0001085146-18-000472.txt : 20180209 0001085146-18-000472.hdr.sgml : 20180209 20180209155133 ACCESSION NUMBER: 0001085146-18-000472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dragon Financial & Investment Group, LLC CENTRAL INDEX KEY: 0001730476 IRS NUMBER: 472748634 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18334 FILM NUMBER: 18591547 BUSINESS ADDRESS: STREET 1: 1700 S. EL CAMINO REAL, SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6505718888 MAIL ADDRESS: STREET 1: 1700 S. EL CAMINO REAL, SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730476 XXXXXXXX 12-31-2017 12-31-2017 false Dragon Financial & Investment Group, LLC

1700 S. El Camino Real, Suite 200 San Mateo CA 94402

13F HOLDINGS REPORT 028-18334 N Joseph Mah 650-571-8888 /s/ Joseph Mah San Mateo CA 02-09-2018 0 30 112749 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 389 1652 SH SOLE 1652 0 0 AETNA INC NEW COM 00817Y108 423 2343 SH SOLE 2343 0 0 ALPHABET INC CAP STK CL A 02079K305 332 315 SH SOLE 315 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 201 3380 SH SOLE 3380 0 0 APPLE INC COM 037833100 462 2731 SH SOLE 2731 0 0 BIOGEN INC COM 09062X103 334 1047 SH SOLE 1047 0 0 DANAHER CORP DEL COM 235851102 232 2501 SH SOLE 2501 0 0 DISNEY WALT CO COM DISNEY 254687106 266 2475 SH SOLE 2475 0 0 ELECTRONIC ARTS INC COM 285512109 381 3625 SH SOLE 3625 0 0 HOME DEPOT INC COM 437076102 343 1810 SH SOLE 1810 0 0 ISHARES TR HDG MSCI EAFE 46434V803 3775 127173 SH SOLE 127173 0 0 ISHARES TR MSCI LW CRB TG 46434V464 1564 13377 SH SOLE 13377 0 0 JOHNSON & JOHNSON COM 478160104 300 2148 SH SOLE 2148 0 0 NIKE INC CL B 654106103 300 4797 SH SOLE 4797 0 0 PEPSICO INC COM 713448108 358 2982 SH SOLE 2982 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8265 53061 SH SOLE 53061 0 0 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 12246 64447 SH SOLE 64447 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 22301 428533 SH SOLE 428533 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1858 22474 SH SOLE 22474 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3426 122748 SH SOLE 122748 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 36739 137673 SH SOLE 137673 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 1022 14421 SH SOLE 14421 0 0 STARBUCKS CORP COM 855244109 213 3705 SH SOLE 3705 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 632 4080 SH SOLE 4080 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9618 175770 SH SOLE 175770 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1977 43069 SH SOLE 43069 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 2438 47172 SH SOLE 47172 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1731 19808 SH SOLE 19808 0 0 VISA INC COM CL A 92826C839 339 2972 SH SOLE 2972 0 0 WELLS FARGO CO NEW COM 949746101 284 4676 SH SOLE 4676 0 0