0001737109-20-000007.txt : 20201113
0001737109-20-000007.hdr.sgml : 20201113
20201113112136
ACCESSION NUMBER: 0001737109-20-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Integrated Wealth Concepts LLC
CENTRAL INDEX KEY: 0001737109
IRS NUMBER: 813433658
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18776
FILM NUMBER: 201309903
BUSINESS ADDRESS:
STREET 1: 300 FIFTH AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-890-3045
MAIL ADDRESS:
STREET 1: 300 FIFTH AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001737109
XXXXXXXX
09-30-2020
09-30-2020
Integrated Wealth Concepts LLC
300 FIFTH AVENUE
WALTHAM
MA
02451
13F HOLDINGS REPORT
028-18776
N
John G. Cataldo
President
781-373-4474
John G. Cataldo
Waltham
MA
11-13-2020
16
568
1622228
false
1
Alliance Bernstein
2
Abner Herrmann and Brock
3
Beacon Capital Management
4
Clark Capital Management Group
5
Congress Asset Management
6
Davis Select Advisors
7
Federated
8
Federated Investors
9
JP Morgan
10
LPL Research
11
Manning & Napier
12
Natixis AIA
13
Parametric Portfolio Associates
14
Polen Capital Management
15
Trillium Asset Management
16
Zacks Investment Management
INFORMATION TABLE
2
IWC2020Q3_13FReport.xml
IWC 2020 Q3 13F REPORT
APPLE INC
Common Stock
037833100
30254
261237
SH
OTR
1,4,5,9,12,13,15
0
0
261237
ABBVIE INC
Common Stock
00287Y109
957
10924
SH
OTR
7,8,12,13,16
0
0
10924
ABBOTT LABORATORIES
Common Stock
002824100
890
8181
SH
OTR
2,4,5,9,12,13,14
0
0
8181
ACCENTURE PLC
Common Stock
G1151C101
1836
8125
SH
OTR
5,9,10,12,13,14,15
0
0
8125
ISHARES MSCI
MF Closed and MF Open
464286525
307
3342
SH
SOLE
0
0
3342
ADOBE INC
Common Stock
00724F101
1040
2120
SH
OTR
5,12,13,14,15
0
0
2120
ARCHER DANIELS
Common Stock
039483102
452
9727
SH
OTR
13
0
0
9727
AUTOMATIC DATA
Common Stock
053015103
339
2433
SH
OTR
4,9,13
0
0
2433
AUTODESK INC
Common Stock
052769106
636
2755
SH
OTR
5,13,14
0
0
2755
AMERICAN ELECTRIC
Common Stock
025537101
615
7522
SH
OTR
5,7,8,12,13,16
0
0
7522
ISHARES CORE
MF Closed and MF Open
464287226
24090
204052
SH
SOLE
0
0
204052
WISDOMTREE YIELD
MF Closed and MF Open
97717X511
2375
44135
SH
SOLE
0
0
44135
ETF MANAGERS AI POWERED EQUITY ETF
MF Closed and MF Open
26924G813
320
10401
SH
SOLE
0
0
10401
ALBEMARLE CORP
Common Stock
012653101
403
4513
SH
OTR
12
0
0
4513
ALIGN TECHNOLOGY
Common Stock
016255101
645
1969
SH
OTR
5,12,14
0
0
1969
ALLSTATE CORP
Common Stock
020002101
221
2351
SH
OTR
12,13
0
0
2351
ALEXION PHARMACEUTICALS
Common Stock
015351109
367
3209
SH
OTR
5,13
0
0
3209
APPLIED MATERIALS
Common Stock
038222105
256
4310
SH
OTR
4,6,13
0
0
4310
ADVANCED MICRO
Common Stock
007903107
529
6451
SH
OTR
10,12,13
0
0
6451
AMETEK INC
Common Stock
031100100
427
4292
SH
OTR
5,13
0
0
4292
AMGEN INC
Common Stock
031162100
2418
9515
SH
OTR
4,7,8,9,12,13,16
0
0
9515
AMERIPRISE FINANCIAL
Common Stock
03076C106
423
2742
SH
OTR
13
0
0
2742
AMARIN CORP
Common Stock
023111206
212
50436
SH
SOLE
0
0
50436
AMERICAN TOWER
Common Stock
03027X100
639
2643
SH
OTR
4,11,12,13
0
0
2643
AMAZON COM
Common Stock
023135106
14941
4745
SH
OTR
2,4,5,6,10,11,12,13
0
0
4745
ANSYS INC
Common Stock
03662Q105
210
641
SH
OTR
1,5,12,15
0
0
641
ISHARES CORE
MF Closed and MF Open
464289867
249
5139
SH
SOLE
0
0
5139
AIR PRODUCTS
Common Stock
009158106
1221
4099
SH
OTR
5,9,12,13,16
0
0
4099
AMPHENOL CORP
Common Stock
032095101
469
4328
SH
OTR
5,13
0
0
4328
DIGITAL TURBINE
Common Stock
25400W102
1013
30939
SH
OTR
5
0
0
30939
ARK GENOMIC
MF Closed and MF Open
00214Q302
998
15658
SH
OTR
5
0
0
15658
ARK INNOVATION
MF Closed and MF Open
00214Q104
1992
21650
SH
OTR
5
0
0
21650
ASML HOLDING
Common Stock
N07059210
1171
3171
SH
OTR
12,13,15
0
0
3171
ACTIVISION BLIZZARD
Common Stock
00507V109
380
4700
SH
OTR
5,11,12,13
0
0
4700
BROADCOM INC
Common Stock
11135F101
801
2200
SH
OTR
4,12,13,16
0
0
2200
AMERICAN EXPRESS
Common Stock
025816109
577
5757
SH
OTR
4,9,10,12,13
0
0
5757
ASTRAZENECA PLC
Common Stock
046353108
1269
23158
SH
OTR
12,13,15
0
0
23158
BOEING COMPANY
Common Stock
097023105
987
5971
SH
OTR
5,12,13
0
0
5971
ALIBABA GROUP
Common Stock
01609W102
941
3202
SH
OTR
11
0
0
3202
BANK AMERICA
Common Stock
060505104
3259
135292
SH
OTR
4,5,9,10,12,13,15,16
0
0
135292
BROOKFIELD ASSET
Common Stock
112585104
287
8686
SH
SOLE
0
0
8686
VANECK VECTORS
MF Closed and MF Open
92189F726
260
1607
SH
SOLE
0
0
1607
BECTON DICKINSON
Common Stock
075887109
221
951
SH
OTR
9,12,13,15
0
0
951
BROWN FORMAN CORP CL B
Common Stock
115637209
317
4212
SH
OTR
12,13
0
0
4212
BHP GROUP
Common Stock
088606108
1071
20718
SH
OTR
4,12,13
0
0
20718
VANGUARD INTERMEDIATE
MF Closed and MF Open
921937819
1636
17496
SH
SOLE
0
0
17496
BLACKROCK MUN
MF Closed and MF Open
09249X109
401
26691
SH
SOLE
0
0
26691
INVESCO SENIOR
MF Closed and MF Open
46138G508
377
17364
SH
SOLE
0
0
17364
BOOKING HOLDINGS
Common Stock
09857L108
373
218
SH
OTR
5,13,15
0
0
218
BLACKROCK INC
Common Stock
09247X101
256
455
SH
OTR
4,9,12,13,16
0
0
455
VANGUARD LONG
MF Closed and MF Open
921937793
434
3882
SH
SOLE
0
0
3882
BRISTOL MYERS
Common Stock
110122108
1681
27881
SH
OTR
4,7,8,9,12,13,16
0
0
27881
VANGUARD TOTAL
MF Closed and MF Open
921937835
13453
152490
SH
OTR
5
0
0
152490
FLEXSHARES CORE SELECT BOND
MF Closed and MF Open
33939L670
283
10512
SH
SOLE
0
0
10512
VANGUARD TOTAL
MF Closed and MF Open
92203J407
1212
20832
SH
OTR
11
0
0
20832
UNITED STATES
MF Closed and MF Open
91167Q100
112
10500
SH
SOLE
0
0
10500
BP PLC
Common Stock
