0001730578-21-000002.txt : 20210412 0001730578-21-000002.hdr.sgml : 20210412 20210412130642 ACCESSION NUMBER: 0001730578-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210412 DATE AS OF CHANGE: 20210412 EFFECTIVENESS DATE: 20210412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vanguard Capital Wealth Advisors CENTRAL INDEX KEY: 0001730578 IRS NUMBER: 813153750 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18625 FILM NUMBER: 21820108 BUSINESS ADDRESS: STREET 1: 1600 BROADWAY SUITE 1600 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 844-861-7504 MAIL ADDRESS: STREET 1: 1600 BROADWAY SUITE 1600 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730578 XXXXXXXX 03-31-2021 03-31-2021 Vanguard Capital Wealth Advisors
1600 BROADWAY SUITE 1600 DENVER CO 80202
13F HOLDINGS REPORT 028-18625 N
Vincent Polivka CCO 844-861-7504 Vincent Polivka Denver CO 04-12-2021 0 134 117512 true
INFORMATION TABLE 2 13f321.xml A T & T INC COM 00206R102 1733878 56058 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 550564 5233 SH SOLE 0 0 0 ABERDEEN STANDARD PLATINUM ETF PHYSCL PLATM SHS 003260106 1124843 9777 SH SOLE 0 0 0 ABERDEEN TOTAL DYNAMIC D COM SH BEN INT 00326L100 308375 31889 SH SOLE 0 0 0 ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS SPONSORED ADS 01609W102 1058797 4697 SH SOLE 0 0 0 ALPHABET INC. CLASS C CAP STK CL C 02079K107 2092202 930 SH SOLE 0 0 0 ALPHABET INC. CLASS A CAP STK CL A 02079K305 904568 404 SH SOLE 0 0 0 AMAZON.COM INC COM 023135106 8175519 2493 SH SOLE 0 0 0 AMERESCO INC CL A 02361E108 285257 6050 SH SOLE 0 0 0 AMPHENOL CORP NEW CL A 032095101 218288 3244 SH SOLE 0 0 0 ANNALY CAP MGMT INC COM 035710409 130350 15000 SH SOLE 0 0 0 APPLE INC COM 037833100 10748412 84037 SH SOLE 0 0 0 APPLIED MATLS COM 038222105 222624 1600 SH SOLE 0 0 0 ARROWHEAD PHARMA INC COM 04280A100 703565 11099 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 499708 19696 SH SOLE 0 0 0 BAIDU INC SPON ADR REP A 056752108 1445220 6510 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 1514647 37818 SH SOLE 0 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 335716 235 SH SOLE 0 0 0 BERKSHIRE HATHAWAY inc del CL B NEW 084670702 524867 1991 SH SOLE 0 0 0 BIOGEN INC COM 09062X103 696852 2600 SH SOLE 0 0 0 BLACKROCK ENHCD CAP & INM COM 09256A109 473760 24000 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 466426 6200 SH SOLE 0 0 0 BOEING CO COM 097023105 2126976 8421 SH SOLE 0 0 0 BOOKING HOLDINGS INC COM 09857L108 800332 332 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB COM 110122108 537149 8655 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 1255537 2602 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 758406 3291 SH SOLE 0 0 0 CHIMERA INVT CORP COM NEW 16934Q208 206402 16100 SH SOLE 0 0 0 CHIMERIX INC COM 16934W106 108360 12384 SH SOLE 0 0 0 CISCO SYSTEMS INC COM 17275R102 1225152 23665 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 499924 6877 SH SOLE 0 0 0 COLUMBIA ETF TR II EM CORE EX ETF 19762B202 352478 11049 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 541421 1422 SH SOLE 0 0 0 DECKERS OUTDOOR CORP COM 243537107 237524 700 SH SOLE 0 0 0 DELL TECHNOLOGIES COM 24703L202 441444 4824 SH SOLE 0 0 0 WALT DISNEY CO COM 254687106 790157 4212 SH SOLE 0 0 0 EBAY INC COM 278642103 217118 3393 SH SOLE 0 0 0 EDISON INTERNTNL COM 281020107 500405 8102 SH SOLE 0 0 0 ENPHASE ENERGY INC COM 29355A107 510034 3400 SH SOLE 0 0 0 FACEBOOK INC CLASS A CLASS A 30303M102 3259266 10410 SH SOLE 0 0 0 FIRSTENERGY CORP COM 337932107 511438 14600 SH SOLE 0 0 0 FLAHERTY & CRMRN PFD INCO COM 33848E106 399600 30000 SH SOLE 0 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1355146 379592 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 582268 8876 SH SOLE 0 0 0 GLOBL X FDS MSCI SUPR EM ETF 37950E119 345925 28704 SH SOLE 0 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 946739 68307 SH SOLE 0 0 0 GLOBAL X FDS CLOUD COMPUTING 37954Y442 267549 10100 SH SOLE 0 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 317618 6860 SH SOLE 0 0 0 GLOBAL X FDS GLOBAL X SILVER 37954Y848 338705 8118 SH SOLE 0 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 244985 4165 SH SOLE 0 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 212400 10000 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 286881 918 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 291697 1335 SH SOLE 0 0 0 IDACORP INC COM 451107106 491658 4902 SH SOLE 0 0 0 INTEL CORP COM 458140100 2880046 43472 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 221663 1642 SH SOLE 0 0 0 INVESCO CALIF VALUE MUN INC COM 46132H106 135450 10500 SH SOLE 0 0 0 ISHARES INC EM MKTS DIV ETF 464286319 392109 10090 SH SOLE 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2438616 17815 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 721839 