0001737109-20-000007.txt : 20201113 0001737109-20-000007.hdr.sgml : 20201113 20201113112136 ACCESSION NUMBER: 0001737109-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Integrated Wealth Concepts LLC CENTRAL INDEX KEY: 0001737109 IRS NUMBER: 813433658 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18776 FILM NUMBER: 201309903 BUSINESS ADDRESS: STREET 1: 300 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-3045 MAIL ADDRESS: STREET 1: 300 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001737109 XXXXXXXX 09-30-2020 09-30-2020 Integrated Wealth Concepts LLC

300 FIFTH AVENUE WALTHAM MA 02451

13F HOLDINGS REPORT 028-18776 N John G. Cataldo 781-373-4474 John G. Cataldo Waltham MA 11-13-2020 16 568 1622228 false 1 Alliance Bernstein 2 Abner Herrmann and Brock 3 Beacon Capital Management 4 Clark Capital Management Group 5 Congress Asset Management 6 Davis Select Advisors 7 Federated 8 Federated Investors 9 JP Morgan 10 LPL Research 11 Manning & Napier 12 Natixis AIA 13 Parametric Portfolio Associates 14 Polen Capital Management 15 Trillium Asset Management 16 Zacks Investment Management INFORMATION TABLE 2 IWC2020Q3_13FReport.xml IWC 2020 Q3 13F REPORT APPLE INC Common Stock 037833100 30254 261237 SH OTR 1,4,5,9,12,13,15 0 0 261237 ABBVIE INC Common Stock 00287Y109 957 10924 SH OTR 7,8,12,13,16 0 0 10924 ABBOTT LABORATORIES Common Stock 002824100 890 8181 SH OTR 2,4,5,9,12,13,14 0 0 8181 ACCENTURE PLC Common Stock G1151C101 1836 8125 SH OTR 5,9,10,12,13,14,15 0 0 8125 ISHARES MSCI MF Closed and MF Open 464286525 307 3342 SH SOLE 0 0 3342 ADOBE INC Common Stock 00724F101 1040 2120 SH OTR 5,12,13,14,15 0 0 2120 ARCHER DANIELS Common Stock 039483102 452 9727 SH OTR 13 0 0 9727 AUTOMATIC DATA Common Stock 053015103 339 2433 SH OTR 4,9,13 0 0 2433 AUTODESK INC Common Stock 052769106 636 2755 SH OTR 5,13,14 0 0 2755 AMERICAN ELECTRIC Common Stock 025537101 615 7522 SH OTR 5,7,8,12,13,16 0 0 7522 ISHARES CORE MF Closed and MF Open 464287226 24090 204052 SH SOLE 0 0 204052 WISDOMTREE YIELD MF Closed and MF Open 97717X511 2375 44135 SH SOLE 0 0 44135 ETF MANAGERS AI POWERED EQUITY ETF MF Closed and MF Open 26924G813 320 10401 SH SOLE 0 0 10401 ALBEMARLE CORP Common Stock 012653101 403 4513 SH OTR 12 0 0 4513 ALIGN TECHNOLOGY Common Stock 016255101 645 1969 SH OTR 5,12,14 0 0 1969 ALLSTATE CORP Common Stock 020002101 221 2351 SH OTR 12,13 0 0 2351 ALEXION PHARMACEUTICALS Common Stock 015351109 367 3209 SH OTR 5,13 0 0 3209 APPLIED MATERIALS Common Stock 038222105 256 4310 SH OTR 4,6,13 0 0 4310 ADVANCED MICRO Common Stock 007903107 529 6451 SH OTR 10,12,13 0 0 6451 AMETEK INC Common Stock 031100100 427 4292 SH OTR 5,13 0 0 4292 AMGEN INC Common Stock 031162100 2418 9515 SH OTR 4,7,8,9,12,13,16 0 0 9515 AMERIPRISE FINANCIAL Common Stock 03076C106 423 2742 SH OTR 13 0 0 2742 AMARIN CORP Common Stock 023111206 212 50436 SH SOLE 0 0 50436 AMERICAN TOWER Common Stock 03027X100 639 2643 SH OTR 4,11,12,13 0 0 2643 AMAZON COM Common Stock 023135106 14941 4745 SH OTR 2,4,5,6,10,11,12,13 0 0 4745 ANSYS INC Common Stock 03662Q105 210 641 SH OTR 1,5,12,15 0 0 641 ISHARES CORE MF Closed and MF Open 464289867 249 5139 SH SOLE 0 0 5139 AIR PRODUCTS Common Stock 009158106 1221 4099 SH OTR 5,9,12,13,16 0 0 4099 AMPHENOL CORP Common Stock 032095101 469 4328 SH OTR 5,13 0 0 4328 DIGITAL TURBINE Common Stock 25400W102 1013 30939 SH OTR 5 0 0 30939 ARK GENOMIC MF Closed and MF Open 00214Q302 998 15658 SH OTR 5 0 0 15658 ARK INNOVATION MF Closed and MF Open 00214Q104 1992 21650 SH OTR 5 0 0 21650 ASML HOLDING Common Stock N07059210 1171 3171 SH OTR 12,13,15 0 0 3171 ACTIVISION BLIZZARD Common Stock 00507V109 380 4700 SH OTR 5,11,12,13 0 0 4700 BROADCOM INC Common Stock 11135F101 801 2200 SH OTR 4,12,13,16 0 0 2200 AMERICAN EXPRESS Common Stock 025816109 577 5757 SH OTR 4,9,10,12,13 0 0 5757 ASTRAZENECA PLC Common Stock 046353108 1269 23158 SH OTR 12,13,15 0 0 23158 BOEING COMPANY Common Stock 097023105 987 5971 SH OTR 5,12,13 0 0 5971 ALIBABA GROUP Common Stock 01609W102 941 3202 SH OTR 11 0 0 3202 BANK AMERICA Common Stock 060505104 3259 135292 SH OTR 4,5,9,10,12,13,15,16 0 0 135292 BROOKFIELD ASSET Common Stock 112585104 287 8686 SH SOLE 0 0 8686 VANECK VECTORS MF Closed and MF Open 92189F726 260 1607 SH SOLE 0 0 1607 BECTON DICKINSON Common Stock 075887109 221 951 SH OTR 9,12,13,15 0 0 951 BROWN FORMAN CORP CL B Common Stock 115637209 317 4212 SH OTR 12,13 0 0 4212 BHP GROUP Common Stock 088606108 1071 20718 SH OTR 4,12,13 0 0 20718 VANGUARD INTERMEDIATE MF Closed and MF Open 921937819 1636 17496 SH SOLE 0 0 17496 BLACKROCK MUN MF Closed and MF Open 09249X109 401 26691 SH SOLE 0 0 26691 INVESCO SENIOR MF Closed and MF Open 46138G508 377 17364 SH SOLE 0 0 17364 BOOKING HOLDINGS Common Stock 09857L108 373 218 SH OTR 5,13,15 0 0 218 BLACKROCK INC Common Stock 09247X101 256 455 SH OTR 4,9,12,13,16 0 0 455 VANGUARD LONG MF Closed and MF Open 921937793 434 3882 SH SOLE 0 0 3882 BRISTOL MYERS Common Stock 110122108 1681 27881 SH OTR 4,7,8,9,12,13,16 0 0 27881 VANGUARD TOTAL MF Closed and MF Open 921937835 13453 152490 SH OTR 5 0 0 152490 FLEXSHARES CORE SELECT BOND MF Closed and MF Open 33939L670 283 10512 SH SOLE 0 0 10512 VANGUARD TOTAL MF Closed and MF Open 92203J407 1212 20832 SH OTR 11 0 0 20832 UNITED STATES MF Closed and MF Open 91167Q100 112 10500 SH SOLE 0 0 10500 BP PLC Common Stock 055622104 222 12693 