Chief Operating Officer

0001214659-21-005151.txt : 20210511 0001214659-21-005151.hdr.sgml : 20210511 20210511100756 ACCESSION NUMBER: 0001214659-21-005151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harborview Advisors, LLC CENTRAL INDEX KEY: 0001730890 IRS NUMBER: 471967585 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18350 FILM NUMBER: 21910022 BUSINESS ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: (207) 775-4900 MAIL ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730890 XXXXXXXX 03-31-2021 03-31-2021 false Harborview Advisors, LLC

ONE CITY CENTER - 8TH FLOOR PORTLAND ME 04101

13F HOLDINGS REPORT 028-18350 N Daryl Stong Chief Operating Officer 877-550-4900 /s/ Daryl Stong Portland ME 05-10-2021 0 98 165443 INFORMATION TABLE 2 infotable.xml ALPHABET INC CAP STK CL A 02079K305 270 131 SH SOLE 131 0 0 ALPHABET INC CAP STK CL C 02079K107 207 100 SH SOLE 100 0 0 AMAZON COM INC COM 023135106 665 215 SH SOLE 215 0 0 APPLE INC COM 037833100 2558 20942 SH SOLE 20942 0 0 AT&T INC COM 00206R102 298 9850 SH SOLE 9850 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 202 790 SH SOLE 790 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 164 11177 SH SOLE 11177 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 141 14917 SH SOLE 14917 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 169 27862 SH SOLE 27862 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 396 6276 SH SOLE 6276 0 0 CVS HEALTH CORP COM 126650100 283 3767 SH SOLE 3767 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 310 1931 SH SOLE 1931 0 0 GLOBAL X FDS RUSSELL 2000 37954Y459 254 10460 SH SOLE 10460 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 227 10069 SH SOLE 10069 0 0 IDEXX LABS INC COM 45168D104 609 1245 SH SOLE 1245 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 241 9336 SH SOLE 9336 0 0 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 6714 288653 SH SOLE 288653 0 0 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 467 24136 SH SOLE 24136 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 755 34884 SH SOLE 34884 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 411 2328 SH SOLE 2328 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 313 18740 SH SOLE 18740 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 268 6292 SH SOLE 6292 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 822 5417 SH SOLE 5417 0 0 ISHARES INC CORE MSCI EMKT 46434G103 320 4965 SH SOLE 4965 0 0 ISHARES TR CORE MSCI INTL 46435G326 2334 36134 SH SOLE 36134 0 0 ISHARES TR CORE S&P MCP ETF 464287507 330 1266 SH SOLE 1266 0 0 ISHARES TR CORE S&P SCP ETF 464287804 450 4144 SH SOLE 4144 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 1501 19782 SH SOLE 19782 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 758 28127 SH SOLE 28127 0 0 ISHARES TR MICRO-CAP ETF 464288869 2984 20306 SH SOLE 20306 0 0 ISHARES TR MSCI EAFE ETF 464287465 464 6114 SH SOLE 6114 0 0 ISHARES TR EAFE SML CP ETF 464288273 2384 33182 SH SOLE 33182 0 0 ISHARES TR MSCI KLD400 SOC 464288570 305 3990 SH SOLE 3990 0 0 ISHARES TR MSCI USA ESG SLC 464288802 517 5891 SH SOLE 5891 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 660 2714 SH SOLE 2714 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 934 6160 SH SOLE 6160 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 571 2583 SH SOLE 2583 0 0 ISHARES TR RUS MD CP GR ETF 464287481 255 2500 SH SOLE 2500 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1386 21290 SH SOLE 21290 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1021 7228 SH SOLE 7228 0 0 ISHARES TR S&P MC 400GR ETF 464287606 957 12206 SH SOLE 12206 0 0 ISHARES TR S&P MC 400VL ETF 464287705 864 8480 SH SOLE 8480 0 0 ISHARES TR SP SMCP600VL ETF 464287879 767 7614 SH SOLE 7614 0 0 ISHARES TR S&P SML 600 GWT 464287887 897 6999 SH SOLE 6999 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 365 7227 SH SOLE 7227 0 0 ISHARES U S ETF TR INT RT HDG C B 46431W705 13218 136947 SH SOLE 136947 0 0 JOHNSON & JOHNSON COM 478160104 312 1896 SH SOLE 1896 0 0 JPMORGAN CHASE & CO COM 46625H100 275 1807 SH SOLE 1807 0 0 MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 220 10042 SH SOLE 10042 0 0 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 766 21804 SH SOLE 21804 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 861 14858 SH SOLE 14858 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 927 25597 SH SOLE 25597 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 559 11159 SH SOLE 11159 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 616 17884 SH SOLE 17884 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 907 21081 SH SOLE 21081 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 725 26670 SH SOLE 26670 0 0 PFIZER INC COM 717081103 273 7543 SH SOLE 7543 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 753 13403 SH SOLE 13403 0 0 PROSHARES TR MSCI EAFE DIVD 74347B839 283 6500 SH SOLE 6500 0 0 ROYCE MICRO-CAP TR INC COM 780915104 390 34488 SH SOLE 34488 0 0 ROYCE VALUE TR INC COM 780910105 211 11655 SH SOLE 11655 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1834 24636 SH SOLE 24636 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2700 84957 SH SOLE 84957 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 15778 419418 SH SOLE 419418 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 745 14515 SH SOLE 14515 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 587 10872 SH SOLE 10872 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1000 10345 SH SOLE 10345 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 818 11212 SH SOLE 11212 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 774 8064 SH SOLE 8064 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 9700 74739 SH SOLE 74739 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 8147 124801 SH SOLE 124801 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1744 17501 SH SOLE 17501 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 574 16860 SH SOLE 16860 0 0 SPDR GOLD TR GOLD SHS 78463V107 5392 33708 SH SOLE 33708 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1432 47689 SH SOLE 47689 0 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 357 5399 SH SOLE 5399 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1884 49403 SH SOLE 49403 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 428 900 SH SOLE 900 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 1285 24871 SH SOLE 24871 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 4278 56952 SH SOLE 56952 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 4722 72169 SH SOLE 72169 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1587 28147 SH SOLE 28147 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 1788 47188 SH SOLE 47188 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 3185 37103 SH SOLE 37103 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 3475 42385 SH SOLE 42385 0 0 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 1191 41605 SH SOLE 41605 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 251 976 SH SOLE 976 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1272 5926 SH SOLE 5926 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1462 10838 SH SOLE 10838 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 827 3012 SH SOLE 3012 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 913 5510 SH SOLE 5510 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 3843 29233 SH SOLE 29233 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 336 5545 SH SOLE 5545 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 532 38583 SH SOLE 38583 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 8400 206429 SH SOLE 206429 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 11501 244640 SH SOLE 244640 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 956 23653 SH SOLE 23653 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 681 21865 SH SOLE 21865 0 0