0001730293-19-000008.txt : 20191113
0001730293-19-000008.hdr.sgml : 20191113
20191112174952
ACCESSION NUMBER: 0001730293-19-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Advocates Investment Management
CENTRAL INDEX KEY: 0001730293
IRS NUMBER: 270434466
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18619
FILM NUMBER: 191211104
BUSINESS ADDRESS:
STREET 1: 1601 COOPER POINT ROAD NW
CITY: OLYMPIA
STATE: WA
ZIP: 98502
BUSINESS PHONE: 3608662345
MAIL ADDRESS:
STREET 1: 1601 COOPER POINT ROAD NW
CITY: OLYMPIA
STATE: WA
ZIP: 98502
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001730293
XXXXXXXX
09-30-2019
09-30-2019
Financial Advocates Investment Management
1601 COOPER POINT ROAD NW
OLYMPIA
WA
98502
13F HOLDINGS REPORT
028-18619
N
Doug Whittle
Chief Compliance Officer
360 866-2345 EXT 46
Doug Whittle
Olympia
WA
11-12-2019
0
482
875676
false
INFORMATION TABLE
2
FAINC13FFINAL09302019.xml
AGNC INVT CORP
COM
00123Q104
530
32933
SH
SOLE
0
0
32933
AK STL HLDG CORP
COM
001547108
77
33725
SH
SOLE
0
0
33725
ALPS ETF TR
SECTR DIV DOGS
00162Q858
228
5195
SH
SOLE
0
0
5195
AT&T INC
COM
00206R102
3910
103287
SH
SOLE
0
0
103287
ARK ETF TR
INNOVATION ETF
00214Q104
821
19145
SH
SOLE
0
0
19145
ARK ETF TR
WEB X.O ETF
00214Q401
224
4595
SH
SOLE
0
0
4595
ABBOTT LABS
COM
002824100
488
5832
SH
SOLE
0
0
5832
ABBVIE INC
COM
00287Y109
1015
13405
SH
SOLE
0
0
13405
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
641
103129
SH
SOLE
0
0
103129
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
316
2229
SH
SOLE
0
0
2229
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
5264
631159
SH
SOLE
0
0
631159
ADOBE INC
COM
00724F101
754
2730
SH
SOLE
0
0
2730
ADVANCED MICRO DEVICES INC
COM
007903107
274
9478
SH
SOLE
0
0
9478
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
1250
161200
SH
SOLE
0
0
161200
ALASKA AIR GROUP INC
COM
011659109
451
6960
SH
SOLE
0
0
6960
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
957
5720
SH
SOLE
0
0
5720
ALPHA ARCHITECT ETF TR
VAL MOMTM TRND
02072L508
3294
140062
SH
SOLE
0
0
140062
ALPHABET INC
CAP STK CL C
02079K107
821
4865
SH
SOLE
0
0
4865
ALPHABET INC
CAP STK CL A
02079K305
1130
925
SH
SOLE
0
0
925
ALTRIA GROUP INC
COM
02209S103
518
12672
SH
SOLE
0
0
12672
AMARIN CORP PLC
SPONS ADR NEW
023111206
588
38775
SH
SOLE
0
0
38775
AMAZON COM INC
COM
023135106
10863
6258
SH
SOLE
0
0
6258
AMERICAN ELEC PWR CO INC
COM
025537101
436
5146
SH
SOLE
0
0
5146
AMERICAN TOWER CORP NEW
COM
03027X100
701
3171
SH
SOLE
0
0
3171
AMGEN INC
COM
031162100
846
4413
SH
SOLE
0
0
4413
APPLE INC
COM
037833100
22151
98901
SH
SOLE
0
0
98901
ARES CAP CORP
COM
04010L103
1389
35204
SH
SOLE
0
0
35204
AURORA CANNABIS INC
COM
05156X108
151
34451
SH
SOLE
0
0
34451
AUTOMATIC DATA PROCESSING IN
COM
053015103
2261
14005
SH
SOLE
0
0
14005
AXON ENTERPRISE INC
COM
05464C101
861
15165
SH
SOLE
0
0
15165
BP PLC
SPONSORED ADR
055622104
1344
35366
SH
SOLE
0
0
35366
BAIDU INC
SPON ADR REP A
056752108
200
1946
SH
SOLE
0
0
1946
BANK AMER CORP
COM
060505104
1074
36812
SH
SOLE
0
0
36812
BANK HAWAII CORP
COM
062540109
581
6766
SH
SOLE
0
0
6766
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
312
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3145
15119
SH
SOLE
0
0
15119
BLACKROCK INC
COM
09247X101
241
541
SH
SOLE
0
0
541
BLACKROCK ENERGY & RES TR
COM
09250U101
468
41787
SH
SOLE
0
0
41787
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
164
17842
SH
SOLE
0
0
17842
BLACKROCK RES & COMM STRAT T
SHS
09257A108
1712
228913
SH
SOLE
0
0
228913
BLACKSTONE GROUP INC
COM CL A
09260D107
388
7935
SH
SOLE
0
0
7935
BOEING CO
COM
097023105
7465
19619
SH
SOLE
0
0
19619
BOOKING HLDGS INC
COM
09857L108
236
120
SH
SOLE
0
0
120
BRISTOL MYERS SQUIBB CO
COM
110122108
504
9947
SH
SOLE
0
0
9947
BRISTOL MYERS SQUIBB CO
CALL
110122108
640
575
SH
Call
SOLE
0
0
575
BROADCOM INC
COM
11135F101
634
2295
SH
SOLE
0
0
2295
CBRE CLARION GLOBAL REAL EST
COM
12504G100
273
34446
SH
SOLE
0
0
34446
CVS HEALTH CORP
COM
126650100
920
14589
SH
SOLE
0
0
14589
CABOT MICROELECTRONICS CORP
COM
12709P103
247
1749
SH
SOLE
0
0
1749
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
162
12704
SH
SOLE
0
0
12704
CAMBRIA ETF TR
GLOBAL VALUE ETF
132061409
425
19016
SH
SOLE
0
0
19016
CAMBRIA ETF TR
GLB MOMENT ETF
132061508
7392
292004
SH
SOLE
0
0
292004
