0001735734-20-000002.txt : 20200415 0001735734-20-000002.hdr.sgml : 20200415 20200415114449 ACCESSION NUMBER: 0001735734-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 EFFECTIVENESS DATE: 20200415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth Alliance Advisory Group, LLC CENTRAL INDEX KEY: 0001735734 IRS NUMBER: 823558532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18712 FILM NUMBER: 20793026 BUSINESS ADDRESS: STREET 1: 10585 E 21ST ST N CITY: WICHITA STATE: KS ZIP: 67206 BUSINESS PHONE: 316-221-3950 MAIL ADDRESS: STREET 1: 10585 E 21ST ST N CITY: WICHITA STATE: KS ZIP: 67206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001735734 XXXXXXXX 03-31-2020 03-31-2020 false Wealth Alliance Advisory Group, LLC

10585 E 21st St N Wichita KS 67206

13F HOLDINGS REPORT 028-18712 N Matthew G. Catlin 316-221-3950 /s/ Matthew G. Catlin Wichita KS 04-15-2020 0 119 128782 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 651 4770 SH SOLE 0 0 4770 ABBOTT LABS COM 002824100 217 2755 SH SOLE 0 0 2755 ABBVIE INC COM 00287Y109 347 4558 SH SOLE 0 0 4558 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 932 61500 SH SOLE 0 0 61500 ADOBE INC COM 00724F101 306 963 SH SOLE 0 0 963 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 232 1195 SH SOLE 0 0 1195 ALPHABET INC CAP STK CL A 02079K305 273 235 SH SOLE 0 0 235 ALPHABET INC CAP STK CL C 02079K107 534 459 SH SOLE 0 0 459 ALTRIA GROUP INC COM 02209S103 358 9256 SH SOLE 0 0 9256 AMAZON COM INC COM 023135106 1308 671 SH SOLE 0 0 671 AMERICAN TOWER CORP NEW COM 03027X100 225 1035 SH SOLE 0 0 1035 AMGEN INC COM 031162100 981 4841 SH SOLE 0 0 4841 APPLE INC COM 037833100 3060 12034 SH SOLE 0 0 12034 ARES CAPITAL CORP COM 04010L103 173 16042 SH SOLE 0 0 16042 ASTRAZENECA PLC SPONSORED ADR 046353108 255 5700 SH SOLE 0 0 5700 AT&T INC COM 00206R102 1504 51587 SH SOLE 0 0 51587 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 601 3288 SH SOLE 0 0 3288 BERKSHIRE HATHAWAY INC DEL CL A 084670108 544 2 SH SOLE 0 0 2 BK OF AMERICA CORP COM 060505104 2808 132280 SH SOLE 0 0 132280 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 451 34820 SH SOLE 0 0 34820 BLACKROCK MUNIYIELD MICH QUA COM 09254F100 351 24152 SH SOLE 0 0 24152 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 173 13573 SH SOLE 0 0 13573 BOEING CO COM 097023105 502 3366 SH SOLE 0 0 3366 BP PLC SPONSORED ADR 055622104 801 32841 SH SOLE 0 0 32841 BRAEMAR HOTELS & RESORTS INC COM 10482B101 43 25000 SH SOLE 0 0 25000 BRISTOL-MYERS SQUIBB CO COM 110122108 746 13380 SH SOLE 0 0 13380 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 108 11046 SH SOLE 0 0 11046 CAPITOL FED FINL INC COM 14057J101 989 85180 SH SOLE 0 0 85180 CHESAPEAKE ENERGY CORP COM 165167107 2 13000 SH SOLE 0 0 13000 CHEVRON CORP NEW COM 166764100 1017 14032 