0001734109-18-000001.txt : 20180314 0001734109-18-000001.hdr.sgml : 20180314 20180314170546 ACCESSION NUMBER: 0001734109-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 EFFECTIVENESS DATE: 20180314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winthrop Partners - WNY, LLC CENTRAL INDEX KEY: 0001734109 IRS NUMBER: 475402775 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18690 FILM NUMBER: 18690179 BUSINESS ADDRESS: STREET 1: 835 WASHINGTON STREET STREET 2: SUITE 118 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-322-7478 MAIL ADDRESS: STREET 1: 835 WASHINGTON STREET STREET 2: SUITE 118 CITY: BUFFALO STATE: NY ZIP: 14203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001734109 XXXXXXXX 12-31-2017 12-31-2017 Winthrop Partners - WNY, LLC

835 WASHINGTON STREET SUITE 118 BUFFALO NY 14203

13F HOLDINGS REPORT 028-18690 N Deborah A Stauring 716-250-9035 Deborah Ann Stauring Buffalo NY 03-14-2018 0 125 122548 false INFORMATION TABLE 2 form13fxml12.2017.xml 3M COMPANY COM 88579Y101 2229108 9236 SH SOLE 0 0 9236 ABBOTT LABS COM 002824100 2323244 36529 SH SOLE 0 0 36529 ABBVIE INCORPORATED COM 00287Y109 398786 3343 SH SOLE 0 0 3343 AIR PRODUCTS & CHEMICALS INCORPORATED COM 009158106 394898 2308 SH SOLE 0 0 2308 ALPHABET INCORPORATED CAP STK CLASS A COM 02079K305 222881 192 SH SOLE 0 0 192 ALPHABET INCORPORATED CAP STK CLASS C COM 02079K107 2591529 2234 SH SOLE 0 0 2234 ALTRIA GROUP INCORPORATED COM 02209S103 363701 5540 SH SOLE 0 0 5540 AMAZON COM INCORPORATED COM 023135106 165783 105 SH SOLE 0 0 105 AMCAP FUND CLASS F2 - AMERICAN FUNDS N/L Other 023375827 439003 12721 SH SOLE 0 0 12721 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 693670 35500 SH SOLE 0 0 35500 AMGEN INCORPORATED COM 031162100 225689 1181 SH SOLE 0 0 1181 AON PLC SHS CL A ORD SHS G0408V102 199840 1350 SH SOLE 0 0 1350 APPLE INCORPORATED COM 037833100 1429041 7940 SH SOLE 0 0 7940 AT&T INCORPORATED COM 00206R102 2922318 78875 SH SOLE 0 0 78875 BANK AMER CORPORATION COM 060505104 582317 17797 SH SOLE 0 0 17797 BANK NEW YORK MELLON CORPORATION COM 064058100 1682676 29402 SH SOLE 0 0 29402 BB&T CORPORATION COM 054937107 560300 10000 SH SOLE 0 0 10000 BECTON DICKINSON & COMPANY COM 075887109 878476 3885 SH SOLE 0 0 3885 BHP BILLITON LIMITED SPONSORED ADR SP ADR 088606108 1002952 22150 SH SOLE 0 0 22150 BOEING COMPANY COM 097023105 432514 1220 SH SOLE 0 0 1220 BOK FINL CORPORATION COM NEW COM 05561Q201 534411 5350 SH SOLE 0 0 5350 BP PLC SPONSORED ADR SP ADR 055622104 1588858 40062 SH SOLE 0 0 40062 BRITISH