CAMBRIA ETF TR
GLB ASSET ALLO
132061607
352
13043
SH
SOLE
0
0
13043
CATERPILLAR INC DEL
COM
149123101
929
7358
SH
SOLE
0
0
7358
CELGENE CORP
COM
151020104
288
2907
SH
SOLE
0
0
2907
CENTURYLINK INC
COM
156700106
154
12358
SH
SOLE
0
0
12358
CHEVRON CORP NEW
COM
166764100
4917
41459
SH
SOLE
0
0
41459
CISCO SYS INC
COM
17275R102
1982
40109
SH
SOLE
0
0
40109
CITIGROUP INC
COM NEW
172967424
296
4285
SH
SOLE
0
0
4285
COCA COLA CO
COM
191216100
2016
31918
SH
SOLE
0
0
31918
COHEN & STEERS QUALITY RLTY
COM
19247L106
307
19378
SH
SOLE
0
0
19378
COMCAST CORP NEW
CL A
20030N101
1007
22344
SH
SOLE
0
0
22344
CONOCOPHILLIPS
COM
20825C104
464
8147
SH
SOLE
0
0
8147
CONSOLIDATED COMM HLDGS INC
COM
209034107
58
12144
SH
SOLE
0
0
12144
CONSOLIDATED EDISON INC
COM
209115104
264
2797
SH
SOLE
0
0
2797
CONSTELLATION BRANDS INC
CL A
21036P108
276
1334
SH
SOLE
0
0
1334
COPART INC
COM
217204106
223
2777
SH
SOLE
0
0
2777
COSTCO WHSL CORP NEW
COM
22160K105
3065
10638
SH
SOLE
0
0
10638
CRAFT BREW ALLIANCE INC
COM
224122101
86
10548
SH
SOLE
0
0
10548
CROWN CASTLE INTL CORP NEW
COM
22822V101
468
3368
SH
SOLE
0
0
3368
DAVIS FUNDAMENTAL ETF TR
SELECT US EQTY
23908L207
514
21553
SH
SOLE
0
0
21553
DEERE & CO
COM
244199105
357
2119
SH
SOLE
0
0
2119
DELTA AIR LINES INC DEL
COM NEW
247361702
356
6175
SH
SOLE
0
0
6175
DIAGEO P L C
SPON ADR NEW
25243Q205
301
1840
SH
SOLE
0
0
1840
DISNEY WALT CO
COM DISNEY
254687106
4301
32997
SH
SOLE
0
0
32997
DOCUSIGN INC
COM
256163106
717
11579
SH
SOLE
0
0
11579
DOMINION ENERGY INC
COM
25746U109
1062
13189
SH
SOLE
0
0
13189
DOW INC
COM
260557103
882
31301
SH
SOLE
0
0
31301
DUKE ENERGY CORP NEW
COM NEW
26441C204
439
4586
SH
SOLE
0
0
4586
ETF SER SOLUTIONS
AAM S&P 500
26922A594
5082
192469
SH
SOLE
0
0
192469
ETFIS SER TR I
VIRTUS LIFESC BT
26923G202
461
12845
SH
SOLE
0
0
12845
EATON VANCE FLTG RATE INCOM
COM SHS BEN INT
278284104
199
13078
SH
SOLE
0
0
13078
EATON VANCE TAX ADVT DIV INC
COM
27828G107
263
10703
SH
SOLE
0
0
10703
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
476
36521
SH
SOLE
0
0
36521
EDISON INTL
COM
281020107
390
5173
SH
SOLE
0
0
5173
EDITAS MEDICINE INC
COM
28106W103
291
12790
SH
SOLE
0
0
12790
EMERSON ELEC CO
COM
291011104
1168
17468
SH
SOLE
0
0
17468
ENBRIDGE INC
COM
29250N105
309
8804
SH
SOLE
0
0
8804
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
141
10823
SH
SOLE
0
0
10823
ENTERPRISE PRODS PARTNERS L
COM
293792107
435
15224
SH
SOLE
0
0
15224
ERICSSON
ADR B SEK 10
294821608
87
10970
SH
SOLE
0
0
10970
EVERSOURCE ENERGY
COM
30040W108
284
3322
SH
SOLE
0
0
3322
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
220
7065
SH
SOLE
0
0
7065
EXXON MOBIL CORP
COM
30231G102
2361
33442
SH
SOLE
0
0
33442
FS KKR CAPITAL CORP
COM
302635107
454
77946
SH
SOLE
0
0
77946
FACEBOOK INC
CL A
30303M102
2577
14468
SH
SOLE
0
0
14468
FEDEX CORP
COM
31428X106
320
2477
SH
SOLE
0
0
2477
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
286
6595
SH
SOLE
0
0
6595
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
209
5181
SH
SOLE
0
0
5181
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
355
11422
SH
SOLE
0
0
11422
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
403
5316
SH
SOLE
0
0
5316
FIRST TR EXCHANGE TRADED FD
CAP STRENGTH ETF
33733E104
5568
98056
SH
SOLE
0
0
98056
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
524
4232
SH
SOLE
0
0
4232
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
3277
24337
SH
SOLE
0
0
24337
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT PE
33733E880
421
13550
SH
SOLE
0
0
13550
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
1449
16549
SH
SOLE
0
0
16549
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
9032
259011
SH
SOLE
0
0
259011
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
524
8602
SH
SOLE
0
0
8602
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
229
5451
SH
SOLE
0
0
5451
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
1067
33552
SH
SOLE
0
0
33552
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
2054
31523
SH
SOLE
0
0
31523
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
549
9742
SH
SOLE
0
0
9742
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
493
16591
SH
SOLE
0
0
16591
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
1116
16533
SH
SOLE
0
0
16533
