General Counsel & CCO

0001742998-20-000005.txt : 20200710 0001742998-20-000005.hdr.sgml : 20200710 20200710100347 ACCESSION NUMBER: 0001742998-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200710 DATE AS OF CHANGE: 20200710 EFFECTIVENESS DATE: 20200710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Investment Advisers, LLC CENTRAL INDEX KEY: 0001742998 IRS NUMBER: 301042656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18846 FILM NUMBER: 201022066 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2123316461 MAIL ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001742998 XXXXXXXX 06-30-2020 06-30-2020 FNY Investment Advisers, LLC

90 PARK AVENUE, 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-18846 N Shawn Fischman General Counsel & CCO 212-331-6872 Shawn Fischman New York NY 07-10-2020 1 451 171852 false 1 0001615486 Quad Capital Management Advisors LLC INFORMATION TABLE 2 FNYIA.xml FNYIAQ22020 21VIANET GROUP ADR REP SIX ORD SPONSORED ADR 90138A103 144 6053 SH DFND 6053 0 0 21VIANET GROUP ADR REP SIX ORD SPONSORED ADR 90138A103 3 142 SH Put DFND 142 0 0 3D SYSTEMS ORD (NYS) COM 88554D205 2 400 SH Call SOLE 400 0 0 ABB ADR REP 1 ORD SPONSORED ADR 000375204 4060 180000 SH SOLE 180000 0 0 ACAMAR PARTNERS ACQUISITION CL A ORD COM 004285102 1703 166229 SH SOLE 166229 0 0 ADAPTHEALTH CL A ORD COM 00653Q102 80 5000 SH SOLE 5000 0 0 ADITX THERAPEUTICS INC COM 007025109 7 1500 SH SOLE 1500 0 0 ADVANCED DISPOSAL SERVICES ORD COM 00790X101 3 100 SH DFND 100 0 0 ADVANCED MICRO DEVICES ORD COM 007903107 903 17173 SH DFND 17173 0 0 AGENUS INC (NMS) COM 00847G705 0 10 SH Call SOLE 10 0 0 AILERON THERAPEUTICS ORD COM 00887A105 2 2500 SH SOLE 2500 0 0 AKAMAI TECHNOLOGIES ORD COM 00971T101 107 1000 SH DFND 1000 0 0 AKORN ORD COM 009728106 140 500000 SH DFND 500000 0 0 ALBERTSONS COMPANIES CL A ORD COM 013091103 23 1500 SH SOLE 1500 0 0 ALDEYRA THERAPEUTICS ORD COM 01438T106 0 100 SH SOLE 100 0 0 ALEXION PHARMACEUTICALS ORD (NMS) COM 015351109 7 65 SH Call SOLE 65 0 0 ALEXION PHARMACEUTICALS RTS COM 015351109 403 3597 SH SOLE 3597 0 0 ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 8481 39319 SH DFND 39319 0 0 ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 26 125 SH Call DFND 125 0 0 ALLEGHENY TECHNOLOGIES ORD COM 01741R102 1 100 SH DFND 100 0 0 ALLON THERAPEUTICS ORD COM 019774108 0 30000 SH SOLE 30000 0 0 ALTERITY THERAPEUTICS ADR COM 02155X106 4 3847 SH SOLE 3847 0 0 ALTISOURCE PORTFOLIO SOLUTIONS ORD COM L0175J104 571 38762 SH SOLE 38762 0 0 AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 0 50 SH DFND 50 0 0 AMAZON COM ORD COM 023135106 827 300 SH DFND 300 0 0 AMBAC FINANCIAL GROUP ORD (NYS) COM 