0001824982-22-000001.txt : 20221116
0001824982-22-000001.hdr.sgml : 20221116
20221116115416
ACCESSION NUMBER: 0001824982-22-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211122
FILED AS OF DATE: 20221116
DATE AS OF CHANGE: 20221116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lum Ernest K.F.
CENTRAL INDEX KEY: 0001824982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56207
FILM NUMBER: 221394111
MAIL ADDRESS:
STREET 1: 145 ROSE LANE
STREET 2: SUITE 102
CITY: FRISCO
STATE: TX
ZIP: 75036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lux Amber, Corp.
CENTRAL INDEX KEY: 0001740695
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 145 ROSE LANE, SUITE 102
CITY: FRISCO
STATE: TX
ZIP: 75036
BUSINESS PHONE: 214-676-5475
MAIL ADDRESS:
STREET 1: 145 ROSE LANE, SUITE 102
CITY: FRISCO
STATE: TX
ZIP: 75036
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-11-22
0
0001740695
Lux Amber, Corp.
LXAM
0001824982
Lum Ernest K.F.
371 HOSTDALE DRIVE
DOTHAN
AL
36303
1
0
1
0
Common Stock
2022-01-10
4
M
0
150000
0.25
A
4560618
D
Common Stock
2022-01-10
4
M
0
30000
0.25
A
4590618
D
Common Stock
2022-07-18
4
M
0
50000
0
A
4640618
D
Common Stock
2022-07-18
4
M
0
250000
0.01
A
4890618
D
Common Stock
2022-07-21
4
M
0
1000000
0.027
A
5890618
D
Common Stock
2022-11-08
4
S
0
127000
0.75
D
5763618
D
Common Stock
2022-11-16
4
J
0
175563
0
A
5939181
D
Common Stock purchase options
0.25
2021-11-22
4
A
0
50000
0
A
2021-11-22
2031-11-22
Common Stock
50000
350000
D
Common Stock purchase options
0.25
2021-12-01
4
A
0
150000
0
A
2021-12-01
2031-12-01
Common Stock
150000
500000
D
Common Stock purchase options
0.25
2021-12-22
4
A
0
30000
0
A
2021-12-22
2031-12-22
Common Stock
30000
530000
D
Common Stock purchase options
0.25
2022-01-10
4
M
0
150000
0
D
2021-12-01
2031-12-01
Common Stock
150000
380000
D
Common Stock purchase options
0.25
2022-01-10
4
M
0
30000
0
D
2021-12-22
2031-12-22
Common Stock
30000
350000
D
Common Stock purchase options
0
2022-07-18
4
M
0
50000
0
D
2017-03-01
2027-03-01
Common Stock
50000
1300000
D
Common Stock purchase options
0.01
2022-07-18
4
M
0
250000
0
D
2017-06-22
2027-06-22
Common Stock
250000
1050000
D
Common Stock purchase options
0.027
2022-07-10
4
A
0
1000000
0
A
2022-07-10
2032-07-10
Common Stock
1000000
1350000
D
Common Stock purchase options
0.027
2022-07-21
4
M
0
1000000
0
D
2022-07-10
2032-07-10
Common Stock
1000000
50000
D
100% vested on the date of grant
100% vested on the date of grant
100% vested on the date of grant
100% vested on the date of grant
Pursuant to the beneficial ownership rules, these shares are deemed owned by Ernest Lum, by attribution from his daughter, who lives with him. The shares are held in the daughter's name, and were originally acquired by her via conversion of derivative securities.
Reference the footnote immediately above
Ernest K.F. Lum
2022-11-16