055622104
222
12693
SH
OTR
10
0
0
12693
BROADRIDGE FINANCIAL
Common Stock
11133T103
345
2612
SH
OTR
5,12
0
0
2612
BERKSHIRE HATHAWAY
Common Stock
084670702
3739
17561
SH
OTR
6,11,12,13
0
0
17561
INVESCO BULLETSHARES
MF Closed and MF Open
46138J502
2385
112399
SH
SOLE
0
0
112399
INVESCO BULLETSHARES
MF Closed and MF Open
46138J700
9370
439503
SH
SOLE
0
0
439503
INVESCO BULLETSHARES
MF Closed and MF Open
46138J882
15689
718369
SH
SOLE
0
0
718369
INVESCO BULLETSHARES
MF Closed and MF Open
46138J866
15307
702458
SH
SOLE
0
0
702458
INVESCO BULLETSHARES
MF Closed and MF Open
46138J841
11846
534102
SH
SOLE
0
0
534102
INVESCO BULLETSHARES
MF Closed and MF Open
46138J601
3305
141480
SH
OTR
5
0
0
141480
INVESCO BULLETSHARES
MF Closed and MF Open
46138J809
5858
255350
SH
SOLE
0
0
255350
INVESCO BULLETSHARES
MF Closed and MF Open
46138J874
1082
47315
SH
SOLE
0
0
47315
INVESCO BULLETSHARES
MF Closed and MF Open
46138J858
990
40360
SH
SOLE
0
0
40360
INVESCO BULLETSHARES
MF Closed and MF Open
46138J833
7258
301032
SH
SOLE
0
0
301032
INVESCO BULLETSHARES
MF Closed and MF Open
46138J817
6983
297284
SH
SOLE
0
0
297284
INVESCO BULLETSHARES
MF Closed and MF Open
46138J635
3210
130880
SH
SOLE
0
0
130880
BLACKSTONE/GSO
MF Closed and MF Open
09256U105
1091
79283
SH
SOLE
0
0
79283
VANGUARD SHORT
MF Closed and MF Open
921937827
1950
23478
SH
SOLE
0
0
23478
ANHEUSER BUSCH
Common Stock
03524A108
1158
21487
SH
OTR
10,13
0
0
21487
BLACKSTONE GROUP
Common Stock
09260D107
502
9614
SH
SOLE
0
0
9614
CITIGROUP INC
Common Stock
172967424
4460
103463
SH
OTR
4,5,10,12,13,16
0
0
103463
CATERPILLAR INC
Common Stock
149123101
824
5526
SH
OTR
4,5,12,13,16
0
0
5526
CHUBB LTD
Common Stock
H1467J104
353
3041
SH
OTR
4,9,12,13
0
0
3041
CBTX INC
Common Stock
12481V104
15281
935160
SH
SOLE
0
0
935160
CROWN CASTLE
Common Stock
22822V101
696
4180
SH
OTR
5,7,8,12,13,16
0
0
4180
VICTORYSHARES U S
MF Closed and MF Open
92647N824
8078
170388
SH
SOLE
0
0
170388
CEVA INC
Common Stock
157210105
358
9105
SH
OTR
5
0
0
9105
VICTORYSHARES US
MF Closed and MF Open
92647N766
249
4598
SH
SOLE
0
0
4598
VICTORYSHARES US
MF Closed and MF Open
92647N782
8208
150769
SH
SOLE
0
0
150769
CANOPY GROWTH
Common Stock
138035100
153
10676
SH
SOLE
0
0
10676
CHURCH & DWIGHT
Common Stock
171340102
533
5684
SH
OTR
5,13
0
0
5684
CIGNA CORP
Common Stock
125523100
876
5173
SH
OTR
4,6,12,13
0
0
5173
CLOROX COMPANY
Common Stock
189054109
340
1616
SH
OTR
5,12,13
0
0
1616
COMCAST CORP
Common Stock
20030N101
1656
35803
SH
OTR
2,4,5,9,12,13,16
0
0
35803
ISHARES CALIFORNIA
MF Closed and MF Open
464288356
446
7154
SH
SOLE
0
0
7154
CENTENE CORP
Common Stock
15135B101
258
4429
SH
OTR
13
0
0
4429
COSTCO WHOLESALE
Common Stock
22160K105
2759
7771
SH
OTR
5,12,13,15
0
0
7771
INVESCO CHINA
MF Closed and MF Open
46138E800
563
8144
SH
SOLE
0
0
8144
SALESFORCE.COM INC
Common Stock
79466L302
1367
5438
SH
OTR
1,5,10,11,12,13,14,15
0
0
5438
CROWDSTRIKE HOLDINGS
Common Stock
22788C105
326
2376
SH
SOLE
0
0
2376
CISCO SYSTEMS
Common Stock
17275R102
2799
71065
SH
OTR
4,5,7,8,10,12,13,16
0
0
71065
VICTORYSHARES US
MF Closed and MF Open
92647N774
213
5337
SH
SOLE
0
0
5337
COSTAR GROUP INC
Common Stock
22160N109
516
608
SH
OTR
5
0
0
608
CSP INC
Common Stock
126389105
263
30472
SH
SOLE
0
0
30472
CINTAS CORP
Common Stock
172908105
622
1869
SH
OTR
5
0
0
1869
CVS HEALTH
Common Stock
126650100
469
8023
SH
OTR
6,9,10,12,13,16
0
0
8023
CHEVRON CORP
Common Stock
166764100
1602
22247
SH
OTR
4,5,7,8,9,11,12,13,16
0
0
22247
INVESCO ZACKS
MF Closed and MF Open
46137Y401
743
11276
SH
SOLE
0
0
11276
DOMINION ENERGY
Common Stock
25746U109
1192
15101
SH
OTR
5,7,8,12,13
0
0
15101
DELTA AIRLINES
Common Stock
247361702
225
7353
SH
SOLE
0
0
7353
X TRACKERS
MF Closed and MF Open
233051200
563
18406
SH
SOLE
0
0
18406
DUPONT DE
Common Stock
26614N102
343
6184
SH
OTR
5,12,13
0
0
6184
WISDOMTREE DYNAMIC
MF Closed and MF Open
97717X263
1423
55965
SH
SOLE
0
0
55965
WISDOMTREE EMERGING
MF Closed and MF Open
97717W315
557
15793
SH
SOLE
0
0
15793
DIAGEO PLC
Common Stock
25243Q205
611
4438
SH
OTR
13
0
0
4438
DOLLAR GENL
Common Stock
256677105
582
2777
SH
OTR
4,5,12,13,14
0
0
2777
ISHARES CORE
MF Closed and MF Open
46434V621
444
11163
SH
SOLE
0
0
11163
WISDOMTREE TRUST
MF Closed and MF Open
97717X669
283
5702
SH
SOLE
0
0
5702
D R HORTON
Common Stock
23331A109
595
7866
SH
OTR
5,12,13
0
0
7866
DANAHER CORP
Common Stock
235851102
594
2761
SH
OTR
1,12,13
0
0
2761
WISDOMTREE U S
MF Closed and MF Open
97717W208
275
4402
SH
SOLE
0
0
4402
DHT HOLDINGS
Common Stock
Y2065G121
675
130786
SH
SOLE
0
0
130786
SPDR DOW
MF Closed and MF Open
78467X109
5802
20907
SH
SOLE
0
0
20907
WALT DISNEY
Common Stock
254687106
5111
41194
SH
OTR
4,5,12,13
0
0
41194
DIGITAL REALTY
Common Stock
253868103
313
2130
SH
OTR
12,13
0
0
2130
DOLLAR TREE
Common Stock
256746108
660
7221
SH
OTR
11,12,13
0
0
7221
WESTERN ASSET
MF Closed and MF Open
95790B109
967
73693
SH
SOLE
0
0
73693
DUNKIN BRANDS
Common Stock
265504100
299
3656
SH
OTR
12,13
0
0
3656
WISDOMTREE U S
MF Closed and MF Open
97717W505
424
14658
SH
SOLE
0
0
14658
DOW INC
Common Stock
260557103
207
4405
SH
OTR
12,13
0
0
4405
ISHARES MSCI
MF Closed and MF Open
464288570
558
4364
SH
SOLE
0
0
4364
DUKE ENERGY
Common Stock
26441C204
433
4885
SH
OTR
7,8,12,13
0
0
4885
DAVITA INC
Common Stock
23918K108
581
6788
SH
OTR
13
0
0
6788
ISHARES SELECT
MF Closed and MF Open
464287168
2773
34008
SH
SOLE
0
0
34008
ELECTRONIC ARTS
