0001398344-20-002234.txt : 20200205 0001398344-20-002234.hdr.sgml : 20200205 20200205160019 ACCESSION NUMBER: 0001398344-20-002234 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 EFFECTIVENESS DATE: 20200205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Biltmore Family Office, LLC CENTRAL INDEX KEY: 0001731123 IRS NUMBER: 462112854 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18589 FILM NUMBER: 20578702 BUSINESS ADDRESS: STREET 1: 6836 MORRISON BLVD, STE 100 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-272-4698 MAIL ADDRESS: STREET 1: 6836 MORRISON BLVD, STE 100 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001731123 XXXXXXXX 12-31-2019 12-31-2019 false Biltmore Family Office, LLC

6836 MORRISON BLVD, STE 100 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-18589 N Chris Cecil 704-412-4246 /s/ Chris Cecil Charlotte NC 02-05-2020 0 209 248771 INFORMATION TABLE 2 fp0049278_13fhr-table.xml 13F INFORMATION TABLE MEDTRONIC PLC SHS G5960L103 1146 10052 SH SOLE 10052 0 0 CHUBB LIMITED COM H1467J104 740 4756 SH SOLE 4756 0 0 AFLAC INC COM 001055102 1678 31725 SH SOLE 31725 0 0 AT&T INC COM 00206R102 1917 49061 SH SOLE 49061 0 0 ABBOTT LABS COM 002824100 4325 49795 SH SOLE 49795 0 0 ABBVIE INC COM 00287Y109 4762 53781 SH SOLE 53781 0 0 ALLSTATE CORP COM 020002101 912 8077 SH SOLE 8077 0 0 ALPHABET INC CAP STK CL A 02079K305 1757 1312 SH SOLE 1312 0 0 ALPHABET INC CAP STK CL C 02079K107 1380 1032 SH SOLE 1032 0 0 ALTISOURCE ASSET MGMT CORP COM 02153X108 132 10710 SH SOLE 10710 0 0 ALTRIA GROUP INC COM 02209S103 261 5138 SH SOLE 5138 0 0 AMAZON COM INC COM 023135106 601 325 SH SOLE 325 0 0 AMERICAN EXPRESS CO COM 025816109 8216 66000 SH SOLE 66000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 449 1946 SH SOLE 1946 0 0 AMGEN INC COM 031162100 655 2719 SH SOLE 2719 0 0 APPLE INC COM 037833100 6233 21227 SH SOLE 21227 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2824 16473 SH SOLE 16473 0 0 BANK AMER CORP COM 060505104 826 23446 SH SOLE 23446 0 0 BANK OZK COM 06417N103 460 15070 SH SOLE 15070 0 0 BAXTER INTL INC COM 071813109 444 5300 SH SOLE 5300 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1238 5466 SH SOLE 5466 0 0 BLACKROCK INC COM 09247X101 307 610 SH SOLE 610 0 0 BOOKING HLDGS INC COM 09857L108 583 284 SH SOLE 284 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 563 8765 SH SOLE 8765 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 496 4000 SH SOLE 4000 0 0 BROADCOM INC COM 11135F101 428 1355 SH SOLE 1355 0 0 CDW CORP COM 12514G108 220 1543 SH SOLE 1543 0 0 CVS HEALTH CORP COM 126650100 429 5781 SH SOLE 5781 0 0 CATERPILLAR INC DEL COM 149123101 635 4300 SH SOLE 4300 0 0 CHEVRON CORP NEW COM 166764100 1302 10806 SH SOLE 10806 0 0 CISCO SYS INC COM 17275R102 2870 59843 SH SOLE 59843 0 0 CITIGROUP INC COM NEW 172967424 283 3541 SH SOLE 3541 0 0 COCA COLA CO COM 191216100 1299 23473 SH SOLE 23473 0 0 COLGATE PALMOLIVE CO COM 194162103 413 6000 SH SOLE 6000 0 0 COMCAST CORP NEW CL A 20030N101 1058 23537 SH SOLE 23537 0 0 CONTRAFECT CORP COM 212326102 8 13091 SH SOLE 13091 0 0 COSTCO WHSL CORP NEW COM 22160K105 459 1560 SH SOLE 1560 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 943 6631 SH SOLE 6631 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 521 8912 SH SOLE 8912 0 0 DENTSPLY SIRONA INC COM 24906P109 328 5781 SH SOLE 5781 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 360 2140 SH SOLE 2140 0 0 DISNEY WALT CO COM DISNEY 254687106 2840 19517 SH SOLE 19517 0 0 DOLLAR GEN CORP NEW COM 256677105 209 1339 SH SOLE 1339 0 0 DOMINION ENERGY INC COM 25746U109 377 4554 SH SOLE 4554 