SH OTR 10 0 0 12693 BROADRIDGE FINANCIAL Common Stock 11133T103 345 2612 SH OTR 5,12 0 0 2612 BERKSHIRE HATHAWAY Common Stock 084670702 3739 17561 SH OTR 6,11,12,13 0 0 17561 INVESCO BULLETSHARES MF Closed and MF Open 46138J502 2385 112399 SH SOLE 0 0 112399 INVESCO BULLETSHARES MF Closed and MF Open 46138J700 9370 439503 SH SOLE 0 0 439503 INVESCO BULLETSHARES MF Closed and MF Open 46138J882 15689 718369 SH SOLE 0 0 718369 INVESCO BULLETSHARES MF Closed and MF Open 46138J866 15307 702458 SH SOLE 0 0 702458 INVESCO BULLETSHARES MF Closed and MF Open 46138J841 11846 534102 SH SOLE 0 0 534102 INVESCO BULLETSHARES MF Closed and MF Open 46138J601 3305 141480 SH OTR 5 0 0 141480 INVESCO BULLETSHARES MF Closed and MF Open 46138J809 5858 255350 SH SOLE 0 0 255350 INVESCO BULLETSHARES MF Closed and MF Open 46138J874 1082 47315 SH SOLE 0 0 47315 INVESCO BULLETSHARES MF Closed and MF Open 46138J858 990 40360 SH SOLE 0 0 40360 INVESCO BULLETSHARES MF Closed and MF Open 46138J833 7258 301032 SH SOLE 0 0 301032 INVESCO BULLETSHARES MF Closed and MF Open 46138J817 6983 297284 SH SOLE 0 0 297284 INVESCO BULLETSHARES MF Closed and MF Open 46138J635 3210 130880 SH SOLE 0 0 130880 BLACKSTONE/GSO MF Closed and MF Open 09256U105 1091 79283 SH SOLE 0 0 79283 VANGUARD SHORT MF Closed and MF Open 921937827 1950 23478 SH SOLE 0 0 23478 ANHEUSER BUSCH Common Stock 03524A108 1158 21487 SH OTR 10,13 0 0 21487 BLACKSTONE GROUP Common Stock 09260D107 502 9614 SH SOLE 0 0 9614 CITIGROUP INC Common Stock 172967424 4460 103463 SH OTR 4,5,10,12,13,16 0 0 103463 CATERPILLAR INC Common Stock 149123101 824 5526 SH OTR 4,5,12,13,16 0 0 5526 CHUBB LTD Common Stock H1467J104 353 3041 SH OTR 4,9,12,13 0 0 3041 CBTX INC Common Stock 12481V104 15281 935160 SH SOLE 0 0 935160 CROWN CASTLE Common Stock 22822V101 696 4180 SH OTR 5,7,8,12,13,16 0 0 4180 VICTORYSHARES U S MF Closed and MF Open 92647N824 8078 170388 SH SOLE 0 0 170388 CEVA INC Common Stock 157210105 358 9105 SH OTR 5 0 0 9105 VICTORYSHARES US MF Closed and MF Open 92647N766 249 4598 SH SOLE 0 0 4598 VICTORYSHARES US MF Closed and MF Open 92647N782 8208 150769 SH SOLE 0 0 150769 CANOPY GROWTH Common Stock 138035100 153 10676 SH SOLE 0 0 10676 CHURCH & DWIGHT Common Stock 171340102 533 5684 SH OTR 5,13 0 0 5684 CIGNA CORP Common Stock 125523100 876 5173 SH OTR 4,6,12,13 0 0 5173 CLOROX COMPANY Common Stock 189054109 340 1616 SH OTR 5,12,13 0 0 1616 COMCAST CORP Common Stock 20030N101 1656 35803 SH OTR 2,4,5,9,12,13,16 0 0 35803 ISHARES CALIFORNIA MF Closed and MF Open 464288356 446 7154 SH SOLE 0 0 7154 CENTENE CORP Common Stock 15135B101 258 4429 SH OTR 13 0 0 4429 COSTCO WHOLESALE Common Stock 22160K105 2759 7771 SH OTR 5,12,13,15 0 0 7771 INVESCO CHINA MF Closed and MF Open 46138E800 563 8144 SH SOLE 0 0 8144 SALESFORCE.COM INC Common Stock 79466L302 1367 5438 SH OTR 1,5,10,11,12,13,14,15 0 0 5438 CROWDSTRIKE HOLDINGS Common Stock 22788C105 326 2376 SH SOLE 0 0 2376 CISCO SYSTEMS Common Stock 17275R102 2799 71065 SH OTR 4,5,7,8,10,12,13,16 0 0 71065 VICTORYSHARES US MF Closed and MF Open 92647N774 213 5337 SH SOLE 0 0 5337 COSTAR GROUP INC Common Stock 22160N109 516 608 SH OTR 5 0 0 608 CSP INC Common Stock 126389105 263 30472 SH SOLE 0 0 30472 CINTAS CORP Common Stock 172908105 622 1869 SH OTR 5 0 0 1869 CVS HEALTH Common Stock 126650100 469 8023 SH OTR 6,9,10,12,13,16 0 0 8023 CHEVRON CORP Common Stock 166764100 1602 22247 SH OTR 4,5,7,8,9,11,12,13,16 0 0 22247 INVESCO ZACKS MF Closed and MF Open 46137Y401 743 11276 SH SOLE 0 0 11276 DOMINION ENERGY Common Stock 25746U109 1192 15101 SH OTR 5,7,8,12,13 0 0 15101 DELTA AIRLINES Common Stock 247361702 225 7353 SH SOLE 0 0 7353 X TRACKERS MF Closed and MF Open 233051200 563 18406 SH SOLE 0 0 18406 DUPONT DE Common Stock 26614N102 343 6184 SH OTR 5,12,13 0 0 6184 WISDOMTREE DYNAMIC MF Closed and MF Open 97717X263 1423 55965 SH SOLE 0 0 55965 WISDOMTREE EMERGING MF Closed and MF Open 97717W315 557 15793 SH SOLE 0 0 15793 DIAGEO PLC Common Stock 25243Q205 611 4438 SH OTR 13 0 0 4438 DOLLAR GENL Common Stock 256677105 582 2777 SH OTR 4,5,12,13,14 0 0 2777 ISHARES CORE MF Closed and MF Open 46434V621 444 11163 SH SOLE 0 0 11163 WISDOMTREE TRUST MF Closed and MF Open 97717X669 283 5702 SH SOLE 0 0 5702 D R HORTON Common Stock 23331A109 595 7866 SH OTR 5,12,13 0 0 7866 DANAHER CORP Common Stock 235851102 594 2761 SH OTR 1,12,13 0 0 2761 WISDOMTREE U S MF Closed and MF Open 97717W208 275 4402 SH SOLE 0 0 4402 DHT HOLDINGS Common Stock Y2065G121 675 130786 SH SOLE 0 0 130786 SPDR DOW MF Closed and MF Open 78467X109 5802 20907 SH SOLE 0 0 20907 WALT DISNEY Common Stock 254687106 5111 41194 SH OTR 4,5,12,13 0 0 41194 DIGITAL REALTY Common Stock 253868103 313 2130 SH OTR 12,13 0 0 2130 DOLLAR TREE Common Stock 256746108 660 7221 SH OTR 11,12,13 0 0 7221 WESTERN ASSET MF Closed and MF Open 95790B109 967 73693 SH SOLE 0 0 73693 DUNKIN BRANDS Common Stock 265504100 299 3656 SH OTR 12,13 0 0 3656 WISDOMTREE U S MF Closed and MF Open 97717W505 424 14658 SH SOLE 0 0 14658 DOW INC Common Stock 260557103 207 4405 SH OTR 12,13 0 0 4405 ISHARES MSCI MF Closed and MF Open 464288570 558 4364 SH SOLE 0 0 4364 DUKE ENERGY Common Stock 26441C204 433 4885 SH OTR 7,8,12,13 0 0 4885 DAVITA INC Common Stock 23918K108 581 6788 SH OTR 13 0 0 6788 ISHARES SELECT MF Closed and MF Open 464287168 2773 34008 SH SOLE 0 0 34008 ELECTRONIC ARTS Common Stock 285512109 