18690 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 332079 14234 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1339677 26397 SH SOLE 0 0 0 ISHARES INC MSCI EMRG CHN 46434G764 993453 15604 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 413445 2668 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 282493 1726 SH SOLE 0 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 534066 33400 SH SOLE 0 0 0 KINROSS GOLD CORP COM 496902404 110884 15465 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 461146 700 SH SOLE 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1323396 558395 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 321843 846 SH SOLE 0 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 160659 19310 SH SOLE 0 0 0 LULULEMON ATHLETICA COM 550021109 850179 2778 SH SOLE 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 230127 5600 SH SOLE 0 0 0 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 271681 3016 SH SOLE 0 0 0 MASTERCARD INC CL A 57636Q104 3863473 10411 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1113855 4788 SH SOLE 0 0 0 MERCADOLIBRE INC COM 58733R102 478020 310 SH SOLE 0 0 0 MERCK & CO. INC. COM 58933Y105 500869 6580 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 1750926 7006 SH SOLE 0 0 0 MICRON TECHNOLOGY COM 595112103 1997871 21263 SH SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 747165 9453 SH SOLE 0 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 109299 12130 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 582544 1065 SH SOLE 0 0 0 NIKE INC CLASS B CL B NEW 654106103 217235 1591 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 224984 2607 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 610999 1080 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 628111 8479 SH SOLE 0 0 0 PACIFIC PREMIER BANC COM 69478X105 429400 10000 SH SOLE 0 0 0 PALANTIR TECHNOLOGIES INCLASS A CL A 69608A108 265640 11600 SH SOLE 0 0 0 PAYPAL HOLDINGS INC COM 70450Y103 2462450 9634 SH SOLE 0 0 0 PEPSICO INC COM 713448108 232884 1623 SH SOLE 0 0 0 PFIZER INC COM 717081103 1155942 32190 SH SOLE 0 0 0 PHILIP MORRIS INTL COM 718172109 609999 6909 SH SOLE 0 0 0 PHILLIPS 66 COM 718546104 275583 3444 SH SOLE 0 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 555413 6935 SH SOLE 0 0 0 PROCTER & GAMBLE COM 742718109 1330332 9728 SH SOLE 0 0 0 PROSPECT CAPITAL CO COM 74348T102 605743 76098 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 233183 2482 SH SOLE 0 0 0 PUTNAM MANAGED MUNICIPAL CLOSED END MUTL FUND 746823103 141757 17120 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 3064964 21982 SH SOLE 0 0 0 ROKU I N C COM CL A 77543R102 542880 1500 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 386555 2375 SH SOLE 0 0 0 SPDR SER TR S&P REGL BKG 78464A698 271887 4087 SH SOLE 0 0 0 SPDR SER TR S&P BIOTECH 78464A870 501967 3810 SH SOLE 0 0 0 SANGAMO THERAPEUTICS INC COM 800677106 388679 34580 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 477373 4838 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 271934 4106 SH SOLE 0 0 0 SIBANYE STILLWATER SPONSORED ADR 82575P107 269477 14426 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 216157 3442 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 1018710 9000 SH SOLE 0 0 0 TESLA INC COM 88160R101 4078154 6078 SH SOLE 0 0 0 TWITTER INC COM 90184L102 262162 3800 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B NEW 911312106 1056023 6141 SH SOLE 0 0 0 UNITED RENTALS INC COM 911363109 1948100 6050 SH SOLE 0 0 0 UNITEDHEALTH GRP INC COM 91324P102 4834351 13221 SH SOLE 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 470597 13869 SH SOLE 0 0 0 VERIZON COMMUNICATONS INC COM 92343V104 2168403 36752 SH SOLE 0 0 0 VERITONE INC COM 92347M100 897700 38200 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 219927 1003 SH SOLE 0 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 249022 5630 SH SOLE 0 0 0 WISDOMTREE TR CLOUD COMPUTING 97717Y691 237088 4780 SH SOLE 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 294002 910 SH SOLE 0 0 0 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 237722 33435 SH SOLE 0 0 0 TRITON INTL LTD CL A G9078F107 795454 14505 SH SOLE 0 0 0 TRANSOCEAN LTD RED SHS H8817H100 56423 16450 SH SOLE 0 0 0 ANGLO PLATINUM LTD ORD F UNLSTD FOREIGN ORDRY S9122P108 284794 1898 SH SOLE 0 0 0 COSTAMARE INC F SHS Y1771G102 103710 10360 SH SOLE 0 0 0 DORIAN LPG LTD F SHS USD Y2106R110 195666 14925 SH SOLE 0 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 38577 13827 SH SOLE 0 0 0 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 213005 14690 SH SOLE 0 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 386893 110383 SH SOLE 0 0 0 SAFE BULKERS INC F COM Y7388L103 79998 34042 SH SOLE 0 0 0 TEEKAY LNG PARTNERS LP PRTNRSP UNITS Y8564M105 280509 19056 SH SOLE 0 0 0