Managing Principal

0001062993-21-004283.txt : 20210510 0001062993-21-004283.hdr.sgml : 20210510 20210510143230 ACCESSION NUMBER: 0001062993-21-004283 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rossmore Private Capital CENTRAL INDEX KEY: 0001733082 IRS NUMBER: 820874410 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18691 FILM NUMBER: 21906339 BUSINESS ADDRESS: STREET 1: 628 HEBRON AVENUE STREET 2: SUITE 306 CITY: GLASTONBURY STATE: CT ZIP: 06033 BUSINESS PHONE: 860-200-6090 MAIL ADDRESS: STREET 1: 628 HEBRON AVENUE STREET 2: SUITE 306 CITY: GLASTONBURY STATE: CT ZIP: 06033 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001733082 XXXXXXXX 03-31-2021 03-31-2021 Rossmore Private Capital

628 HEBRON AVENUE SUITE 306 GLASTONBURY CT 06033

13F HOLDINGS REPORT 028-18691 N Brian J. Sheehan Managing Principal 860-200-6090 /s/ Brian J. Sheehan Glastonbury CT 05-10-2021 0 214 533460 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE BERKSHIRE HATHAWAY INC DEL CL A 084670108 6171 16 SH SOLE 0 0 16 BOOKING HOLDINGS INC COM 09857L108 478 205 SH SOLE 205 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 277 375 SH SOLE 375 0 0 NVIDIA CORPORATION COM 67066G104 267 500 SH SOLE 500 0 0 NORTHROP GRUMMAN CORP COM 666807102 200 619 SH SOLE 419 0 200 REGENERON PHARMACEUTICALS COM 75886F107 312 660 SH SOLE 660 0 0 PARKER-HANNIFIN CORP COM 701094104 216 685 SH SOLE 685 0 0 ROPER TECHNOLOGIES INC COM 776696106 303 750 SH SOLE 750 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 231 840 SH SOLE 840 0 0 BIO-TECHNE CORP COM 09073M104 382 1000 SH SOLE 1000 0 0 TEXAS INSTRS INC COM 882508104 222 1175 SH SOLE 1175 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 569 1195 SH SOLE 1195 0 0 SQUARE INC CL A 852234103 272 1198 SH SOLE 1198 0 0 HERSHEY CO COM 427866108 201 1269 SH SOLE 1269 0 0 TESLA INC COM 88160R101 1080 1317 SH SOLE 1317 0 0 ZOETIS INC CL A 98978V103 256 1624 SH SOLE 1624 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 207 1710 SH SOLE 1710 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 559 1740 SH SOLE 1740 0 0 ALLEGION PLC ORD SHS G0176J109 224 1782 SH SOLE 116 0 1666 BECTON DICKINSON & CO COM 075887109 440 1809 SH SOLE 1809 0 0 SMUCKER J M CO COM NEW 832696405 234 1850 SH SOLE 1850 0 0 ISHARES TR NASDAQ BIOTECH 464287556 279 1851 SH SOLE 1851 0 0 ISHARES TR TIPS BD ETF 464287176 240 1911 SH SOLE 1911 0 0 PALO ALTO NETWORKS INC COM 697435105 628 1949 SH SOLE 1330 0 619 DARDEN RESTAURANTS INC COM 237194105 291 2050 SH SOLE 2050 0 0 PRICE T ROWE GROUP INC COM 74144T108 367 2136 SH SOLE 1136 0 1000 UPSTART HLDGS INC COM 91680M107 277 2150 SH SOLE 2150 0 0 SPDR GOLD TR GOLD SHS 78463V107 352 2202 SH SOLE 2202 0 0 STANLEY BLACK & DECKER INC COM 854502101 444 2225 SH SOLE 2225 0 0 CHUBB LIMITED COM H1467J104 354 2241 SH SOLE 2241 0 0 SPDR SER TR DJ REIT ETF 78464A607 219 2309 SH SOLE 2309 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 370 2310 SH SOLE 2310 0 0 PUBLIC STORAGE