0001415889-23-004651.txt : 20230310 0001415889-23-004651.hdr.sgml : 20230310 20230310161526 ACCESSION NUMBER: 0001415889-23-004651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230308 FILED AS OF DATE: 20230310 DATE AS OF CHANGE: 20230310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unterseher Loren A CENTRAL INDEX KEY: 0001741560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 23723793 MAIL ADDRESS: STREET 1: 8799 BROOKLYN BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55445 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oxbow Industries, LLC CENTRAL INDEX KEY: 0001857514 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 23723791 BUSINESS ADDRESS: STREET 1: 4450 EXCELSIOR BOULEVARD STREET 2: SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-850-9481 MAIL ADDRESS: STREET 1: 4450 EXCELSIOR BOULEVARD STREET 2: SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CMI Oxbow Partners, LLC CENTRAL INDEX KEY: 0001857392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 23723792 BUSINESS ADDRESS: STREET 1: C/O OXBOW INDUSTRIES, LLC STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-850-9481 MAIL ADDRESS: STREET 1: C/O OXBOW INDUSTRIES, LLC STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 form4-03102023_090304.xml X0306 4 2023-03-08 0001819974 SkyWater Technology, Inc SKYT 0001741560 Unterseher Loren A 4450 EXCELSIOR BLVD SUITE 440 MINNEAPOLIS MN 55416 true false true false 0001857392 CMI Oxbow Partners, LLC 4450 EXCELSIOR BOULEVARD SUITE 440 MINNEAPOLIS MN 55416 1 0 1 0 0001857514 Oxbow Industries, LLC 4450 EXCELSIOR BOULEVARD SUITE 440 MINNEAPOLIS MN 55416 1 0 1 0 Common Stock 2023-03-08 4 S 0 228470 14.3399 D 20345789 D Common Stock 2023-03-09 4 S 0 44163 14.2226 D 20301626 D Common Stock 22090 D Common Stock 1468 I By family irrevocable trust Common Stock 5910 I By grantor retained annuity trust Common Stock 370 I By spouse Reflects the weighted average price of 228,470 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 8, 2023 with sale prices ranging from $14.00 to $14.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 44,163 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 9, 2023 with sale prices ranging from $14.01 to $14.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares owned directly by Mr. Unterseher. /s/ Loren A. Unterseher 2023-03-10