AMERN TOB PLC SPONSORED ADR SP ADR 110448107 6538876 110510 SH SOLE 0 0 110510 BUCKEYE PARTNERS L P UNIT LTD PARTN UNIT LTD PARTN 118230101 1234800 28000 SH SOLE 0 0 28000 CARNIVAL CORPORATION PAIRED CTF ORD SHS 143658300 927914 13753 SH SOLE 0 0 13753 CATERPILLAR INCORPORATED DEL COM 149123101 1266000 8000 SH SOLE 0 0 8000 CENTURYLINK INCORPORATED COM 156700106 576178 32117 SH SOLE 0 0 32117 CERNER CORPORATION COM 156782104 203427 3134 SH SOLE 0 0 3134 CHARTER COMMUNICATIONS INCORPORATED NEW CLASS A COM 16119P108 203687 586 SH SOLE 0 0 586 CHEVRON CORPORATION NEW COM 166764100 1355414 11563 SH SOLE 0 0 11563 CHUBB LIMITED ORD SHS H1467J104 744336 5169 SH SOLE 0 0 5169 CISCO SYSTEMS INCORPORATED COM 17275R102 1231341 27140 SH SOLE 0 0 27140 CME GROUP INCORPORATED COM CLASS A COM 12572Q105 836015 4877 SH SOLE 0 0 4877 COLGATE PALMOLIVE COMPANY COM 194162103 698152 9800 SH SOLE 0 0 9800 COMCAST CORPORATION NEW CLASS A COM 20030N101 2596649 69934 SH SOLE 0 0 69934 CORNING INCORPORATED COM 219350105 2830629 94575 SH SOLE 0 0 94575 COSTCO WHOLESALE CORPORATION NEW COM 22160K105 211586 1122 SH SOLE 0 0 1122 CREDIT SUISSE GROUP SPONSORED ADR SP ADR 225401108 273300 15000 SH SOLE 0 0 15000 DANAHER CORPORATION DEL COM 235851102 2125217 20486 SH SOLE 0 0 20486 DEUTSCHE BANK AG NAMEN AKT ORD SHS D18190898 241800 15000 SH SOLE 0 0 15000 DISNEY WALT COMPANY COM DISNEY COM 254687106 402267 3841 SH SOLE 0 0 3841 DODGE & COX INTERNATIONAL STOCK FUND N/L Other 256206103 1183211 24951 SH SOLE 0 0 24951 EATON CORPORATION PLC SHS ORD SHS G29183103 307368 3697 SH SOLE 0 0 3697 ECOLAB INCORPORATED COM 278865100 1226871 9094 SH SOLE 0 0 9094 EMERSON ELEC COMPANY COM 291011104 610681 8450 SH SOLE 0 0 8450 EXXON MOBIL CORPORATION COM 30231G102 2390020 32055 SH SOLE 0 0 32055 FEDERATED SHORT TERM INCOME FUND CLASS Y N/L Other 31420C787 298824 35363 SH SOLE 0 0 35363 FIDELITY MID-CAP STOCK FUND N/L Other 316128404 237955 6037 SH SOLE 0 0 6037 FIFTH THIRD BANCORP COM 316773100 342100 10000 SH SOLE 0 0 10000 FIRST COMWLTH FINL CORPORATION PA COM 319829107 1556005 104500 SH SOLE 0 0 104500 FORD MTR COMPANY DEL COM PAR $0.01 COM 345370860 2461612 229414 SH SOLE 0 0 229414 FORTIVE CORPORATION COM 34959J108 1127151 14042 SH SOLE 0 0 14042 GENERAL ELECTRIC COMPANY COM 369604103 554393 37108 SH SOLE 0 0 37108 GENERAL MLS INCORPORATED COM 370334104 605566 11770 SH SOLE 0 0 11770 GENERAL MTRS COMPANY COM 37045V100 1155520 30537 SH SOLE 0 0 30537 GLAXOSMITHKLINE PLC SPONSORED ADR SP ADR 37733W105 389440 10424 SH SOLE 0 0 10424 HSBC