COM 74460D109 573 2323 SH SOLE 2323 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 228 2479 SH SOLE 2479 0 0 ROCKWELL AUTOMATION INC COM 773903109 670 2523 SH SOLE 2523 0 0 CLOROX CO DEL COM 189054109 511 2650 SH SOLE 650 0 2000 CATERPILLAR INC COM 149123101 624 2693 SH SOLE 2393 0 300 PHILLIPS 66 COM 718546104 221 2705 SH SOLE 541 0 2164 CIGNA CORP NEW COM 125523100 695 2874 SH SOLE 1764 0 1110 PACKAGING CORP AMER COM 695156109 390 2900 SH SOLE 1400 0 1500 CITIGROUP INC COM NEW 172967424 212 2908 SH SOLE 2483 0 425 PAYCHEX INC COM 704326107 286 2915 SH SOLE 215 0 2700 ISHARES TR MSCI KLD400 SOC 464288570 227 2973 SH SOLE 2973 0 0 LINDE PLC SHS G5494J103 835 2980 SH SOLE 2980 0 0 ALPHABET INC CAP STK CL A 02079K305 6396 3101 SH SOLE 2966 0 135 ISHARES TR U.S. REAL ES ETF 464287739 285 3105 SH SOLE 2817 0 288 ISHARES TR MSCI ACWI ETF 464288257 297 3125 SH SOLE 3125 0 0 AMGEN INC COM 031162100 795 3195 SH SOLE 2270 0 925 DUKE ENERGY CORP NEW COM NEW 26441C204 311 3219 SH SOLE 2553 0 666 ILLINOIS TOOL WKS INC COM 452308109 720 3249 SH SOLE 1124 0 2125 AIR PRODS & CHEMS INC COM 009158106 945 3360 SH SOLE 2715 0 645 YUM CHINA HLDGS INC COM 98850P109 200 3386 SH SOLE 3386 0 0 BROADCOM INC COM 11135F101 1607 3465 SH SOLE 2078 0 1387 BLACKROCK INC COM 09247X101 2646 3510 SH SOLE 3367 0 143 SPDR SER TR S&P DIVID ETF 78464A763 431 3655 SH SOLE 3405 0 250 ALPHABET INC CAP STK CL C 02079K107 7637 3692 SH SOLE 3177 0 515 KELLOGG CO COM 487836108 239 3781 SH SOLE 3781 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 442 3957 SH SOLE 3957 0 0 JACOBS ENGR GROUP INC COM 469814107 513 3965 SH SOLE 2465 0 1500 COMERICA INC COM 200340107 287 4000 SH SOLE 4000 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 394 4112 SH SOLE 4112 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 575 4326 SH SOLE 4326 0 0 CME GROUP INC COM 12572Q105 899 4403 SH SOLE 4403 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1745 4403 SH SOLE 4003 0 400 WEBSTER FINL CORP CONN COM 947890109 247 4477 SH SOLE 4477 0 0 SOUTHERN CO COM 842587107 280 4498 SH SOLE 4498 0 0 STATE STR CORP COM 857477103 381 4530 SH SOLE 1030 0 3500 MOODYS CORP COM 615369105 1374 4600 SH SOLE 600 0 4000 L3HARRIS TECHNOLOGIES INC COM 502431109 935 4612 SH SOLE 0 0 4612 AMAZON COM INC COM 023135106 14418 4660 SH SOLE 4508 0 152 MORGAN STANLEY COM NEW 617446448 374 4815 SH SOLE 4215 0 600 BANK NEW YORK MELLON CORP COM 064058100 236 5000 SH SOLE 5000 0 0 MCCORMICK & CO INC COM NON VTG 579780206 446 5000 SH SOLE 5000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2338 5122 SH SOLE 5112 0 10 SALESFORCE COM INC COM 79466L302 1094 5163 SH SOLE 3503 0 1660 NOVARTIS AG SPONSORED ADR 66987V109 442 5172 SH SOLE 5072 0 100 VANGUARD INDEX FDS GROWTH ETF 922908736 1333 5185 SH SOLE 5185 0 0 EOG RES INC COM 26875P101 382 5270 SH SOLE 5170 0 100 CROWDSTRIKE HLDGS INC CL A 22788C105 969 5312 SH SOLE 5312 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1116 5399 