559 4286 SH OTR 4,5,11,12,13 0 0 4286 CONSOLIDATED EDISON Common Stock 209115104 784 10083 SH OTR 12,13 0 0 10083 STONE HARBOR MF Closed and MF Open 86164T107 165 25453 SH SOLE 0 0 25453 VANGUARD EXTENDED MF Closed and MF Open 921910709 2348 14180 SH SOLE 0 0 14180 ISHARES MSCI MF Closed and MF Open 464287234 1718 38975 SH SOLE 0 0 38975 ISHARES MSCI MF Closed and MF Open 464286533 1129 20461 SH SOLE 0 0 20461 ISHARES MSCI MF Closed and MF Open 464287465 1971 30969 SH SOLE 0 0 30969 ISHARES MSCI MF Closed and MF Open 46429B689 3698 54273 SH SOLE 0 0 54273 ISHARES MSCI MF Closed and MF Open 464288885 49894 555118 SH SOLE 0 0 555118 ISHARES MSCI MF Closed and MF Open 464288877 233 5767 SH SOLE 0 0 5767 EATON VANCE MF Closed and MF Open 27829W101 20143 2127068 SH OTR 5 0 0 2127068 EDISON INTL Common Stock 281020107 585 11513 SH OTR 12,13 0 0 11513 ISHARES JPMORGAN MF Closed and MF Open 464288281 2529 22807 SH OTR 5 0 0 22807 ISHARES MSCI MF Closed and MF Open 46434G889 19130 435958 SH SOLE 0 0 435958 ENZO BIOCHEM INC Common Stock 294100102 55 26210 SH SOLE 0 0 26210 ENTERPRISE PRODUCTS Common Stock 293792107 612 38784 SH SOLE 0 0 38784 EPR PROPERTIES Common Stock 26884U109 267 9725 SH OTR 13 0 0 9725 WISDOMTREE U S MF Closed and MF Open 97717W588 3551 100259 SH SOLE 0 0 100259 EVERSOURCE ENERGY Common Stock 30040W108 723 8648 SH OTR 5,13 0 0 8648 ISHARES ESG MF Closed and MF Open 46435G516 572 9003 SH SOLE 0 0 9003 ISHARES ESG MF Closed and MF Open 46434G863 1579 44350 SH SOLE 0 0 44350 ISHARES ESG MF Closed and MF Open 46435G425 3170 41601 SH SOLE 0 0 41601 ENERGY TRANSFER Common Stock 29273V100 58 10767 SH SOLE 0 0 10767 EATON VANCE MF Closed and MF Open 27828X100 195 14331 SH SOLE 0 0 14331 EATON CORP Common Stock G29183103 300 2945 SH OTR 4,6,7,8,9,12,13,15 0 0 2945 ENTERGY CORP Common Stock 29364G103 714 7248 SH OTR 9,12,13 0 0 7248 EDWARDS LIFESCIENCES Common Stock 28176E108 698 8740 SH OTR 5,12,13 0 0 8740 ISHARES INC MF Closed and MF Open 46434G830 449 18404 SH SOLE 0 0 18404 ISHARES MSCI MF Closed and MF Open 46434G822 797 13489 SH SOLE 0 0 13489 ISHARES MSCI MF Closed and MF Open 464286749 833 20275 SH OTR 5 0 0 20275 ISHARES MSCI MF Closed and MF Open 464286814 623 17895 SH SOLE 0 0 17895 ISHARES MSCI MF Closed and MF Open 464286707 551 19726 SH SOLE 0 0 19726 ISHARES INC MF Closed and MF Open 46434G772 25308 563654 SH OTR 5 0 0 563654 ISHARES MSCI MF Closed and MF Open 464286772 24378 373089 SH SOLE 0 0 373089 EATON VANCE MF Closed and MF Open 27829F108 91 12375 SH SOLE 0 0 12375 ISHARES MSCI MF Closed and MF Open 464286608 270 7125 SH SOLE 0 0 7125 FORD MOTOR Common Stock 345370860 295 44276 SH OTR 12,13 0 0 44276 FACEBOOK INC Common Stock 30303M102 4518 17251 SH OTR 4,5,6,11,12,13,14 0 0 17251 FIRST TRUST MF Closed and MF Open 33733E302 762 4046 SH SOLE 0 0 4046 FIDELITY COVINGTON MF Closed and MF Open 316092840 764 27564 SH SOLE 0 0 27564 FEDEX CORP Common Stock 31428X106 326 1298 SH OTR 10,12,13 0 0 1298 FAIR ISAAC Common Stock 303250104 476 1119 SH OTR 5 0 0 1119 FISERV INC Common Stock 337738108 518 5028 SH OTR 12,13 0 0 5028 FIFTH THIRD Common Stock 316773100 360 16891 SH OTR 12,13 0 0 16891 ISHARES FLOATING MF Closed and MF Open 46429B655 790 15575 SH SOLE 0 0 15575 SPDR BLOOMBERG MF Closed and MF Open 78468R200 806 26352 SH SOLE 0 0 26352 FOMENTO ECONOMICO Common Stock 344419106 652 11609 SH SOLE 0 0 11609 FIRST TRUST MF Closed and MF Open 33739E108 284 14822 SH SOLE 0 0 14822 FIRST TRUST MF Closed and MF Open 336920103 321 3323 SH SOLE 0 0 3323 FIRST REPUBLIC Common Stock 33616C100 519 4755 SH OTR 5,12,13,15 0 0 4755 FS KKR Common Stock 35952V303 221 15034 SH SOLE 0 0 15034 FRANKLIN STREET Common Stock 35471R106 44 12061 SH SOLE 0 0 12061 FIRST TRUST MF Closed and MF Open 33733E104 733 11585 SH SOLE 0 0 11585 FIRST TRUST MF Closed and MF Open 33739Q408 454 7562 SH SOLE 0 0 7562 FIRST TRUST MF Closed and MF Open 33734H106 1142 36307 SH SOLE 0 0 36307 GENERAL DYNAMICS Common Stock 369550108 227 1640 SH OTR 9,12,13,16 0 0 1640 VANECK VECTORS MF Closed and MF Open 92189F106 1431 36543 SH OTR 4,5 0 0 36543 VANECK VECTORS MF Closed and MF Open 92189F791 416 7507 SH SOLE 0 0 7507 GENERAL ELECTRIC Common Stock 369604103 561 90093 SH OTR 5,12,13 0 0 90093 GOLD FIELDS Common Stock 38059T106 2476 201457 SH SOLE 0 0 201457 GUARDIAN HEALTH SCIENCES INC Common Stock 40145Q203 24 121153 SH SOLE 0 0 121153 GILEAD SCIENCES Common Stock 375558103 780 12340 SH OTR 7,8,12,13,15,16 0 0 12340 SPDR GOLD Common Stock 78463V107 31818 179639 SH OTR 5 0 0 179639 GAMING & LEISURE Common Stock 36467J108 345 9332 SH SOLE 0 0 9332 CORNING INC Common Stock 219350105 247 7634 SH OTR 13 0 0 7634 ALPHABET INC Common Stock 02079K107 1386 943 SH OTR 2,6,12,13,14 0 0 943 ALPHABET INC Common Stock 02079K305 4687 3198 SH OTR 4,5,10,11,12,13,14,15 0 0 3198 ISHARES U S MF Closed and MF Open 46429B267 6358 227494 SH SOLE 0 0 227494 GREAT PANTHER Common Stock 39115V101 34 38000 SH SOLE 0 0 38000 GLOBAL PAYMENTS Common Stock 37940X102 433 2440 SH OTR 4,5,12,13 0 0 2440 GARMIN LTD Common Stock H2906T109 346 3644 SH OTR 4,5,12,13 0 0 3644 GOLDMAN SACHS Common Stock 38141G104 545 2710 SH OTR 12,13 0 0 2710 GLAXOSMITHKLINE PLC Common Stock 37733W105 1550 41178 SH OTR 7,8,12,13 0 0 41178 GOLDMAN SACHS MF Closed and MF Open 381430503 4390 64512 SH SOLE 0 0 64512 INVESCO ULTRA MF Closed and MF Open 46090A887 5157 102077 SH SOLE 