SH SOLE 0 0 14032 CISCO SYS INC COM 17275R102 733 18658 SH SOLE 0 0 18658 COCA COLA CO COM 191216100 559 12633 SH SOLE 0 0 12633 COMCAST CORP NEW CL A 20030N101 303 8825 SH SOLE 0 0 8825 COMMERCE BANCSHARES INC COM 200525103 263 5220 SH SOLE 0 0 5220 CONNECTONE BANCORP INC NEW COM 20786W107 414 30834 SH SOLE 0 0 30834 CONOCOPHILLIPS COM 20825C104 1301 42255 SH SOLE 0 0 42255 CONSOLIDATED EDISON INC COM 209115104 372 4770 SH SOLE 0 0 4770 CSX CORP COM 126408103 220 3840 SH SOLE 0 0 3840 DBX ETF TR XTRACK MSCI EAFE 233051200 3349 124978 SH SOLE 0 0 124978 DEERE & CO COM 244199105 250 1811 SH SOLE 0 0 1811 DISNEY WALT CO COM DISNEY 254687106 269 2784 SH SOLE 0 0 2784 EATON VANCE MUN BD FD COM 27827X101 225 18050 SH SOLE 0 0 18050 EATON VANCE TAX ADVT DIV INC COM 27828G107 195 11572 SH SOLE 0 0 11572 EATON VANCE TX MNG BY WRT OP COM 27828Y108 486 40302 SH SOLE 0 0 40302 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 59 12852 SH SOLE 0 0 12852 EQUITY BANCSHARES INC COM CL A 29460X109 1197 69397 SH SOLE 0 0 69397 ETF MANAGERS TR ETHO CLIMATE LEA 26924G888 237 7200 SH SOLE 0 0 7200 EVERGY INC COM 30034W106 448 8138 SH SOLE 0 0 8138 EXXON MOBIL CORP COM 30231G102 2874 75694 SH SOLE 0 0 75694 FORD MTR CO DEL COM 345370860 161 33322 SH SOLE 0 0 33322 FORTINET INC COM 34959E109 210 2080 SH SOLE 0 0 2080 FREEPORT-MCMORAN INC CL B 35671D857 71 10500 SH SOLE 0 0 10500 GENERAL ELECTRIC CO COM 369604103 233 29315 SH SOLE 0 0 29315 GENERAL MLS INC COM 370334104 259 4908 SH SOLE 0 0 4908 GILEAD SCIENCES INC COM 375558103 207 2768 SH SOLE 0 0 2768 HOME DEPOT INC COM 437076102 424 2273 SH SOLE 0 0 2273 HONEYWELL INTL INC COM 438516106 373 2788 SH SOLE 0 0 2788 INCYTE CORP COM 45337C102 315 4300 SH SOLE 0 0 4300 INTEL CORP COM 458140100 762 14082 SH SOLE 0 0 14082 INVESCO EXCHANGE-TRADED FD T NATL AMT MUNI 46138E537 267 10354 SH SOLE 0 0 10354 INVESCO MUN TR COM 46131J103 257 22000 SH SOLE 0 0 22000 ISHARES INC CORE MSCI EMKT 46434G103 3430 84755 SH SOLE 0 0 84755 ISHARES TR CORE S&P500 ETF 464287200 10773 41691 SH SOLE 0 0 41691 ISHARES TR RUSSELL 2000 ETF 464287655 390 3411 SH SOLE 0 0 3411 ISHARES TR CORE S&P TTL STK 464287150 10808 188921 SH SOLE 0 0 188921 JOHNSON & JOHNSON COM 478160104 2002 15269 SH SOLE 0 0 15269 JPMORGAN CHASE & CO COM 46625H100 467 5184 SH SOLE 0 0 5184 KINDER MORGAN INC DEL COM 49456B101 195 13976 SH SOLE 0 0 13976 LILLY ELI & CO COM 532457108 223 1604 SH SOLE 0 0 1604 MACQUARIE / FIRST TR GLOBAL COM 55607W100 98 13000 SH SOLE 0 0 13000 MCDONALDS CORP COM 580135101 1887 11415 SH SOLE 0 0 11415 MERCK & CO. INC COM 58933Y105 572 7439 SH SOLE 0 0 7439 MICROSOFT CORP COM 594918104 2551 16177 SH SOLE 0 0 16177 MONDELEZ INTL INC CL A 609207105 444 8873 SH SOLE 0 0 8873 NEUBERGER BERMAN MUN FD INC COM 64124P101 443 30257 SH SOLE 0 0 30257 