SH SOLE 5399 0 0 BOEING CO COM 097023105 1384 5433 SH SOLE 4333 0 1100 TORONTO DOMINION BK ONT COM NEW 891160509 357 5472 SH SOLE 5472 0 0 ISHARES TR RUS MD CP GR ETF 464287481 575 5634 SH SOLE 1050 0 4584 BOSTON SCIENTIFIC CORP COM 101137107 225 5815 SH SOLE 5015 0 800 DIAGEO PLC SPON ADR NEW 25243Q205 983 5989 SH SOLE 3989 0 2000 INGERSOLL RAND INC COM 45687V106 295 5995 SH SOLE 1583 0 4412 COSTCO WHSL CORP NEW COM 22160K105 2147 6090 SH SOLE 5985 0 105 PAYPAL HLDGS INC COM 70450Y103 1498 6169 SH SOLE 4544 0 1625 PROSHARES TR S&P MDCP 400 DIV 74347B680 439 6300 SH SOLE 6300 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 845 6340 SH SOLE 4340 0 2000 CDK GLOBAL INC COM 12508E101 346 6400 SH SOLE 0 0 6400 UNITEDHEALTH GROUP INC COM 91324P102 2469 6635 SH SOLE 6635 0 0 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 274 6765 SH SOLE 6765 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 3219 6772 SH SOLE 6374 0 398 DANAHER CORPORATION COM 235851102 1536 6823 SH SOLE 5893 0 930 ISHARES TR MSCI USA VALUE 46432F388 702 6850 SH SOLE 6850 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 1158 6995 SH SOLE 1995 0 5000 YUM BRANDS INC COM 988498101 763 7051 SH SOLE 6061 0 990 CSX CORP COM 126408103 702 7280 SH SOLE 7280 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1866 7306 SH SOLE 6721 0 585 BLACKSTONE GROUP INC COM 09260D107 545 7316 SH SOLE 7316 0 0 MCKESSON CORP COM 58155Q103 1460 7485 SH SOLE 7485 0 0 AMERICAN ELEC PWR CO INC COM 025537101 634 7491 SH SOLE 7491 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 283 7693 SH SOLE 7693 0 0 GENERAL DYNAMICS CORP COM 369550108 1437 7915 SH SOLE 5615 0 2300 AFLAC INC COM 001055102 409 8000 SH SOLE 0 0 8000 VANGUARD WORLD FD ESG US STK ETF 921910733 592 8024 SH SOLE 8024 0 0 ISHARES TR RUS 1000 ETF 464287622 1802 8050 SH SOLE 8050 0 0 ISHARES TR MSCI EAFE ETF 464287465 625 8237 SH SOLE 6842 0 1395 NORFOLK SOUTHN CORP COM 655844108 2266 8439 SH SOLE 5844 0 2595 LOWES COS INC COM 548661107 1612 8476 SH SOLE 8326 0 150 DUPONT DE NEMOURS INC COM 26614N102 669 8653 SH SOLE 2653 0 6000 GILEAD SCIENCES INC COM 375558103 561 8679 SH SOLE 8284 0 395 MASTERCARD INCORPORATED CL A 57636Q104 3132 8796 SH SOLE 8796 0 0 ORACLE CORP COM 68389X105 618 8804 SH SOLE 8804 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 896 8866 SH SOLE 8866 0 0 ISHARES TR CORE S&P TTL STK 464287150 838 9150 SH SOLE 9150 0 0 UNILEVER PLC SPON ADR NEW 904767704 515 9224 SH SOLE 9164 0 60 LOCKHEED MARTIN CORP COM 539830109 3443 9318 SH SOLE 8514 0 804 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 302 9502 SH SOLE 9502 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1044 10000 SH SOLE 0 0 10000 UNION PAC CORP COM 907818108 2262 10262 SH SOLE 7262 0 3000 GENERAL MLS INC COM 370334104 639 10425 SH SOLE 10425 0 0 KIMBERLY-CLARK CORP COM 494368103 1460 10500 SH SOLE 1000 0 9500 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 710 10587 SH SOLE 10587 0 0 US BANCORP