Common Stock
285512109
559
4286
SH
OTR
4,5,11,12,13
0
0
4286
CONSOLIDATED EDISON
Common Stock
209115104
784
10083
SH
OTR
12,13
0
0
10083
STONE HARBOR
MF Closed and MF Open
86164T107
165
25453
SH
SOLE
0
0
25453
VANGUARD EXTENDED
MF Closed and MF Open
921910709
2348
14180
SH
SOLE
0
0
14180
ISHARES MSCI
MF Closed and MF Open
464287234
1718
38975
SH
SOLE
0
0
38975
ISHARES MSCI
MF Closed and MF Open
464286533
1129
20461
SH
SOLE
0
0
20461
ISHARES MSCI
MF Closed and MF Open
464287465
1971
30969
SH
SOLE
0
0
30969
ISHARES MSCI
MF Closed and MF Open
46429B689
3698
54273
SH
SOLE
0
0
54273
ISHARES MSCI
MF Closed and MF Open
464288885
49894
555118
SH
SOLE
0
0
555118
ISHARES MSCI
MF Closed and MF Open
464288877
233
5767
SH
SOLE
0
0
5767
EATON VANCE
MF Closed and MF Open
27829W101
20143
2127068
SH
OTR
5
0
0
2127068
EDISON INTL
Common Stock
281020107
585
11513
SH
OTR
12,13
0
0
11513
ISHARES JPMORGAN
MF Closed and MF Open
464288281
2529
22807
SH
OTR
5
0
0
22807
ISHARES MSCI
MF Closed and MF Open
46434G889
19130
435958
SH
SOLE
0
0
435958
ENZO BIOCHEM INC
Common Stock
294100102
55
26210
SH
SOLE
0
0
26210
ENTERPRISE PRODUCTS
Common Stock
293792107
612
38784
SH
SOLE
0
0
38784
EPR PROPERTIES
Common Stock
26884U109
267
9725
SH
OTR
13
0
0
9725
WISDOMTREE U S
MF Closed and MF Open
97717W588
3551
100259
SH
SOLE
0
0
100259
EVERSOURCE ENERGY
Common Stock
30040W108
723
8648
SH
OTR
5,13
0
0
8648
ISHARES ESG
MF Closed and MF Open
46435G516
572
9003
SH
SOLE
0
0
9003
ISHARES ESG
MF Closed and MF Open
46434G863
1579
44350
SH
SOLE
0
0
44350
ISHARES ESG
MF Closed and MF Open
46435G425
3170
41601
SH
SOLE
0
0
41601
ENERGY TRANSFER
Common Stock
29273V100
58
10767
SH
SOLE
0
0
10767
EATON VANCE
MF Closed and MF Open
27828X100
195
14331
SH
SOLE
0
0
14331
EATON CORP
Common Stock
G29183103
300
2945
SH
OTR
4,6,7,8,9,12,13,15
0
0
2945
ENTERGY CORP
Common Stock
29364G103
714
7248
SH
OTR
9,12,13
0
0
7248
EDWARDS LIFESCIENCES
Common Stock
28176E108
698
8740
SH
OTR
5,12,13
0
0
8740
ISHARES INC
MF Closed and MF Open
46434G830
449
18404
SH
SOLE
0
0
18404
ISHARES MSCI
MF Closed and MF Open
46434G822
797
13489
SH
SOLE
0
0
13489
ISHARES MSCI
MF Closed and MF Open
464286749
833
20275
SH
OTR
5
0
0
20275
ISHARES MSCI
MF Closed and MF Open
464286814
623
17895
SH
SOLE
0
0
17895
ISHARES MSCI
MF Closed and MF Open
464286707
551
19726
SH
SOLE
0
0
19726
ISHARES INC
MF Closed and MF Open
46434G772
25308
563654
SH
OTR
5
0
0
563654
ISHARES MSCI
MF Closed and MF Open
464286772
24378
373089
SH
SOLE
0
0
373089
EATON VANCE
MF Closed and MF Open
27829F108
91
12375
SH
SOLE
0
0
12375
ISHARES MSCI
MF Closed and MF Open
464286608
270
7125
SH
SOLE
0
0
7125
FORD MOTOR
Common Stock
345370860
295
44276
SH
OTR
12,13
0
0
44276
FACEBOOK INC
Common Stock
30303M102
4518
17251
SH
OTR
4,5,6,11,12,13,14
0
0
17251
FIRST TRUST
MF Closed and MF Open
33733E302
762
4046
SH
SOLE
0
0
4046
FIDELITY COVINGTON
MF Closed and MF Open
316092840
764
27564
SH
SOLE
0
0
27564
FEDEX CORP
Common Stock
31428X106
326
1298
SH
OTR
10,12,13
0
0
1298
FAIR ISAAC
Common Stock
303250104
476
1119
SH
OTR
5
0
0
1119
FISERV INC
Common Stock
337738108
518
5028
SH
OTR
12,13
0
0
5028
FIFTH THIRD
Common Stock
316773100
360
16891
SH
OTR
12,13
0
0
16891
ISHARES FLOATING
MF Closed and MF Open
46429B655
790
15575
SH
SOLE
0
0
15575
SPDR BLOOMBERG
MF Closed and MF Open
78468R200
806
26352
SH
SOLE
0
0
26352
FOMENTO ECONOMICO
Common Stock
344419106
652
11609
SH
SOLE
0
0
11609
FIRST TRUST
MF Closed and MF Open
33739E108
284
14822
SH
SOLE
0
0
14822
FIRST TRUST
MF Closed and MF Open
336920103
321
3323
SH
SOLE
0
0
3323
FIRST REPUBLIC
Common Stock
33616C100
519
4755
SH
OTR
5,12,13,15
0
0
4755
FS KKR
Common Stock
35952V303
221
15034
SH
SOLE
0
0
15034
FRANKLIN STREET
Common Stock
35471R106
44
12061
SH
SOLE
0
0
12061
FIRST TRUST
MF Closed and MF Open
33733E104
733
11585
SH
SOLE
0
0
11585
FIRST TRUST
MF Closed and MF Open
33739Q408
454
7562
SH
SOLE
0
0
7562
FIRST TRUST
MF Closed and MF Open
33734H106
1142
36307
SH
SOLE
0
0
36307
GENERAL DYNAMICS
Common Stock
369550108
227
1640
SH
OTR
9,12,13,16
0
0
1640
VANECK VECTORS
MF Closed and MF Open
92189F106
1431
36543
SH
OTR
4,5
0
0
36543
VANECK VECTORS
MF Closed and MF Open
92189F791
416
7507
SH
SOLE
0
0
7507
GENERAL ELECTRIC
Common Stock
369604103
561
90093
SH
OTR
5,12,13
0
0
90093
GOLD FIELDS
Common Stock
38059T106
2476
201457
SH
SOLE
0
0
201457
GUARDIAN HEALTH SCIENCES INC
Common Stock
40145Q203
24
121153
SH
SOLE
0
0
121153
GILEAD SCIENCES
Common Stock
375558103
780
12340
SH
OTR
7,8,12,13,15,16
0
0
12340
SPDR GOLD
Common Stock
78463V107
31818
179639
SH
OTR
5
0
0
179639
GAMING & LEISURE
Common Stock
36467J108
345
9332
SH
SOLE
0
0
9332
CORNING INC
Common Stock
219350105
247
7634
SH
OTR
13
0
0
7634
ALPHABET INC
Common Stock
02079K107
1386
943
SH
OTR
2,6,12,13,14
0
0
943
ALPHABET INC
Common Stock
02079K305
4687
3198
SH
OTR
4,5,10,11,12,13,14,15
0
0
3198
ISHARES U S
MF Closed and MF Open
46429B267
6358
227494
SH
SOLE
0
0
227494
GREAT PANTHER
Common Stock
39115V101
34
38000
SH
SOLE
0
0
38000
GLOBAL PAYMENTS
Common Stock
37940X102
433
2440
SH
OTR
4,5,12,13
0
0
2440
GARMIN LTD
Common Stock
H2906T109
346
3644
SH
OTR
4,5,12,13
0
0
3644
GOLDMAN SACHS
Common Stock
38141G104
545
2710
SH
OTR
12,13
0
0
2710
GLAXOSMITHKLINE PLC
Common Stock
37733W105
1550
41178
SH
OTR
7,8,12,13
0
0
41178
GOLDMAN SACHS
MF Closed and MF Open
381430503
4390
64512
SH
SOLE
0
0
64512
INVESCO ULTRA
MF Closed and MF Open
46090A887
