SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Stewart John H.

(Last)

(First)

(Middle)

205 CROSSPOINT PARKWAY

(Street)

GETZVILLE

14068

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/29/2018

3. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP-Engineered Products

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	5,554⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Non-Qualified Stock Options (Right to Buy)	05/19/2009	05/19/2018	Common Stock	414⁽²⁾	$28.45	D
Non-Qualified Stock Options (Right to Buy)	05/18/2010	05/18/2019	Common Stock	1,258⁽²⁾	$13.27	D
Non-Qualified Stock Options (Right to Buy)	05/17/2011	05/17/2020	Common Stock	878⁽²⁾	$18.24	D
Non-Qualified Stock Options (Right to Buy)	05/23/2012	05/23/2021	Common Stock	838⁽²⁾	$19.5	D
Non-Qualified Stock Options (Right to Buy)	05/21/2013	05/21/2022	Common Stock	1,257⁽²⁾	$13.43	D
Non-Qualified Stock Options (Right to Buy)	05/20/2014	05/20/2023	Common Stock	1,058⁽²⁾	$18.95	D
Non-Qualified Stock Option (Right to Buy)	05/19/2015	05/19/2024	Common Stock	895⁽³⁾	$27.12	D
Non-Qualified Stock Options (Right to Buy)	05/18/2016	05/18/2025	Common Stock	1,119⁽⁴⁾	$24.94	D
Non-Qualified Stock Options (Right to Buy)	05/23/2017	05/23/2026	Common Stock	2,070⁽⁵⁾	$15.16	D
Non-Qualified Stock Options (Right to Buy)	05/22/2018	05/22/2027	Common Stock	1,369⁽⁶⁾	$24.33	D

Explanation of Responses:

1. Includes 1,196 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 89 shares become fully vested and non-forfeitable on 5/19/2018; 195 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 497 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018 and the remaining 415 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.

2. All exercisable, subject to IRS limitations.

3. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.

4. Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.

5. Exercisable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.

6. Exercisable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.

Remarks:

	John H. Stewart	02/12/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.