NOVARTIS A G SPONSORED ADR 66987V109 251 3046 SH SOLE 0 0 3046 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 223 17650 SH SOLE 0 0 17650 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 345 24500 SH SOLE 0 0 24500 NVIDIA CORP COM 67066G104 527 2001 SH SOLE 0 0 2001 ORACLE CORP COM 68389X105 543 11231 SH SOLE 0 0 11231 PEPSICO INC COM 713448108 1634 13603 SH SOLE 0 0 13603 PFIZER INC COM 717081103 776 23763 SH SOLE 0 0 23763 PHILIP MORRIS INTL INC COM 718172109 229 3144 SH SOLE 0 0 3144 PHILLIPS 66 COM 718546104 1157 21562 SH SOLE 0 0 21562 PIMCO CORPORATE & INCOME OPP COM 72201B101 172 13347 SH SOLE 0 0 13347 PIMCO INCOME STRATEGY FD II COM 72201J104 92 12120 SH SOLE 0 0 12120 PIMCO MUN INCOME FD III COM 72201A103 255 23987 SH SOLE 0 0 23987 PROCTER & GAMBLE CO COM 742718109 1453 13207 SH SOLE 0 0 13207 RANGE RES CORP COM 75281A109 25 11000 SH SOLE 0 0 11000 RAYTHEON CO COM NEW 755111507 991 7558 SH SOLE 0 0 7558 REGIONS FINANCIAL CORP NEW COM 7591EP100 133 14875 SH SOLE 0 0 14875 SEABRIDGE GOLD INC COM 811916105 123 13150 SH SOLE 0 0 13150 SEI INVESTMENTS CO COM 784117103 1738 37504 SH SOLE 0 0 37504 SOUTHERN CO COM 842587107 397 7340 SH SOLE 0 0 7340 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 642 2927 SH SOLE 0 0 2927 SPDR S&P 500 ETF TR TR UNIT 78462F103 2564 9948 SH SOLE 0 0 9948 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8967 34110 SH SOLE 0 0 34110 SPDR SER TR S&P BIOTECH 78464A870 247 3185 SH SOLE 0 0 3185 SPDR SER TR NUVEEN BRC MUNIC 78468R721 476 9515 SH SOLE 0 0 9515 SPDR SER TR S&P 600 SML CAP 78464A813 5755 118824 SH SOLE 0 0 118824 SPDR SER TR NUVEEN BLMBRG SR 78468R739 239 4892 SH SOLE 0 0 4892 STRYKER CORP COM 863667101 670 4025 SH SOLE 0 0 4025 TARGET CORP COM 87612E106 254 2731 SH SOLE 0 0 2731 THERMO FISHER SCIENTIFIC INC COM 883556102 305 1076 SH SOLE 0 0 1076 TRUIST FINL CORP COM 89832Q109 418 13568 SH SOLE 0 0 13568 UBS GROUP AG SHS H42097107 903 97488 SH SOLE 0 0 97488 UNITED TECHNOLOGIES CORP COM 913017109 330 3498 SH SOLE 0 0 3498 UNITEDHEALTH GROUP INC COM 91324P102 210 842 SH SOLE 0 0 842 US BANCORP DEL COM NEW 902973304 218 6333 SH SOLE 0 0 6333 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 279 3269 SH SOLE 0 0 3269 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 276 3359 SH SOLE 0 0 3359 VANGUARD INDEX FDS GROWTH ETF 922908736 8832 56368 SH SOLE 0 0 56368 VANGUARD INDEX FDS VALUE ETF 922908744 8920 100153 SH SOLE 0 0 100153 VERIZON COMMUNICATIONS INC COM 92343V104 1545 28755 SH SOLE 0 0 28755 VISA INC COM CL A 92826C839 524 3254 SH SOLE 0 0 3254 WALGREENS BOOTS ALLIANCE INC COM 931427108 356 7791 SH SOLE 0 0 7791 WALMART INC COM 931142103 1606 14132 SH SOLE 0 0 14132 WILLIAMS COS INC COM 969457100 1055 74574 SH SOLE 0 0 74574 WPX ENERGY INC COM 98212B103 59 19494 SH SOLE 0 0 19494