5157
102077
SH
SOLE
0
0
102077
HALLIBURTON COMPANY
Common Stock
406216101
1555
129084
SH
OTR
12,13
0
0
129084
HUNTINGTON BANCSHARES
Common Stock
446150104
481
52469
SH
OTR
7,8,13,16
0
0
52469
HOME DEPOT
Common Stock
437076102
4882
17580
SH
OTR
1,2,4,5,9,10,12,13,15,16
0
0
17580
ISHARES CORE
MF Closed and MF Open
46429B663
434
5390
SH
SOLE
0
0
5390
HEICO CORP
Common Stock
422806109
369
3527
SH
OTR
5,13
0
0
3527
HIMAX TECHNOLOGIES
Common Stock
43289P106
64
17900
SH
SOLE
0
0
17900
HARMONY GOLD
Common Stock
413216300
169
31982
SH
SOLE
0
0
31982
HONEYWELL INTL
Common Stock
438516106
731
4443
SH
OTR
2,4,5,9,12,13
0
0
4443
HSBC HOLDINGS
Common Stock
404280406
579
29546
SH
OTR
12,13
0
0
29546
NEW AMERICA
MF Closed and MF Open
641876800
114
13981
SH
SOLE
0
0
13981
VANECK VECTORS
MF Closed and MF Open
92189H409
201
3365
SH
SOLE
0
0
3365
ISHARES IBOXX
MF Closed and MF Open
464288513
1346
16040
SH
OTR
4,11
0
0
16040
PIMCO 0-5
MF Closed and MF Open
72201R783
209
2230
SH
OTR
4
0
0
2230
ISHARES CORE
MF Closed and MF Open
46435G672
1198
21523
SH
SOLE
0
0
21523
ISHARES GOLD
Common Stock
464285105
1739
96669
SH
SOLE
0
0
96669
ISHARES NASDAQ
MF Closed and MF Open
464287556
1042
7697
SH
SOLE
0
0
7697
ISHARES IBONDS
MF Closed and MF Open
46434VAQ3
1114
44140
SH
SOLE
0
0
44140
ISHARES IBONDS
MF Closed and MF Open
46434VBK5
1341
53540
SH
SOLE
0
0
53540
ISHARES IBONDS
MF Closed and MF Open
46434VBA7
419
16355
SH
SOLE
0
0
16355
ISHARES IBONDS
MF Closed and MF Open
46434VAX8
1597
60880
SH
SOLE
0
0
60880
ISHARES IBONDS
MF Closed and MF Open
46434VBG4
271
10233
SH
SOLE
0
0
10233
INTL BUSINESS
Common Stock
459200101
1010
8297
SH
OTR
5,7,8,9,12,13,16
0
0
8297
ISHARES IBONDS
MF Closed and MF Open
46435G789
842
32485
SH
SOLE
0
0
32485
ISHARES IBONDS
MF Closed and MF Open
46435G755
508
19158
SH
SOLE
0
0
19158
ISHARES IBONDS
MF Closed and MF Open
46435G318
419
15952
SH
SOLE
0
0
15952
INTERCONTINENTAL EXCH
Common Stock
45866F104
225
2249
SH
OTR
1,4,11,12,13
0
0
2249
ISHARES COHEN
MF Closed and MF Open
464287564
781
7659
SH
SOLE
0
0
7659
ISHARES CONV
MF Closed and MF Open
46435G102
219
2708
SH
SOLE
0
0
2708
INVESCO S&P
MF Closed and MF Open
46138E248
451
19679
SH
SOLE
0
0
19679
ISHARES INTL
MF Closed and MF Open
464288448
275
11029
SH
OTR
5
0
0
11029
IDEXX LABS INC
Common Stock
45168D104
235
599
SH
OTR
5,13
0
0
599
ISHARES 7-10YR
MF Closed and MF Open
464287440
4672
38352
SH
OTR
5
0
0
38352
ISHARES CORE
MF Closed and MF Open
46432F842
15434
256038
SH
SOLE
0
0
256038
ISHARES 3-7YR
MF Closed and MF Open
464288661
864
6470
SH
OTR
11
0
0
6470
ISHARES CORE
MF Closed and MF Open
46434G103
10908
206600
SH
OTR
5
0
0
206600
ISHARES CORE
MF Closed and MF Open
46434V738
232
5196
SH
OTR
5
0
0
5196
ISHARES EUROPE
MF Closed and MF Open
464287861
218
5214
SH
SOLE
0
0
5214
ISHARES 5-10 YEAR
MF Closed and MF Open
464288638
326
5365
SH
SOLE
0
0
5365
ISHARES 1-5 YEAR
MF Closed and MF Open
464288646
7776
141620
SH
SOLE
0
0
141620
ISHARES EXPANDED
MF Closed and MF Open
464287515
473
1519
SH
SOLE
0
0
1519
ISHARES U S
MF Closed and MF Open
464288810
1448
4834
SH
SOLE
0
0
4834
INVESCO HIGH
MF Closed and MF Open
46135X108
5787
729699
SH
SOLE
0
0
729699
INVESCO HIGH
MF Closed and MF Open
46136K105
574
72505
SH
SOLE
0
0
72505
ISHARES CORE
MF Closed and MF Open
464287507
17070
92116
SH
SOLE
0
0
92116
ISHARES CORE
MF Closed and MF Open
464287804
6954
99019
SH
SOLE
0
0
99019
ILLUMINA INC
Common Stock
452327109
552
1787
SH
OTR
5,12,13,14,15
0
0
1787
ISHARES CORE
MF Closed and MF Open
46435G417
534
10203
SH
SOLE
0
0
10203
ISHARES MSCI
MF Closed and MF Open
46429B598
24621
727152
SH
OTR
5
0
0
727152
INTEL CORP
Common Stock
458140100
3870
74746
SH
OTR
4,5,6,12,13,16
0
0
74746
ISHARES MSCI
MF Closed and MF Open
46434V274
11348
467000
SH
SOLE
0
0
467000
INTUIT INC
Common Stock
461202103
310
949
SH
OTR
5,13
0
0
949
INTERNATIONAL PAPER
Common Stock
460146103
739
18233
SH
OTR
12,16
0
0
18233
ISHARES CORE
MF Closed and MF Open
46434V696
355
6305
SH
OTR
5
0
0
6305
INTUITIVE SURGICAL
Common Stock
46120E602
396
558
SH
OTR
12,13,14
0
0
558
ISHARES CORE
MF Closed and MF Open
46432F859
4619
89610
SH
SOLE
0
0
89610
ISHARES CORE
MF Closed and MF Open
464287150
24833
328961
SH
SOLE
0
0
328961
ISHARES CORE
MF Closed and MF Open
46434V613
20271
372763
SH
SOLE
0
0
372763
ISHARES S&P
MF Closed and MF Open
464287671
12721
159048
SH
SOLE
0
0
159048
ISHARES CORE
MF Closed and MF Open
464287663
8209
151202
SH
SOLE
0
0
151202
ISHARES S&P
MF Closed and MF Open
464287408
1148
10208
SH
SOLE
0
0
10208
KRANESHARES QUADRATIC INTEREST RATE VOLATILITY
MF Closed and MF Open
500767736
2591
94491
SH
SOLE
0
0
94491
ISHARES CORE
MF Closed and MF Open
464287200
36233
107817
SH
OTR
4
0
0
107817
ISHARES S&P
MF Closed and MF Open
464287309
2174
9407
SH
SOLE
0
0
9407
INVESCO LTD
Common Stock
G491BT108
617
54050
SH
OTR
13
0
0
54050
ISHARES RUSSELL
MF Closed and MF Open
464287622
315
1681
SH
SOLE
0
0
1681
ISHARES RUSSELL
MF Closed and MF Open
464287598
901
7627
SH
SOLE
0
0
7627
ISHARES RUSSELL
MF Closed and MF Open
464287614
1721
7937
SH
SOLE
0
0
7937
ISHARES RUSSELL
MF Closed and MF Open
464287655
7014
46824
SH
OTR
5
0
0
46824
ISHARES RUSSELL
MF Closed and MF Open
464287648
1492
6736
SH
SOLE
0
0
6736
ISHARES RUSSELL
MF Closed and MF Open
464287481
222
1285
SH
SOLE
0
0
1285
ISHARES RUSSELL
MF Closed and MF Open
464287499
347
6056
SH
SOLE
0
0
6056
ISHARES RUSS
MF Closed and MF Open
464287473
450
5573
SH
SOLE
0