0 0 102077 HALLIBURTON COMPANY Common Stock 406216101 1555 129084 SH OTR 12,13 0 0 129084 HUNTINGTON BANCSHARES Common Stock 446150104 481 52469 SH OTR 7,8,13,16 0 0 52469 HOME DEPOT Common Stock 437076102 4882 17580 SH OTR 1,2,4,5,9,10,12,13,15,16 0 0 17580 ISHARES CORE MF Closed and MF Open 46429B663 434 5390 SH SOLE 0 0 5390 HEICO CORP Common Stock 422806109 369 3527 SH OTR 5,13 0 0 3527 HIMAX TECHNOLOGIES Common Stock 43289P106 64 17900 SH SOLE 0 0 17900 HARMONY GOLD Common Stock 413216300 169 31982 SH SOLE 0 0 31982 HONEYWELL INTL Common Stock 438516106 731 4443 SH OTR 2,4,5,9,12,13 0 0 4443 HSBC HOLDINGS Common Stock 404280406 579 29546 SH OTR 12,13 0 0 29546 NEW AMERICA MF Closed and MF Open 641876800 114 13981 SH SOLE 0 0 13981 VANECK VECTORS MF Closed and MF Open 92189H409 201 3365 SH SOLE 0 0 3365 ISHARES IBOXX MF Closed and MF Open 464288513 1346 16040 SH OTR 4,11 0 0 16040 PIMCO 0-5 MF Closed and MF Open 72201R783 209 2230 SH OTR 4 0 0 2230 ISHARES CORE MF Closed and MF Open 46435G672 1198 21523 SH SOLE 0 0 21523 ISHARES GOLD Common Stock 464285105 1739 96669 SH SOLE 0 0 96669 ISHARES NASDAQ MF Closed and MF Open 464287556 1042 7697 SH SOLE 0 0 7697 ISHARES IBONDS MF Closed and MF Open 46434VAQ3 1114 44140 SH SOLE 0 0 44140 ISHARES IBONDS MF Closed and MF Open 46434VBK5 1341 53540 SH SOLE 0 0 53540 ISHARES IBONDS MF Closed and MF Open 46434VBA7 419 16355 SH SOLE 0 0 16355 ISHARES IBONDS MF Closed and MF Open 46434VAX8 1597 60880 SH SOLE 0 0 60880 ISHARES IBONDS MF Closed and MF Open 46434VBG4 271 10233 SH SOLE 0 0 10233 INTL BUSINESS Common Stock 459200101 1010 8297 SH OTR 5,7,8,9,12,13,16 0 0 8297 ISHARES IBONDS MF Closed and MF Open 46435G789 842 32485 SH SOLE 0 0 32485 ISHARES IBONDS MF Closed and MF Open 46435G755 508 19158 SH SOLE 0 0 19158 ISHARES IBONDS MF Closed and MF Open 46435G318 419 15952 SH SOLE 0 0 15952 INTERCONTINENTAL EXCH Common Stock 45866F104 225 2249 SH OTR 1,4,11,12,13 0 0 2249 ISHARES COHEN MF Closed and MF Open 464287564 781 7659 SH SOLE 0 0 7659 ISHARES CONV MF Closed and MF Open 46435G102 219 2708 SH SOLE 0 0 2708 INVESCO S&P MF Closed and MF Open 46138E248 451 19679 SH SOLE 0 0 19679 ISHARES INTL MF Closed and MF Open 464288448 275 11029 SH OTR 5 0 0 11029 IDEXX LABS INC Common Stock 45168D104 235 599 SH OTR 5,13 0 0 599 ISHARES 7-10YR MF Closed and MF Open 464287440 4672 38352 SH OTR 5 0 0 38352 ISHARES CORE MF Closed and MF Open 46432F842 15434 256038 SH SOLE 0 0 256038 ISHARES 3-7YR MF Closed and MF Open 464288661 864 6470 SH OTR 11 0 0 6470 ISHARES CORE MF Closed and MF Open 46434G103 10908 206600 SH OTR 5 0 0 206600 ISHARES CORE MF Closed and MF Open 46434V738 232 5196 SH OTR 5 0 0 5196 ISHARES EUROPE MF Closed and MF Open 464287861 218 5214 SH SOLE 0 0 5214 ISHARES 5-10 YEAR MF Closed and MF Open 464288638 326 5365 SH SOLE 0 0 5365 ISHARES 1-5 YEAR MF Closed and MF Open 464288646 7776 141620 SH SOLE 0 0 141620 ISHARES EXPANDED MF Closed and MF Open 464287515 473 1519 SH SOLE 0 0 1519 ISHARES U S MF Closed and MF Open 464288810 1448 4834 SH SOLE 0 0 4834 INVESCO HIGH MF Closed and MF Open 46135X108 5787 729699 SH SOLE 0 0 729699 INVESCO HIGH MF Closed and MF Open 46136K105 574 72505 SH SOLE 0 0 72505 ISHARES CORE MF Closed and MF Open 464287507 17070 92116 SH SOLE 0 0 92116 ISHARES CORE MF Closed and MF Open 464287804 6954 99019 SH SOLE 0 0 99019 ILLUMINA INC Common Stock 452327109 552 1787 SH OTR 5,12,13,14,15 0 0 1787 ISHARES CORE MF Closed and MF Open 46435G417 534 10203 SH SOLE 0 0 10203 ISHARES MSCI MF Closed and MF Open 46429B598 24621 727152 SH OTR 5 0 0 727152 INTEL CORP Common Stock 458140100 3870 74746 SH OTR 4,5,6,12,13,16 0 0 74746 ISHARES MSCI MF Closed and MF Open 46434V274 11348 467000 SH SOLE 0 0 467000 INTUIT INC Common Stock 461202103 310 949 SH OTR 5,13 0 0 949 INTERNATIONAL PAPER Common Stock 460146103 739 18233 SH OTR 12,16 0 0 18233 ISHARES CORE MF Closed and MF Open 46434V696 355 6305 SH OTR 5 0 0 6305 INTUITIVE SURGICAL Common Stock 46120E602 396 558 SH OTR 12,13,14 0 0 558 ISHARES CORE MF Closed and MF Open 46432F859 4619 89610 SH SOLE 0 0 89610 ISHARES CORE MF Closed and MF Open 464287150 24833 328961 SH SOLE 0 0 328961 ISHARES CORE MF Closed and MF Open 46434V613 20271 372763 SH SOLE 0 0 372763 ISHARES S&P MF Closed and MF Open 464287671 12721 159048 SH SOLE 0 0 159048 ISHARES CORE MF Closed and MF Open 464287663 8209 151202 SH SOLE 0 0 151202 ISHARES S&P MF Closed and MF Open 464287408 1148 10208 SH SOLE 0 0 10208 KRANESHARES QUADRATIC INTEREST RATE VOLATILITY MF Closed and MF Open 500767736 2591 94491 SH SOLE 0 0 94491 ISHARES CORE MF Closed and MF Open 464287200 36233 107817 SH OTR 4 0 0 107817 ISHARES S&P MF Closed and MF Open 464287309 2174 9407 SH SOLE 0 0 9407 INVESCO LTD Common Stock G491BT108 617 54050 SH OTR 13 0 0 54050 ISHARES RUSSELL MF Closed and MF Open 464287622 315 1681 SH SOLE 0 0 1681 ISHARES RUSSELL MF Closed and MF Open 464287598 901 7627 SH SOLE 0 0 7627 ISHARES RUSSELL MF Closed and MF Open 464287614 1721 7937 SH SOLE 0 0 7937 ISHARES RUSSELL MF Closed and MF Open 464287655 7014 46824 SH OTR 5 0 0 46824 ISHARES RUSSELL MF Closed and MF Open 464287648 1492 6736 SH SOLE 0 0 6736 ISHARES RUSSELL MF Closed and MF Open 464287481 222 1285 SH SOLE 0 0 1285 ISHARES RUSSELL MF Closed and MF Open 464287499 347 6056 SH SOLE 0 0 6056 ISHARES RUSS MF Closed and MF Open 464287473 450 5573 SH SOLE 0 0 5573 ISHARES