0001730578-21-000002.txt : 20210412
0001730578-21-000002.hdr.sgml : 20210412
20210412130642
ACCESSION NUMBER: 0001730578-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210412
DATE AS OF CHANGE: 20210412
EFFECTIVENESS DATE: 20210412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vanguard Capital Wealth Advisors
CENTRAL INDEX KEY: 0001730578
IRS NUMBER: 813153750
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18625
FILM NUMBER: 21820108
BUSINESS ADDRESS:
STREET 1: 1600 BROADWAY SUITE 1600
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 844-861-7504
MAIL ADDRESS:
STREET 1: 1600 BROADWAY SUITE 1600
CITY: DENVER
STATE: CO
ZIP: 80202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001730578
XXXXXXXX
03-31-2021
03-31-2021
Vanguard Capital Wealth Advisors
1600 BROADWAY SUITE 1600
DENVER
CO
80202
13F HOLDINGS REPORT
028-18625
N
Vincent Polivka
CCO
844-861-7504
Vincent Polivka
Denver
CO
04-12-2021
0
134
117512
true
INFORMATION TABLE
2
13f321.xml
A T & T INC
COM
00206R102
1733878
56058
SH
SOLE
0
0
0
ABBVIE INC
COM
00287Y109
550564
5233
SH
SOLE
0
0
0
ABERDEEN STANDARD PLATINUM ETF
PHYSCL PLATM SHS
003260106
1124843
9777
SH
SOLE
0
0
0
ABERDEEN TOTAL DYNAMIC D
COM SH BEN INT
00326L100
308375
31889
SH
SOLE
0
0
0
ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS
SPONSORED ADS
01609W102
1058797
4697
SH
SOLE
0
0
0
ALPHABET INC. CLASS C
CAP STK CL C
02079K107
2092202
930
SH
SOLE
0
0
0
ALPHABET INC. CLASS A
CAP STK CL A
02079K305
904568
404
SH
SOLE
0
0
0
AMAZON.COM INC
COM
023135106
8175519
2493
SH
SOLE
0
0
0
AMERESCO INC
CL A
02361E108
285257
6050
SH
SOLE
0
0
0
AMPHENOL CORP NEW
CL A
032095101
218288
3244
SH
SOLE
0
0
0
ANNALY CAP MGMT INC
COM
035710409
130350
15000
SH
SOLE
0
0
0
APPLE INC
COM
037833100
10748412
84037
SH
SOLE
0
0
0
APPLIED MATLS
COM
038222105
222624
1600
SH
SOLE
0
0
0
ARROWHEAD PHARMA INC
COM
04280A100
703565
11099
SH
SOLE
0
0
0
BP PLC
SPONSORED ADR
055622104
499708
19696
SH
SOLE
0
0
0
BAIDU INC
SPON ADR REP A
056752108
1445220
6510
SH
SOLE
0
0
0
BANK OF AMERICA CORP
COM
060505104
1514647
37818
SH
SOLE
0
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
335716
235
SH
SOLE
0
0
0
BERKSHIRE HATHAWAY inc del
CL B NEW
084670702
524867
1991
SH
SOLE
0
0
0
BIOGEN INC
COM
09062X103
696852
2600
SH
SOLE
0
0
0
BLACKROCK ENHCD CAP & INM
COM
09256A109
473760
24000
SH
SOLE
0
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
466426
6200
SH
SOLE
0
0
0
BOEING CO
COM
097023105
2126976
8421
SH
SOLE
0
0
0
BOOKING HOLDINGS INC
COM
09857L108
800332
332
SH
SOLE
0
0
0
BRISTOL-MYERS SQUIBB
COM
110122108
537149
8655
SH
SOLE
0
0
0
BROADCOM INC
COM
11135F101
1255537
2602
SH
SOLE
0
0
0
CATERPILLAR INC DEL
COM
149123101
758406
3291
SH
SOLE
0
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
206402
16100
SH
SOLE
0
0
0
CHIMERIX INC
COM
16934W106
108360
12384
SH
SOLE
0
0
0
CISCO SYSTEMS INC
COM
17275R102
1225152
23665
SH
SOLE
0
0
0
CITIGROUP INC
COM NEW
172967424
499924
6877
SH
SOLE
0
0
0
COLUMBIA ETF TR II
