Chief Compliance Officer

0001731713-20-000008.txt : 20201106 0001731713-20-000008.hdr.sgml : 20201106 20201106081813 ACCESSION NUMBER: 0001731713-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 EFFECTIVENESS DATE: 20201106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Group LTD CENTRAL INDEX KEY: 0001731713 IRS NUMBER: 351691197 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18669 FILM NUMBER: 201292491 BUSINESS ADDRESS: STREET 1: 500 E. 96TH STREET, SUITE 450 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-848-3005 MAIL ADDRESS: STREET 1: 500 E. 96TH STREET, SUITE 450 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001731713 XXXXXXXX 09-30-2020 09-30-2020 Windsor Group LTD

500 E. 96TH STREET, SUITE 450 INDIANAPOLIS IN 46240

13F HOLDINGS REPORT 028-18669 N Matthew Ulsas Chief Compliance Officer 317-848-3005 Matthew Ulsas Indianapolis IN 11-06-2020 0 187 344017 false INFORMATION TABLE 2 WG.13F.2020Q3.xml AT&T INC COM 00206R102 1320 48219 SH SOLE 0 0 0 0 ABBOTT LABS COM 002824100 2603 23879 SH SOLE 0 0 0 0 ABBVIE INC COM 00287Y109 1371 16342 SH SOLE 0 0 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 459 967 SH SOLE 0 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 527 1718 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL C 02079K107 946 595 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL A 02079K305 1291 815 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 3817 1190 SH SOLE 0 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 870 3671 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 880 3915 SH SOLE 0 0 0 0 ANALOG DEVICES INC COM 032654105 884 7295 SH SOLE 0 0 0 0 ANTHEM INC COM 036752103 459 1532 SH SOLE 0 0 0 0 APPLE INC COM 037833100 9043 78598 SH SOLE 0 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 310 2128 SH SOLE 0 0 0 0 BK OF AMERICA CORP COM 060505104 875 35657 SH SOLE 0 0 0 0 BECTON DICKINSON & CO COM 075887109 580 2396 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 313 1 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1752 8402 SH SOLE 0 0 0 0 BLACKROCK INC COM 09247X101 1062 1708 SH SOLE 0 0 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 229 4337 SH SOLE 0 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 603 10102 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 515 8645 SH SOLE 0 0 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 763 206176 SH SOLE 0 0 0 0 CATERPILLAR INC DEL COM 149123101 1049 6430 SH SOLE 0 0 0 0 CISCO SYS INC COM 17275R102 617 16372 SH SOLE 0 0 0 0 CLEAN HARBORS INC COM 184496107 3058 53799 SH SOLE 0 0 0 0 COCA COLA CO COM 191216100 1113 22351 SH SOLE 0 0 0 0 COLGATE PALMOLIVE CO COM 194162103 383 4861 SH SOLE 0 0 0 0 COMCAST CORP NEW CL A 20030N101 614 14039 SH SOLE 0 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 995 2684 SH SOLE 0 0 0 0 CUMMINS INC COM 231021106 582 2638 SH SOLE 0 0 0 0 DANAHER CORPORATION COM 235851102 1105 4704 SH SOLE 0 0 0 0 DIGITAL RLTY TR INC COM 253868103 564 3691 SH SOLE 0 0 0 0 DISNEY WALT CO COM DISNEY 254687106 2846 22939 SH SOLE 0 0 0 0 DOLLAR GEN CORP NEW COM 256677105 1460 6886 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 322 9644 SH SOLE 0 0 0 0 FACEBOOK INC CL A 30303M102 423 1526 SH SOLE 0 0 0 0 FEDEX CORP COM 31428X106 215 774 SH SOLE 0 0 0 0 FIRST MERCHANTS CORP COM 320817109 403 14900 SH SOLE 0 0 0 0 GENERAL ELECTRIC CO COM 369604103 450 60972 SH SOLE 0 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 709 3527 SH SOLE 0 0 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 7091 70828 SH SOLE 0 0 0 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 1530 96197 SH SOLE 0 0 0 0 HOME DEPOT INC COM 437076102 1570 5687 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 949 5576 SH SOLE 0 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 631 3154 SH SOLE 0 0 0 0 IMMUNOMEDICS INC COM 452907108 432 4912 SH SOLE 0 0 0 0 INTEL CORP COM 458140100 912 19514 SH SOLE 0 0 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 551 5632 SH SOLE 0 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 790 7039 SH SOLE 0 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 282 1005 SH SOLE 0 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 414 581 SH SOLE 0 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 428 3838 SH SOLE 0 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 818 6991 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 