EX-99.(H)(IV)(23) 10 ex99-hiv23.htm TWENTY-THIRD AMENDMENT TO TRANSFER AGENT SERVICING AGREEMENT

 

 

Tidal ETF Trust 485BPOS

Exhibit 99(h)(iv)(23)

 

TWENTY-THIRD AMENDMENT 

TO THE TRANSFER AGENT SERVICING AGREEMENT

 

THIS TWENTY-THIRD AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement dated as of December 21, 2018, as amended (the “Agreement”), is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement; and

 

WHEREAS, the parties desire to amend the Agreement to update Amended Exhibit A to:

 

Add the following funds:

 

●Gotham Short Strategies ETF

●Unlimited HFEM Emerging Markets Return Tracker ETF

●Unlimited HFEQ Equity Long/Short Return Tracker ETF

●Unlimited HFEV Event Driven Return Tracker ETF

●Unlimited HFMF Managed Futures Return Tracker ETF

●Unlimited Ultra HFND Multi-Strategy Return Tracker ETF

●Unlimited Low-Beta HFND Multi-Strategy ETF

●Unlimited HFGM Global Macro Return Tracker ETF

●Unlimited HFFI Fixed Income Return Tracker ETF

●SoFi Enhanced Yield ETF

●Aztlan North America Nearshoring Stock Selection ETF

 

Remove the following fund:

 

●Noble Absolute Return ETF

●Elevate Shares 2X Daily Blockchain ETF

●Elevate Shares 2X Daily METV ETF

●Elevate Shares 2X Daily BETZ ETF

 

Reflect a change in name for the FolioBeyond Rising Rates ETF to the FolioBeyond Alternative Income and Interest Rate Hedge ETF.

 

WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties and authorized or approved by the Board of Trustees of the Trust.

 

NOW, THEREFORE, the parties agree as follows:

 

1.       Amended Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Exhibit A attached hereto.

  

 

 

 

2.       Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.

 

TIDAL ETF TRUST   U.S. BANCORP FUND SERVICES, LLC
         
By: /s/ Eric Falkeis   By: /s/ Gregory Farley
Name: Eric Falkeis   Name: Gregory Farley
Title: President   Title: Sr. Vice President
Date: 10/11/2023   Date: October 18, 2023

  

 

 

 

Exhibit A to the Transfer Agent Servicing Agreement 

Separate Series of Tidal ETF Trust

 

Name of Series

 

SoFi Select 500 ETF

SoFi Next 500 ETF

SoFi Social 50 ETF

SoFi Be Your Own Boss ETF

SoFi Weekly Income ETF

SoFi Weekly Dividend ETF  

SoFi Web 3 ETF  

SoFi Smart Energy ETF  

SoFi Enhanced Yield ETF

 

RPAR Risk Parity ETF  

UPAR Ultra Risk Parity ETF

 

SP Funds Dow Jones Global Sukuk ETF

SP Funds S&P 500 Sharia Industry Exclusions ETF

SP Funds S&P Global REIT Sharia ETF

 

Adasina Social Justice All Cap Global ETF

 

Leatherback Long/Short Absolute Return ETF

Leatherback Long/Short Alternative Yield ETF

 

ATAC US Rotation ETF

ATAC Credit Rotation ETF  

ATAC Equity Leverage Rotation ETF

 

Gotham Enhanced 500 ETF  

Gotham 1000 Value ETF  

Gotham Short Strategies ETF

 

Sound Fixed Income ETF

Sound Enhanced Fixed Income ETF

Sound Equity Income ETF

Sound Enhanced Equity Income ETF

Sound Total Return ETF

 

Acruence Active Hedge U.S. Equity ETF

 

American Customer Satisfaction ETF

 

SonicSharesTM Global Shipping ETF

  

 

 

 

Robinson Alternative Yield Pre-Merger SPAC ETF

 

ZEGA Buy and Hedge ETF

 

FolioBeyond Alternative Income and Interest Rate Hedge ETF  

 

Residential REIT ETF  

 

Private Real Estate Strategy via Liquid REITs ETF  

 

Newday Ocean Health ETF  

Newday Diversity, Equity & Inclusion ETF  

 

Ionic Inflation Protection ETF  

 

Unlimited HFND Multi-Strategy Return Tracker ETF  

Unlimited HFEM Emerging Markets Return Tracker ETF  

Unlimited HFEQ Equity Long/Short Return Tracker ETF  

Unlimited HFEV Event Driven Return Tracker ETF  

Unlimited HFMF Managed Futures Return Tracker ETF  

Unlimited Ultra HFND Multi-Strategy Return Tracker ETF  

Unlimited Low-Beta HFND Multi-Strategy ETF  

Unlimited HFGM Global Macro Return Tracker ETF  

Unlimited HFFI Fixed Income Return Tracker ETF  

 

Aztlan Global Stock Selection DM SMID ETF  

Aztlan North America Nearshoring Stock Selection ETF  

 

God Bless America ETF  

 

Subversive Cannabis ETF  

 

Academy Veteran Impact ETF