023139884 3 248 SH Call SOLE 248 0 0 AMCI ACQUISITION CL A ORD COM 00165R101 13 1300 SH SOLE 1300 0 0 AMERANT BANCORP CL B ORD COM 023576200 117 11175 SH SOLE 11175 0 0 AMERICA MOVIL ADR REP 20 SR L ORD SPONSORED ADR 02364W105 0 1 SH SOLE 1 0 0 AMERICAN FINANCIAL GROUP ORD COM 025932104 31 501 SH DFND 501 0 0 AMYRIS ORD (NMS) COM 03236M200 0 104 SH Call SOLE 104 0 0 ANAPLAN ORD COM 03272L108 1019 22500 SH DFND 22500 0 0 ANHEUSER BUSCH ADR REP 1 ORD SPONSORED ADR 03524A108 1479 30000 SH DFND 30000 0 0 ANTERIX ORD COM 03676C100 90 2000 SH DFND 2000 0 0 APEX TECHNOLOGY ACQUISITION CL A ORD COM 03768F102 103 10100 SH SOLE 10100 0 0 APHRIA ORD COM 03765K104 41 9586 SH SOLE 9586 0 0 APHRIA ORD COM 03765K104 0 190 SH Call SOLE 190 0 0 API GROUP ORD COM 00187Y100 1737 143004 SH SOLE 143004 0 0 APTIV ORD COM G6095L109 10 134 SH SOLE 134 0 0 ARBUTUS BIOPHARMA ORD COM 03879J100 18 9900 SH DFND 9900 0 0 ARGENX ADR REP ORD SPONSORED ADR 04016X101 225 1000 SH SOLE 1000 0 0 ARISTA NETWORKS ORD COM 040413106 0 1 SH DFND 1 0 0 ASCENA RETAIL GROUP ORD COM 04351G200 146 100000 SH SOLE 100000 0 0 ASE INDUSTRIAL HOLDIN ADR REP 2 ORD SPONSORED ADR 00215W100 8 1892 SH DFND 1892 0 0 ASML HOLDING ADR REP ORD SPONSORED ADR N07059210 268 730 SH SOLE 730 0 0 ASSERTIO HOLDINGS ORD COM 04546C106 0 100 SH SOLE 100 0 0 ASTON MRTN LGNDA GLB HLD ADR REP ORD SPONSORED ADR 04626D107 6 10233 SH SOLE 10233 0 0 AT&T ORD COM 00206R102 1 50 SH DFND 50 0 0 AURORA CANNABIS ORD COM 05156X884 2 209 SH Call SOLE 209 0 0 AVALONBAY COMMUNITIES REIT ORD COM 053484101 10 68 SH SOLE 68 0 0 AVAYA HOLDINGS ORD COM 05351X101 6 500 SH DFND 500 0 0 AVIDITY BIOSCIENCES ORD COM 05370A108 14 500 SH SOLE 500 0 0 AVIS BUDGET GROUP ORD COM 053774105 0 1 SH DFND 1 0 0 AYRO ORD COM 054748108 11 4250 SH SOLE 4250 0 0 B RILEY FINANCIAL 7.50 SNR NTS COM 05580M306 39 1715 SH SOLE 1715 0 0 B RILEY PRINCIPAL MERGER CL A ORD COM 05600U106 2 200 SH SOLE 200 0 0 B. 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0 0 MERSANA THERAPEUTICS ORD COM 59045L106 3379 144421 SH SOLE 144421 0 0 MILLICOM INTERNATIONAL CELLULAR ORD COM L6388F110 78 3000 SH SOLE 3000 0 0 MOMO ADR REP 2 CL A ORD SPONSORED ADR 60879B107 218 12500 SH SOLE 12500 0 0 MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 200 SH SOLE 200 0 0 MOTUS GI HOLDINGS ORD COM 62014P108 0 300 SH SOLE 300 0 0 MSC INDUSTRIAL CL A ORD COM 553530106 13 190 SH SOLE 190 0 0 MUSTANG BIO ORD COM 62818Q104 795 250000 SH SOLE 250000 0 0 MYLAN ORD COM N59465109 0 50 SH SOLE 50 0 0 NANO DIMENSION 1 ADR REP ORD SPONSORED ADR 63008G203 0 100 SH SOLE 100 0 0 NATIONAL BEVERAGE ORD COM 635017106 12 200 SH SOLE 200 0 0 NATIONAL GRID ADR REP 5 ORD SPONSORED