HLDGS PLC SPON ADR NEW SP ADR 404280406 509027 10273 SH SOLE 0 0 10273 HUNTINGTON BANCSHARES INCORPORATED COM 446150104 453750 27500 SH SOLE 0 0 27500 INTEL CORPORATION COM 458140100 885298 16963 SH SOLE 0 0 16963 INTERNATIONAL BUSINESS MACHINES COM 459200101 380910 2391 SH SOLE 0 0 2391 INVESCO BALANCED RISK ALLOCATION FUND CLASS A M/F CLASS A 00141V747 323700 30365 SH SOLE 0 0 30365 ISHARES TR 1 3 YR TREAS BD ETF 464287457 727994 8730 SH SOLE 0 0 8730 ISHARES TR CORE MSCI TOTAL ETF 46432F834 1340399 20885 SH SOLE 0 0 20885 ISHARES TR CORE S&P500 ETF ETF 464287200 510249 1817 SH SOLE 0 0 1817 ISHARES TR INTL SEL DIV ETF ETF 464288448 1112585 32907 SH SOLE 0 0 32907 ISHARES TR RUS MID CAP ETF ETF 464287499 1323687 6165 SH SOLE 0 0 6165 ISHARES TR RUSSELL 2000 ETF ETF 464287655 158920 1000 SH SOLE 0 0 1000 ISHARES TR S&P US PFD STK ETF 464288687 687272 18298 SH SOLE 0 0 18298 ISHARES TR SELECT DIVID ETF ETF 464287168 434560 4442 SH SOLE 0 0 4442 ISHARES TR TIPS BD ETF ETF 464287176 203858 1820 SH SOLE 0 0 1820 JANUS HENDERSON INTL OPPORTUNITIES FUND CLASS I N/L Other 47103X278 216499 7173 SH SOLE 0 0 7173 JOHNSON & JOHNSON COM 478160104 2175052 16256 SH SOLE 0 0 16256 JPMORGAN CHASE & COMPANY COM 46625H100 4881898 41358 SH SOLE 0 0 41358 KEYCORP NEW COM 493267108 1901710 85856 SH SOLE 0 0 85856 KRAFT HEINZ COMPANY COM 500754106 259776 3864 SH SOLE 0 0 3864 LILLY ELI & COMPANY COM 532457108 229276 2880 SH SOLE 0 0 2880 LORD ABBETT INCOME FUND CLASS A M/F CLASS A 543916308 243000 86785 SH SOLE 0 0 86785 M & T BK CORPORATION COM 55261F104 827586 4205 SH SOLE 0 0 4205 MARATHON PETE CORPORATION COM 56585A102 611616 8710 SH SOLE 0 0 8710 MERCK & COMPANY INCORPORATED COM 58933Y105 2083850 37792 SH SOLE 0 0 37792 MICROCHIP TECHNOLOGY INCORPORATED COM 595017104 767314 7753 SH SOLE 0 0 7753 MICROSOFT CORPORATION COM 594918104 709279 7347 SH SOLE 0 0 7347 MORGAN STANLEY COM NEW COM 617446448 326322 5562 SH SOLE 0 0 5562 MOTOROLA SOLUTIONS INCORPORATED COM NEW COM 620076307 215889 1979 SH SOLE 0 0 1979 MURPHY OIL CORPORATION COM 626717102 354340 14000 SH SOLE 0 0 14000 NESTLE S A SPONSORED ADR SP ADR 641069406 309004 3850 SH SOLE 0 0 3850 NEUBERGER BERMAN GENESIS FUND INVESTOR CLASS N/L Other 641224100 294005 4911 SH SOLE 0 0 4911 NEW WORLD FUND CLASS F2 - AMERICAN FUNDS N/L Other 649280823 3073017 44222 SH SOLE 0 0 44222 NEW YORK CMNTY BANCORP INCORPORATED COM 649445103 789160 54500 SH SOLE 0 0 54500 NIKE INCORPORATED CLASS B COM 654106103 212160 3200 SH SOLE 0 0 3200 ORACLE CORPORATION COM 68389X105 772514 14584 