RUSSELL MF Closed and MF Open 464287689 333 1700 SH SOLE 0 0 1700 ISHARES GLOBAL MF Closed and MF Open 464287291 2415 9161 SH SOLE 0 0 9161 ISHARES CORE MF Closed and MF Open 46432F834 1146 19642 SH SOLE 0 0 19642 ISHARES U S MF Closed and MF Open 464287770 772 6328 SH SOLE 0 0 6328 ISHARES U S MF Closed and MF Open 464287762 240 1056 SH SOLE 0 0 1056 ISHARES U S MF Closed and MF Open 464287739 331 4143 SH SOLE 0 0 4143 NUVEEN CREDIT MF Closed and MF Open 67075U102 1730 219306 SH SOLE 0 0 219306 NUVEEN EMERGING MF Closed and MF Open 67077P101 537 69769 SH SOLE 0 0 69769 ETF SER MF Closed and MF Open 26922A842 178 10544 SH SOLE 0 0 10544 NUVEEN CORP MF Closed and MF Open 67077N106 18413 2057350 SH OTR 5 0 0 2057350 JOHN HANCOCK MF Closed and MF Open 47804J206 2488 66147 SH SOLE 0 0 66147 NUVEEN HIGH MF Closed and MF Open 67075L102 17791 1881845 SH OTR 5 0 0 1881845 ISHARES MORNINGSTAR MF Closed and MF Open 464288208 673 3357 SH SOLE 0 0 3357 JOHNSON & JOHNSON Common Stock 478160104 3447 23150 SH OTR 4,5,9,11,12,13,16 0 0 23150 SPDR BLOOMBERG MF Closed and MF Open 78468R622 277 2658 SH OTR 4 0 0 2658 NUVEEN PFD MF Closed and MF Open 67075A106 504 22917 SH SOLE 0 0 22917 JP MORGAN MF Closed and MF Open 46641Q209 6195 120042 SH SOLE 0 0 120042 JPMORGAN CHASE Common Stock 46625H100 3497 36328 SH OTR 2,4,5,7,8,10,12,13,16 0 0 36328 JPMORGAN MF Closed and MF Open 46641Q837 813 16012 SH SOLE 0 0 16012 NUVEEN PFD MF Closed and MF Open 67075T105 3568 155588 SH SOLE 0 0 155588 JPMORGAN DIVERSIFIED MF Closed and MF Open 46641Q407 11650 157537 SH SOLE 0 0 157537 KADANT INC Common Stock 48282T104 4933 45000 SH SOLE 0 0 45000 KIMBERLY CLARK Common Stock 494368103 593 4017 SH OTR 4,12,13 0 0 4017 KINDER MORGAN Common Stock 49456B101 254 20620 SH OTR 12,13,16 0 0 20620 COCA COLA COMPANY Common Stock 191216100 1928 39056 SH OTR 4,5,7,8,9,11,12,13,16 0 0 39056 KRANESHARES TR MF Closed and MF Open 500767306 307 4500 SH SOLE 0 0 4500 FIRST TRUST MF Closed and MF Open 33740F870 235 11541 SH SOLE 0 0 11541 CHINA LIFE Common Stock 16939P106 853 75340 SH OTR 12 0 0 75340 L3HARRIS TECHNOLOGIES Common Stock 502431109 854 5028 SH OTR 4,5,12,13 0 0 5028 LINDE PLC Common Stock G5494J103 1308 5493 SH OTR 4,12,13 0 0 5493 ELI LILLY Common Stock 532457108 695 4693 SH OTR 9,12,13 0 0 4693 FIRST TRUST MF Closed and MF Open 33739Q200 1111 21502 SH SOLE 0 0 21502 LOCKHEED MARTIN Common Stock 539830109 1343 3505 SH OTR 4,5,12,13,16 0 0 3505 LOWES COMPANIES Common Stock 548661107 904 5448 SH OTR 4,12,13 0 0 5448 ISHARES IBOXX MF Closed and MF Open 464287242 39391 292416 SH SOLE 0 0 292416 LAM RESEARCH CORPORATION Common Stock 512807108 248 747 SH OTR 4,13 0 0 747 ISHARES MSCI MF Closed and MF Open 46434V282 909 27388 SH SOLE 0 0 27388 LULULEMON ATHLETICA Common Stock 550021109 659 2000 SH OTR 1,4,5,13,15 0 0 2000 LAMB WESTON Common Stock 513272104 472 7117 SH OTR 5,12,13,15 0 0 7117 MASTERCARD INC Common Stock 57636Q104 2955 8737 SH OTR 2,5,11,12,13,14,15 0 0 8737 ISHARES MBS MF Closed and MF Open 464288588 3055 27671 SH OTR 11 0 0 27671 MCDONALDS CORP Common Stock 580135101 3382 15409 SH OTR 2,4,5,9,12,13 0 0 15409 ISHARES MSCI MF Closed and MF Open 46429B671 231 3109 SH SOLE 0 0 3109 MONDELEZ INTERNATIONAL Common Stock 609207105 275 4782 SH OTR 9,11,12,13,16 0 0 4782 MEDTRONIC PLC Common Stock G5960L103 770 7408 SH OTR 4,9,11,12,13,15,16 0 0 7408 SPDR SERIES MF Closed and MF Open 78464A821 311 5412 SH SOLE 0 0 5412 ISHARES U S MF Closed and MF Open 46431W838 474 9452 SH SOLE 0 0 9452 VANGUARD MEGA MF Closed and MF Open 921910816 610 3292 SH SOLE 0 0 3292 MGM RESORTS Common Stock 552953101 260 11956 SH OTR 13 0 0 11956 PIMCO EHNANCED MF Closed and MF Open 72201R833 1586 15559 SH SOLE 0 0 15559 MC CORMICK Common Stock 579780206 454 2339 SH OTR 5,12,13,15 0 0 2339 MARTIN MARIETTA Common Stock 573284106 555 2360 SH OTR 5,11 0 0 2360 3M COMPANY Common Stock 88579Y101 1133 7073 SH OTR 5,7,8,12,13 0 0 7073 MANKIND CORP Common Stock 56400P706 22 11952 SH SOLE 0 0 11952 ALTRIA GROUP Common Stock 02209S103 832 21533 SH OTR 5,9,10,12,13,16 0 0 21533 VANECK VECTORS MF Closed and MF Open 92189F643 329 6018 SH SOLE 0 0 6018 MERCK & COMPANY Common Stock 58933Y105 2575 31047 SH OTR 2,4,7,8,9,12,13,15,16 0 0 31047 MODERNA INC Common Stock 60770K107 272 3840 SH OTR 13 0 0 3840 MORGAN STANLEY Common Stock 617446448 228 4707 SH OTR 2,4,9,12,13 0 0 4707 MICROSOFT CORP Common Stock 594918104 22502 106985 SH OTR 1,2,4,5,6,9,10,11,12,13,14,15,16 0 0 106985 ISHARES MSCI MF Closed and MF Open 46432F396 37265 252816 SH OTR 4 0 0 252816 MICRON TECHNOLOGY INC Common Stock 595112103 757 16126 SH OTR 11,12,13 0 0 16126 ISHARES NATIONAL MF Closed and MF Open 464288414 8614 74299 SH SOLE 0 0 74299 PIMCO INTERMEDIATE MF Closed and MF Open 72201R866 359 6381 SH SOLE 0 0 6381 MYLAN N V Common Stock N59465109 179 12068 SH OTR 13 0 0 12068 NATURAL ALTERNATIVES Common Stock 638842302 91 12000 SH SOLE 0 0 12000 NABRIVA THERAPEUTICS Common Stock G63637105 172 322030 SH SOLE 0 0 322030 ISHARES U S MF Closed and MF Open 46431W507 2533 50552 SH SOLE 0 0 50552 NEXTERA ENERGY Common Stock 65339F101 317 1140 SH OTR 1,2,4,9,12,13 0 0 1140 NETFLIX INC Common Stock 64110L106 1838 3675 SH OTR 12,13 0 0 3675 NUVEEN MUNICIPAL MF Closed and MF Open 670687102 400 41203 SH SOLE 0 0 41203 NUVEEN INTERMEDIATE MF Closed and MF Open 670671106 423 31661 SH SOLE 0 0 31661 NIO INC Common Stock 