Chief Operating Officer

0001104659-20-013440.txt : 20200210 0001104659-20-013440.hdr.sgml : 20200210 20200210153238 ACCESSION NUMBER: 0001104659-20-013440 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAM Global Investors LLC CENTRAL INDEX KEY: 0001741619 IRS NUMBER: 465455299 STATE OF INCORPORATION: DE FISCAL YEAR END: 0514 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18801 FILM NUMBER: 20591694 BUSINESS ADDRESS: STREET 1: 2533 S. COAST HWY 201 STREET 2: STE 240 CITY: CARDIFF BY THE SEA STATE: CA ZIP: 92007 BUSINESS PHONE: 760-479-5080 MAIL ADDRESS: STREET 1: 2533 S. COAST HWY 201 STREET 2: STE 240 CITY: CARDIFF BY THE SEA STATE: CA ZIP: 92007 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001741619 XXXXXXXX 12-31-2019 12-31-2019 false EAM Global Investors LLC

2533 S. Coast Hwy 201 Ste 240 Cardiff By The Sea CA 92007

13F HOLDINGS REPORT 028-18801 N Derek Gaertner Chief Operating Officer 760-479-5075 /s/ Derek Gaertner Cardiff by the Sea CA 02-10-2020 0 109 249934 INFORMATION TABLE 2 infotable.xml Nordic American Tankers Limited Common Stock G65773106 5493 1116367 SH SOLE 1116367 0 0 Plug Power Inc. Common Stock 72919P202 2281 721905 SH SOLE 721905 0 0 Antares Pharma, Inc. Common Stock 036642106 2548 542145 SH SOLE 542145 0 0 DURECT Corporation Common Stock 266605104 1915 503974 SH SOLE 503974 0 0 RADA Electronic Industries Ltd. Common Stock M81863124 2595 499973 SH SOLE 499973 0 0 KADMON HLDGS INC Common Stock 48283N106 2023 446600 SH SOLE 446600 0 0 Vaneck Vectors ETF Trust Funds - Equities ETF 92189F767 11310 344716 SH SOLE 344716 0 0 Alphatec Holdings, Inc. Common Stock 02081G201 2170 305785 SH SOLE 305785 0 0 SilverCrest Metals Inc. Common Stock 828363101 2047 302737 SH SOLE 302737 0 0 Sapiens International Corporation N.V. Common Stock G7T16G103 6890 299550 SH SOLE 295193 0 4357 AudioCodes Ltd Common Stock M15342104 7446 289842 SH SOLE 285494 0 4348 BioDelivery Sciences International, Inc. Common Stock 09060J106 1831 289762 SH SOLE 289762 0 0 Sportsman's Warehouse Holdings, Inc. Common Stock 84920Y106 2249 280080 SH SOLE 280080 0 0 Luna Innovations Incorporated Common Stock 550351100 2009 275584 SH SOLE 275584 0 0 Ardelyx, Inc. Common Stock 039697107 2061 274679 SH SOLE 274679 0 0 Infinera Corporation Common Stock 45667G103 2103 264816 SH SOLE 264816 0 0 AVID BIOSERVICES Common Stock 05368M106 2002 261038 SH SOLE 261038 0 0 Digital Turbine, Inc. Common Stock 25400W102 1735 243386 SH SOLE 243386 0 0 Double Hull Tankers Common Stock Y2065G121 1997 241136 SH SOLE 241136 0 0 Harmonic, Inc. Common Stock 413160102 1831 234763 SH SOLE 234763 0 0 Frontline Ltd. Common Stock G3682E192 2993 232760 SH SOLE 224634 0 8126 Stage Stores, Inc. Common Stock 85254C305 1815 223564 SH SOLE 223564 0 0 iCAD, Inc. Common Stock 44934S206 1668 214659 SH SOLE 214659 0 0 Pfenex Inc. Common Stock 717071104 2291 208610 SH SOLE 208610 0 0 Controladora Vuela Compania de Aviacion, Common Stock 21240E105 2100 201552 SH SOLE 201552 0 0 Sientra, Inc. Common Stock 82621J105 1728 193311 SH SOLE 193311 0 0 