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 4552 49906 SH SOLE 49906 0 0 EASTMAN CHEMICAL CO COM 277432100 320 4000 SH SOLE 4000 0 0 EBAY INC COM 278642103 841 23300 SH SOLE 23300 0 0 EMERSON ELEC CO COM 291011104 1107 14522 SH SOLE 14522 0 0 EQUIFAX INC COM 294429105 3239 23115 SH SOLE 23115 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 4263 101494 SH SOLE 101494 0 0 EXELON CORP COM 30161N101 239 5240 SH SOLE 5240 0 0 EXXON MOBIL CORP COM 30231G102 6130 87852 SH SOLE 87852 0 0 FACEBOOK INC CL A 30303M102 453 2208 SH SOLE 2208 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1243 8935 SH SOLE 8935 0 0 FISERV INC COM 337738108 694 6000 SH SOLE 6000 0 0 FRANKLIN RES INC COM 354613101 322 12249 SH SOLE 12249 0 0 GALLAGHER ARTHUR J & CO COM 363576109 476 5000 SH SOLE 5000 0 0 GENERAL DYNAMICS CORP COM 369550108 434 2458 SH SOLE 2458 0 0 GENERAL MLS INC COM 370334104 300 5600 SH SOLE 5600 0 0 GILEAD SCIENCES INC COM 375558103 414 6364 SH SOLE 6364 0 0 GRANITESHARES GOLD TR SHS BEN INT 38748G101 264 17500 SH SOLE 17500 0 0 HOME DEPOT INC COM 437076102 1058 4844 SH SOLE 4844 0 0 HONEYWELL INTL INC COM 438516106 280 1584 SH SOLE 1584 0 0 INTEL CORP COM 458140100 671 11213 SH SOLE 11213 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 221 2388 SH SOLE 2388 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2971 22164 SH SOLE 22164 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 333 563 SH SOLE 563 0 0 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 25 175 SH SOLE 175 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 58 500 SH SOLE 500 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 1360 6140 SH SOLE 6140 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 2112 10664 SH SOLE 10664 0 0 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 2258 42943 SH SOLE 42943 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1474 25260 SH SOLE 25260 0 0 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 16 300 SH SOLE 300 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 24 245 SH SOLE 245 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 665 7855 SH SOLE 7855 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 31 322 SH SOLE 322 0 0 ISHARES TR 20 YR TR BD ETF 464287432 15 114 SH SOLE 114 0 0 ISHARES TR TIPS BD ETF 464287176 6 54 SH SOLE 54 0 0 ISHARES TR CALIF MUN BD ETF 464288356 132 2157 SH SOLE 2157 0 0 ISHARES TR CORE S&P SCP ETF 464287804 6099 72732 SH SOLE 72732 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 163 2370 SH SOLE 2370 0 0 ISHARES TR GL TIMB FORE ETF 464288174 54 800 SH SOLE 800 0 0 ISHARES GOLD TRUST ISHARES 464285105 11760 811041 SH SOLE 811041 0 0 ISHARES TR IBOXX HI YD ETF 464288513 15 175 SH SOLE 175 0 0 ISHARES INC MSCI AUST ETF 464286103 6 256 SH SOLE 256 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 2 46 SH SOLE 46 0 0 ISHARES INC MSCI CDA ETF 464286509 12 388 SH SOLE 388 0 0 ISHARES TR EAFE SML CP ETF 464288273 3281 52675 SH SOLE 52675 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 7 119 SH SOLE 119 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 108 2410 SH SOLE 2410 0 0 ISHARES INC MSCI FRANCE ETF 464286707 8 241 SH SOLE 241 0 0 ISHARES INC MSCI GERMANY ETF 464286806 8 273 SH SOLE 273 0 0 ISHARES INC MSCI HONG KG ETF 464286871 1 33 SH SOLE 33 0 0 ISHARES INC MSCI ISRAEL ETF 464286632 22 383 SH SOLE 383 0 0 ISHARES INC MSCI STH KOR ETF 464286772 2 38 SH SOLE 38 0 0 ISHARES INC MSCI PAC JP ETF 464286665 398 8601 SH SOLE 8601 0 0 ISHARES INC MSCI SWITZERLAND 464286749 5 125 SH SOLE 125 0 0 ISHARES TR NASDAQ BIOTECH 464287556 81 675 SH SOLE 675 0 0 ISHARES TR NATIONAL MUN ETF 464288414 4682 41107 SH SOLE 41107 