0
5573
ISHARES RUSSELL
MF Closed and MF Open
464287689
333
1700
SH
SOLE
0
0
1700
ISHARES GLOBAL
MF Closed and MF Open
464287291
2415
9161
SH
SOLE
0
0
9161
ISHARES CORE
MF Closed and MF Open
46432F834
1146
19642
SH
SOLE
0
0
19642
ISHARES U S
MF Closed and MF Open
464287770
772
6328
SH
SOLE
0
0
6328
ISHARES U S
MF Closed and MF Open
464287762
240
1056
SH
SOLE
0
0
1056
ISHARES U S
MF Closed and MF Open
464287739
331
4143
SH
SOLE
0
0
4143
NUVEEN CREDIT
MF Closed and MF Open
67075U102
1730
219306
SH
SOLE
0
0
219306
NUVEEN EMERGING
MF Closed and MF Open
67077P101
537
69769
SH
SOLE
0
0
69769
ETF SER
MF Closed and MF Open
26922A842
178
10544
SH
SOLE
0
0
10544
NUVEEN CORP
MF Closed and MF Open
67077N106
18413
2057350
SH
OTR
5
0
0
2057350
JOHN HANCOCK
MF Closed and MF Open
47804J206
2488
66147
SH
SOLE
0
0
66147
NUVEEN HIGH
MF Closed and MF Open
67075L102
17791
1881845
SH
OTR
5
0
0
1881845
ISHARES MORNINGSTAR
MF Closed and MF Open
464288208
673
3357
SH
SOLE
0
0
3357
JOHNSON & JOHNSON
Common Stock
478160104
3447
23150
SH
OTR
4,5,9,11,12,13,16
0
0
23150
SPDR BLOOMBERG
MF Closed and MF Open
78468R622
277
2658
SH
OTR
4
0
0
2658
NUVEEN PFD
MF Closed and MF Open
67075A106
504
22917
SH
SOLE
0
0
22917
JP MORGAN
MF Closed and MF Open
46641Q209
6195
120042
SH
SOLE
0
0
120042
JPMORGAN CHASE
Common Stock
46625H100
3497
36328
SH
OTR
2,4,5,7,8,10,12,13,16
0
0
36328
JPMORGAN
MF Closed and MF Open
46641Q837
813
16012
SH
SOLE
0
0
16012
NUVEEN PFD
MF Closed and MF Open
67075T105
3568
155588
SH
SOLE
0
0
155588
JPMORGAN DIVERSIFIED
MF Closed and MF Open
46641Q407
11650
157537
SH
SOLE
0
0
157537
KADANT INC
Common Stock
48282T104
4933
45000
SH
SOLE
0
0
45000
KIMBERLY CLARK
Common Stock
494368103
593
4017
SH
OTR
4,12,13
0
0
4017
KINDER MORGAN
Common Stock
49456B101
254
20620
SH
OTR
12,13,16
0
0
20620
COCA COLA COMPANY
Common Stock
191216100
1928
39056
SH
OTR
4,5,7,8,9,11,12,13,16
0
0
39056
KRANESHARES TR
MF Closed and MF Open
500767306
307
4500
SH
SOLE
0
0
4500
FIRST TRUST
MF Closed and MF Open
33740F870
235
11541
SH
SOLE
0
0
11541
CHINA LIFE
Common Stock
16939P106
853
75340
SH
OTR
12
0
0
75340
L3HARRIS TECHNOLOGIES
Common Stock
502431109
854
5028
SH
OTR
4,5,12,13
0
0
5028
LINDE PLC
Common Stock
G5494J103
1308
5493
SH
OTR
4,12,13
0
0
5493
ELI LILLY
Common Stock
532457108
695
4693
SH
OTR
9,12,13
0
0
4693
FIRST TRUST
MF Closed and MF Open
33739Q200
1111
21502
SH
SOLE
0
0
21502
LOCKHEED MARTIN
Common Stock
539830109
1343
3505
SH
OTR
4,5,12,13,16
0
0
3505
LOWES COMPANIES
Common Stock
548661107
904
5448
SH
OTR
4,12,13
0
0
5448
ISHARES IBOXX
MF Closed and MF Open
464287242
39391
292416
SH
SOLE
0
0
292416
LAM RESEARCH CORPORATION
Common Stock
512807108
248
747
SH
OTR
4,13
0
0
747
ISHARES MSCI
MF Closed and MF Open
46434V282
909
27388
SH
SOLE
0
0
27388
LULULEMON ATHLETICA
Common Stock
550021109
659
2000
SH
OTR
1,4,5,13,15
0
0
2000
LAMB WESTON
Common Stock
513272104
472
7117
SH
OTR
5,12,13,15
0
0
7117
MASTERCARD INC
Common Stock
57636Q104
2955
8737
SH
OTR
2,5,11,12,13,14,15
0
0
8737
ISHARES MBS
MF Closed and MF Open
464288588
3055
27671
SH
OTR
11
0
0
27671
MCDONALDS CORP
Common Stock
580135101
3382
15409
SH
OTR
2,4,5,9,12,13
0
0
15409
ISHARES MSCI
MF Closed and MF Open
46429B671
231
3109
SH
SOLE
0
0
3109
MONDELEZ INTERNATIONAL
Common Stock
609207105
275
4782
SH
OTR
9,11,12,13,16
0
0
4782
MEDTRONIC PLC
Common Stock
G5960L103
770
7408
SH
OTR
4,9,11,12,13,15,16
0
0
7408
SPDR SERIES
MF Closed and MF Open
78464A821
311
5412
SH
SOLE
0
0
5412
ISHARES U S
MF Closed and MF Open
46431W838
474
9452
SH
SOLE
0
0
9452
VANGUARD MEGA
MF Closed and MF Open
921910816
610
3292
SH
SOLE
0
0
3292
MGM RESORTS
Common Stock
552953101
260
11956
SH
OTR
13
0
0
11956
PIMCO EHNANCED
MF Closed and MF Open
72201R833
1586
15559
SH
SOLE
0
0
15559
MC CORMICK
Common Stock
579780206
454
2339
SH
OTR
5,12,13,15
0
0
2339
MARTIN MARIETTA
Common Stock
573284106
555
2360
SH
OTR
5,11
0
0
2360
3M COMPANY
Common Stock
88579Y101
1133
7073
SH
OTR
5,7,8,12,13
0
0
7073
MANKIND CORP
Common Stock
56400P706
22
11952
SH
SOLE
0
0
11952
ALTRIA GROUP
Common Stock
02209S103
832
21533
SH
OTR
5,9,10,12,13,16
0
0
21533
VANECK VECTORS
MF Closed and MF Open
92189F643
329
6018
SH
SOLE
0
0
6018
MERCK & COMPANY
Common Stock
58933Y105
2575
31047
SH
OTR
2,4,7,8,9,12,13,15,16
0
0
31047
MODERNA INC
Common Stock
60770K107
272
3840
SH
OTR
13
0
0
3840
MORGAN STANLEY
Common Stock
617446448
228
4707
SH
OTR
2,4,9,12,13
0
0
4707
MICROSOFT CORP
Common Stock
594918104
22502
106985
SH
OTR
1,2,4,5,6,9,10,11,12,13,14,15,16
0
0
106985
ISHARES MSCI
MF Closed and MF Open
46432F396
37265
252816
SH
OTR
4
0
0
252816
MICRON TECHNOLOGY INC
Common Stock
595112103
757
16126
SH
OTR
11,12,13
0
0
16126
ISHARES NATIONAL
MF Closed and MF Open
464288414
8614
74299
SH
SOLE
0
0
74299
PIMCO INTERMEDIATE
MF Closed and MF Open
72201R866
359
6381
SH
SOLE
0
0
6381
MYLAN N V
Common Stock
N59465109
179
12068
SH
OTR
13
0
0
12068
NATURAL ALTERNATIVES
Common Stock
638842302
91
12000
SH
SOLE
0
0
12000
NABRIVA THERAPEUTICS
Common Stock
G63637105
172
322030
SH
SOLE
0
0
322030
ISHARES U S
MF Closed and MF Open
46431W507
2533
50552
SH
SOLE
0
0
50552
NEXTERA ENERGY
Common Stock
65339F101
317
1140
SH
OTR
1,2,4,9,12,13
0
0
1140
NETFLIX INC
Common Stock
64110L106
1838
3675
SH
OTR
12,13
0
0
3675
NUVEEN MUNICIPAL
MF Closed and MF Open
670687102
400
41203
SH
SOLE
0
0
41203
NUVEEN INTERMEDIATE
MF Closed and MF Open
670671106
423
31661
SH
SOLE
0
0
31661
NIO INC