575 10605 SH SOLE 0 0 0 0 ISHARES TR MRNGSTR LG-CP GR 464287119 586 2205 SH SOLE 0 0 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 208 1061 SH SOLE 0 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 2767 35947 SH SOLE 0 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 12527 36779 SH SOLE 0 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 1224 10405 SH SOLE 0 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 633 10844 SH SOLE 0 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 683 5959 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 1053 16498 SH SOLE 0 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 27454 325096 SH SOLE 0 0 0 0 ISHARES TR RUS MD CP GR ETF 464287481 2680 14852 SH SOLE 0 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 653 10894 SH SOLE 0 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 5023 25531 SH SOLE 0 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 881 14011 SH SOLE 0 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 3348 31112 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 325 2038 SH SOLE 0 0 0 0 ISHARES TR CORE S&P US VLU 464287663 13231 238734 SH SOLE 0 0 0 0 ISHARES TR CORE S&P US GWT 464287671 12351 152657 SH SOLE 0 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1294 17864 SH SOLE 0 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 13073 174100 SH SOLE 0 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 291 4383 SH SOLE 0 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 14465 134160 SH SOLE 0 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 240 5153 SH SOLE 0 0 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 556 1646 SH SOLE 0 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3859 33481 SH SOLE 0 0 0 0 ISHARES TR MBS ETF 464288588 218 1980 SH SOLE 0 0 0 0 ISHARES TR MRGSTR SM CP GR 464288604 510 2016 SH SOLE 0 0 0 0 ISHARES TR INTRM GOV CR ETF 464288612 2364 20116 SH SOLE 0 0 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 482 3620 SH SOLE 0 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 373 10143 SH SOLE 0 0 0 0 ISHARES TR US TREAS BD ETF 46429B267 2887 104153 SH SOLE 0 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 4451 69464 SH SOLE 0 0 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 5978 119257 SH SOLE 0 0 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 4460 42377 SH SOLE 0 0 0 0 ISHARES TR MSCI USA VALUE 46432F388 887 11768 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 8090 137033 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 720 11930 SH SOLE 0 0 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 10056 195262 SH SOLE 0 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 396 7240 SH SOLE 0 0 0 0 ISHARES TR MSCI USA MULTIFT 46434V282 1913 56018 SH SOLE 0 0 0 0 ISHARES TR CORE TOTAL USD 46434V613 3513 64797 SH SOLE 0 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 4323 106877 SH SOLE 0 0 0 0 ISHARES TR MSCI USA SMCP MN 46435G433 305 9994 SH SOLE 0 0 0 0 JPMORGAN CHASE & CO COM 46625H100 2070 20449 SH SOLE 0 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 370 7279 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 2049 14231 SH SOLE 0 0 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 202 1000 SH SOLE 0 0 0 0 LILLY ELI & CO COM 532457108 8109 57225 SH SOLE 0 0 0 0 LOCKHEED MARTIN CORP COM 539830109 265 719 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 669 3981 SH SOLE 0 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 207 1864 SH SOLE 0 0 0 0 MARRIOTT INTL INC NEW CL A 571903202 438 4558 SH SOLE 0 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 994 3126 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 1423 6343 SH SOLE 0 0 0 0 MERCK & CO. INC COM 58933Y105 894 11343 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 5911 28137 SH SOLE 0 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 546 4973 SH SOLE 0 0 0 0 MONDELEZ INTL INC CL A 609207105 281 5085 SH SOLE 0 0 0 0 NEXTERA ENERGY INC COM 65339F101 413 1364 SH SOLE 0 0 0 0 NIKE INC CL B 654106103 1059 8253 SH SOLE 0 0 0 0 NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 264 16188 SH SOLE 0 0 0 0 NVIDIA CORPORATION COM 67066G104 709 1348 SH SOLE 0 0 0 0 NUVEEN MUN VALUE FD INC COM 670928100 175 16229 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 355 6172 SH SOLE 0 0 0 0 PPG INDS INC COM 693506107 