DEL COM NEW 902973304 590 10665 SH SOLE 5865 0 4800 ISHARES TR S&P 500 GRWT ETF 464287309 695 10680 SH SOLE 0 0 10680 UNITED PARCEL SERVICE INC CL B 911312106 1855 10911 SH SOLE 10911 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 42 11180 SH SOLE 11180 0 0 NOVO-NORDISK A S ADR 670100205 775 11500 SH SOLE 8000 0 3500 ISHARES TR CORE S&P MCP ETF 464287507 3101 11913 SH SOLE 11588 0 325 AMERICAN TOWER CORP NEW COM 03027X100 3005 12570 SH SOLE 12520 0 50 MCDONALDS CORP COM 580135101 2822 12589 SH SOLE 12289 0 300 TRAVELERS COMPANIES INC COM 89417E109 2056 13670 SH SOLE 12635 0 1035 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 623 14181 SH SOLE 14181 0 0 DEERE & CO COM 244199105 5358 14322 SH SOLE 9772 0 4550 MEDTRONIC PLC SHS G5960L103 1717 14536 SH SOLE 14536 0 0 COLGATE PALMOLIVE CO COM 194162103 1159 14708 SH SOLE 10428 0 4280 OTIS WORLDWIDE CORP COM 68902V107 1014 14814 SH SOLE 13814 0 1000 3M CO COM 88579Y101 2888 14988 SH SOLE 14988 0 0 ORAMED PHARMACEUTICALS INC COM NEW 68403P203 153 15061 SH SOLE 15061 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 595 15179 SH SOLE 15179 0 0 CONOCOPHILLIPS COM 20825C104 805 15189 SH SOLE 10861 0 4328 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 762 15500 SH SOLE 15500 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1464 15500 SH SOLE 15500 0 0 LILLY ELI & CO COM 532457108 3022 16174 SH SOLE 11774 0 4400 STRYKER CORPORATION COM 863667101 3998 16415 SH SOLE 11915 0 4500 HUNTSMAN CORP COM 447011107 477 16530 SH SOLE 16530 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4800 17375 SH SOLE 14635 0 2740 VERIZON COMMUNICATIONS INC COM 92343V104 1028 17683 SH SOLE 17683 0 0 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 614 17745 SH SOLE 17745 0 0 GENERAL ELECTRIC CO COM 369604103 238 18141 SH SOLE 18141 0 0 PHILIP MORRIS INTL INC COM 718172109 1666 18779 SH SOLE 18779 0 0 SCHWAB CHARLES CORP COM 808513105 1269 19475 SH SOLE 7250 0 12225 TJX COS INC NEW COM 872540109 1299 19643 SH SOLE 19643 0 0 HONEYWELL INTL INC COM 438516106 4513 20791 SH SOLE 17306 0 3485 CARRIER GLOBAL CORPORATION COM 14448C104 891 21096 SH SOLE 19096 0 2000 WALMART INC COM 931142103 2902 21366 SH SOLE 12731 0 8635 ALTRIA GROUP INC COM 02209S103 1124 21969 SH SOLE 21969 0 0 NIKE INC CL B 654106103 2974 22378 SH SOLE 18248 0 4130 FACEBOOK INC CL A 30303M102 6735 22867 SH SOLE 20157 0 2710 FSD PHARMA INC CL B SUB VTG 35954B206 44 23040 SH SOLE 23040 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8405 23072 SH SOLE 21027 0 2045 EDWARDS LIFESCIENCES CORP COM 28176E108 1975 23610 SH SOLE 23400 0 210 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1241 23842 SH SOLE 17357 0 6485 CVS HEALTH CORP COM 126650100 1803 23961 SH SOLE 11961 0 12000 ISHARES TR RUSSELL 2000 ETF 464287655 5557 25162 SH SOLE 18697 0 6465 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 1302 25600 SH SOLE 25600 0 0 EMERSON ELEC CO COM 291011104 2335 25883 SH SOLE 22683 0 3200 BK