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
945
18335
SH
SOLE
0
0
18335
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
2360
33730
SH
SOLE
0
0
33730
FIRST TR STOXX EURO DIV FD
COMMON SHS
33735T109
193
15184
SH
SOLE
0
0
15184
FIRST TR EXCH TRD ALPHA FD I
EUROPE ALPHADEX
33737J117
559
16269
SH
SOLE
0
0
16269
FIRST TR EXCNGE TRD ALPHADEX
MID CP GR ALPH
33737M102
8409
187903
SH
SOLE
0
0
187903
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
310
12125
SH
SOLE
0
0
12125
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
456
9608
SH
SOLE
0
0
9608
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
33738D408
1348
27303
SH
SOLE
0
0
27303
FIRST TR EXCHANGE TRADED FD
RISNG DIVD ACHIV
33738R506
614
19293
SH
SOLE
0
0
19293
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
1711
57824
SH
SOLE
0
0
57824
FIRST TR EXCHANGE TRADED FD
DEVELOPED INTL
33738R787
248
4968
SH
SOLE
0
0
4968
FIRST TR EXCHANGE TRADED FD
NASDAQ BK ETF
33738R860
220
8603
SH
SOLE
0
0
8603
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R878
668
25265
SH
SOLE
0
0
25265
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
1276
64713
SH
SOLE
0
0
64713
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
1285
23129
SH
SOLE
0
0
23129
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
1115
27183
SH
SOLE
0
0
27183
FIRST TR EXCH TRADED FD III
EME MRK BD ETF
33739P202
236
6205
SH
SOLE
0
0
6205
FIRST TR EXCH TRADED FD III
MUNI HI INCM ETF
33739P301
251
4706
SH
SOLE
0
0
4706
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN DEV
33739P608
2560
45969
SH
SOLE
0
0
45969
FIRST TR EXCH TRADED FD III
HORIZON DMST ETF
33739P889
776
28175
SH
SOLE
0
0
28175
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
1840
35384
SH
SOLE
0
0
35384
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
14186
236165
SH
SOLE
0
0
236165
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
4471
84906
SH
SOLE
0
0
84906
FIRST TR EXCHNG TRADED FD VI
ALT ABSLT STRG
33740Y101
206
7880
SH
SOLE
0
0
7880
FLEXSHARES TR
INTL QLTDV IDX
33939L837
208
2576
SH
SOLE
0
0
2576
FORD MTR CO DEL
COM
345370860
470
51273
SH
SOLE
0
0
51273
GENERAL ELECTRIC CO
COM
369604103
470
52567
SH
SOLE
0
0
52567
GENERAL MLS INC
COM
370334104
492
8938
SH
SOLE
0
0
8938
GILEAD SCIENCES INC
COM
375558103
284
4480
SH
SOLE
0
0
4480
GLACIER BANCORP INC NEW
COM
37637Q105
239
5905
SH
SOLE
0
0
5905
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
375
30503
SH
SOLE
0
0
30503
GLOBAL X FDS
INTERNET OF THNG
37954Y780
702
34400
SH
SOLE
0
0
34400
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
1821
38465
SH
SOLE
0
0
38465
GOLDMAN SACHS ETF TR
ACCESS INVT GR
381430479
2882
54986
SH
SOLE
0
0
54986
GOLDMAN SACHS ETF TR
EQUITY ETF
381430503
3592
59973
SH
SOLE
0
0
59973
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
11414
113710
SH
SOLE
0
0
113710
GOLDMAN SACHS ETF TR
ACTIVEBETA US
381430602
235
5356
SH
SOLE
0
0
5356
GUARDANT HEALTH INC
COM
40131M109
336
5270
SH
SOLE
0
0
5270
HECLA MNG CO
COM
422704106
28
15922
SH
SOLE
0
0
15922
HOME DEPOT INC
COM
437076102
2922
12595
SH
SOLE
0
0
12595
HONEYWELL INTL INC
COM
438516106
1144
6757
SH
SOLE
0
0
6757
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
306
6706
SH
SOLE
0
0
6706
ILLINOIS TOOL WKS INC
COM
452308109
207
1320
SH
SOLE
0
0
1320
ILLUMINA INC
COM
452327109
314
1031
SH
SOLE
0
0
1031
IMPINJ INC
COM
453204109
246
7980
SH
SOLE
0
0
7980
INDEXIQ ETF TR
IQ ENCH COR PL
45409B479
770
39078
SH
SOLE
0
0
39078
INMUNE BIO INC
COM
45782T105
1326
224667
SH
SOLE
0
0
224667
INTEL CORP
COM
458140100
3243
62930
SH
SOLE
0
0
62930
INTERNATIONAL BUSINESS MACHS
COM
459200101
1338
9199
SH
SOLE
0
0
9199
INVESCO ACTIVELY MANAGD ETF
ULTRA SHRT DUR
46090A887
816
16188
SH
SOLE
0
0
16188
INVESCO BLDRS INDEX FDS TR
EMGRING MKTS50
46090C305
640
16664
SH
SOLE
0
0
16664
INVESCO QQQ TR
UNIT SER 1
46090E103
23042
122207
SH
SOLE
0
0
122207
INVESCO MUN OPPORTUNITY TR
COM
46132C107
440
35180
SH
SOLE
0
0
35180
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
275
4071
SH
SOLE
0
0
4071
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
902
14417
SH
SOLE
0
0
14417
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
11197
103595
SH
SOLE
0
0
103595
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
263
16390
SH
SOLE
0
0
16390
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
