 0 0 MAXAR TECHNOLOGIES ORD COM 57778K105 1709 68564 SH SOLE 68564 0 0 MERCADOLIBRE ORD COM 58733R102 20 19 SH SOLE 19 0 0 MERSANA THERAPEUTICS ORD COM 59045L106 3720 199800 SH SOLE 199800 0 0 MESOBLAST ADR REP 5 ORD SPONSORED ADR 590717104 642 34600 SH SOLE 34600 0 0 METACRINE ORD COM 59101E103 4 400 SH SOLE 400 0 0 MGM RESORTS INTERNATIONAL ORD COM 552953101 4 200 SH SOLE 200 0 0 MICROSOFT ORD COM 594918104 45 215 SH SOLE 215 0 0 MILLICOM INTERNATIONAL CELLULAR ORD COM L6388F110 1749 57783 SH SOLE 57783 0 0 MOMENTA PHARMACEUTICALS ORD (NMS) COM 60877T100 5 100 SH Call SOLE 100 0 0 MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 200 SH SOLE 200 0 0 MOTUS GI HOLDINGS ORD COM 62014P108 0 300 SH SOLE 300 0 0 MSC INDUSTRIAL CL A ORD COM 553530106 11 180 SH SOLE 180 0 0 MUSTANG BIO ORD COM 62818Q104 945 300000 SH SOLE 300000 0 0 NANO DIMENSION 1 ADR REP ORD SPONSORED ADR 63008G203 0 100 SH SOLE 100 0 0 NANTKWEST ORD COM 63016Q102 41 6000 SH SOLE 6000 0 0 NATIONAL RETAIL PROPERTIES REIT ORD COM 637417106 3 112 SH SOLE 112 0 0 NESCO HOLDINGS ORD COM 64083J104 0 100 SH SOLE 100 0 0 NETEASE ADR COM 64110W102 185 2036 SH SOLE 2036 0 0 NETFIN ACQUISITION CL A ORD COM G6455A107 1785 172200 SH SOLE 172200 0 0 NETFLIX ORD COM 64110L106 27 55 SH SOLE 55 0 0 NEUBASE THERAPEUTICS ORD COM 64132K102 113 15000 SH SOLE 15000 0 0 NEUROTROPE ORD COM 64129T207 27 25000 SH SOLE 25000 0 0 NEVRO ORD COM 64157F103 1253 9000 SH SOLE 9000 0 0 NEW PROVIDENCE ACQUISITION CL A ORD COM 64822P106 1167 115965 SH SOLE 115965 0 0 NEW PROVIDENCE ACQUISITION UNT COM 64822P205 3 332 SH SOLE 332 0 0 NIKOLA ORD COM 654110105 1 50 SH SOLE 50 0 0 NIO ADS REP 1 CL A ORD COM 62914V106 190 9000 SH DFND 9000 0 0 NIPPON TELEGRPH SPON ADR REP ORD SPONSORED ADR 654624105 44 2177 SH SOLE 2177 0 0 NORWEGIAN CRUISE LINE HOLDINGS ORD COM G66721104 342 20000 SH SOLE 20000 0 0 NOVARTIS ADR REPSG 1 ORD SPONSORED ADR 66987V109 434 5000 SH SOLE 5000 0 0 NOVO NORDISK ADR REPSG 1 ORD SPONSORED ADR 670100205 1270 18300 SH SOLE 18300 0 0 NUANCE COMMUNICATIONS ORD COM 67020Y100 497 15000 SH SOLE 15000 0 0 NUTANIX CL A ORD COM 67059N108 190 8600 SH SOLE 8600 0 0 NXP SEMICONDUCTORS ORD COM N6596X109 14 120 SH SOLE 120 0 0 OAKTREE ACQUISITION CL A ORD COM G67145105 3539 301256 SH SOLE 301256 0 0 OAKTREE ACQUISITION CL A RED UNT COM G67145121 2 200 SH SOLE 200 0 0 OCCIDENTAL PETROLEUM ORD COM 674599105 3 300 SH SOLE 300 0 0 OCCIDENTAL PETROLEUM ORD COM 674599105 2 250 SH Call SOLE 250 