0001824982-22-000001.txt : 20221116 0001824982-22-000001.hdr.sgml : 20221116 20221116115416 ACCESSION NUMBER: 0001824982-22-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lum Ernest K.F. CENTRAL INDEX KEY: 0001824982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56207 FILM NUMBER: 221394111 MAIL ADDRESS: STREET 1: 145 ROSE LANE STREET 2: SUITE 102 CITY: FRISCO STATE: TX ZIP: 75036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lux Amber, Corp. CENTRAL INDEX KEY: 0001740695 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 145 ROSE LANE, SUITE 102 CITY: FRISCO STATE: TX ZIP: 75036 BUSINESS PHONE: 214-676-5475 MAIL ADDRESS: STREET 1: 145 ROSE LANE, SUITE 102 CITY: FRISCO STATE: TX ZIP: 75036 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-22 0 0001740695 Lux Amber, Corp. LXAM 0001824982 Lum Ernest K.F. 371 HOSTDALE DRIVE DOTHAN AL 36303 1 0 1 0 Common Stock 2022-01-10 4 M 0 150000 0.25 A 4560618 D Common Stock 2022-01-10 4 M 0 30000 0.25 A 4590618 D Common Stock 2022-07-18 4 M 0 50000 0 A 4640618 D Common Stock 2022-07-18 4 M 0 250000 0.01 A 4890618 D Common Stock 2022-07-21 4 M 0 1000000 0.027 A 5890618 D Common Stock 2022-11-08 4 S 0 127000 0.75 D 5763618 D Common Stock 2022-11-16 4 J 0 175563 0 A 5939181 D Common Stock purchase options 0.25 2021-11-22 4 A 0 50000 0 A 2021-11-22 2031-11-22 Common Stock 50000 350000 D Common Stock purchase options 0.25 2021-12-01 4 A 0 150000 0 A 2021-12-01 2031-12-01 Common Stock 150000 500000 D Common Stock purchase options 0.25 2021-12-22 4 A 0 30000 0 A 2021-12-22 2031-12-22 Common Stock 30000 530000 D Common Stock purchase options 0.25 2022-01-10 4 M 0 150000 0 D 2021-12-01 2031-12-01 Common Stock 150000 380000 D Common Stock purchase options 0.25 2022-01-10 4 M 0 30000 0 D 2021-12-22 2031-12-22 Common Stock 30000 350000 D Common Stock purchase options 0 2022-07-18 4 M 0 50000 0 D 2017-03-01 2027-03-01 Common Stock 50000 1300000 D Common Stock purchase options 0.01 2022-07-18 4 M 0 250000 0 D 2017-06-22 2027-06-22 Common Stock 250000 1050000 D Common Stock purchase options 0.027 2022-07-10 4 A 0 1000000 0 A 2022-07-10 2032-07-10 Common Stock 1000000 1350000 D Common Stock purchase options 0.027 2022-07-21 4 M 0 1000000 0 D 2022-07-10 2032-07-10 Common Stock 1000000 50000 D 100% vested on the date of grant 100% vested on the date of grant 100% vested on the date of grant 100% vested on the date of grant Pursuant to the beneficial ownership rules, these shares are deemed owned by Ernest Lum, by attribution from his daughter, who lives with him. The shares are held in the daughter's name, and were originally acquired by her via conversion of derivative securities. Reference the footnote immediately above Ernest K.F. Lum 2022-11-16