SH SOLE 0 0 14584 PAYCHEX INCORPORATED COM 704326107 2299729 34572 SH SOLE 0 0 34572 PEOPLES UNITED FINANCIAL INCORPORATED COM 712704105 469998 23325 SH SOLE 0 0 23325 PEPSICO INCORPORATED COM 713448108 3515411 31237 SH SOLE 0 0 31237 PFIZER INCORPORATED COM 717081103 2463295 66992 SH SOLE 0 0 66992 PHILIP MORRIS INTERNATIONAL INCORPORATED COM 718172109 585686 5408 SH SOLE 0 0 5408 PIMCO TOTAL RETURN ACTIVE ETF ETF 72201R775 1454129 14036 SH SOLE 0 0 14036 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 235842 10170 SH SOLE 0 0 10170 PROCTER AND GAMBLE COMPANY COM 742718109 2438969 30377 SH SOLE 0 0 30377 ROYAL DUTCH SHELL PLC SPONS ADR A SP ADR 780259206 969938 15335 SH SOLE 0 0 15335 SANDERSON FARMS INCORPORATED COM 800013104 1227054 9844 SH SOLE 0 0 9844 SCHLUMBERGER LIMITED ORD SHS 806857108 309785 4504 SH SOLE 0 0 4504 SEAGATE TECHNOLOGY PLC SHS ORD SHS G7945M107 376789 6260 SH SOLE 0 0 6260 SENIOR HSG PPTYS TR SH BEN INT REIT REITs 81721M109 272340 17000 SH SOLE 0 0 17000 T. ROWE PRICE COM INCOME FUND INVESTOR CLASS N/L Other 779547108 453151 13312 SH SOLE 0 0 13312 TIME WARNER INCORPORATED COM NEW COM 887317303 900397 9452 SH SOLE 0 0 9452 UNION PAC CORPORATION COM 907818108 647412 4716 SH SOLE 0 0 4716 UNITED TECHNOLOGIES CORPORATION COM 913017109 313857 2341 SH SOLE 0 0 2341 UNITEDHEALTH GROUP INCORPORATED COM 91324P102 286296 1270 SH SOLE 0 0 1270 US BANCORP DEL COM NEW COM 902973304 552800 10000 SH SOLE 0 0 10000 VANGUARD BOND INDEX FUND INC TOTAL BD MARKET ETF ETF 921937835 752429 9486 SH SOLE 0 0 9486 VANGUARD GNMA ADMIRAL FUND SHARES N/L Other 922031794 251412 24600 SH SOLE 0 0 24600 VANGUARD INFLATION PROTECTED SECURITIES FD INVESTOR CLS N/L Other 922031869 378997 29609 SH SOLE 0 0 29609 VANGUARD REIT ETF ETF 922908553 1201797 15901 SH SOLE 0 0 15901 VANGUARD SMALL CAP ETF ETF 922908751 2477879 16208 SH SOLE 0 0 16208 VANGUARD TOTAL STOCK MARKET INDEX FUND INVESTOR CLASS N/L Other 922908306 266765 3825 SH SOLE 0 0 3825 VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 2355910 48070 SH SOLE 0 0 48070 WALMART INCORPORATED COM 931142103 519012 5850 SH SOLE 0 0 5850 WATERS CORPORATION COM 941848103 726370 3415 SH SOLE 0 0 3415 WELLS FARGO COMPANY NEW COM 949746101 970927 16674 SH SOLE 0 0 16674 WILEY JOHN & SONS INCORPORATED CLASS A COM 968223206 652126 10025 SH SOLE 0 0 10025 WILLIAMS SONOMA INCORPORATED COM 969904101 246063 4655 SH SOLE 0 0 4655 WOODWARD INCORPORATED COM 980745103 521823 6966 SH SOLE 0 0 6966 ZIONS BANCORPORATION COM 989701107 342240 6000 SH SOLE 0 0 6000