6-K 1 ea131316-6k_aptorumgroup.htm REPORT OF FOREIGN PRIVATE ISSUER

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of December 2020

 

Commission File Number: 001-38764

 

APTORUM GROUP LIMITED

 

17 Hanover Square

London W1S 1BN, United Kingdom

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form 40-F ☐ 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

 

 

 

 

 

 

On December 9, 2020, Aptorum Group Limited (the “Company”) held its 2020 annual general meeting of shareholders (the “Annual Meeting”). At the Annual Meeting, the Company’s shareholders voted on 2 proposals. At the beginning of the Annual Meeting, there were 207,879,113 votes represented in person or by proxy, which represented approximately 88.10% of the voting power of the shares entitled to vote (Class A Ordinary Shares and Class B Ordinary Shares) at the Annual Meeting; a quorum was present for the transaction of business.

 

At the Annual Meeting, the following proposals were voted on:

 

To re-elect each of the seven directors identified herein to the Company’s board of directors (the “Board”), with such directors to serve until the next annual meeting of shareholders and until his/her respective successor is elected and duly qualified; and

 

Election of Directors  For   Against   Abstain   Broker
Non-Vote
 
Mr. Ian Huen   207,845,535    27,059    6,519    - 
Mr. Darren Lui   207,844,115    28,934    6,064    - 
Dr. Clark Cheng   207,850,586    21,463    7,064    - 
Mr. Charles Bathurst   207,847,159    25,484    6,470    - 
Dr. Mirko Scherer   207,852,609    18,963    7,541    - 
Dr. Justin Wu   207,853,904    18,212    6,997    - 
Professor Douglas Arner   207,851,128    21,645    6,340    - 

 

To ratify the appointment of Marcum Bernstein & Pinchuk LLP as the Company’s independent auditors for the year ending December 31, 2020, and to authorize the Board to fix their remuneration.

 

For   Against   Abstain 
 207,851,910    14,521    12,682 

  

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Aptorum Group Limited
     
Date: December 10, 2020 By: /s/ Sabrina Khan
    Name: Sabrina Khan
    Title: Chief Financial Officer

 

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EXHIBIT INDEX

 

Exhibit No.   Description
   
99.1   Press Release Dated December 10, 2020

 

 

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