0 0 ON DECK CAPITAL ORD COM 682163100 22 14000 SH SOLE 14000 0 0 ONESPAWORLD HOLDINGS LTD COM P73684105 0 300 SH SOLE 300 0 0 ORISUN ACQUISITION ORD COM 68632T109 3 297 SH SOLE 297 0 0 ORPHAZYME A S ADR COM 687305102 96 9300 SH SOLE 9300 0 0 PERSHING SQUARE TONTINE HLD CL A ORD COM 71531R109 509 22453 SH DFND 22453 0 0 PETROCHINA ADR REPSNTG 100 H ORD SPONSORED ADR 71646E100 382 13000 SH SOLE 13000 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 ORD SPONSORED ADR 71654V408 9 1300 SH SOLE 1300 0 0 PFIZER ORD COM 717081103 2 62 SH Call SOLE 62 0 0 PINDUODUO ADR REP 4 ORD SPONSORED ADR 722304102 137 1852 SH SOLE 1852 0 0 PINTEREST CL A ORD COM 72352L106 273 6600 SH SOLE 6600 0 0 PIVOTAL INVESTMENT CL A ORD COM 72582K100 115 10000 SH SOLE 10000 0 0 PJSC LUKOIL SPONSORED ADR COM 69343P105 5 100 SH SOLE 100 0 0 PMV CONSUMER ACQUISITION UNT COM 693486201 3 400 SH SOLE 400 0 0 PRIME IMPACT ACQUISITION I UNT COM G61074111 6 600 SH SOLE 600 0 0 PRIMO WATER ORD COM 74167P108 710 50000 SH SOLE 50000 0 0 PROPTECH ACQUISITION CL A ORD COM 74349F101 2 200 SH SOLE 200 0 0 PRUDENTIAL ADR REPSTG 2 ORD SPONSORED ADR 74435K204 179 6294 SH SOLE 6294 0 0 QORVO ORD COM 74736K101 20 160 SH SOLE 160 0 0 QUOTIENT ORD COM G73268107 137 26700 SH SOLE 26700 0 0 QURATE RETAIL 8 0 PRF COM 74915M308 8865 90000 SH SOLE 90000 0 0 RAVEN INDUSTRIES ORD COM 754212108 6 288 SH SOLE 288 0 0 REINVENT TECHNOLOGY PARTNERS UNT COM G7483N111 1 100 SH SOLE 100 0 0 RELX ADR REP ORD SPONSORED ADR 759530108 36 1622 SH SOLE 1622 0 0 REPLAY ACQUISITION ORD COM G75130107 20 2008 SH SOLE 2008 0 0 REPLAY ACQUISITION UNT COM G75130123 75 7100 SH SOLE 7100 0 0 RESMED ORD COM 761152107 10 64 SH SOLE 64 0 0 REWALK ROBOTICS LTD COM M8216Q200 0 120 SH SOLE 120 0 0 RMG ACQUISITION CL A ORD COM 749641106 2302 215396 SH SOLE 215396 0 0 ROYAL CARIBBEAN GROUP ORD COM V7780T103 3 55 SH Put SOLE 55 0 0 ROYAL DUTCH SHELL ADR REP 2 CL A ORD SPONSORED ADR 780259206 594 23600 SH SOLE 23600 0 0 ROYAL DUTCH SHELL ADR REP 2 CL B ORD SPONSORED ADR 780259107 16 700 SH SOLE 700 0 0 RUSH ENTERPRISES CL B ORD COM 781846308 148 3357 SH SOLE 3357 0 0 SALESFORCE.COM ORD COM 79466L302 1825 7265 SH SOLE 7265 0 0 SANOFI ADR REP 1 1/2 ORD SPONSORED ADR 80105N105 8 165 SH Call SOLE 165 0 0 SAP ADR REP 1 ORD SPONSORED ADR 803054204 152 976 SH SOLE 976 0 0 SASOL ADR REP 1 ORD SPONSORED ADR 803866300 1461 192279 SH SOLE 192279 0 0 SCULLY ROYALTY ORD COM G7T96K107 145 29613 SH SOLE 29613 0 0 SEQUANS