ADR 636274409 1104 18182 SH SOLE 18182 0 0 NAVIDEA BIOPHARMACEUTICALS ORD COM 63937X202 413 105000 SH SOLE 105000 0 0 NESCO HOLDINGS ORD COM 64083J104 0 100 SH SOLE 100 0 0 NETEASE ADR COM 64110W102 1005 2341 SH SOLE 2341 0 0 NETFIN ACQUISITION CL A ORD COM G6455A107 696 64800 SH SOLE 64800 0 0 NETFLIX ORD COM 64110L106 56 125 SH DFND 125 0 0 NEVRO ORD COM 64157F103 657 5500 SH SOLE 5500 0 0 NEW PROVIDENCE ACQUISITION CL A ORD COM 64822P106 1068 106000 SH SOLE 106000 0 0 NEW PROVIDENCE ACQUISITION UNT COM 64822P205 527 50000 SH DFND 50000 0 0 NEWMONT ORD COM 651639106 3 50 SH DFND 50 0 0 NIKOLA ORD COM 654110105 5 79 SH Call SOLE 79 0 0 NIKOLA ORD COM 654110105 10 161 SH Put SOLE 161 0 0 NIO ADS REP 1 CL A ORD COM 62914V106 0 100 SH DFND 100 0 0 NOVARTIS ADR REPSG 1 ORD SPONSORED ADR 66987V109 1476 16900 SH SOLE 16900 0 0 NOVO NORDISK ADR REPSG 1 ORD SPONSORED ADR 670100205 412 6300 SH SOLE 6300 0 0 NVIDIA ORD COM 67066G104 1743 4590 SH DFND 4590 0 0 NXCHAIN ORD COM 629471103 0 800 SH SOLE 800 0 0 NXP SEMICONDUCTORS ORD COM N6596X109 13 121 SH SOLE 121 0 0 OCCIDENTAL PETROLEUM ORD COM 674599105 411 22500 SH DFND 22500 0 0 OCONEE FEDERAL FINANCIAL ORD COM 675607105 7 305 SH SOLE 305 0 0 OHIO VALLEY BANC ORD COM 677719106 109 4867 SH SOLE 4867 0 0 ON SEMICONDUCTOR ORD COM 682189105 148 7499 SH SOLE 7499 0 0 ON SEMICONDUCTOR ORD COM 682189105 2 150 SH Call SOLE 150 0 0 ONCONOVA THERAPEUTICS ORD COM 68232V405 56 100000 SH SOLE 100000 0 0 ONESPAWORLD HOLDINGS LTD COM P73684105 0 300 SH SOLE 300 0 0 OTIS WORLDWIDE ORD COM 68902V107 8 150 SH SOLE 150 0 0 OVINTIV ORD COM 69047Q102 10 1125 SH Call SOLE 1125 0 0 PAGSEGURO DIGITAL CL A ORD COM G68707101 621 17580 SH SOLE 17580 0 0 PASSAGE BIO ORD COM 702712100 10 384 SH SOLE 384 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 ORD SPONSORED ADR 71654V408 10 1300 SH DFND 1300 0 0 PG&E ORD COM 69331C108 376 42500 SH DFND 42500 0 0 PG&E ORD COM 69331C108 1 210 SH Call DFND 210 0 0 PINDUODUO ADR REP 4 ORD SPONSORED ADR 722304102 137 1603 SH DFND 1603 0 0 PLUG POWER ORD COM 72919P202 534 65050 SH DFND 65050 0 0 POLYPID ORD COM M8001Q118 30 1700 SH SOLE 1700 0 0 PRIMO WATER ORD COM 74167P108 570 41500 SH SOLE 41500 0 0 PROPTECH ACQUISITION UNT COM 74349F200 831 78489 SH SOLE 78489 0 0 PROSHARES SHORT VIX SHORT TERM ETF COM 74347W130 6 200 SH SOLE 200 0 0 PRUDENTIAL ADR REPSTG 2 ORD SPONSORED ADR 74435K204 191 6294 SH SOLE 6294 0 0 QORVO ORD COM 74736K101 0 1 SH DFND 1 0 0 QUOTIENT ORD COM G73268107 164 22200 SH SOLE 22200 0 0 QUOTIENT ORD COM G73268107 0 45 SH Call SOLE 45 0 0 RAYTHEON TECHNOLOGIES ORD COM 75513E101 37 602 SH DFND 602 0 0 RENT-A-CENTER ORD COM 76009N100 42 1511 SH DFND 