PC-Tel, Inc. Common Stock 69325Q105 1636 193107 SH SOLE 193107 0 0 Kornit Digital Ltd. Common Stock M6372Q113 6610 193102 SH SOLE 189827 0 3275 Everi Holdings Inc. Common Stock 30034T103 2566 191062 SH SOLE 191062 0 0 Ardmore Shipping Corporation Common Stock Y0207T100 1581 174745 SH SOLE 174745 0 0 Dermira, Inc. Common Stock 24983L104 2481 163624 SH SOLE 163624 0 0 Aurinia Pharmaceuticals Inc. Common Stock 05156V102 3241 159984 SH SOLE 154491 0 5493 Forterra US Holdings, LLC Common Stock 34960W106 1829 158193 SH SOLE 158193 0 0 The Bancorp, Inc. Common Stock 05969A105 1914 147548 SH SOLE 147548 0 0 Revance Therapeutics, Inc. Common Stock 761330109 2214 136443 SH SOLE 136443 0 0 Fulgent Genetics, Inc. Common Stock 359664109 1595 123670 SH SOLE 123670 0 0 Dicerna Pharmaceuticals, Inc. Common Stock 253031108 2693 122237 SH SOLE 122237 0 0 Karyopharm Therapeutics Inc. Common Stock 48576U106 2339 122012 SH SOLE 122012 0 0 Collegium Pharmaceutical, Inc. Common Stock 19459J104 2339 113639 SH SOLE 113639 0 0 Photronics, Inc. Common Stock 719405102 1766 112035 SH SOLE 112035 0 0 Recro Pharma, Inc. Common Stock 75629F109 2021 110278 SH SOLE 110278 0 0 PDF Solutions, Inc. Common Stock 693282105 1849 109463 SH SOLE 109463 0 0 Spartan Motors, Inc. Common Stock 846819100 1946 107623 SH SOLE 107623 0 0 Model N, Inc. Common Stock 607525102 3735 106500 SH SOLE 106500 0 0 Digi International Inc. Common Stock 253798102 1834 103477 SH SOLE 103477 0 0 Geopark Limited Common Stock G38327105 2198 99472 SH SOLE 99472 0 0 CERENCE INC Common Stock 156727109 2166 95728 SH SOLE 95728 0 0 XPEL INC Common Stock 98379L100 1336 91209 SH SOLE 91209 0 0 Flexion Therapeutics, Inc. Common Stock 33938J106 1860 89846 SH SOLE 89846 0 0 Cohu, Inc. Common Stock 192576106 1980 86640 SH SOLE 86640 0 0 DIAMOND S SHIPPING Common Stock Y20676105 1429 85393 SH SOLE 85393 0 0 Nova Measuring Instruments Ltd. Common Stock M7516K103 3193 84414 SH SOLE 84414 0 0 ChemoCentryx, Inc. Common Stock 16383L106 3307 83610 SH SOLE 83610 0 0 Ultra Clean Holdings, Inc. Common Stock 90385V107 1956 83342 SH SOLE 83342 0 0 RED VIOLET INC Common Stock 75704L104 1525 82373 SH SOLE 82373 0 0 Formfactor, Inc. Common Stock 346375108 2076 79939 SH SOLE 79939 0 0 Perficient, Inc. Common Stock 71375U101 3571 77519 SH SOLE 77519 0 0 Axcelis Technologies, Inc. Common Stock 054540208 1848 76717 SH SOLE 76717 0 0 Boot Barn Holdings, Inc. Common Stock 099406100 3308 74295 SH SOLE 74295 0 0 EVERQUOTE INC Common Stock 30041R108 2471 71927 SH SOLE 71927 0 0 B. Riley Financial, Inc. Common Stock 05580M108 1784 70834 SH SOLE 70834 0 0 ENDAVA PLC Common Stock 29260V105 3251 69757 SH SOLE 67118 0 2639 INTL SEAWAYS INC Common Stock Y41053102 2036 68424 SH SOLE 68424 0 0 LUCKIN COFFEE INC Common Stock 54951L109 2606 66197 SH SOLE 66197 0 0 MIRUM PHARMACEUTIC Common Stock 604749101 1484 60509 SH SOLE 60509 0 0 FORTY SEVEN INC Common Stock 34983P104 2379 60429 SH SOLE 60429 0 0 ICHOR HOLDINGS LTD Common Stock G4740B105 1980 59528 SH SOLE 59528 0 0 Capital City Bank Group, Inc. Common Stock 139674105 