COMMUNICATIONS ADR REP 4 ORD SPONSORED ADR 817323207 1462 244985 SH SOLE 244985 0 0 SIBANYE STILLWATER ADR REP 4 ORD SPONSORED ADR 82575P107 1850 166100 SH SOLE 166100 0 0 SILVER SPIKE ACQUISITION CL A ORD COM G8136L106 773 76331 SH SOLE 76331 0 0 SILVER SPIKE ACQUISITION UNT COM G8136L122 6 600 SH SOLE 600 0 0 SKYLINE CHAMPION ORD COM 830830105 1245 46512 SH SOLE 46512 0 0 SLACK TECHNOLOGIES CL A ORD COM 83088V102 32 1200 SH SOLE 1200 0 0 SOCIAL CAPITAL HEDOSOPH RED UNT COM G8251K123 103 7500 SH SOLE 7500 0 0 SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP III COM G8251K107 829 66600 SH SOLE 66600 0 0 SOCIAL CAPITAL HEDOSPH HLD CL A ORD COM G8250T109 2671 140674 SH SOLE 140674 0 0 SOFTBANK GROUP UNSPONSORED ADR COM 83404D109 362 11800 SH SOLE 11800 0 0 SOFTWARE ACQUISITION GROUP CL A ORD COM 83406B101 1229 123405 SH SOLE 123405 0 0 SOLIGENIX ORD COM 834223307 160 89500 SH SOLE 89500 0 0 SONOS ORD COM 83570H108 1819 119879 SH SOLE 119879 0 0 SONY ADR REP 1 ORD SPONSORED ADR 835699307 0 1 SH SOLE 1 0 0 SOUTH MOUNTAIN MERGER CL A ORD COM 838884104 837 80164 SH SOLE 80164 0 0 SOUTH MOUNTAIN MERGER UNT COM 838884203 0 17 SH SOLE 17 0 0 SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 1219 84591 SH SOLE 84591 0 0 SPDR GOLD SHARES ETF COM 78463V107 17 100 SH SOLE 100 0 0 SPDR GOLD SHARES ETF COM 78463V107 315 1780 SH Call SOLE 1780 0 0 SPDR S&P 500 ETF COM 78462F103 0 1 SH Call DFND 1 0 0 SPDR S&P 500 ETF COM 78462F103 74 222 SH Put DFND 222 0 0 SPDR S&P OIL & GAS EXPL & PROD ETF COM 78468R556 29 701 SH Call SOLE 701 0 0 SPDR S&P REGIONAL BANKING ETF COM 78464A698 1366 38300 SH SOLE 38300 0 0 SPLUNK ORD COM 848637104 22 120 SH SOLE 120 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 2203 154013 SH SOLE 154013 0 0 SPROTT PHYSICAL SILVER ETV COM 85207K107 422 51114 SH SOLE 51114 0 0 SQUARE CL A ORD COM 852234103 108 670 SH SOLE 670 0 0 STABLE ROAD ACQUISITION CL A ORD COM 85236Q109 904 89701 SH SOLE 89701 0 0 STAR BULK CARRIERS ORD COM Y8162K204 17 2500 SH SOLE 2500 0 0 STMICROELECTRONICS ADR COM 861012102 276 9000 SH SOLE 9000 0 0 STRATASYS ORD COM M85548101 56 4554 SH SOLE 4554 0 0 SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 COM 864296116 30 50000 SH SOLE 50000 0 0 SUBVERSIVE REAL EST ACQN REIT RTS COM 864298112 32 50500 SH SOLE 50500 0 0 SUMO LOGIC ORD COM 86646P103 14 688 SH SOLE 688 0 0 SUNDIAL GROWERS ORD COM 86730L109 9 38000 SH SOLE 38000 0 0 SUNNOVA ENERGY INTERNATIONAL ORD COM 86745K104 60 2000 SH