62914V106 413 19451 SH SOLE 0 0 19451 NUVEEN INTERMEDIATE MF Closed and MF Open 670677103 463 32375 SH SOLE 0 0 32375 NIKE INC Common Stock 654106103 1602 12757 SH OTR 1,5,12,13,14,15 0 0 12757 NATIONAL RETAIL Common Stock 637417106 326 9454 SH SOLE 0 0 9454 PROSHARES TRUST MF Closed and MF Open 74348A467 2457 34057 SH SOLE 0 0 34057 NORTHROP GRUMMAN Common Stock 666807102 1131 3585 SH OTR 4,9,12,13 0 0 3585 SERVICENOW INC Common Stock 81762P102 463 955 SH OTR 11,12,13,14 0 0 955 NUVEEN NEW YORK MF Closed and MF Open 670656107 212 16464 SH SOLE 0 0 16464 INTEC PHARMA LTD Common Stock M53644106 104 414336 SH SOLE 0 0 414336 NUVEEN ESG MF Closed and MF Open 67092P870 243 9019 SH SOLE 0 0 9019 NVIDIA CORP Common Stock 67066G104 1840 3400 SH OTR 1,12,13 0 0 3400 NUVEEN AMT MF Closed and MF Open 67071L106 203 12991 SH SOLE 0 0 12991 NOVO NORDISK Common Stock 670100205 1166 16796 SH OTR 12,13 0 0 16796 NOVARTIS AG Common Stock 66987V109 1163 13375 SH OTR 4,11,12,13 0 0 13375 NEWS CORP Common Stock 65249B109 209 14922 SH OTR 13 0 0 14922 NXP SEMICONDUCTORS Common Stock N6596X109 212 1702 SH OTR 1,5,13,15 0 0 1702 REALTY INCOME Common Stock 756109104 538 8854 SH OTR 9,12,13 0 0 8854 ISHARES S&P MF Closed and MF Open 464287101 1554 9977 SH SOLE 0 0 9977 ORACLE CORP Common Stock 68389X105 2855 47818 SH OTR 4,6,10,12,13 0 0 47818 OSI OSHARES MF Closed and MF Open 67110P407 1391 38363 SH SOLE 0 0 38363 ABERDEEN PHYSICAL MF Closed and MF Open 003262102 5122 23659 SH SOLE 0 0 23659 PARK CITY GROUP INC Common Stock 700215304 74 15000 SH SOLE 0 0 15000 PUBLIC SERVICE Common Stock 744573106 355 6460 SH OTR 7,8,9,12,13,16 0 0 6460 PENN NATIONAL Common Stock 707569109 243 3345 SH OTR 13 0 0 3345 PEPSICO INC Common Stock 713448108 2560 18469 SH OTR 2,5,7,8,9,11,12,13,16 0 0 18469 PFIZER INC Common Stock 717081103 5316 144847 SH OTR 4,5,7,8,9,12,13,16 0 0 144847 ISHARES U S MF Closed and MF Open 464288687 337 9234 SH SOLE 0 0 9234 PERFORMANCE FOOD Common Stock 71377A103 298 8600 SH SOLE 0 0 8600 PIMCO INCOME MF Closed and MF Open 72201H108 103 10176 SH SOLE 0 0 10176 PROCTER & GAMBLE Common Stock 742718109 3191 22959 SH OTR 1,4,5,9,10,12,13,15,16 0 0 22959 PROGRESSIVE CORP Common Stock 743315103 210 2215 SH OTR 4,5,9,12,13 0 0 2215 INVESCO PFD MF Closed and MF Open 46138E511 500 33936 SH OTR 4 0 0 33936 SPROTT PHYSICAL GOLD TRUST MF Closed and MF Open 85207H104 839 55764 SH SOLE 0 0 55764 INNOVATOR S&P 500 MF Closed and MF Open 45782C508 1722 58745 SH SOLE 0 0 58745 PHILIP MORRIS Common Stock 718172109 443 5908 SH OTR 4,7,8,9,12,13,16 0 0 5908 POOL CORP Common Stock 73278L105 563 1682 SH OTR 5 0 0 1682 PPG INDUSTRIES Common Stock 693506107 609 4992 SH OTR 4,9,13 0 0 4992 ABERDEEN PHYSICAL MF Closed and MF Open 003260106 7271 86564 SH OTR 4 0 0 86564 PRUDENTIAL FINANCIAL Common Stock 744320102 271 4263 SH OTR 12,13,16 0 0 4263 SPDR WELLS MF Closed and MF Open 78464A292 508 11681 SH SOLE 0 0 11681 SPROTT PHYSICAL SILVER TRUST MF Closed and MF Open 85207K107 246 29800 SH SOLE 0 0 29800 INVESCO EXCHANGE MF Closed and MF Open 46137V738 1730 50844 SH SOLE 0 0 50844 PAYPAL HOLDINGS Common Stock 70450Y103 1604 8139 SH OTR 1,2,4,5,11,12,13,14,15 0 0 8139 INDEXIQ HEDGE MF Closed and MF Open 45409B107 330 10657 SH SOLE 0 0 10657 QUALCOMM INC Common Stock 747525103 679 5774 SH OTR 2,12,13 0 0 5774 QUDIAN INC Common Stock 747798106 161 129828 SH SOLE 0 0 129828 SPDR INDEX MF Closed and MF Open 78463X434 285 4613 SH SOLE 0 0 4613 INVESCO QQQ MF Closed and MF Open 46090E103 18185 65453 SH OTR 5 0 0 65453 ISHARES MSCI MF Closed and MF Open 46432F339 72048 694507 SH OTR 5 0 0 694507 INVESCO S&P MF Closed and MF Open 46138G656 272 10104 SH SOLE 0 0 10104 ROYAL DUTCH Common Stock 780259206 679 26970 SH OTR 13 0 0 26970 ROYAL DUTCH Common Stock 780259107 212 8736 SH OTR 11,12,13 0 0 8736 REGENERON PHARMACEUTICAL Common Stock 75886F107 269 481 SH OTR 4,13,14 0 0 481 RESONANT INC Common Stock 76118L102 39 16285 SH SOLE 0 0 16285 RIO TINTO Common Stock 767204100 1067 17662 SH OTR 4,12,13 0 0 17662 ROCKWELL AUTOMATION Common Stock 773903109 735 3328 SH OTR 1,5,12,13 0 0 3328 INVESCO S&P MF Closed and MF Open 46137V357 257 2374 SH OTR 5 0 0 2374 VANECK VECTORS MF Closed and MF Open 92189F403 467 22271 SH SOLE 0 0 22271 RAYTHEON TECHNOLOGIES Common Stock 75513E101 1601 27832 SH OTR 4,6,9,12,13 0 0 27832 ROYAL BANK Common Stock 780087102 1309 18668 SH OTR 4,10,12 0 0 18668 SAP SE Common Stock 803054204 1171 7518 SH OTR 4,6,10,12,13 0 0 7518 STARBUCKS CORP Common Stock 855244109 2047 23819 SH OTR 9,12,13,14,15 0 0 23819 SCHWAB US MF Closed and MF Open 808524607 2350 34396 SH OTR 5 0 0 34396 SCHWAB US MF Closed and MF Open 808524102 239 3007 SH SOLE 0 0 3007 SCHWAB INTL MF Closed and MF Open 808524805 1124 35803 SH SOLE 0 0 35803 SCHWAB US MF Closed and MF Open 808524300 3278 28464 SH SOLE 0 0 28464 SCHWAB US MF Closed and MF Open 808524508 5468 98551 SH SOLE 0 0 98551 SCHWAB SHORT MF Closed and MF Open 808524862 1030 19995 SH SOLE 0 0 19995 SCHWAB US MF Closed and MF Open 808524870 1105 17934 SH OTR 11 0 0 17934 SCHWAB US MF Closed and MF Open 808524201 11047 137014 SH OTR 5 0 0 137014 ALPS SECTOR MF Closed and MF Open 00162Q858 300 7929 SH SOLE 0 0 7929 SPDR SERIES MF Closed and MF Open 78464A763 1502 16251 SH SOLE 0 0 16251 ABERDEEN STANDARD MF Closed and MF Open 00326A104 384 21180 SH SOLE 0 0 21180 PROSHARES SHORT MF Closed and MF Open 