474
25873
SH
SOLE
0
0
25873
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
473
3727
SH
SOLE
0
0
3727
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
1459
12382
SH
SOLE
0
0
12382
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
415
4462
SH
SOLE
0
0
4462
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
294
4830
SH
SOLE
0
0
4830
INVESCO EXCHNG TRADED FD TR
1 30 LADER TRE
46138E107
2530
71126
SH
SOLE
0
0
71126
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
2289
43498
SH
SOLE
0
0
43498
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
460
7939
SH
SOLE
0
0
7939
INVESCO EXCHNG TRADED FD TR
S&P SMLCP LOW
46138G102
1674
34240
SH
SOLE
0
0
34240
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
690
30548
SH
SOLE
0
0
30548
INVESCO EXCHNG TRADED FD TR
S&P ULTRA DIVIDE
46138G656
2280
60505
SH
SOLE
0
0
60505
INVESCO EXCHNG TRADED FD TR
S&P MDCP 400 REV
46138G672
342
5741
SH
SOLE
0
0
5741
IQIYI INC
SPONSORED ADS
46267X108
727
45043
SH
SOLE
0
0
45043
ISHARES GOLD TRUST
ISHARES
464285105
2120
150364
SH
SOLE
0
0
150364
ISHARES INC
MIN VOL GBL ETF
464286525
700
7386
SH
SOLE
0
0
7386
ISHARES INC
MIN VOL EMRG MKT
464286533
282
4948
SH
SOLE
0
0
4948
ISHARES INC
MSCI SWITZERLAND
464286749
241
6385
SH
SOLE
0
0
6385
ISHARES INC
MSCI STH KOR ETF
464286772
781
13854
SH
SOLE
0
0
13854
ISHARES TR
S&P 100 ETF
464287101
452
3441
SH
SOLE
0
0
3441
ISHARES TR
CORE S&P TTL STK
464287150
3721
55482
SH
SOLE
0
0
55482
ISHARES TR
SELECT DIVID ETF
464287168
978
9590
SH
SOLE
0
0
9590
ISHARES TR
TIPS BD ETF
464287176
1569
13493
SH
SOLE
0
0
13493
ISHARES TR
CORE S&P500 ETF
464287200
37860
126825
SH
SOLE
0
0
126825
ISHARES TR
CORE US AGGBD ET
464287226
6137
54233
SH
SOLE
0
0
54233
ISHARES TR
MSCI EMG MKT ETF
464287234
3132
76645
SH
SOLE
0
0
76645
ISHARES TR
IBOXX INV CP ETF
464287242
4468
35052
SH
SOLE
0
0
35052
ISHARES TR
GLOBAL TECH ETF
464287291
1281
6926
SH
SOLE
0
0
6926
ISHARES TR
S&P 500 GRWT ETF
464287309
8100
44994
SH
SOLE
0
0
44994
ISHARES TR
S&P 500 VAL ETF
464287408
8481
71184
SH
SOLE
0
0
71184
ISHARES TR
20 YR TR BD ETF
464287432
3435
24007
SH
SOLE
0
0
24007
ISHARES TR
BARCLAYS 7 10 YR
464287440
3520
31298
SH
SOLE
0
0
31298
ISHARES TR
1 3 YR TREAS BD
464287457
2602
32425
SH
SOLE
0
0
32425
ISHARES TR
MSCI EAFE ETF
464287465
1130
17335
SH
SOLE
0
0
17335
ISHARES TR
RUS MDCP VAL ETF
464287473
363
4045
SH
SOLE
0
0
4045
ISHARES TR
RUS MD CP GR ETF
464287481
556
3935
SH
SOLE
0
0
3935
ISHARES TR
RUS MID CAP ETF
464287499
270
4823
SH
SOLE
0
0
4823
ISHARES TR
CORE S&P MCP ETF
464287507
3756
19438
SH
SOLE
0
0
19438
ISHARES TR
NASDAQ BIOTECH
464287556
883
8876
SH
SOLE
0
0
8876
ISHARES TR
RUS 1000 VAL ETF
464287598
422
3292
SH
SOLE
0
0
3292
ISHARES TR
S&P MC 400GR ETF
464287606
371
1657
SH
SOLE
0
0
1657
ISHARES TR
RUS 1000 GRW ETF
464287614
1558
9762
SH
SOLE
0
0
9762
ISHARES TR
RUS 1000 ETF
464287622
283
1722
SH
SOLE
0
0
1722
ISHARES TR
RUS 2000 VAL ETF
464287630
415
3469
SH
SOLE
0
0
3469
ISHARES TR
RUS 2000 GRW ETF
464287648
963
4996
SH
SOLE
0
0
4996
ISHARES TR
RUSSELL 2000 ETF
464287655
3077
20334
SH
SOLE
0
0
20334
ISHARES TR
CORE S&P US VLU
464287663
1153
19947
SH
SOLE
0
0
19947
ISHARES TR
CORE S&P US GWT
464287671
1484
23569
SH
SOLE
0
0
23569
ISHARES TR
RUSSELL 3000 ETF
464287689
343
1977
SH
SOLE
0
0
1977
ISHARES TR
S&P MC 400VL ETF
464287705
893
5582
SH
SOLE
0
0
5582
ISHARES TR
U.S. REAL ES ETF
464287739
254
2716
SH
SOLE
0
0
2716
ISHARES TR
CORE S&P SCP ETF
464287804
3952
50766
SH
SOLE
0
0
50766
ISHARES TR
SP SMCP600VL ETF
464287879
1685
11217
SH
SOLE
0
0
11217
ISHARES TR
S&P SML 600 GWT
464287887
1909
10702
SH
SOLE
0
0
10702
ISHARES TR
GL CLEAN ENE ETF
464288224
3581
328514
SH
SOLE
0
0
328514
ISHARES TR
JPMORGAN USD EMG
464288281
941
8298
SH
SOLE
0
0
8298
ISHARES TR
MRGSTR MD CP GRW
464288307
3012
12373
SH
SOLE
0
0
12373
ISHARES TR
CALIF MUN BD ETF
464288356
394
6429
SH
SOLE
0
0
6429
ISHARES TR
GLB INFRASTR ETF
464288372
1514
32584
SH
SOLE
0
0
32584
ISHARES TR
MRGSTR MD CP VAL
464288406
580
3602
SH
SOLE
0
0
3602
ISHARES TR
NATIONAL MUN ETF
464288414
2528
22160
SH
SOLE
0
0
22160
ISHARES TR
INTL SEL DIV ETF
464288448
447
14549
SH
SOLE
0
0
14549
ISHARES TR
IBOXX HI YD ETF
464288513
4105
47091
SH
SOLE
0
0
47091
ISHARES TR
MSCI KLD400 SOC
464288570
521
4697
SH
SOLE
0
0
4697
ISHARES TR
