0001415889-23-004651.txt : 20230310
0001415889-23-004651.hdr.sgml : 20230310
20230310161526
ACCESSION NUMBER: 0001415889-23-004651
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230308
FILED AS OF DATE: 20230310
DATE AS OF CHANGE: 20230310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unterseher Loren A
CENTRAL INDEX KEY: 0001741560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 23723793
MAIL ADDRESS:
STREET 1: 8799 BROOKLYN BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oxbow Industries, LLC
CENTRAL INDEX KEY: 0001857514
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 23723791
BUSINESS ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CMI Oxbow Partners, LLC
CENTRAL INDEX KEY: 0001857392
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 23723792
BUSINESS ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SkyWater Technology, Inc
CENTRAL INDEX KEY: 0001819974
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 371839853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
BUSINESS PHONE: 952-851-5200
MAIL ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
FORMER COMPANY:
FORMER CONFORMED NAME: CMI Acquisition, LLC
DATE OF NAME CHANGE: 20200803
4
1
form4-03102023_090304.xml
X0306
4
2023-03-08
0001819974
SkyWater Technology, Inc
SKYT
0001741560
Unterseher Loren A
4450 EXCELSIOR BLVD
SUITE 440
MINNEAPOLIS
MN
55416
true
false
true
false
0001857392
CMI Oxbow Partners, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0001857514
Oxbow Industries, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
Common Stock
2023-03-08
4
S
0
228470
14.3399
D
20345789
D
Common Stock
2023-03-09
4
S
0
44163
14.2226
D
20301626
D
Common Stock
22090
D
Common Stock
1468
I
By family irrevocable trust
Common Stock
5910
I
By grantor retained annuity trust
Common Stock
370
I
By spouse
Reflects the weighted average price of 228,470 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 8, 2023 with sale prices ranging from $14.00 to $14.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 44,163 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 9, 2023 with sale prices ranging from $14.01 to $14.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares owned directly by Mr. Unterseher.
/s/ Loren A. Unterseher
2023-03-10