Common Stock
62914V106
413
19451
SH
SOLE
0
0
19451
NUVEEN INTERMEDIATE
MF Closed and MF Open
670677103
463
32375
SH
SOLE
0
0
32375
NIKE INC
Common Stock
654106103
1602
12757
SH
OTR
1,5,12,13,14,15
0
0
12757
NATIONAL RETAIL
Common Stock
637417106
326
9454
SH
SOLE
0
0
9454
PROSHARES TRUST
MF Closed and MF Open
74348A467
2457
34057
SH
SOLE
0
0
34057
NORTHROP GRUMMAN
Common Stock
666807102
1131
3585
SH
OTR
4,9,12,13
0
0
3585
SERVICENOW INC
Common Stock
81762P102
463
955
SH
OTR
11,12,13,14
0
0
955
NUVEEN NEW YORK
MF Closed and MF Open
670656107
212
16464
SH
SOLE
0
0
16464
INTEC PHARMA LTD
Common Stock
M53644106
104
414336
SH
SOLE
0
0
414336
NUVEEN ESG
MF Closed and MF Open
67092P870
243
9019
SH
SOLE
0
0
9019
NVIDIA CORP
Common Stock
67066G104
1840
3400
SH
OTR
1,12,13
0
0
3400
NUVEEN AMT
MF Closed and MF Open
67071L106
203
12991
SH
SOLE
0
0
12991
NOVO NORDISK
Common Stock
670100205
1166
16796
SH
OTR
12,13
0
0
16796
NOVARTIS AG
Common Stock
66987V109
1163
13375
SH
OTR
4,11,12,13
0
0
13375
NEWS CORP
Common Stock
65249B109
209
14922
SH
OTR
13
0
0
14922
NXP SEMICONDUCTORS
Common Stock
N6596X109
212
1702
SH
OTR
1,5,13,15
0
0
1702
REALTY INCOME
Common Stock
756109104
538
8854
SH
OTR
9,12,13
0
0
8854
ISHARES S&P
MF Closed and MF Open
464287101
1554
9977
SH
SOLE
0
0
9977
ORACLE CORP
Common Stock
68389X105
2855
47818
SH
OTR
4,6,10,12,13
0
0
47818
OSI OSHARES
MF Closed and MF Open
67110P407
1391
38363
SH
SOLE
0
0
38363
ABERDEEN PHYSICAL
MF Closed and MF Open
003262102
5122
23659
SH
SOLE
0
0
23659
PARK CITY GROUP INC
Common Stock
700215304
74
15000
SH
SOLE
0
0
15000
PUBLIC SERVICE
Common Stock
744573106
355
6460
SH
OTR
7,8,9,12,13,16
0
0
6460
PENN NATIONAL
Common Stock
707569109
243
3345
SH
OTR
13
0
0
3345
PEPSICO INC
Common Stock
713448108
2560
18469
SH
OTR
2,5,7,8,9,11,12,13,16
0
0
18469
PFIZER INC
Common Stock
717081103
5316
144847
SH
OTR
4,5,7,8,9,12,13,16
0
0
144847
ISHARES U S
MF Closed and MF Open
464288687
337
9234
SH
SOLE
0
0
9234
PERFORMANCE FOOD
Common Stock
71377A103
298
8600
SH
SOLE
0
0
8600
PIMCO INCOME
MF Closed and MF Open
72201H108
103
10176
SH
SOLE
0
0
10176
PROCTER & GAMBLE
Common Stock
742718109
3191
22959
SH
OTR
1,4,5,9,10,12,13,15,16
0
0
22959
PROGRESSIVE CORP
Common Stock
743315103
210
2215
SH
OTR
4,5,9,12,13
0
0
2215
INVESCO PFD
MF Closed and MF Open
46138E511
500
33936
SH
OTR
4
0
0
33936
SPROTT PHYSICAL GOLD TRUST
MF Closed and MF Open
85207H104
839
55764
SH
SOLE
0
0
55764
INNOVATOR S&P 500
MF Closed and MF Open
45782C508
1722
58745
SH
SOLE
0
0
58745
PHILIP MORRIS
Common Stock
718172109
443
5908
SH
OTR
4,7,8,9,12,13,16
0
0
5908
POOL CORP
Common Stock
73278L105
563
1682
SH
OTR
5
0
0
1682
PPG INDUSTRIES
Common Stock
693506107
609
4992
SH
OTR
4,9,13
0
0
4992
ABERDEEN PHYSICAL
MF Closed and MF Open
003260106
7271
86564
SH
OTR
4
0
0
86564
PRUDENTIAL FINANCIAL
Common Stock
744320102
271
4263
SH
OTR
12,13,16
0
0
4263
SPDR WELLS
MF Closed and MF Open
78464A292
508
11681
SH
SOLE
0
0
11681
SPROTT PHYSICAL SILVER TRUST
MF Closed and MF Open
85207K107
246
29800
SH
SOLE
0
0
29800
INVESCO EXCHANGE
MF Closed and MF Open
46137V738
1730
50844
SH
SOLE
0
0
50844
PAYPAL HOLDINGS
Common Stock
70450Y103
1604
8139
SH
OTR
1,2,4,5,11,12,13,14,15
0
0
8139
INDEXIQ HEDGE
MF Closed and MF Open
45409B107
330
10657
SH
SOLE
0
0
10657
QUALCOMM INC
Common Stock
747525103
679
5774
SH
OTR
2,12,13
0
0
5774
QUDIAN INC
Common Stock
747798106
161
129828
SH
SOLE
0
0
129828
SPDR INDEX
MF Closed and MF Open
78463X434
285
4613
SH
SOLE
0
0
4613
INVESCO QQQ
MF Closed and MF Open
46090E103
18185
65453
SH
OTR
5
0
0
65453
ISHARES MSCI
MF Closed and MF Open
46432F339
72048
694507
SH
OTR
5
0
0
694507
INVESCO S&P
MF Closed and MF Open
46138G656
272
10104
SH
SOLE
0
0
10104
ROYAL DUTCH
Common Stock
780259206
679
26970
SH
OTR
13
0
0
26970
ROYAL DUTCH
Common Stock
780259107
212
8736
SH
OTR
11,12,13
0
0
8736
REGENERON PHARMACEUTICAL
Common Stock
75886F107
269
481
SH
OTR
4,13,14
0
0
481
RESONANT INC
Common Stock
76118L102
39
16285
SH
SOLE
0
0
16285
RIO TINTO
Common Stock
767204100
1067
17662
SH
OTR
4,12,13
0
0
17662
ROCKWELL AUTOMATION
Common Stock
773903109
735
3328
SH
OTR
1,5,12,13
0
0
3328
INVESCO S&P
MF Closed and MF Open
46137V357
257
2374
SH
OTR
5
0
0
2374
VANECK VECTORS
MF Closed and MF Open
92189F403
467
22271
SH
SOLE
0
0
22271
RAYTHEON TECHNOLOGIES
Common Stock
75513E101
1601
27832
SH
OTR
4,6,9,12,13
0
0
27832
ROYAL BANK
Common Stock
780087102
1309
18668
SH
OTR
4,10,12
0
0
18668
SAP SE
Common Stock
803054204
1171
7518
SH
OTR
4,6,10,12,13
0
0
7518
STARBUCKS CORP
Common Stock
855244109
2047
23819
SH
OTR
9,12,13,14,15
0
0
23819
SCHWAB US
MF Closed and MF Open
808524607
2350
34396
SH
OTR
5
0
0
34396
SCHWAB US
MF Closed and MF Open
808524102
239
3007
SH
SOLE
0
0
3007
SCHWAB INTL
MF Closed and MF Open
808524805
1124
35803
SH
SOLE
0
0
35803
SCHWAB US
MF Closed and MF Open
808524300
3278
28464
SH
SOLE
0
0
28464
SCHWAB US
MF Closed and MF Open
808524508
5468
98551
SH
SOLE
0
0
98551
SCHWAB SHORT
MF Closed and MF Open
808524862
1030
19995
SH
SOLE
0
0
19995
SCHWAB US
MF Closed and MF Open
808524870
1105
17934
SH
OTR
11
0
0
17934
SCHWAB US
MF Closed and MF Open
808524201
11047
137014
SH
OTR
5
0
0
137014
ALPS SECTOR
MF Closed and MF Open
00162Q858
300
7929
SH
SOLE
0
0
7929
SPDR SERIES
MF Closed and MF Open
78464A763
1502
16251
SH
SOLE
0
0
16251
ABERDEEN STANDARD
MF Closed and MF Open
00326A104
384
21180
SH
SOLE
0
0
21180
PROSHARES SHORT
MF Closed and MF Open