1718 56312 SH SOLE 56312 0 0 The Buckle, Inc. Common Stock 118440106 1514 55994 SH SOLE 55994 0 0 Hallmark Financial Services, Inc. Common Stock 40624Q203 961 54692 SH SOLE 54692 0 0 Douglas Dynamics, Inc. Common Stock 25960R105 2960 53821 SH SOLE 53821 0 0 Atkore International Group Inc. Common Stock 047649108 2167 53556 SH SOLE 53556 0 0 Cutera, Inc. Common Stock 232109108 1842 51428 SH SOLE 51428 0 0 Benchmark Electronics, Inc. Common Stock 08160H101 1749 50891 SH SOLE 50891 0 0 Lattice Semiconductor Corporation Common Stock 518415104 945 49368 SH SOLE 49368 0 0 CASTLE BIOSCIENCES Common Stock 14843C105 1696 49357 SH SOLE 49357 0 0 PENNYMAC FINL SVCS Common Stock 70932M107 1600 46998 SH SOLE 46998 0 0 CONSTELLATION PHAR Common Stock 210373106 2175 46163 SH SOLE 46163 0 0 PALOMAR HOLDINGS Common Stock 69753M105 2317 45899 SH SOLE 45899 0 0 Transact, Inc. Common Stock 893529107 1460 45817 SH SOLE 45817 0 0 KODIAK SCIENCES Common Stock 50015M109 3123 43399 SH SOLE 43399 0 0 NEXTCURE INC Common Stock 65343E108 2352 41756 SH SOLE 41756 0 0 DECIPHERA PHARMACE Common Stock 24344T101 2585 41530 SH SOLE 41530 0 0 Cardlytics, Inc. Common Stock 14161W105 2572 40911 SH SOLE 40911 0 0 Axsome Therapeutics, Inc. Common Stock 05464T104 4156 40206 SH SOLE 40206 0 0 Powell Industries, Inc. Common Stock 739128106 1918 39161 SH SOLE 39161 0 0 Sonic Automotive, Inc. Common Stock 83545G102 1211 39059 SH SOLE 39059 0 0 CSW Industrials, Inc. Common Stock 126402106 2974 38618 SH SOLE 38618 0 0 SP Plus Corporation Common Stock 78469C103 1633 38478 SH SOLE 38478 0 0 Principia Biopharma Inc. Common Stock 74257L108 2076 37904 SH SOLE 37904 0 0 Northwest Pipe Company Common Stock 667746101 1258 37775 SH SOLE 37775 0 0 Genesco Inc. Common Stock 371532102 1714 35763 SH SOLE 35763 0 0 Casella Waste Systems, Inc. Common Stock 147448104 1572 34157 SH SOLE 34157 0 0 EIDOS THERAPEUTICS Common Stock 28249H104 1933 33680 SH SOLE 33680 0 0 SAFEHOLD INC Common Stock 78645L100 1343 33320 SH SOLE 33320 0 0 Vectrus, Inc. Common Stock 92242T101 1677 32713 SH SOLE 32713 0 0 Franklin Covey Co. Common Stock 353469109 1025 31817 SH SOLE 31817 0 0 Universal Electronics Inc. Common Stock 913483103 1615 30901 SH SOLE 30901 0 0 Krystal Biotech, Inc. Common Stock 501147102 1665 30070 SH SOLE 30070 0 0 Lawson Products, Inc. Common Stock 520776105 1540 29565 SH SOLE 29565 0 0 Addus HomeCare Corporation Common Stock 006739106 2858 29396 SH SOLE 29396 0 0 Huron Consulting Group Inc. Common Stock 447462102 1852 26950 SH SOLE 26950 0 0 KARUNA THERAPEUTIC Common Stock 48576A100 1786 23709 SH SOLE 23709 0 0 America's Car Mart, Inc. Common Stock 03062T105 2306 21031 SH SOLE 21031 0 0 John B. Sanfilippo & Son, Inc. Common Stock 800422107 1550 16980 SH SOLE 16980 0 0 INSPIRE MEDICAL SY Common Stock 457730109 1234 16624 SH SOLE 16624 0 0 Arrowhead Pharmaceuticals Inc. Common Stock 04280A100 1054 16619 SH SOLE 16619 0 0 Boise Cascade Company Common Stock 09739D100 259 7080 SH SOLE 7080 0 0 Reata Pharmaceuticals, Inc. Common Stock 75615P103 925 4525 SH SOLE 4525 0 0