MBS ETF
464288588
819
7555
SH
SOLE
0
0
7555
ISHARES TR
INTRM TR CRP ETF
464288638
2339
40393
SH
SOLE
0
0
40393
ISHARES TR
SH TR CRPORT ETF
464288646
250
4645
SH
SOLE
0
0
4645
ISHARES TR
PFD AND INCM SEC
464288687
680
18119
SH
SOLE
0
0
18119
ISHARES TR
US HOME CONS ETF
464288752
242
5597
SH
SOLE
0
0
5597
ISHARES TR
US AER DEF ETF
464288760
3103
13806
SH
SOLE
0
0
13806
ISHARES TR
RUS TP200 GR ETF
464289438
431
4956
SH
SOLE
0
0
4956
ISHARES TR
AGGRES ALLOC ETF
464289859
239
4355
SH
SOLE
0
0
4355
ISHARES TR
MODERT ALLOC ETF
464289875
692
17614
SH
SOLE
0
0
17614
ISHARES TR
CONSER ALLOC ETF
464289883
782
21948
SH
SOLE
0
0
21948
ISHARES SILVER TRUST
ISHARES
46428Q109
1965
123413
SH
SOLE
0
0
123413
ISHARES TR
US TREAS BD ETF
46429B267
3098
117671
SH
SOLE
0
0
117671
ISHARES TR
FLTG RATE NT ETF
46429B655
1778
34887
SH
SOLE
0
0
34887
ISHARES TR
CORE HIGH DV ETF
46429B663
1847
19617
SH
SOLE
0
0
19617
ISHARES TR
MIN VOL EAFE ETF
46429B689
7413
101166
SH
SOLE
0
0
101166
ISHARES TR
MSCI MIN VOL ETF
46429B697
14644
228455
SH
SOLE
0
0
228455
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
2487
49399
SH
SOLE
0
0
49399
ISHARES TR
EDGE MSCI USA VL
46432F388
342
4173
SH
SOLE
0
0
4173
ISHARES TR
USA MOMENTUM FCT
46432F396
11302
94777
SH
SOLE
0
0
94777
ISHARES TR
CORE MSCI EAFE
46432F842
5156
84424
SH
SOLE
0
0
84424
ISHARES TR
IBONDS MAR20 ETF
46432FBC0
473
18098
SH
SOLE
0
0
18098
ISHARES INC
CORE MSCI EMKT
46434G103
5104
104117
SH
SOLE
0
0
104117
ISHARES TR
MULTIFACTOR USA
46434V282
1838
57584
SH
SOLE
0
0
57584
ISHARES TR
EXPONENTIAL TECH
46434V381
233
6032
SH
SOLE
0
0
6032
ISHARES TR
0-5YR HI YL CP
46434V407
249
5366
SH
SOLE
0
0
5366
ISHARES TR
IBONDS SEP2020
46434V571
232
9078
SH
SOLE
0
0
9078
ISHARES TR
CORE DIV GRWTH
46434V621
664
16956
SH
SOLE
0
0
16956
ISHARES TR
HDG MSCI EAFE
46434V803
425
14198
SH
SOLE
0
0
14198
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
1038
40559
SH
SOLE
0
0
40559
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
1058
42330
SH
SOLE
0
0
42330
ISHARES TR
ESG MSCI USA ETF
46435G425
356
5451
SH
SOLE
0
0
5451
ISHARES TR
IBONDS DEC2022
46435G755
236
9025
SH
SOLE
0
0
9025
ISHARES TR
IBONDS DEC2021
46435G789
261
10111
SH
SOLE
0
0
10111
JPMORGAN CHASE & CO
COM
46625H100
2761
25695
SH
SOLE
0
0
25695
JP MORGAN EXCHANGE TRADED FD
US MINMUM VOLT
46641Q787
210
6950
SH
SOLE
0
0
6950
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
4827
95727
SH
SOLE
0
0
95727
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
274
5470
SH
SOLE
0
0
5470
JD COM INC
SPON ADR CL A
47215P106
346
12244
SH
SOLE
0
0
12244
JOHNSON & JOHNSON
COM
478160104
3412
26375
SH
SOLE
0
0
26375
KIMBERLY CLARK CORP
COM
494368103
1394
9810
SH
SOLE
0
0
9810
KINDER MORGAN INC DEL
COM
49456B101
254
12301
SH
SOLE
0
0
12301
LAM RESEARCH CORP
COM
512807108
266
1150
SH
SOLE
0
0
1150
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
1136
40742
SH
SOLE
0
0
40742
LATTICE STRATEGIES TR
HARTFRD EMRG ETF
518416201
590
26778
SH
SOLE
0
0
26778
LATTICE STRATEGIES TR
HARTFORD US EQTY
518416409
1230
38186
SH
SOLE
0
0
38186
LATTICE STRATEGIES TR
HARTFORD MULTI
518416706
251
8136
SH
SOLE
0
0
8136
LILLY ELI & CO
COM
532457108
552
4937
SH
SOLE
0
0
4937
LOCKHEED MARTIN CORP
COM
539830109
1503
3852
SH
SOLE
0
0
3852
LOWES COS INC
COM
548661107
312
2840
SH
SOLE
0
0
2840
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
77
12950
SH
SOLE
0
0
12950
MADISON CVRED CALL & EQ STR
COM
557437100
125
19500
SH
SOLE
0
0
19500
MANNKIND CORP
COM NEW
56400P706
25
19600
SH
SOLE
0
0
19600
MASTERCARD INC
CL A
57636Q104
1653
5911
SH
SOLE
0
0
5911
MCDONALDS CORP
COM
580135101
2511
11695
SH
SOLE
0
0
11695
MERCK & CO INC
COM
58933Y105
1362
16178
SH
SOLE
0
0
16178
MICROSOFT CORP
COM
594918104
14875
106987
SH
SOLE
0
0
106987
MICRON TECHNOLOGY INC
COM
595112103
409
9547
SH
SOLE
0
0
9547
MONDELEZ INTL INC
CL A
609207105
490
8856
SH
SOLE
0
0
8856
NATIONAL RETAIL PPTYS INC
COM
637417106
231
4083
SH
SOLE
0
0
4083
NEKTAR THERAPEUTICS
COM
640268108
217
11904
SH
SOLE
0
0
11904
NETFLIX INC
COM
64110L106
1366
5300
SH
SOLE
0
0
5300
NEXTERA ENERGY INC
COM
65339F101
2958
12696
SH
SOLE
0
0
12696
NIKE INC
CL B
654106103
6935
73842
SH
SOLE
0
0
73842
NORTHERN LTS FD TR IV
INSPIRE 100ETF
66538H534
1333
47779
SH
SOLE
0
0
47779
NORTHERN LTS FD TR IV
INSPIRE CORP
66538H633