0 0 ISHARES TR NEW YORK MUN ETF 464288323 406 7125 SH SOLE 7125 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1157 6579 SH SOLE 6579 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 19 139 SH SOLE 139 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1 05 SH SOLE 5 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2 16 SH SOLE 16 0 0 ISHARES TR RUS MD CP GR ETF 464287481 78 508 SH SOLE 508 0 0 ISHARES TR RUS MID CAP ETF 464287499 725 12160 SH SOLE 12160 0 0 ISHARES TR CORE S&P500 ETF 464287200 313 970 SH SOLE 970 0 0 ISHARES TR CORE S&P MCP ETF 464287507 3674 17852 SH SOLE 17852 0 0 ISHARES TR SELECT DIVID ETF 464287168 169 1600 SH SOLE 1600 0 0 ISHARES TR MSCI EAFE ETF 464287465 3531 50854 SH SOLE 50854 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 432 2610 SH SOLE 2610 0 0 ISHARES TR US AER DEF ETF 464288760 145 650 SH SOLE 650 0 0 ISHARES TR U.S. MED DVC ETF 464288810 119 450 SH SOLE 450 0 0 ISHARES TR MSCI CHINA ETF 46429B671 198 3096 SH SOLE 3096 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 1394 18707 SH SOLE 18707 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1 16 SH SOLE 16 0 0 ISHARES TR CORE MSCI EAFE 46432F842 28 431 SH SOLE 431 0 0 ISHARES TR USA QUALITY FCTR 46432F339 407 4025 SH SOLE 4025 0 0 ISHARES TR CORE DIV GRWTH 46434V621 51 1207 SH SOLE 1207 0 0 ISHARES INC CORE MSCI EMKT 46434G103 42 785 SH SOLE 785 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 11 401 SH SOLE 401 0 0 ISHARES TR INTL QLTY FACTOR 46434V456 317 9822 SH SOLE 9822 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 235 3972 SH SOLE 3972 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 584 17123 SH SOLE 17123 0 0 JPMORGAN CHASE & CO COM 46625H100 2599 18642 SH SOLE 18642 0 0 JOHNSON & JOHNSON COM 478160104 3614 24772 SH SOLE 24772 0 0 KELLOGG CO COM 487836108 512 7400 SH SOLE 7400 0 0 KEYCORP NEW COM 493267108 427 21100 SH SOLE 21100 0 0 LAM RESEARCH CORP COM 512807108 485 1650 SH SOLE 1650 0 0 LAUDER ESTEE COS INC CL A 518439104 1177 5698 SH SOLE 5698 0 0 LILLY ELI & CO COM 532457108 524 3989 SH SOLE 3989 0 0 LOCKHEED MARTIN CORP COM 539830109 204 523 SH SOLE 523 0 0 LOWES COS INC COM 548661107 257 2145 SH SOLE 2145 0 0 MANAGED PORTFOLIO SER TORTOISE DIGIT 56167N548 4351 136763 SH SOLE 136763 0 0 MASTERCARD INC CL A 57636Q104 708 2371 SH SOLE 2371 0 0 MCDONALDS CORP COM 580135101 3000 15180 SH SOLE 15180 0 0 MERCK & CO INC COM 58933Y105 3272 35735 SH SOLE 35735 0 0 MICROSOFT CORP COM 594918104 13185 83606 SH SOLE 83606 0 0 MONDELEZ INTL INC CL A 609207105 317 5722 SH SOLE 5722 0 0 NORFOLK SOUTHERN CORP COM 655844108 261 1346 SH SOLE 1346 0 0 NOVARTIS A G SPONSORED ADR 66987V109 608 6417 SH SOLE 6417 0 0 ORACLE CORP COM 68389X105 1043 19686 SH SOLE 19686 0 0 PAYCHEX INC COM 704326107 211 2477 SH SOLE 2477 0 0 PAYPAL HLDGS INC COM 70450Y103 2785 25749 SH SOLE 25749 0 0 PEPSICO INC COM 713448108 2979 21628 SH SOLE 21628 0 0 PFIZER INC COM 717081103 1520 38787 SH SOLE 38787 0 0 PROCTER & GAMBLE CO COM 742718109 3230 25861 SH SOLE 25861 0 0 RAYTHEON CO COM NEW 755111507 416 1891 SH SOLE 1891 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1174 19900 SH SOLE 19900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1232 3808 SH SOLE 3808 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 355 2485 SH SOLE 2485 0 0 SPDR SERIES TRUST NYSE TECH ETF 78464A102 5 59 SH SOLE 59 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 439 4617 SH SOLE 4617 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 86 1125 SH SOLE 1125 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 13 422 SH SOLE 422 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1204 