SOLE 2000 0 0 SURO CAPITAL ORD COM 86887Q109 0 84 SH Call SOLE 84 0 0 SUSTAINABLE OPPORT ACQ CL A ORD COM G8598Y109 3 300 SH SOLE 300 0 0 SUSTAINABLE OPPORTUNITI UNT COM G8598Y125 7 700 SH SOLE 700 0 0 SWITCHBACK ENERGY ACQUISITI CL A ORD COM 87105M102 2913 186731 SH SOLE 186731 0 0 SWITCHBACK ENERGY ACQUISITI UNT COM 87105M201 8 505 SH SOLE 505 0 0 TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD SPONSORED ADR 874039100 20 250 SH SOLE 250 0 0 TAKEDA PHARMA ADR REP 0.5 ORD SPONSORED ADR 874060205 913 51200 SH SOLE 51200 0 0 TARGET ORD COM 87612E106 417 2650 SH SOLE 2650 0 0 TATA MOTORS ADR REPSG 5 ORD (NYS) COM 876568502 1 200 SH Put SOLE 200 0 0 TAUBMAN CNTR REIT ORD COM 876664103 5 180 SH SOLE 180 0 0 TECHNIPFMC ORD COM G87110105 66 10600 SH SOLE 10600 0 0 TEGNA ORD COM 87901J105 1 160 SH SOLE 160 0 0 TEKLA LIFE SCIENCES INVESTORS CF COM 87911K100 0 6 SH SOLE 6 0 0 TELADOC HEALTH ORD COM 87918A105 0 3 SH Call SOLE 3 0 0 TELIA COMPANY ADR COM 87960M205 4 554 SH SOLE 554 0 0 TENARIS ADR REP 2 ORD SPONSORED ADR 88031M109 2124 215700 SH SOLE 215700 0 0 TERRASCEND ORD COM 88105E108 172 40000 SH SOLE 40000 0 0 THUNDER BRIDGE ACQUISITION II LTD COM G8857S116 550 54000 SH SOLE 54000 0 0 TIANRONG INTERNET PRODUCTS SER ORD COM 886307107 0 200 SH SOLE 200 0 0 TIDELANDS OIL AND GAS ORD COM 886405109 0 526323 SH SOLE 526323 0 0 TILRAY CL 2 ORD COM 88688T100 4 1000 SH SOLE 1000 0 0 TILRAY CL 2 ORD COM 88688T100 0 70 SH Call SOLE 70 0 0 TORTOISE ACQUISITION II UNT COM G89554110 2 200 SH SOLE 200 0 0 TORTOISE PIPELINE AND ENERGY CF COM 89148H207 0 1 SH SOLE 1 0 0 TRILLIUM THERAPEUTICS ORD COM 89620X506 284 20000 SH SOLE 20000 0 0 TRIMBLE ORD COM 896239100 43 888 SH SOLE 888 0 0 TRINE ACQUISITION CL A ORD COM 89628U108 3053 282710 SH SOLE 282710 0 0 TRINE ACQUISITION CL A RED UNT COM 89628U207 23 1970 SH SOLE 1970 0 0 TRITON INTL 6 875 SRS D RED PRP PRF COM G9078F206 55 2300 SH SOLE 2300 0 0 TRULIEVE CANNABIS CORP COM 89788C104 1458 78836 SH SOLE 78836 0 0 TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 48 2439 SH SOLE 2439 0 0 TURKCELL ILETISIM ADR REP 2.5 ORD SPONSORED ADR 900111204 340 71170 SH SOLE 71170 0 0 TURNING POINT BRANDS ORD COM 90041L105 8 309 SH SOLE 309 0 0 TUSCAN HOLDINGS CORP II COM 90070A103 3 362 SH SOLE 362 0 0 TUSCAN HOLDINGS ORD COM 90069K104 514 50550 SH SOLE 50550 0 0 TUSCAN HOLDINGS UNT COM 90069K203 5 500 SH SOLE 500 0 0 TWC TECH HLDG II UNT COM 90117G204 1 100 SH SOLE 100 0 0 TWILIO CL A ORD COM 