74347B425
223
10971
SH
SOLE
0
0
10971
WISDOMTREE YIELD
MF Closed and MF Open
97717Y808
331
6415
SH
SOLE
0
0
6415
SPDR NUVEEN
MF Closed and MF Open
78468R739
877
17595
SH
SOLE
0
0
17595
SHOPIFY INC
Common Stock
82509L107
258
252
SH
SOLE
0
0
252
ISHARES SHORT
MF Closed and MF Open
464288679
2556
23091
SH
SOLE
0
0
23091
SHERWIN WILLIAMS
Common Stock
824348106
857
1230
SH
OTR
5,13
0
0
1230
ISHARES 1-3YR
MF Closed and MF Open
464287457
13337
154168
SH
SOLE
0
0
154168
ISHARES
MF Closed and MF Open
46434V407
751
17076
SH
SOLE
0
0
17076
SIRIUS XM
Common Stock
82968B103
80
14925
SH
SOLE
0
0
14925
ISHARES MSCI
MF Closed and MF Open
46432F370
263
2808
SH
SOLE
0
0
2808
SIMULATIONS PLUS INC
Common Stock
829214105
245
3254
SH
OTR
5
0
0
3254
ISHARES SILVER
Common Stock
46428Q109
3941
182117
SH
OTR
4
0
0
182117
ISHARES MSCI
MF Closed and MF Open
46434V290
22813
612104
SH
SOLE
0
0
612104
ISHARES MSCI
MF Closed and MF Open
46435G433
1262
43178
SH
SOLE
0
0
43178
SANOFI
Common Stock
80105N105
1058
21097
SH
OTR
12,13
0
0
21097
SOUTHERN COMPANY
Common Stock
842587107
562
10371
SH
OTR
4,5,7,8,12,13,16
0
0
10371
GLOBAL X
MF Closed and MF Open
37950E416
392
8037
SH
SOLE
0
0
8037
ISHARES PHLX
MF Closed and MF Open
464287523
452
1483
SH
SOLE
0
0
1483
SPDR PORTFOLIO
MF Closed and MF Open
78464A649
267
8652
SH
SOLE
0
0
8652
SPDR PORTFOLIO
MF Closed and MF Open
78463X889
240
8198
SH
SOLE
0
0
8198
SPDR PORTFOLIO
MF Closed and MF Open
78463X509
205
5608
SH
OTR
5
0
0
5608
S&P GLOBAL
Common Stock
78409V104
1136
3151
SH
OTR
5,11,12,13
0
0
3151
INVESCO S&P
MF Closed and MF Open
46138E362
687
20836
SH
SOLE
0
0
20836
SPDR PORTFOLIO
MF Closed and MF Open
78464A375
651
17701
SH
SOLE
0
0
17701
SPDR PORTFOLIO
MF Closed and MF Open
78464A854
305
7762
SH
SOLE
0
0
7762
INVESCO EXCHANGE
MF Closed and MF Open
46138E354
506
9430
SH
SOLE
0
0
9430
SPDR PORTFOLIO
MF Closed and MF Open
78464A474
273
8710
SH
OTR
11
0
0
8710
SPDR PORTFOLIO
MF Closed and MF Open
78468R853
440
16066
SH
SOLE
0
0
16066
SPDR INTERMEDIATE
MF Closed and MF Open
78464A672
247
7433
SH
OTR
5
0
0
7433
SPDR PORTFOLIO
MF Closed and MF Open
78464A664
326
6982
SH
SOLE
0
0
6982
SPDR PORTFOLIO
MF Closed and MF Open
78464A805
273
6676
SH
SOLE
0
0
6676
SPDR S&P
MF Closed and MF Open
78462F103
8931
26667
SH
OTR
5
0
0
26667
SPDR PORTFOLIO
MF Closed and MF Open
78464A409
930
18558
SH
OTR
4
0
0
18558
SPDR PORTFOLIO
MF Closed and MF Open
78464A508
284
9420
SH
SOLE
0
0
9420
SQUARE INC
Common Stock
852234103
509
3130
SH
OTR
1,13
0
0
3130
SPIRIT REALTY
Common Stock
84860W300
341
10107
SH
OTR
12
0
0
10107
SEMPRA ENERGY
Common Stock
816851109
240
2024
SH
OTR
13
0
0
2024
SORRENTO THERAPEUTICS
Common Stock
83587F202
217
19491
SH
SOLE
0
0
19491
STAG INDUSTRIAL
Common Stock
85254J102
369
12099
SH
SOLE
0
0
12099
STORE CAPITAL
Common Stock
862121100
436
15896
SH
OTR
13
0
0
15896
STARWOOD PROPERTY
Common Stock
85571B105
213
14106
SH
OTR
13
0
0
14106
CONSTELLATION BRANDS
Common Stock
21036P108
698
3683
SH
OTR
4,12,13
0
0
3683
ISHARES SHORT
MF Closed and MF Open
464288158
2296
21241
SH
SOLE
0
0
21241
ISHARES MSCI
MF Closed and MF Open
464288802
272
1850
SH
SOLE
0
0
1850
AMPLIFY BLACKSWAN GROWTH
MF Closed and MF Open
032108888
479
15121
SH
SOLE
0
0
15121
STANLEY BLACK
Common Stock
854502101
351
2165
SH
OTR
4,9,13
0
0
2165
SKYWORKS SOLUTIONS
Common Stock
83088M102
699
4806
SH
OTR
4,5,13
0
0
4806
STRYKER CORP
Common Stock
863667101
242
1160
SH
OTR
4,5,12,13,15
0
0
1160
SYSCO CORP
Common Stock
871829107
366
5884
SH
OTR
9,12,13
0
0
5884
AT&T INC
Common Stock
00206R102
5175
181499
SH
OTR
4,5,7,8,12,13,16
0
0
181499
TORONTO DOMINION
Common Stock
891160509
1075
23246
SH
OTR
12
0
0
23246
TRUIST FINANCIAL
Common Stock
89832Q109
381
10002
SH
OTR
4,9,10,12,13
0
0
10002
TARGET CORP
Common Stock
87612E106
1211
7696
SH
OTR
2,5,12,13,15
0
0
7696
FLEXSHARES MORNINGSTAR
MF Closed and MF Open
33939L100
934
7652
SH
SOLE
0
0
7652
ISHARES TIPS
MF Closed and MF Open
464287176
5248
41487
SH
SOLE
0
0
41487
TJX COS
Common Stock
872540109
284
5105
SH
OTR
4,5,9,12,13,15
0
0
5105
ISHARES 20
MF Closed and MF Open
464287432
3492
21390
SH
OTR
11
0
0
21390
FLEXSHARES MORNINGSTAR
MF Closed and MF Open
33939L803
529
9451
SH
SOLE
0
0
9451
TOYOTA MOTOR
Common Stock
892331307
966
7292
SH
OTR
4,12,13
0
0
7292
TITAN MEDICAL INC
Common Stock
88830X819
7
10066
SH
SOLE
0
0
10066
THERMO FISHER
Common Stock
883556102
627
1420
SH
OTR
2,5,11,12,13
0
0
1420
TOTAL SE
Common Stock
89151E109
701
20451
SH
OTR
11,12,13
0
0
20451
SPDR DOUBLELINE
MF Closed and MF Open
78467V848
506
10263
SH
SOLE
0
0
10263
TOWNEBANK PORTSMOUTH
Common Stock
89214P109
470
28673
SH
SOLE
0
0
28673
LENDINGTREE INC
Common Stock
52603B107
384
1251
SH
OTR
5
0
0
1251
TRIMBLE INC
Common Stock
896239100
418
8587
SH
OTR
5,13
0
0
8587
PRICE T
Common Stock
74144T108
236
1837
SH
OTR
9,13
0
0
1837
TRAVELERS COS
Common Stock
89417E109
446
4121
SH
OTR
2,13,15
0
0
4121
TRACTOR SUPPLY
Common Stock
892356106
403
2812
SH
OTR
5,12,13,15
0
0
2812
TESLA INC
Common Stock
88160R101
4133
9633
SH
OTR
13
0
0
9633
TYSON FOODS
Common Stock
902494103
1010
16987
SH
OTR
12,13
0
0
16987
TATA MOTORS
Common Stock
876568502
255
28061
SH
SOLE
0
0
28061
TEXAS INSTRUMENTS
Common Stock
882508104
529
3708
SH
OTR
2,4,6,9,12,13
0
0
3708
UNISYS CORP
Common Stock
909214306
384
35989
SH
SOLE
0
0
35989
SPDR SSGA
MF Closed and MF Open
78467V707
332
8222
SH
SOLE
0
0
8222
INNOVATOR S&P 500
MF Closed and MF Open
45782C375