EM CORE EX ETF
19762B202
352478
11049
SH
SOLE
0
0
0
COSTCO WHSL CORP NEW
COM
22160K105
541421
1422
SH
SOLE
0
0
0
DECKERS OUTDOOR CORP
COM
243537107
237524
700
SH
SOLE
0
0
0
DELL TECHNOLOGIES
COM
24703L202
441444
4824
SH
SOLE
0
0
0
WALT DISNEY CO
COM
254687106
790157
4212
SH
SOLE
0
0
0
EBAY INC
COM
278642103
217118
3393
SH
SOLE
0
0
0
EDISON INTERNTNL
COM
281020107
500405
8102
SH
SOLE
0
0
0
ENPHASE ENERGY INC
COM
29355A107
510034
3400
SH
SOLE
0
0
0
FACEBOOK INC CLASS A
CLASS A
30303M102
3259266
10410
SH
SOLE
0
0
0
FIRSTENERGY CORP
COM
337932107
511438
14600
SH
SOLE
0
0
0
FLAHERTY & CRMRN PFD INCO
COM
33848E106
399600
30000
SH
SOLE
0
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
1355146
379592
SH
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
582268
8876
SH
SOLE
0
0
0
GLOBL X FDS
MSCI SUPR EM ETF
37950E119
345925
28704
SH
SOLE
0
0
0
GLOBAL X FDS
GLB X SUPERDIV
37950E549
946739
68307
SH
SOLE
0
0
0
GLOBAL X FDS
CLOUD COMPUTING
37954Y442
267549
10100
SH
SOLE
0
0
0
GLOBAL X FDS
FINTECH ETF
37954Y814
317618
6860
SH
SOLE
0
0
0
GLOBAL X FDS
GLOBAL X SILVER
37954Y848
338705
8118
SH
SOLE
0
0
0
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
244985
4165
SH
SOLE
0
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
212400
10000
SH
SOLE
0
0
0
HOME DEPOT INC
COM
437076102
286881
918
SH
SOLE
0
0
0
HONEYWELL INTL INC
COM
438516106
291697
1335
SH
SOLE
0
0
0
IDACORP INC
COM
451107106
491658
4902
SH
SOLE
0
0
0
INTEL CORP
COM
458140100
2880046
43472
SH
SOLE
0
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
221663
1642
SH
SOLE
0
0
0
INVESCO CALIF VALUE MUN INC
COM
46132H106
135450
10500
SH
SOLE
0
0
0
ISHARES INC
EM MKTS DIV ETF
464286319
392109
10090
SH
SOLE
0
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2438616
17815
SH
SOLE
0
0
0
ISHARES TR
PFD AND INCM SEC
464288687
721839
18690
SH
SOLE
0
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
332079
14234
SH
SOLE
0
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
1339677
26397
SH
SOLE
0
0
0
ISHARES INC
MSCI EMRG CHN
46434G764
993453
15604
SH
SOLE
0
0
0
JPMORGAN CHASE & CO
COM
46625H100
413445
2668
SH
SOLE
0
0
0
JOHNSON & JOHNSON
COM
478160104
282493
1726
SH
SOLE
0
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
534066
33400
SH
SOLE
0
0
0
KINROSS GOLD CORP
COM
496902404
110884
15465
SH
SOLE
0
0
0
LAM RESEARCH CORP
COM
512807108
461146
700
SH
SOLE
0
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
1323396
558395
SH
SOLE
0
0
0
LOCKHEED MARTIN CORP
COM
539830109
321843
846
SH
SOLE
0
0
0
LUCKIN COFFEE INC
SPONSORED ADS
54951L109
160659
19310
SH
SOLE
0
0
0
LULULEMON ATHLETICA
COM
550021109
850179
2778
SH
SOLE
0
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
230127
5600
SH
SOLE
0
0
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
271681
3016
SH
SOLE
0
0
0
MASTERCARD INC
CL A
57636Q104
3863473
10411
SH
SOLE
0
0
0
MCDONALDS CORP
COM
580135101
1113855
4788
SH
SOLE
0
0
0
MERCADOLIBRE INC
COM
58733R102
478020
310
SH
SOLE
0
0
0
MERCK & CO. INC.
