0001213900-23-099029.txt : 20231227 0001213900-23-099029.hdr.sgml : 20231227 20231227205927 ACCESSION NUMBER: 0001213900-23-099029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231222 FILED AS OF DATE: 20231227 DATE AS OF CHANGE: 20231227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Durston Marshall CENTRAL INDEX KEY: 0001822100 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23328 FILM NUMBER: 231519216 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flat Rock Opportunity Fund CENTRAL INDEX KEY: 0001732078 ORGANIZATION NAME: IRS NUMBER: 826905131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 S. CACHE STREET STREET 2: SUITE 100 CITY: JACKSON STATE: WY ZIP: 83001 BUSINESS PHONE: (307) 500-5200 MAIL ADDRESS: STREET 1: 680 S. CACHE STREET STREET 2: SUITE 100 CITY: JACKSON STATE: WY ZIP: 83001 4 1 ownership.xml X0508 4 2023-12-22 0 0001732078 Flat Rock Opportunity Fund FROPX 0001822100 Durston Marshall C/O FLAT ROCK OPPORTUNITY FUND 680 S. CACHE STREET, SUITE 100 JACKSON WY 83001 1 0 0 0 0 Common Shares of Beneficial Interest 2023-12-22 4 P 0 523.286 19.11 A 1133.714 D The number of shares includes shares acquired pursuant to the Flat Rock Opportunity Fund distribution reinvestment policy ("DRIP"), exempt under Rule 16a-11. /s/ Marshall H. Durston 2023-12-27