74347B425 223 10971 SH SOLE 0 0 10971 WISDOMTREE YIELD MF Closed and MF Open 97717Y808 331 6415 SH SOLE 0 0 6415 SPDR NUVEEN MF Closed and MF Open 78468R739 877 17595 SH SOLE 0 0 17595 SHOPIFY INC Common Stock 82509L107 258 252 SH SOLE 0 0 252 ISHARES SHORT MF Closed and MF Open 464288679 2556 23091 SH SOLE 0 0 23091 SHERWIN WILLIAMS Common Stock 824348106 857 1230 SH OTR 5,13 0 0 1230 ISHARES 1-3YR MF Closed and MF Open 464287457 13337 154168 SH SOLE 0 0 154168 ISHARES MF Closed and MF Open 46434V407 751 17076 SH SOLE 0 0 17076 SIRIUS XM Common Stock 82968B103 80 14925 SH SOLE 0 0 14925 ISHARES MSCI MF Closed and MF Open 46432F370 263 2808 SH SOLE 0 0 2808 SIMULATIONS PLUS INC Common Stock 829214105 245 3254 SH OTR 5 0 0 3254 ISHARES SILVER Common Stock 46428Q109 3941 182117 SH OTR 4 0 0 182117 ISHARES MSCI MF Closed and MF Open 46434V290 22813 612104 SH SOLE 0 0 612104 ISHARES MSCI MF Closed and MF Open 46435G433 1262 43178 SH SOLE 0 0 43178 SANOFI Common Stock 80105N105 1058 21097 SH OTR 12,13 0 0 21097 SOUTHERN COMPANY Common Stock 842587107 562 10371 SH OTR 4,5,7,8,12,13,16 0 0 10371 GLOBAL X MF Closed and MF Open 37950E416 392 8037 SH SOLE 0 0 8037 ISHARES PHLX MF Closed and MF Open 464287523 452 1483 SH SOLE 0 0 1483 SPDR PORTFOLIO MF Closed and MF Open 78464A649 267 8652 SH SOLE 0 0 8652 SPDR PORTFOLIO MF Closed and MF Open 78463X889 240 8198 SH SOLE 0 0 8198 SPDR PORTFOLIO MF Closed and MF Open 78463X509 205 5608 SH OTR 5 0 0 5608 S&P GLOBAL Common Stock 78409V104 1136 3151 SH OTR 5,11,12,13 0 0 3151 INVESCO S&P MF Closed and MF Open 46138E362 687 20836 SH SOLE 0 0 20836 SPDR PORTFOLIO MF Closed and MF Open 78464A375 651 17701 SH SOLE 0 0 17701 SPDR PORTFOLIO MF Closed and MF Open 78464A854 305 7762 SH SOLE 0 0 7762 INVESCO EXCHANGE MF Closed and MF Open 46138E354 506 9430 SH SOLE 0 0 9430 SPDR PORTFOLIO MF Closed and MF Open 78464A474 273 8710 SH OTR 11 0 0 8710 SPDR PORTFOLIO MF Closed and MF Open 78468R853 440 16066 SH SOLE 0 0 16066 SPDR INTERMEDIATE MF Closed and MF Open 78464A672 247 7433 SH OTR 5 0 0 7433 SPDR PORTFOLIO MF Closed and MF Open 78464A664 326 6982 SH SOLE 0 0 6982 SPDR PORTFOLIO MF Closed and MF Open 78464A805 273 6676 SH SOLE 0 0 6676 SPDR S&P MF Closed and MF Open 78462F103 8931 26667 SH OTR 5 0 0 26667 SPDR PORTFOLIO MF Closed and MF Open 78464A409 930 18558 SH OTR 4 0 0 18558 SPDR PORTFOLIO MF Closed and MF Open 78464A508 284 9420 SH SOLE 0 0 9420 SQUARE INC Common Stock 852234103 509 3130 SH OTR 1,13 0 0 3130 SPIRIT REALTY Common Stock 84860W300 341 10107 SH OTR 12 0 0 10107 SEMPRA ENERGY Common Stock 816851109 240 2024 SH OTR 13 0 0 2024 SORRENTO THERAPEUTICS Common Stock 83587F202 217 19491 SH SOLE 0 0 19491 STAG INDUSTRIAL Common Stock 85254J102 369 12099 SH SOLE 0 0 12099 STORE CAPITAL Common Stock 862121100 436 15896 SH OTR 13 0 0 15896 STARWOOD PROPERTY Common Stock 85571B105 213 14106 SH OTR 13 0 0 14106 CONSTELLATION BRANDS Common Stock 21036P108 698 3683 SH OTR 4,12,13 0 0 3683 ISHARES SHORT MF Closed and MF Open 464288158 2296 21241 SH SOLE 0 0 21241 ISHARES MSCI MF Closed and MF Open 464288802 272 1850 SH SOLE 0 0 1850 AMPLIFY BLACKSWAN GROWTH MF Closed and MF Open 032108888 479 15121 SH SOLE 0 0 15121 STANLEY BLACK Common Stock 854502101 351 2165 SH OTR 4,9,13 0 0 2165 SKYWORKS SOLUTIONS Common Stock 83088M102 699 4806 SH OTR 4,5,13 0 0 4806 STRYKER CORP Common Stock 863667101 242 1160 SH OTR 4,5,12,13,15 0 0 1160 SYSCO CORP Common Stock 871829107 366 5884 SH OTR 9,12,13 0 0 5884 AT&T INC Common Stock 00206R102 5175 181499 SH OTR 4,5,7,8,12,13,16 0 0 181499 TORONTO DOMINION Common Stock 891160509 1075 23246 SH OTR 12 0 0 23246 TRUIST FINANCIAL Common Stock 89832Q109 381 10002 SH OTR 4,9,10,12,13 0 0 10002 TARGET CORP Common Stock 87612E106 1211 7696 SH OTR 2,5,12,13,15 0 0 7696 FLEXSHARES MORNINGSTAR MF Closed and MF Open 33939L100 934 7652 SH SOLE 0 0 7652 ISHARES TIPS MF Closed and MF Open 464287176 5248 41487 SH SOLE 0 0 41487 TJX COS Common Stock 872540109 284 5105 SH OTR 4,5,9,12,13,15 0 0 5105 ISHARES 20 MF Closed and MF Open 464287432 3492 21390 SH OTR 11 0 0 21390 FLEXSHARES MORNINGSTAR MF Closed and MF Open 33939L803 529 9451 SH SOLE 0 0 9451 TOYOTA MOTOR Common Stock 892331307 966 7292 SH OTR 4,12,13 0 0 7292 TITAN MEDICAL INC Common Stock 88830X819 7 10066 SH SOLE 0 0 10066 THERMO FISHER Common Stock 883556102 627 1420 SH OTR 2,5,11,12,13 0 0 1420 TOTAL SE Common Stock 89151E109 701 20451 SH OTR 11,12,13 0 0 20451 SPDR DOUBLELINE MF Closed and MF Open 78467V848 506 10263 SH SOLE 0 0 10263 TOWNEBANK PORTSMOUTH Common Stock 89214P109 470 28673 SH SOLE 0 0 28673 LENDINGTREE INC Common Stock 52603B107 384 1251 SH OTR 5 0 0 1251 TRIMBLE INC Common Stock 896239100 418 8587 SH OTR 5,13 0 0 8587 PRICE T Common Stock 74144T108 236 1837 SH OTR 9,13 0 0 1837 TRAVELERS COS Common Stock 89417E109 446 4121 SH OTR 2,13,15 0 0 4121 TRACTOR SUPPLY Common Stock 892356106 403 2812 SH OTR 5,12,13,15 0 0 2812 TESLA INC Common Stock 88160R101 4133 9633 SH OTR 13 0 0 9633 TYSON FOODS Common Stock 902494103 1010 16987 SH OTR 12,13 0 0 16987 TATA MOTORS Common Stock 876568502 255 28061 SH SOLE 0 0 28061 TEXAS INSTRUMENTS Common Stock 882508104 529 3708 SH OTR 2,4,6,9,12,13 0 0 3708 UNISYS CORP Common Stock 909214306 384 35989 SH SOLE 0 0 35989 SPDR SSGA MF Closed and MF Open 78467V707 332 8222 SH SOLE 0 0 8222 INNOVATOR S&P 500 MF Closed and MF Open 45782C375 212 