0001010549-14-000061.txt : 20140213
0001010549-14-000061.hdr.sgml : 20140213
20140213123007
ACCESSION NUMBER: 0001010549-14-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140211
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP
CENTRAL INDEX KEY: 0000017313
IRS NUMBER: 751072796
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 12900 PRESTON RD STE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
BUSINESS PHONE: 9722338242
MAIL ADDRESS:
STREET 1: 12900 PRESTON RD
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN GARY L
CENTRAL INDEX KEY: 0001182931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00061
FILM NUMBER: 14604344
MAIL ADDRESS:
STREET 1: 12900 PRESTON RD
STREET 2: STE 700
CITY: DALLAS
STATE: TX
ZIP: 75230
4
1
martin021314.xml
OWNERSHIP DOCUMENT
X0306
4
2014-02-11
0
0000017313
CAPITAL SOUTHWEST CORP
CSWC
0001182931
MARTIN GARY L
C/O CAPITAL SOUTHWEST CORPORATION
12900 PRESTON ROAD, SUITE 700
DALLAS
TX
75230
1
0
0
0
Common Stock
2014-02-11
4
M
0
5000
32.37
A
411292
D
Common Stock
2014-02-11
4
S
0
5000
33.90
D
406292
D
Common Stock
2014-02-11
4
M
0
106
32.37
A
406398
D
Common Stock
2014-02-11
4
S
0
106
34.00
D
406292
D
Stock options
32.37
2014-02-11
4
M
0
5106
0
A
2009-07-21
2018-07-30
Common Stock
5106
202220
D
These options were vested in 5 equal installments of 14,000 shares each on 7/21/2009, 7/21/2010, 7/21/2011, 7/21/2012, and 7/21/2013.
/s/ Gary L. Martin
2014-02-13