650
25299
SH
SOLE
0
0
25299
NORTHERN LTS FD TR IV
INSPIRE SMAL ETF
66538H641
357
13554
SH
SOLE
0
0
13554
NORTHERN LTS FD TR IV
INSPIRE GBL HOPE
66538H658
429
15469
SH
SOLE
0
0
15469
NORTHROP GRUMMAN CORP
COM
666807102
955
2549
SH
SOLE
0
0
2549
NOVARTIS A G
SPONSORED ADR
66987V109
1132
13025
SH
SOLE
0
0
13025
NVIDIA CORP
COM
67066G104
894
5137
SH
SOLE
0
0
5137
NUVEEN PFD & INCM SECURTIES
COM
67072C105
154
15640
SH
SOLE
0
0
15640
OGE ENERGY CORP
COM
670837103
282
6221
SH
SOLE
0
0
6221
NUVEEN MUN VALUE FD INC
COM
670928100
240
22910
SH
SOLE
0
0
22910
ORACLE CORP
COM
68389X105
209
3802
SH
SOLE
0
0
3802
PACCAR INC
COM
693718108
379
5408
SH
SOLE
0
0
5408
PACER FDS TR
TRENDP US LAR CP
69374H105
4978
160215
SH
SOLE
0
0
160215
PACER FDS TR
TRENDP US MID CP
69374H204
2351
80576
SH
SOLE
0
0
80576
PACER FDS TR
TRENDP 100 ETF
69374H303
3325
92548
SH
SOLE
0
0
92548
PACER FDS TR
GLOBL CASH ETF
69374H709
797
26835
SH
SOLE
0
0
26835
PACER FDS TR
TRENDPILOT EUR
69374H808
1907
72239
SH
SOLE
0
0
72239
PACER FDS TR
WEALTHSHIELD
69374H840
482
20984
SH
SOLE
0
0
20984
PAPA JOHNS INTL INC
COM
698813102
375
7173
SH
SOLE
0
0
7173
PAYCHEX INC
COM
704326107
214
2583
SH
SOLE
0
0
2583
PAYPAL HLDGS INC
COM
70450Y103
666
6428
SH
SOLE
0
0
6428
PEPSICO INC
COM
713448108
695
5070
SH
SOLE
0
0
5070
PFIZER INC
COM
717081103
2556
71117
SH
SOLE
0
0
71117
PHILIP MORRIS INTL INC
COM
718172109
284
3749
SH
SOLE
0
0
3749
PHILLIPS 66
COM
718546104
716
6995
SH
SOLE
0
0
6995
PIMCO CORPORATE & INCOME OPP
COM
72201B101
511
28190
SH
SOLE
0
0
28190
PIMCO ETF TR
ACTIVE BD ETF
72201R775
306
3866
SH
SOLE
0
0
3866
PINTEREST INC
CL A
72352L106
493
18640
SH
SOLE
0
0
18640
PORTLAND GEN ELEC CO
COM NEW
736508847
210
3724
SH
SOLE
0
0
3724
PROCTER & GAMBLE CO
COM
742718109
4864
39105
SH
SOLE
0
0
39105
PROSHARES TR
INVT INT RT HG
74347B607
903
12114
SH
SOLE
0
0
12114
PROSHARES TR
S&P MDCP 400 DIV
74347B680
1009
17372
SH
SOLE
0
0
17372
PROSHARES TR
HD REPLICATION
74347X294
900
19856
SH
SOLE
0
0
19856
PROSHARES TR
S&P 500 DV ARIST
74348A467
898
12539
SH
SOLE
0
0
12539
PUBLIC STORAGE
COM
74460D109
272
1111
SH
SOLE
0
0
1111
QUALCOMM INC
COM
747525103
343
4502
SH
SOLE
0
0
4502
QUALCOMM INC
PUT
747525103
312
150
SH
Put
SOLE
0
0
150
RBB FD INC
MOTLEY FOL ETF
74933W601
434
19339
SH
SOLE
0
0
19339
RAYTHEON CO
COM NEW
755111507
359
1831
SH
SOLE
0
0
1831
REALTY INCOME CORP
COM
756109104
363
4730
SH
SOLE
0
0
4730
RING ENERGY INC
COM
76680V108
1103
672325
SH
SOLE
0
0
672325
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
217
3612
SH
SOLE
0
0
3612
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
277
4709
SH
SOLE
0
0
4709
ROYCE VALUE TR INC
COM
780910105
2480
180219
SH
SOLE
0
0
180219
ROYCE MICRO-CAP TR INC
COM
780915104
920
114447
SH
SOLE
0
0
114447
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
356
1476
SH
SOLE
0
0
1476
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20219
68129
SH
SOLE
0
0
68129
SPDR S&P 500 ETF TR
PUT
78462F103
1299
636
SH
Put
SOLE
0
0
636
SPDR GOLD TRUST
GOLD SHS
78463V107
10175
73269
SH
SOLE
0
0
73269
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
268
5108
SH
SOLE
0
0
5108
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
612
15735
SH
SOLE
0
0
15735
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
795
25767
SH
SOLE
0
0
25767
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
653
20425
SH
SOLE
0
0
20425
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
5801
56540
SH
SOLE
0
0
56540
SPDR SERIES TRUST
S&P SEMICNDCTR
78464A862
673
7493
SH
SOLE
0
0
7493
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
716
15458
SH
SOLE
0
0
15458
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
1120
22756
SH
SOLE
0
0
22756
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
3083
11452
SH
SOLE
0
0
11452
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
542
1536
SH
SOLE
0
0
1536
SPDR SERIES TRUST
NUVEEN BLMBRG SR
78468R739
206
4213
SH
SOLE
0
0
4213
SALARIUS PHARMACEUTICALS INC
COM NEW
79400X107
119
21772
SH
SOLE
0
0
21772
SALESFORCE COM INC
COM
79466L302
425
2864
SH
SOLE
0
0
2864
SAP SE
SPON ADR
803054204
629
5338
SH
SOLE
0
0
5338
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1271
17893
SH
SOLE
0
0
17893
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
6153
86743
SH
SOLE
0
0
86743