7835 SH SOLE 0 0 7835 UNILEVER N V Common Stock 904784709 1108 18342 SH OTR 12,13,15 0 0 18342 UNITED NATURAL Common Stock 911163103 420 28218 SH SOLE 0 0 28218 UNITEDHEALTH GROUP Common Stock 91324P102 3128 10035 SH OTR 1,2,4,5,6,9,12,13,14 0 0 10035 UNUM GROUP Common Stock 91529Y106 743 44138 SH OTR 13 0 0 44138 UNION PACIFIC CORP Common Stock 907818108 846 4300 SH OTR 4,5,12,13 0 0 4300 UNITED PARCEL Common Stock 911312106 822 4936 SH OTR 2,7,8,10,12,13,15 0 0 4936 ISHARES BROAD MF Closed and MF Open 46435U853 4236 107316 SH OTR 4 0 0 107316 ISHARES BROAD MF Closed and MF Open 464288620 833 13697 SH OTR 11 0 0 13697 ISHARES MSCI MF Closed and MF Open 46429B697 43680 685385 SH OTR 5 0 0 685385 VISA INC Common Stock 92826C839 7725 38633 SH OTR 1,5,10,11,12,13,14 0 0 38633 VANGUARD SMALL MF Closed and MF Open 922908751 4382 28494 SH SOLE 0 0 28494 VBI VACCINES Common Stock 91822J103 107 37250 SH SOLE 0 0 37250 VANGUARD SMALL MF Closed and MF Open 922908595 919 4276 SH OTR 5 0 0 4276 VANGUARD SMALL MF Closed and MF Open 922908611 702 6346 SH OTR 5 0 0 6346 VANGUARD INTERMEDIATE MF Closed and MF Open 92206C870 9680 101043 SH SOLE 0 0 101043 VANGUARD SHORT MF Closed and MF Open 92206C409 1260 15207 SH SOLE 0 0 15207 VANGUARD FTSE MF Closed and MF Open 921943858 3635 88880 SH SOLE 0 0 88880 VEEVA SYSTEMS Common Stock 922475108 333 1186 SH OTR 5,13 0 0 1186 VEREIT INC Common Stock 92339V100 494 76014 SH OTR 13 0 0 76014 VANGUARD FINANCIALS MF Closed and MF Open 92204A405 285 4879 SH OTR 3 0 0 4879 VANGUARD INTERMEDIATE MF Closed and MF Open 92206C706 447 6337 SH SOLE 0 0 6337 VANGUARD FTSE MF Closed and MF Open 922042874 691 13176 SH SOLE 0 0 13176 VANGUARD INFORMATION MF Closed and MF Open 92204A702 1379 4429 SH OTR 3 0 0 4429 VIACOMCBS INC Common Stock 92556H206 733 26173 SH OTR 13 0 0 26173 VICI PROPERTIES Common Stock 925652109 387 16542 SH OTR 13 0 0 16542 VANGUARD DIVIDEND MF Closed and MF Open 921908844 2113 16424 SH OTR 5 0 0 16424 ISHARES MSCI MF Closed and MF Open 46432F388 68092 922913 SH SOLE 0 0 922913 VANGUARD MORTGAGE MF Closed and MF Open 92206C771 432 7957 SH SOLE 0 0 7957 VANGUARD REAL MF Closed and MF Open 922908553 1256 15906 SH OTR 3,5 0 0 15906 VANGUARD GLOBAL MF Closed and MF Open 922042676 298 6121 SH OTR 5 0 0 6121 VANGUARD MID MF Closed and MF Open 922908629 2764 15679 SH SOLE 0 0 15679 VANGUARD MID MF Closed and MF Open 922908512 255 2519 SH SOLE 0 0 2519 VANGUARD S&P MF Closed and MF Open 922908363 7363 23933 SH SOLE 0 0 23933 VANGUARD UTILITIES MF Closed and MF Open 92204A876 399 3088 SH OTR 3 0 0 3088 VARONIS SYSTEM Common Stock 922280102 456 3953 SH OTR 5 0 0 3953 VERTEX PHARMACEUTICALS Common Stock 92532F100 746 2742 SH OTR 5,12,13 0 0 2742 VANGUARD TOTAL MF Closed and MF Open 922042742 1679 20815 SH SOLE 0 0 20815 VANGUARD MUNICIPAL MF Closed and MF Open 922907746 3166 58149 SH SOLE 0 0 58149 VANGUARD TOTAL MF Closed and MF Open 922908769 12573 73825 SH SOLE 0 0 73825 VANGUARD VALUE MF Closed and MF Open 922908744 3025 28947 SH OTR 5 0 0 28947 VANGUARD RUSSELL MF Closed and MF Open 92206C664 239 1978 SH SOLE 0 0 1978 VANGUARD GROWTH MF Closed and MF Open 922908736 13288 58379 SH OTR 5 0 0 58379 VANGUARD LARGE MF Closed and MF Open 922908637 2507 16024 SH SOLE 0 0 16024 VANGUARD FSTE MF Closed and MF Open 922042858 3091 71492 SH SOLE 0 0 71492 VANGUARD EXTENDED MF Closed and MF Open 922908652 465 3582 SH SOLE 0 0 3582 VANGUARD TOTAL MF Closed and MF Open 921909768 775 14854 SH SOLE 0 0 14854 VANGUARD HIGH MF Closed and MF Open 921946406 6533 80718 SH SOLE 0 0 80718 VERIZON COMMUNICATIONS Common Stock 92343V104 6083 102248 SH OTR 4,5,7,8,9,12,13,15,16 0 0 102248 WISDOMTREE CLOUD MF Closed and MF Open 97717Y691 302 7057 SH OTR 5 0 0 7057 WELLS FARGO Common Stock 949746101 601 25545 SH OTR 6,12,13,16 0 0 25545 WASTE MANAGEMENT Common Stock 94106L109 1423 12572 SH OTR 1,4,12,13 0 0 12572 WALMART INC Common Stock 931142103 1820 13007 SH OTR 2,4,5,9,10,12,13,16 0 0 13007 SLACK TECHNOLOGIES Common Stock 83088V102 470 17510 SH SOLE 0 0 17510 W P CAREY Common Stock 92936U109 874 13416 SH OTR 13,16 0 0 13416 SPDR SERIES MF Closed and MF Open 78464A870 987 8855 SH SOLE 0 0 8855 SELECT SECTOR MF Closed and MF Open 81369Y852 993 16723 SH SOLE 0 0 16723 SECTOR ENERGY MF Closed and MF Open 81369Y506 633 21124 SH SOLE 0 0 21124 SECTOR FINANCIAL MF Closed and MF Open 81369Y605 3968 164837 SH SOLE 0 0 164837 SECTOR INDUSTRIAL MF Closed and MF Open 81369Y704 14766 191813 SH SOLE 0 0 191813 SECTOR TECHNOLOGY MF Closed and MF Open 81369Y803 29371 251677 SH SOLE 0 0 251677 SECTOR CONSUMER MF Closed and MF Open 81369Y308 1247 19456 SH SOLE 0 0 19456 SELECT SECTOR MF Closed and MF Open 81369Y860 264 7491 SH OTR 5 0 0 7491 SELECT UTILITIES MF Closed and MF Open 81369Y886 2729 45962 SH SOLE 0 0 45962 SECTOR HEALTHCARE MF Closed and MF Open 81369Y209 964 9138 SH SOLE 0 0 9138 CONSUMER DISCRETIONARY MF Closed and MF Open 81369Y407 1281 8716 SH SOLE 0 0 8716 INVESCO EXCHANGE MF Closed and MF Open 46138E198 415 9959 SH SOLE 0 0 9959 EXXON MOBIL Common Stock 30231G102 2009 58526 SH OTR 5,7,8,11,12,13,16 0 0 58526 WISDOMTREE EMERGING MF Closed and MF Open 97717X578 832 24718 SH OTR 4 0 0 24718 ISHARES EXPONENTIAL MF Closed and MF Open 46434V381 844 17373 SH SOLE 0 0 17373 ZOOM VIDEO Common Stock 98980L101 330 702 SH OTR 13 0 0 702 ZOETIS INC Common Stock 98978V103 1114 6739 SH OTR 5,12,13,14 0 0 6739