604 4600 SH SOLE 0 0 0 0 PAYPAL HLDGS INC COM 70450Y103 237 1201 SH SOLE 0 0 0 0 PENUMBRA INC COM 70975L107 3196 13500 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 1782 12904 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 803 21188 SH SOLE 0 0 0 0 PROCTER AND GAMBLE CO COM 742718109 1485 10508 SH SOLE 0 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 495 24724 SH SOLE 0 0 0 0 QUALCOMM INC COM 747525103 1573 12468 SH SOLE 0 0 0 0 REPUBLIC SVCS INC COM 760759100 278 3058 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3428 10101 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 505 2830 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 247 10134 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 225 7648 SH SOLE 0 0 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 657 10538 SH SOLE 0 0 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 2178 40129 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 287 9361 SH SOLE 0 0 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 757 12562 SH SOLE 0 0 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 2393 51360 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 1099 27562 SH SOLE 0 0 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 499 10012 SH SOLE 0 0 0 0 SALESFORCE COM INC COM 79466L302 300 1241 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 697 8588 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1897 23168 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 858 7337 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 341 5856 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 482 6623 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 308 5373 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1153 22407 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 296 1973 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 636 8035 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 562 4850 SH SOLE 0 0 0 0 SERVICENOW INC COM 81762P102 307 613 SH SOLE 0 0 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 317 31139 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 1055 11771 SH SOLE 0 0 0 0 TJX COS INC NEW COM 872540109 901 16386 SH SOLE 0 0 0 0 TESLA INC COM 88160R101 518 1232 SH SOLE 0 0 0 0 TEXAS INSTRS INC COM 882508104 1446 9906 SH SOLE 0 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 208 431 SH SOLE 0 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 296 2438 SH SOLE 0 0 0 0 UNION PAC CORP COM 907818108 1523 8246 SH SOLE 0 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 369 2199 SH SOLE 0 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1561 4833 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1169 8946 SH SOLE 0 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 3628 68758 SH SOLE 0 0 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 399 4289 SH SOLE 0 0 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 10363 125005 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 265 3213 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 742 14528 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 991 22130 SH SOLE 0 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 451 8334 SH SOLE 0 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4517 14486 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 828 7860 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 948 5065 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1078 5883 SH SOLE 0 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 951 4131 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 239 2251 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 304 1863 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1932 33418 SH SOLE 0 0 0 0 VISA INC COM CL A 92826C839 989 5121 SH SOLE 0 0 0 0 WALMART INC COM 931142103 802 5639 SH SOLE 0 0 0 0 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 210 8450 SH SOLE 0 0 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 286 11407 SH SOLE 0 0 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 1384 27802 SH SOLE 0 0 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 5258 277476 SH SOLE 0 0 0 0 YUM BRANDS INC COM 988498101 236 2381 SH SOLE 0 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1659 7566 SH SOLE 0 0 0 0 LINDE PLC SHS G5494J103 233 1020 SH SOLE 0 0 0 0 MEDTRONIC PLC SHS G5960L103 1308 12123 SH SOLE 0 0 0 0