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1345
16007
SH
SOLE
0
0
16007
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2247
39608
SH
SOLE
0
0
39608
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
506
8955
SH
SOLE
0
0
8955
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
648
9297
SH
SOLE
0
0
9297
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1414
56285
SH
SOLE
0
0
56285
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
370
13525
SH
SOLE
0
0
13525
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
669
24240
SH
SOLE
0
0
24240
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3024
55195
SH
SOLE
0
0
55195
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2558
80304
SH
SOLE
0
0
80304
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
5856
108752
SH
SOLE
0
0
108752
SCHWAB STRATEGIC TR
US REIT ETF
808524847
3727
79025
SH
SOLE
0
0
79025
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
13679
270389
SH
SOLE
0
0
270389
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
227
4003
SH
SOLE
0
0
4003
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2357
26152
SH
SOLE
0
0
26152
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
4490
73110
SH
SOLE
0
0
73110
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
644
5336
SH
SOLE
0
0
5336
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1710
28880
SH
SOLE
0
0
28880
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1078
38486
SH
SOLE
0
0
38486
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
378
4939
SH
SOLE
0
0
4939
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2847
35449
SH
SOLE
0
0
35449
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
229
1005
SH
SOLE
0
0
1005
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1626
25074
SH
SOLE
0
0
25074
SEMPRA ENERGY
COM
816851109
383
2600
SH
SOLE
0
0
2600
SERVICENOW INC
COM
81762P102
522
2055
SH
SOLE
0
0
2055
SHOCKWAVE MED INC
COM
82489T104
217
7260
SH
SOLE
0
0
7260
SHOPIFY INC
CL A
82509L107
1085
3480
SH
SOLE
0
0
3480
SIRIUS XM HLDGS INC
COM
82968B103
92
14580
SH
SOLE
0
0
14580
SOURCE CAP INC
COM
836144105
288
7877
SH
SOLE
0
0
7877
SOUTHERN CO
COM
842587107
726
11739
SH
SOLE
0
0
11739
STARBUCKS CORP
COM
855244109
5596
63290
SH
SOLE
0
0
63290
STRYKER CORP
COM
863667101
447
2066
SH
SOLE
0
0
2066
T MOBILE US INC
COM
872590104
209
2651
SH
SOLE
0
0
2651
TPG SPECIALTY LENDING INC
COM
87265K102
917
32158
SH
SOLE
0
0
32158
TARGET CORP
COM
87612E106
550
5147
SH
SOLE
0
0
5147
TELADOC HEALTH INC
COM
87918A105
646
9539
SH
SOLE
0
0
9539
TESLA INC
COM
88160R101
669
2776
SH
SOLE
0
0
2776
TEXAS INSTRS INC
COM
882508104
375
2901
SH
SOLE
0
0
2901
THERMO FISHER SCIENTIFIC INC
COM
883556102
496
1705
SH
SOLE
0
0
1705
3M CO
COM
88579Y101
1053
10400
SH
SOLE
0
0
10400
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
1456
118466
SH
SOLE
0
0
118466
TWILIO INC
CL A
90138F102
435
3960
SH
SOLE
0
0
3960
US BANCORP DEL
COM NEW
902973304
777
14165
SH
SOLE
0
0
14165
UBER TECHNOLOGIES INC
COM
90353T100
262
9384
SH
SOLE
0
0
9384
UMPQUA HLDGS CORP
COM
904214103
202
12297
SH
SOLE
0
0
12297
UNDER ARMOUR INC
CL C
904311206
404
22257
SH
SOLE
0
0
22257
UNION PACIFIC CORP
COM
907818108
1294
7989
SH
SOLE
0
0
7989
UNITED TECHNOLOGIES CORP
COM
913017109
1775
13000
SH
SOLE
0
0
13000
UNITEDHEALTH GROUP INC
COM
91324P102
353
1851
SH
SOLE
0
0
1851
UPWORK INC
COM
91688F104
184
13825
SH
SOLE
0
0
13825
V F CORP
COM
918204108
1359
18583
SH
SOLE
0
0
18583
VALERO ENERGY CORP NEW
COM
91913Y100
386
4451
SH
SOLE
0
0
4451
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
798
29863
SH
SOLE
0
0
29863
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
1389
82377
SH
SOLE
0
0
82377
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
962
32812
SH
SOLE
0
0
32812
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
2260
45061
SH
SOLE
0
0
45061
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
248
3846
SH
SOLE
0
0
3846
VANGUARD GROUP
DIV APP ETF
921908844
2593
21685
SH
SOLE
0
0
21685
VANGUARD STAR FD
VG TL INTL STK F
921909768
1408
27253
SH
SOLE
0
0
27253
VANGUARD WORLD FD
EXTENDED DUR
921910709
5160
36521
SH
SOLE
0
0
36521
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
644
3981
SH
SOLE
0
0
3981
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
202
1449
SH
SOLE
0
0
1449