1511 0 0 REPARE THERAPEUTICS ORD COM 760273102 9 300 SH DFND 300 0 0 REPLAY ACQUISITION UNT COM G75130123 71 7100 SH SOLE 7100 0 0 RESEARCH FRONTIERS ORD COM 760911107 38 9476 SH SOLE 9476 0 0 REWALK ROBOTICS LTD COM M8216Q200 0 120 SH SOLE 120 0 0 RMG ACQUISITION CL A ORD COM 749641106 1932 188923 SH SOLE 188923 0 0 ROYAL DUTCH SHELL ADR REP 2 CL B ORD SPONSORED ADR 780259107 39 1300 SH DFND 1300 0 0 RUSH ENTERPRISES CL B ORD COM 781846308 111 3137 SH SOLE 3137 0 0 RYANAIR HOLDINGS ORD COM 783513203 619 9339 SH SOLE 9339 0 0 SANOFI ADR REP 1 1/2 ORD SPONSORED ADR 80105N105 6 130 SH Call DFND 130 0 0 SASOL ADR REP 1 ORD SPONSORED ADR 803866300 458 59423 SH SOLE 59423 0 0 SCHULTZE SPECIAL PURPOSE ACQUISI ORD COM 80821R109 242 23746 SH SOLE 23746 0 0 SELECTQUOTE ORD COM 816307300 27 1100 SH SOLE 1100 0 0 SEQUANS COMMUNICATIONS ADR REP 4 ORD SPONSORED ADR 817323207 1135 184985 SH SOLE 184985 0 0 SHIFT4 PAYMENTS CL A ORD COM 82452J109 77 2190 SH SOLE 2190 0 0 SIGMA DESIGNS ORD COM 826565103 1 5300 SH SOLE 5300 0 0 SILVER SPIKE ACQUISITION UNT COM G8136L122 6 600 SH SOLE 600 0 0 SIXTH STREET SPECIALTY LENDING ORD COM 83012A109 226 13708 SH SOLE 13708 0 0 SKYLINE CHAMPION ORD COM 830830105 1071 44012 SH SOLE 44012 0 0 SLACK TECHNOLOGIES CL A ORD COM 83088V102 839 27000 SH DFND 27000 0 0 SOCIAL CAPITAL HEDOSOPH RED UNT COM G8251K123 183 15500 SH SOLE 15500 0 0 SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP III COM G8251K107 1157 103500 SH SOLE 103500 0 0 SOCIAL CAPITAL HEDOSPH HLD CL A ORD COM G8250T109 96 8200 SH SOLE 8200 0 0 SOFTWARE ACQUISITION GROUP CL A ORD COM 83406B101 1004 100100 SH SOLE 100100 0 0 SOHU.COM ADR REP ORD SPONSORED ADR 83410S108 3 400 SH SOLE 400 0 0 SONOS ORD COM 83570H108 1757 120162 SH SOLE 120162 0 0 SONY ADR REP 1 ORD SPONSORED ADR 835699307 1202 17400 SH DFND 17400 0 0 SORRENTO THERAPEUTICS ORD COM 83587F202 1 300 SH SOLE 300 0 0 SOUTH MOUNTAIN MERGER CL A ORD COM 838884104 969 95164 SH SOLE 95164 0 0 SOUTH MOUNTAIN MERGER UNT COM 838884203 0 17 SH SOLE 17 0 0 SOUTHWEST AIRLINES ORD COM 844741108 0 1 SH DFND 1 0 0 SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 3247 302900 SH SOLE 302900 0 0 SPARTAN ENERGY ACQUISITION CL A UNT COM 846784114 2 268 SH SOLE 268 0 0 SPDR GOLD SHARES ETF COM 78463V107 159 950 SH Call DFND 950 0 0 SPDR S&P 500 ETF COM 78462F103 248 807 SH Put DFND 807 0 0 SPDR S&P OIL & GAS EXPL & PROD ETF COM 78468R556 5 101 SH Call DFND 101 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 2402 168602 SH SOLE 168602 0 0 SPROUTS FARMERS MARKET ORD COM 85208M102 53 2100 SH SOLE 2100 0 0 STRATASYS ORD COM M85548101 23 1500 SH SOLE 1500 0 0 SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 