0001213900-21-003296.txt : 20210120
0001213900-21-003296.hdr.sgml : 20210120
20210120203605
ACCESSION NUMBER: 0001213900-21-003296
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210120
DATE AS OF CHANGE: 20210120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLEMAN KIRK ALLEN
CENTRAL INDEX KEY: 0001790624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39102
FILM NUMBER: 21540158
MAIL ADDRESS:
STREET 1: 2600 VIA FORTUNA, SUITE 360
CITY: AUSTIN
STATE: TX
ZIP: 78746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFF Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001733413
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 824344737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 VIA FORTUNA, SUITE 360
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 737-802-1973
MAIL ADDRESS:
STREET 1: 2600 VIA FORTUNA, SUITE 360
CITY: AUSTIN
STATE: TX
ZIP: 78746
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-15
0
0001733413
TFF Pharmaceuticals, Inc.
TFFP
0001790624
COLEMAN KIRK ALLEN
2600 VIA FORTUNA, SUITE 360
AUSTIN
TX
78746
0
1
0
0
CFO, Secretary and Treasurer
Common Stock
2021-01-15
4
M
0
5000
2.50
A
6000
D
Common Stock
2021-01-15
4
S
0
5000
17.50
D
1000
D
Stock Options (Right to Buy)
2.5
2021-01-15
4
M
0
5000
0.00
D
2020-04-11
2029-04-11
Common Stock
5000
287883
D
The transactions reported by this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
The transactions reported by this Form 4 reflect the Reporting Person's exercise of options to purchase common shares pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 and the Reporting Person's concurrent sale of the common shares acquired upon the exercise of the options.
37,500 shares of common stock vested on April 11, 2020 and the remainder of the shares vested at an approximate rate of 9,375 every three months thereafter.
/s/ Kirk Allen Coleman
2021-01-20