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
546
5320
SH
SOLE
0
0
5320
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
3456
39274
SH
SOLE
0
0
39274
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1632
20203
SH
SOLE
0
0
20203
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
9159
108480
SH
SOLE
0
0
108480
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
4385
106734
SH
SOLE
0
0
106734
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
3795
42772
SH
SOLE
0
0
42772
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
579
9854
SH
SOLE
0
0
9854
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2337
46828
SH
SOLE
0
0
46828
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4731
117086
SH
SOLE
0
0
117086
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
759
11493
SH
SOLE
0
0
11493
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
325
4411
SH
SOLE
0
0
4411
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
638
3806
SH
SOLE
0
0
3806
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1242
5763
SH
SOLE
0
0
5763
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
8222
134942
SH
SOLE
0
0
134942
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
502
6191
SH
SOLE
0
0
6191
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
381
2320
SH
SOLE
0
0
2320
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
340
3023
SH
SOLE
0
0
3023
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
1064
19988
SH
SOLE
0
0
19988
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
463
4574
SH
SOLE
0
0
4574
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1067
11699
SH
SOLE
0
0
11699
VENTAS INC
COM
92276F100
236
3228
SH
SOLE
0
0
3228
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
872
16258
SH
SOLE
0
0
16258
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
7333
26901
SH
SOLE
0
0
26901
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
902
7985
SH
SOLE
0
0
7985
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1613
10889
SH
SOLE
0
0
10889
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
4573
49036
SH
SOLE
0
0
49036
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
723
3969
SH
SOLE
0
0
3969
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1584
12295
SH
SOLE
0
0
12295
VANGUARD INDEX FDS
MID CAP ETF
922908629
3706
22109
SH
SOLE
0
0
22109
VANGUARD INDEX FDS
GROWTH ETF
922908736
7090
42636
SH
SOLE
0
0
42636
VANGUARD INDEX FDS
VALUE ETF
922908744
5677
50857
SH
SOLE
0
0
50857
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4957
32215
SH
SOLE
0
0
32215
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
28148
186407
SH
SOLE
0
0
186407
VERIZON COMMUNICATIONS INC
COM
92343V104
2805
46466
SH
SOLE
0
0
46466
VISA INC
COM CL A
92826C839
4293
24959
SH
SOLE
0
0
24959
VISTAGEN THERAPEUTICS INC
COM NEW
92840H202
25
23097
SH
SOLE
0
0
23097
WALMART INC
COM
931142103
987
8312
SH
SOLE
0
0
8312
WASTE MGMT INC DEL
COM
94106L109
241
2098
SH
SOLE
0
0
2098
WELLS FARGO CO NEW
COM
949746101
657
13027
SH
SOLE
0
0
13027
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
259
170
SH
SOLE
0
0
170
WELLS FARGO GLOBAL DIVIDEND
COM
94987C103
524
96528
SH
SOLE
0
0
96528
WELLTOWER INC
COM
95040Q104
205
2255
SH
SOLE
0
0
2255
WESTAMERICA BANCORPORATION
COM
957090103
353
5680
SH
SOLE
0
0
5680
WINTRUST FINL CORP
COM
97650W108
586
9072
SH
SOLE
0
0
9072
WISDOMTREE TR
US LARGECAP DIVD
97717W307
2580
26041
SH
SOLE
0
0
26041
WISDOMTREE TR
US DIVID EX FNCL
97717W406
285
3262
SH
SOLE
0
0
3262
WISDOMTREE TR
US MIDCAP DIVID
97717W505
1726
47520
SH
SOLE
0
0
47520
WISDOMTREE TR
EM EX ST-OWNED
97717X578
1469
53142
SH
SOLE
0
0
53142
XCEL ENERGY INC
COM
98389B100
227
3499
SH
SOLE
0
0
3499
XILINX INC
COM
983919101
397
4134
SH
SOLE
0
0
4134
YUM BRANDS INC
COM
988498101
212
1869
SH
SOLE
0
0
1869
ZUORA INC
COM CL A
98983V106
240
15975
SH
SOLE
0
0
15975
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
324
1687
SH
SOLE
0
0
1687
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
424
8540
SH
SOLE
0
0
8540
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
234
4226
SH
SOLE
0
0
4226
IHS MARKIT LTD
SHS
G47567105
819
12249
SH
SOLE
0
0
12249
MEDTRONIC PLC
SHS
G5960L103
303
2787
SH
SOLE
0
0
2787
CHUBB LIMITED
COM
H1467J104
1313
8133
SH
SOLE
0
0
8133
GARMIN LTD
SHS
H2906T109
339
4010
SH
SOLE
0
0
4010