COM 864296116 66 110400 SH SOLE 110400 0 0 SUBVERSIVE REAL EST ACQN REIT RTS COM 864298112 51 102100 SH SOLE 102100 0 0 SUNDIAL GROWERS ORD COM 86730L109 30 38000 SH DFND 38000 0 0 SUSTAINABLE OPPORTUNITI UNT COM G8598Y125 14 1450 SH SOLE 1450 0 0 SYSCO ORD COM 871829107 0 1 SH DFND 1 0 0 T MOBILE US SUBSRTS COM 872590112 4 25000 SH SOLE 25000 0 0 TAKE TWO INTERACTIVE SOFTWARE ORD COM 874054109 66 476 SH DFND 476 0 0 TATA MOTORS ADR REPSG 5 ORD (NYS) COM 876568502 0 100 SH Put SOLE 100 0 0 TAUBMAN CNTR REIT ORD COM 876664103 44 1180 SH DFND 1180 0 0 TAUBMAN CNTR REIT ORD COM 876664103 0 5 SH Put DFND 5 0 0 TD AMERITRADE HOLDING ORD COM 87236Y108 43 1208 SH DFND 1208 0 0 TECHNIPFMC ORD COM G87110105 486 71100 SH SOLE 71100 0 0 TEGNA ORD COM 87901J105 1 160 SH DFND 160 0 0 TELA BIO ORD COM 872381108 47 3700 SH SOLE 3700 0 0 TENCENT HOLDINGS ADR COM 88032Q109 1616 25250 SH SOLE 25250 0 0 TERRAFORM POWER CL A ORD COM 88104R209 5 300 SH DFND 300 0 0 TESLA ORD COM 88160R101 1 1 SH Call DFND 1 0 0 TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 0 50 SH DFND 50 0 0 TEXAS CAPITAL BANCSHARES ORD COM 88224Q107 530 17200 SH DFND 17200 0 0 THE MEET GROUP ORD COM 58513U101 7 1180 SH SOLE 1180 0 0 THL CREDIT ORD COM 872438106 16 5000 SH DFND 5000 0 0 THUNDER BRIDGE ACQUISITION II LTD COM G8857S116 5 520 SH SOLE 520 0 0 TIDELANDS OIL AND GAS ORD COM 886405109 0 526323 SH SOLE 526323 0 0 TIFFANY ORD COM 886547108 640 5250 SH DFND 5250 0 0 TILRAY CL 2 ORD COM 88688T100 1 200 SH DFND 200 0 0 TOPBUILD ORD COM 89055F103 591 5200 SH SOLE 5200 0 0 TORTOISE ACQUISITION CL A ORD COM 89154L100 1952 71140 SH DFND 71140 0 0 TORTOISE PIPELINE AND ENERGY CF COM 89148H207 0 1 SH SOLE 1 0 0 TOYOTA MOTOR ADR REP 2 ORD SPONSORED ADR 892331307 716 5700 SH SOLE 5700 0 0 TRILLIUM THERAPEUTICS ORD COM 89620X506 1755 217000 SH DFND 217000 0 0 TRINE ACQUISITION CL A ORD COM 89628U108 2314 221454 SH DFND 221454 0 0 TRINE ACQUISITION CL A RED UNT COM 89628U207 1111 100895 SH SOLE 100895 0 0 TRITON INTL 6 875 SRS D RED PRP PRF COM G9078F206 50 2300 SH SOLE 2300 0 0 TRSTAT CTL HLG DS REP 1 40 SRS A PRF COM 89678F209 7 342 SH SOLE 342 0 0 TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 48 2439 SH SOLE 2439 0 0 TUSCAN HOLDINGS CORP II COM 90070A103 3 362 SH SOLE 362 0 0 TYSON FOODS CL A ORD COM 902494103 0 1 SH DFND 1 0 0 TYSON FOODS CL A ORD COM 902494103 1 30 SH Call DFND 30 0 0 UBER TECHNOLOGIES INC COM 90353T100 9 300 SH DFND 300 0 0 UBS GROUP N ORD COM H42097107 282 24500 SH SOLE 24500 0 0 ULTA BEAUTY ORD COM 90384S303 20 101 SH DFND 101 0 0 UNILEVER NV COM 904784709 1150 21600 SH DFND 21600 0 0 UNIQURE ORD COM N90064101 9 200 SH SOLE 200 