EX-99.(D)(XIX)(1) 4 ex99-dxix1.htm FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT

 

Tidal ETF Trust 485BPOS

Exhibit 99.(i)(xix)(1)

 

FIRST AMENDMENT TO THE 

INVESTMENT ADVISORY AGREEMENT

 

THIS FIRST AMENDMENT dated as of October 4, 2023, to the Investment Advisory Agreement dated as of August 5, 2022 (the “Agreement”), is entered into by and between TIDAL ETF TRUST (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time, and TOROSO INVESTMENTS, LLC (hereinafter called the “Adviser”).

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement; and

 

WHEREAS, the Trust and the Adviser desire to amend Schedule A to add the following series:

 

Aztlan North America Nearshoring Stock Selection ETF; and

 

WHEREAS, Section 21 of the Agreement allows for the amendment of the Agreement by a written instrument executed by both parties;

 

NOW, THEREFORE, the parties agree as follows:

 

Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto, for the purpose of adding the Aztlan North America Nearshoring Stock Selection ETF, to be effective at the time the Aztlan North America Nearshoring Stock Selection ETF commences operation pursuant to an effective amendment to the Trust’s Registration Statement under the Securities Act of 1933, as amended.

 

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 

SIGNATURES ON NEXT PAGE

 

 

 

 

TIDAL ETF TRUST   TOROSO INVESTMENTS, LLC
on behalf of its series listed on Amended Schedule A      
         
By: /s/ Eric W. Falkeis    By: /s/ Daniel H. Carlson 
Name: Eric W. Falkeis   Name: Daniel H. Carlson
Title: President   Title: Chief Financial Officer

 

 

 

 

Amended Schedule A

 

to the

 

Investment Advisory Agreement

 

by and between

 

Tidal ETF Trust and Toroso Investments, LLC

 

Fund Name Advisory Fee Effective Date
Aztlan Global Stock Selection DM SMID ETF 0.75% 8/17/2022
     
Aztlan North America Nearshoring Stock Selection ETF 0.75% Commencement of Operations