212
7835
SH
SOLE
0
0
7835
UNILEVER N V
Common Stock
904784709
1108
18342
SH
OTR
12,13,15
0
0
18342
UNITED NATURAL
Common Stock
911163103
420
28218
SH
SOLE
0
0
28218
UNITEDHEALTH GROUP
Common Stock
91324P102
3128
10035
SH
OTR
1,2,4,5,6,9,12,13,14
0
0
10035
UNUM GROUP
Common Stock
91529Y106
743
44138
SH
OTR
13
0
0
44138
UNION PACIFIC CORP
Common Stock
907818108
846
4300
SH
OTR
4,5,12,13
0
0
4300
UNITED PARCEL
Common Stock
911312106
822
4936
SH
OTR
2,7,8,10,12,13,15
0
0
4936
ISHARES BROAD
MF Closed and MF Open
46435U853
4236
107316
SH
OTR
4
0
0
107316
ISHARES BROAD
MF Closed and MF Open
464288620
833
13697
SH
OTR
11
0
0
13697
ISHARES MSCI
MF Closed and MF Open
46429B697
43680
685385
SH
OTR
5
0
0
685385
VISA INC
Common Stock
92826C839
7725
38633
SH
OTR
1,5,10,11,12,13,14
0
0
38633
VANGUARD SMALL
MF Closed and MF Open
922908751
4382
28494
SH
SOLE
0
0
28494
VBI VACCINES
Common Stock
91822J103
107
37250
SH
SOLE
0
0
37250
VANGUARD SMALL
MF Closed and MF Open
922908595
919
4276
SH
OTR
5
0
0
4276
VANGUARD SMALL
MF Closed and MF Open
922908611
702
6346
SH
OTR
5
0
0
6346
VANGUARD INTERMEDIATE
MF Closed and MF Open
92206C870
9680
101043
SH
SOLE
0
0
101043
VANGUARD SHORT
MF Closed and MF Open
92206C409
1260
15207
SH
SOLE
0
0
15207
VANGUARD FTSE
MF Closed and MF Open
921943858
3635
88880
SH
SOLE
0
0
88880
VEEVA SYSTEMS
Common Stock
922475108
333
1186
SH
OTR
5,13
0
0
1186
VEREIT INC
Common Stock
92339V100
494
76014
SH
OTR
13
0
0
76014
VANGUARD FINANCIALS
MF Closed and MF Open
92204A405
285
4879
SH
OTR
3
0
0
4879
VANGUARD INTERMEDIATE
MF Closed and MF Open
92206C706
447
6337
SH
SOLE
0
0
6337
VANGUARD FTSE
MF Closed and MF Open
922042874
691
13176
SH
SOLE
0
0
13176
VANGUARD INFORMATION
MF Closed and MF Open
92204A702
1379
4429
SH
OTR
3
0
0
4429
VIACOMCBS INC
Common Stock
92556H206
733
26173
SH
OTR
13
0
0
26173
VICI PROPERTIES
Common Stock
925652109
387
16542
SH
OTR
13
0
0
16542
VANGUARD DIVIDEND
MF Closed and MF Open
921908844
2113
16424
SH
OTR
5
0
0
16424
ISHARES MSCI
MF Closed and MF Open
46432F388
68092
922913
SH
SOLE
0
0
922913
VANGUARD MORTGAGE
MF Closed and MF Open
92206C771
432
7957
SH
SOLE
0
0
7957
VANGUARD REAL
MF Closed and MF Open
922908553
1256
15906
SH
OTR
3,5
0
0
15906
VANGUARD GLOBAL
MF Closed and MF Open
922042676
298
6121
SH
OTR
5
0
0
6121
VANGUARD MID
MF Closed and MF Open
922908629
2764
15679
SH
SOLE
0
0
15679
VANGUARD MID
MF Closed and MF Open
922908512
255
2519
SH
SOLE
0
0
2519
VANGUARD S&P
MF Closed and MF Open
922908363
7363
23933
SH
SOLE
0
0
23933
VANGUARD UTILITIES
MF Closed and MF Open
92204A876
399
3088
SH
OTR
3
0
0
3088
VARONIS SYSTEM
Common Stock
922280102
456
3953
SH
OTR
5
0
0
3953
VERTEX PHARMACEUTICALS
Common Stock
92532F100
746
2742
SH
OTR
5,12,13
0
0
2742
VANGUARD TOTAL
MF Closed and MF Open
922042742
1679
20815
SH
SOLE
0
0
20815
VANGUARD MUNICIPAL
MF Closed and MF Open
922907746
3166
58149
SH
SOLE
0
0
58149
VANGUARD TOTAL
MF Closed and MF Open
922908769
12573
73825
SH
SOLE
0
0
73825
VANGUARD VALUE
MF Closed and MF Open
922908744
3025
28947
SH
OTR
5
0
0
28947
VANGUARD RUSSELL
MF Closed and MF Open
92206C664
239
1978
SH
SOLE
0
0
1978
VANGUARD GROWTH
MF Closed and MF Open
922908736
13288
58379
SH
OTR
5
0
0
58379
VANGUARD LARGE
MF Closed and MF Open
922908637
2507
16024
SH
SOLE
0
0
16024
VANGUARD FSTE
MF Closed and MF Open
922042858
3091
71492
SH
SOLE
0
0
71492
VANGUARD EXTENDED
MF Closed and MF Open
922908652
465
3582
SH
SOLE
0
0
3582
VANGUARD TOTAL
MF Closed and MF Open
921909768
775
14854
SH
SOLE
0
0
14854
VANGUARD HIGH
MF Closed and MF Open
921946406
6533
80718
SH
SOLE
0
0
80718
VERIZON COMMUNICATIONS
Common Stock
92343V104
6083
102248
SH
OTR
4,5,7,8,9,12,13,15,16
0
0
102248
WISDOMTREE CLOUD
MF Closed and MF Open
97717Y691
302
7057
SH
OTR
5
0
0
7057
WELLS FARGO
Common Stock
949746101
601
25545
SH
OTR
6,12,13,16
0
0
25545
WASTE MANAGEMENT
Common Stock
94106L109
1423
12572
SH
OTR
1,4,12,13
0
0
12572
WALMART INC
Common Stock
931142103
1820
13007
SH
OTR
2,4,5,9,10,12,13,16
0
0
13007
SLACK TECHNOLOGIES
Common Stock
83088V102
470
17510
SH
SOLE
0
0
17510
W P CAREY
Common Stock
92936U109
874
13416
SH
OTR
13,16
0
0
13416
SPDR SERIES
MF Closed and MF Open
78464A870
987
8855
SH
SOLE
0
0
8855
SELECT SECTOR
MF Closed and MF Open
81369Y852
993
16723
SH
SOLE
0
0
16723
SECTOR ENERGY
MF Closed and MF Open
81369Y506
633
21124
SH
SOLE
0
0
21124
SECTOR FINANCIAL
MF Closed and MF Open
81369Y605
3968
164837
SH
SOLE
0
0
164837
SECTOR INDUSTRIAL
MF Closed and MF Open
81369Y704
14766
191813
SH
SOLE
0
0
191813
SECTOR TECHNOLOGY
MF Closed and MF Open
81369Y803
29371
251677
SH
SOLE
0
0
251677
SECTOR CONSUMER
MF Closed and MF Open
81369Y308
1247
19456
SH
SOLE
0
0
19456
SELECT SECTOR
MF Closed and MF Open
81369Y860
264
7491
SH
OTR
5
0
0
7491
SELECT UTILITIES
MF Closed and MF Open
81369Y886
2729
45962
SH
SOLE
0
0
45962
SECTOR HEALTHCARE
MF Closed and MF Open
81369Y209
964
9138
SH
SOLE
0
0
9138
CONSUMER DISCRETIONARY
MF Closed and MF Open
81369Y407
1281
8716
SH
SOLE
0
0
8716
INVESCO EXCHANGE
MF Closed and MF Open
46138E198
415
9959
SH
SOLE
0
0
9959
EXXON MOBIL
Common Stock
30231G102
2009
58526
SH
OTR
5,7,8,11,12,13,16
0
0
58526
WISDOMTREE EMERGING
MF Closed and MF Open
97717X578
832
24718
SH
OTR
4
0
0
24718
ISHARES EXPONENTIAL
MF Closed and MF Open
46434V381
844
17373
SH
SOLE
0
0
17373
ZOOM VIDEO
Common Stock
98980L101
330
702
SH
OTR
13
0
0
702
ZOETIS INC
Common Stock
98978V103
1114
6739
SH
OTR
5,12,13,14
0
0
6739