0 0 UNITED COM BK 1000 DS RP 1 SRS I PRF COM 90985F205 19 800 SH SOLE 800 0 0 UNITED STATES 12 MONTH OIL ETF COM 91288V103 36 2500 SH SOLE 2500 0 0 US STEEL ORD COM 912909108 28 4000 SH DFND 4000 0 0 USA TECHNOLOGIES ORD COM 90328S500 527 75201 SH DFND 75201 0 0 UXIN ADR REP 3 ORD (NMS) COM 91818X108 0 150 SH Call SOLE 150 0 0 VANECK VECTOR JUNR GOLD MNRS ETF COM 92189F791 148 3000 SH DFND 3000 0 0 VANECK VECTOR JUNR GOLD MNRS ETF COM 92189F791 7 150 SH Put DFND 150 0 0 VANECK VECTORS GOLD MINERS ETF COM 92189F106 0 15 SH DFND 15 0 0 VANECK VECTORS GOLD MINERS ETF COM 92189F106 1 40 SH Call DFND 40 0 0 VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 4 30 SH Put DFND 30 0 0 VBI VACCINES ORD COM 91822J103 43 14009 SH SOLE 14009 0 0 VERIZON COMMUNICATIONS ORD COM 92343V104 362 6573 SH DFND 6573 0 0 VIACOMCBS CL B ORD COM 92556H206 64 2772 SH DFND 2772 0 0 VIKING THERAPEUTICS ORD COM 92686J106 1 220 SH SOLE 220 0 0 VILLAGE FARMS INTERNATIONAL ORD COM 92707Y108 13 2812 SH DFND 2812 0 0 VINCE HOLDING ORD COM 92719W207 749 135000 SH SOLE 135000 0 0 VIRGIN GALACTIC HOLDINGS CL A ORD COM 92766K106 9 593 SH DFND 593 0 0 VIRGIN GALACTIC HOLDINGS CL A ORD COM 92766K106 1 100 SH Call DFND 100 0 0 VISA CL A ORD COM 92826C839 5 27 SH DFND 27 0 0 VISTA OIL GAS ADR REP SRS A ORD SPONSORED ADR 92837L109 68 22615 SH SOLE 22615 0 0 WAITR HOLDINGS ORD COM 930752100 3 1500 SH SOLE 1500 0 0 WALMART ORD COM 931142103 119 1000 SH DFND 1000 0 0 WALT DISNEY ORD COM 254687106 3 30 SH DFND 30 0 0 WALT DISNEY ORD COM 254687106 1 10 SH Call DFND 10 0 0 WARNER MUSIC GROUP CL A ORD COM 934550203 73 2500 SH SOLE 2500 0 0 WELLS FARGO ORD COM 949746101 16 651 SH DFND 651 0 0 WESCO INTERL 1000 DS RP 1 SRS A PRF COM 95082P303 3089 116500 SH SOLE 116500 0 0 WESCO INTL ORD COM 95082P105 1024 29188 SH SOLE 29188 0 0 WESTERN DIGITAL ORD COM 958102105 31 721 SH DFND 721 0 0 WESTERN DIGITAL ORD COM 958102105 3 80 SH Call DFND 80 0 0 WHOLE EARTH BRANDS CL A ORD COM 96684W100 1 240 SH SOLE 240 0 0 WILLSCOT MOBILE MINI HOLDIN CL A ORD COM 971378104 747 60835 SH SOLE 60835 0 0 WILLSCOT MOBILE MINI HOLDIN CL A ORD COM 971378104 3 250 SH Call SOLE 250 0 0 WORKDAY CL A ORD COM 98138H101 56 300 SH SOLE 300 0 0 WPP ADR REP 5 ORD SPONSORED ADR 92937A102 391 10000 SH SOLE 10000 0 0 WW INTERNATIONAL ORD COM 98262P101 1 50 SH DFND 50 0 0 XILINX ORD COM 983919101 393 4000 SH DFND 4000 0 0 XPERI HOLDING ORD COM 98390M103 191 13000 SH SOLE 13000 0 0 YUM CHINA ORD COM 98850P109 528 10988 SH DFND 10988 0 0 ZENDESK ORD COM 98936J101 28 325 SH SOLE 325 0 0 ZILLOW GROUP CL C ORD COM 98954M200 8 150 SH DFND 150 0 0 ZOOM VIDEO COMMUNICATIONS CL A ORD COM 98980L101 6 25 SH Put DFND 25 0 0