90138F102 370 1500 SH SOLE 1500 0 0 TWITTER ORD COM 90184L102 22 501 SH SOLE 501 0 0 TWITTER ORD COM 90184L102 0 4 SH Call SOLE 4 0 0 UNITED AIRLINES HOLDINGS ORD COM 910047109 73 2115 SH SOLE 2115 0 0 UNITED STATES OIL ETF (PSE) COM 91232N207 12 450 SH Call SOLE 450 0 0 URSTADT BIDDLE CL A REIT ORD COM 917286205 92 10000 SH SOLE 10000 0 0 US STEEL ORD COM 912909108 32 4400 SH SOLE 4400 0 0 USA TECHNOLOGIES ORD COM 90328S500 574 65665 SH SOLE 65665 0 0 VANECK VECTORS GOLD MINERS ETF COM 92189F106 98 2521 SH SOLE 2521 0 0 VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 8 50 SH Put SOLE 50 0 0 VARIAN MEDICAL SYSTEMS ORD COM 92220P105 27 160 SH SOLE 160 0 0 VBI VACCINES ORD COM 91822J103 54 19000 SH SOLE 19000 0 0 VESPER HEALTHCARE ACQ UNT COM 92538T203 2 200 SH SOLE 200 0 0 VIEWRAY ORD COM 92672L107 35 10000 SH SOLE 10000 0 0 VIKING THERAPEUTICS ORD COM 92686J106 1 220 SH SOLE 220 0 0 VILLAGE FARMS INTERNATIONAL ORD COM 92707Y108 69 15175 SH SOLE 15175 0 0 VILLAGE FARMS INTERNATIONAL ORD COM 92707Y108 0 34 SH Call SOLE 34 0 0 VINCE HOLDING ORD COM 92719W207 676 125000 SH SOLE 125000 0 0 VIRGIN GALACTIC HOLDINGS CL A ORD COM 92766K106 9 500 SH SOLE 500 0 0 VIRTUSA ORD COM 92827P102 983 20000 SH SOLE 20000 0 0 VISA CL A ORD COM 92826C839 10 55 SH SOLE 55 0 0 VISTA OIL GAS ADR REP SRS A ORD SPONSORED ADR 92837L109 360 160157 SH SOLE 160157 0 0 VISTA OUTDOOR ORD COM 928377100 265 13165 SH SOLE 13165 0 0 VISTRA ORD COM 92840M102 471 25000 SH SOLE 25000 0 0 VITRU ORD COM G9440D103 184 14233 SH SOLE 14233 0 0 WALGREEN BOOTS ALLIANCE ORD COM 931427108 3 100 SH SOLE 100 0 0 WALMART ORD COM 931142103 48 350 SH SOLE 350 0 0 WESCO INTERL 1000 DS RP 1 SRS A PRF COM 95082P303 406 14500 SH SOLE 14500 0 0 WESTERN DIGITAL ORD COM 958102105 529 14496 SH SOLE 14496 0 0 WESTERN DIGITAL ORD COM 958102105 0 14 SH Call SOLE 14 0 0 WESTPAC BANKING ADR REP 1 ORD SPONSORED ADR 961214301 0 3 SH SOLE 3 0 0 WHOLE EARTH BRANDS CL A ORD COM 96684W100 2 240 SH SOLE 240 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF COM 97717W851 1 40 SH Put SOLE 40 0 0 XEROX HOLDINGS ORD COM 98421M106 1 100 SH SOLE 100 0 0 XP CL A ORD COM G98239109 41 1000 SH SOLE 1000 0 0 XPENG ADR COM 98422D105 90 4500 SH DFND 4500 0 0 XPERI HOLDING ORD COM 98390M103 639 55626 SH SOLE 55626 0 0 YALLA GROUP ADR REP CL A ORD SPONSORED ADR 98459U103 3 500 SH SOLE 500 0 0 ZILLOW GROUP CL C ORD COM 98954M200 15 150 SH SOLE 150 0 0 ZOGENIX ORD COM 98978L204 242 13500 SH SOLE 13500 0 0