OF AMERICA CORP COM 060505104 1008 26047 SH SOLE 26047 0 0 WELLS FARGO CO NEW COM 949746101 1029 26340 SH SOLE 18340 0 8000 BHP GROUP LTD SPONSORED ADS 088606108 1843 26555 SH SOLE 21230 0 5325 HOME DEPOT INC COM 437076102 8346 27342 SH SOLE 20772 0 6570 PEPSICO INC COM 713448108 3984 28165 SH SOLE 20665 0 7500 BP PLC SPONSORED ADR 055622104 687 28230 SH SOLE 28230 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 6842 30911 SH SOLE 25931 0 4980 VANGUARD INDEX FDS SMALL CP ETF 922908751 6628 30962 SH SOLE 26411 0 4551 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1170 31105 SH SOLE 31105 0 0 NEXTERA ENERGY INC COM 65339F101 2389 31594 SH SOLE 31594 0 0 VISA INC COM CL A 92826C839 6904 32606 SH SOLE 25197 0 7409 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3090 33639 SH SOLE 29450 0 4189 ISHARES TR CORE S&P SCP ETF 464287804 3709 34176 SH SOLE 34176 0 0 ABBVIE INC COM 00287Y109 3752 34671 SH SOLE 31761 0 2910 STARBUCKS CORP COM 855244109 3829 35040 SH SOLE 27335 0 7705 GLOBALSTAR INC COM 378973408 50 36900 SH SOLE 36900 0 0 INTEL CORP COM 458140100 2391 37354 SH SOLE 31819 0 5535 TRUIST FINL CORP COM 89832Q109 2235 38320 SH SOLE 29320 0 9000 COMCAST CORP NEW CL A 20030N101 2122 39214 SH SOLE 39214 0 0 ABBOTT LABS COM 002824100 4944 41253 SH SOLE 40793 0 460 TARGET CORP COM 87612E106 8290 41855 SH SOLE 11855 0 30000 DISNEY WALT CO COM 254687106 7749 41994 SH SOLE 39484 0 2510 PROCTER AND GAMBLE CO COM 742718109 5865 43308 SH SOLE 33618 0 9690 AUTOMATIC DATA PROCESSING IN COM 053015103 8433 44742 SH SOLE 7767 0 36975 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3826 46440 SH SOLE 43543 0 2897 ISHARES TR CORE S&P500 ETF 464287200 19832 49899 SH SOLE 45253 0 4646 MONDELEZ INTL INC CL A 609207105 2922 49920 SH SOLE 41970 0 7950 MERCK & CO. INC COM 58933Y105 4053 52569 SH SOLE 42944 0 9625 CISCO SYS INC COM 17275R102 2732 52828 SH SOLE 39603 0 13225 PFIZER INC COM 717081103 1927 53177 SH SOLE 46177 0 7000 AT&T INC COM 00206R102 1793 59240 SH SOLE 59097 0 143 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2937 59796 SH SOLE 46512 0 13284 RAYTHEON TECHNOLOGIES CORP COM 75513E101 5359 69355 SH SOLE 59454 0 9901 ISHARES TR RUS MID CAP ETF 464287499 5523 74750 SH SOLE 70783 0 3967 COCA COLA CO COM 191216100 4102 77816 SH SOLE 77816 0 0 ARVINAS INC COM 04335A105 5275 79805 SH SOLE 79805 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 5695 90207 SH SOLE 86207 0 4000 JPMORGAN CHASE & CO COM 46625H100 13896 91282 SH SOLE 84222 0 7060 JOHNSON & JOHNSON COM 478160104 15105 91910 SH SOLE 46090 0 45820 MICROSOFT CORP COM 594918104 22098 93729 SH SOLE 91438 0 2291 ISHARES TR CORE MSCI EAFE 46432F842 7395 102681 SH SOLE 99368 0 3313 ISHARES INC CORE MSCI EMKT 46434G103 7707 119792 SH SOLE 109087 0 10705 APPLE INC COM 037833100 27357 223961 SH SOLE 177550 0 46411 CHEVRON CORP NEW COM 166764100 25604 244340 SH SOLE 120825 0 123515 EXXON MOBIL CORP COM 30231G102 32688 585485 SH SOLE 436320 0 149165