41630 SH SOLE 41630 0 0 SEALED AIR CORP NEW COM 81211K100 239 6000 SH SOLE 6000 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 323 6032 SH SOLE 6032 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 428 3411 SH SOLE 3411 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 804 26111 SH SOLE 26111 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 469 4571 SH SOLE 4571 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 107 1750 SH SOLE 1750 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 367 4000 SH SOLE 4000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 402 6376 SH SOLE 6376 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 230 3556 SH SOLE 3556 0 0 SONOCO PRODS CO COM 835495102 247 4000 SH SOLE 4000 0 0 SOUTHERN CO COM 842587107 956 15000 SH SOLE 15000 0 0 STANLEY BLACK & DECKER INC COM 854502101 376 2267 SH SOLE 2267 0 0 STARBUCKS CORP COM 855244109 310 3530 SH SOLE 3530 0 0 STRYKER CORP COM 863667101 1099 5220 SH SOLE 5220 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 345 58362 SH SOLE 58362 0 0 TEXTRON INC COM 883203101 223 5000 SH SOLE 5000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 457 1405 SH SOLE 1405 0 0 3M CO COM 88579Y101 6534 37038 SH SOLE 37038 0 0 TYSON FOODS INC CL A 902494103 455 5000 SH SOLE 5000 0 0 US BANCORP DEL COM NEW 902973304 325 5451 SH SOLE 5451 0 0 UNION PACIFIC CORP COM 907818108 2546 14084 SH SOLE 14084 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3542 23649 SH SOLE 23649 0 0 UNITEDHEALTH GROUP INC COM 91324P102 811 2757 SH SOLE 2757 0 0 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 7194 239961 SH SOLE 239961 0 0 VANGUARD GROUP DIV APP ETF 921908844 1158 9288 SH SOLE 9288 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4823 51463 SH SOLE 51463 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 457 2836 SH SOLE 2836 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 365 8200 SH SOLE 8200 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 8 132 SH SOLE 132 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 454 2949 SH SOLE 2949 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 515 2105 SH SOLE 2105 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 122 913 SH SOLE 913 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6573 44461 SH SOLE 44461 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 299 1680 SH SOLE 1680 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1535 12882 SH SOLE 12882 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 74 794 SH SOLE 794 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1390 4700 SH SOLE 4700 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 6 46 SH SOLE 46 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 531 3203 SH SOLE 3203 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 25 151 SH SOLE 151 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2002 32608 SH SOLE 32608 0 0 VISA INC COM CL A 92826C839 1340 7129 SH SOLE 7129 0 0 WALMART INC COM 931142103 516 4326 SH SOLE 4326 0 0 WASTE MGMT INC DEL COM 94106L109 341 2992 SH SOLE 2992 0 0 WELLS FARGO CO NEW COM 949746101 815 15153 SH SOLE 15153 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 955 19500 SH SOLE 19500 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 6 147 SH SOLE 147 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 352 7353 SH SOLE 7353 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 1097 15425 SH SOLE 15425 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 10 177 SH SOLE 177 0 0 YUM BRANDS INC COM 988498101 612 6080 SH SOLE 6080 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 3769 25139 SH SOLE 25139 0 0