Chief Operating Officer

0001214659-20-003992.txt : 20200504 0001214659-20-003992.hdr.sgml : 20200504 20200504110452 ACCESSION NUMBER: 0001214659-20-003992 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 EFFECTIVENESS DATE: 20200504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harborview Advisors, LLC CENTRAL INDEX KEY: 0001730890 IRS NUMBER: 471967585 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18350 FILM NUMBER: 20843360 BUSINESS ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: (207) 775-4900 MAIL ADDRESS: STREET 1: ONE CITY CENTER - 8TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730890 XXXXXXXX 03-31-2020 03-31-2020 false Harborview Advisors, LLC

One City Center - 8th Floor Portland ME 04101

13F HOLDINGS REPORT 028-18350 N Daryl Stong Chief Operating Officer 877-550-4900 /s/ Daryl Stong Portland ME 04-30-2020 0 84 100395 INFORMATION TABLE 2 infotable.xml BLACKROCK ENHANCED EQUITY DI COM 09251A104 78 11923 SH SOLE 11923 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 78 10184 SH SOLE 10184 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 78 17404 SH SOLE 17404 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 118 12255 SH SOLE 12255 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 177 15581 SH SOLE 15581 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 204 1553 SH SOLE 1553 0 0 ISHARES TR CORE S&P MCP ETF 464287507 209 1456 SH SOLE 1456 0 0 CVS HEALTH CORP COM 126650100 223 3754 SH SOLE 3754 0 0 ROYCE MICRO-CAP TR INC COM 780915104 224 40331 SH SOLE 40331 0 0 ISHARES TR MSCI USA ESG SLC 464288802 236 2146 SH SOLE 2146 0 0 INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 240 14482 SH SOLE 14482 0 0 ISHARES TR MSCI KLD400 SOC 464288570 240 2467 SH SOLE 2467 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 241 916 SH SOLE 916 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 244 12076 SH SOLE 12076 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 244 2133 SH SOLE 2133 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 244 1559 SH SOLE 1559 0 0 PFIZER INC COM 717081103 245 7512 SH SOLE 7512 0 0 ISHARES TR CORE S&P SCP ETF 464287804 247 4409 SH SOLE 4409 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 250 8548 SH SOLE 8548 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 252 2812 SH SOLE 2812 0 0 INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 269 12516 SH SOLE 12516 0 0 AT&T INC COM 00206R102 269 9238 SH SOLE 9238 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 283 5212 SH SOLE 5212 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 295 14160 SH SOLE 14160 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 304 10091 SH SOLE 10091 0 0 ISHARES TR MSCI EAFE ETF 464287465 310 5802 SH SOLE 5802 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 339 13890 SH SOLE 13890 0 0 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 344 9746 SH SOLE 9746 0 0 ISHARES INC CORE MSCI EMKT 46434G103 346 8538 SH SOLE 8538 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 346 6208 SH SOLE 6208 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 351 3951 SH SOLE 3951 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 352 2341 SH SOLE 2341 0 0 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 365 17438 SH SOLE 17438 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 378 17501 SH SOLE 17501 0 0 IDEXX LABS INC COM 45168D104 389 1605 SH SOLE 1605 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 404 22399 SH SOLE 22399 0 0 AMAZON COM INC COM 023135106 419 215 SH SOLE 215 0 0 ISHARES TR SP SMCP600VL ETF 464287879 424 4246 SH SOLE 4246 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 491 8012 SH SOLE 8012 0 0 ISHARES TR ULTR SH TRM BD 46434V878 503 10079 SH SOLE 10079 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 514 6329 SH SOLE 6329 0 0 ISHARES TR S&P MC 400VL ETF 464287705 530 4833 SH SOLE 4833 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 532 12929 SH SOLE 12929 0 0 ISHARES TR CORE MSCI INTL 46435G326 534 12054 SH SOLE 12054 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 536 4231 SH SOLE 4231 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 550 21301 SH SOLE 21301 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 551 22806 SH SOLE 22806 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 552 3661 SH SOLE 3661 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 563 21000 SH SOLE 21000 0 0 ISHARES TR S&P SML 600 GWT 464287887 573 4157 SH SOLE 4157 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 622 6271 SH SOLE 6271 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 638 17862 SH SOLE 17862 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 640 6923 SH SOLE 6923 0 0 ISHARES TR S&P MC 400GR ETF 464287606 654 3662 SH SOLE 3662 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 657 34571 SH SOLE 34571 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 660 10921 SH SOLE 10921 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 745 13660 SH SOLE 13660 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 757 36638 SH SOLE 36638 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 763 16972 SH SOLE 16972 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 783 36947 SH SOLE 36947 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 793 37738 SH SOLE 37738 0 0 ISHARES TR ESG USD CORPT 46435G193 793 30855 SH SOLE 30855 0 0 ISHARES TR S&P 500 VAL ETF 464287408 805 8359 SH SOLE 8359 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 819 15904 SH SOLE 15904 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 954 22617 SH SOLE 22617 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1012 19559 SH SOLE 19559 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1019 45880 SH SOLE 45880 0 0 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 1126 44227 SH SOLE 44227 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 1142 22845 SH SOLE 22845 0 0 APPLE INC COM 037833100 1248 4908 SH SOLE 4908 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1288 7803 SH SOLE 7803 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1378 44997 SH SOLE 44997 0 0 ISHARES TR MICRO-CAP ETF 464288869 1989 29669 SH SOLE 29669 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 2155 52739 SH SOLE 52739 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 2228 48247 SH SOLE 48247 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2519 17017 SH SOLE 17017 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 3089 72130 SH SOLE 72130 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 3114 88323 SH SOLE 88323 0 0 INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 5343 305325 SH SOLE 305325 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 6319 305411 SH SOLE 305411 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 7924 99487 SH SOLE 99487 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 8168 184515 SH SOLE 184515 0 0 WISDOMTREE TR INTRST RATE HDGE 97717W380 10138 220060 SH SOLE 220060 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11425 442145 SH SOLE 442145 0 0