COM
58933Y105
500869
6580
SH
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
1750926
7006
SH
SOLE
0
0
0
MICRON TECHNOLOGY
COM
595112103
1997871
21263
SH
SOLE
0
0
0
MORGAN STANLEY
COM NEW
617446448
747165
9453
SH
SOLE
0
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
109299
12130
SH
SOLE
0
0
0
NETFLIX INC
COM
64110L106
582544
1065
SH
SOLE
0
0
0
NIKE INC CLASS B
CL B NEW
654106103
217235
1591
SH
SOLE
0
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
224984
2607
SH
SOLE
0
0
0
NVIDIA CORP
COM
67066G104
610999
1080
SH
SOLE
0
0
0
ORACLE CORP
COM
68389X105
628111
8479
SH
SOLE
0
0
0
PACIFIC PREMIER BANC
COM
69478X105
429400
10000
SH
SOLE
0
0
0
PALANTIR TECHNOLOGIES INCLASS A
CL A
69608A108
265640
11600
SH
SOLE
0
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
2462450
9634
SH
SOLE
0
0
0
PEPSICO INC
COM
713448108
232884
1623
SH
SOLE
0
0
0
PFIZER INC
COM
717081103
1155942
32190
SH
SOLE
0
0
0
PHILIP MORRIS INTL
COM
718172109
609999
6909
SH
SOLE
0
0
0
PHILLIPS 66
COM
718546104
275583
3444
SH
SOLE
0
0
0
PIMCO ETF TR
15+ YR US TIPS
72201R304
555413
6935
SH
SOLE
0
0
0
PROCTER & GAMBLE
COM
742718109
1330332
9728
SH
SOLE
0
0
0
PROSPECT CAPITAL CO
COM
74348T102
605743
76098
SH
SOLE
0
0
0
PRUDENTIAL FINL INC
COM
744320102
233183
2482
SH
SOLE
0
0
0
PUTNAM MANAGED MUNICIPAL
CLOSED END MUTL FUND
746823103
141757
17120
SH
SOLE
0
0
0
QUALCOMM INC
COM
747525103
3064964
21982
SH
SOLE
0
0
0
ROKU I N C
COM CL A
77543R102
542880
1500
SH
SOLE
0
0
0
SPDR GOLD TR
GOLD SHS
78463V107
386555
2375
SH
SOLE
0
0
0
SPDR SER TR
S&P REGL BKG
78464A698
271887
4087
SH
SOLE
0
0
0
SPDR SER TR
S&P BIOTECH
78464A870
501967
3810
SH
SOLE
0
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
388679
34580
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
477373
4838
SH
SOLE
0
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
271934
4106
SH
SOLE
0
0
0
SIBANYE STILLWATER
SPONSORED ADR
82575P107
269477
14426
SH
SOLE
0
0
0
SOUTHERN CO
COM
842587107
216157
3442
SH
SOLE
0
0
0
STARBUCKS CORP
COM
855244109
1018710
9000
SH
SOLE
0
0
0
TESLA INC
COM
88160R101
4078154
6078
SH
SOLE
0
0
0
TWITTER INC
COM
90184L102
262162
3800
SH
SOLE
0
0
0
UNITED PARCEL SERVICE INC
CL B NEW
911312106
1056023
6141
SH
SOLE
0
0
0
UNITED RENTALS INC
COM
911363109
1948100
6050
SH
SOLE
0
0
0
UNITEDHEALTH GRP INC
COM
91324P102
4834351
13221
SH
SOLE
0
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
470597
13869
SH
SOLE
0
0
0
VERIZON COMMUNICATONS INC
COM
92343V104
2168403
36752
SH
SOLE
0
0
0
VERITONE INC
COM
92347M100
897700
38200
SH
SOLE
0
0
0
VISA INC
COM CL A
92826C839
219927
1003
SH
SOLE
0
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
249022
5630
SH
SOLE
0
0
0
WISDOMTREE TR
CLOUD COMPUTING
97717Y691
237088
4780
SH
SOLE
0
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
294002
910
SH
SOLE
0
0
0
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
237722
33435
SH
SOLE
0
0
0
TRITON INTL LTD
CL A
G9078F107
795454
14505
SH
SOLE
0
0
0
TRANSOCEAN LTD
RED SHS
H8817H100
56423
16450
SH
SOLE
0
0
0
ANGLO PLATINUM LTD ORD F
UNLSTD FOREIGN ORDRY
S9122P108
284794
1898
SH
SOLE
0
0
0
COSTAMARE INC F
SHS
Y1771G102
103710
10360
SH
SOLE
0
0
0
DORIAN LPG LTD F
SHS USD
Y2106R110
195666
14925
SH
SOLE
0
0
0
DYNAGAS LNG PARTNERS LP
COM UNIT LTD PT
Y2188B108
38577
13827
SH
SOLE
0
0
0
GLOBAL SHIP LEASE INC NEW
COM CL A
Y27183600
213005
14690
SH
SOLE
0
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
386893
110383
SH
SOLE
0
0
0
SAFE BULKERS INC F
COM
Y7388L103
79998
34042
SH
SOLE
0
0
0
TEEKAY LNG PARTNERS LP
PRTNRSP UNITS
Y8564M105
280509
19056
SH
SOLE
0
0
0