0001730293-19-000008.txt : 20191113 0001730293-19-000008.hdr.sgml : 20191113 20191112174952 ACCESSION NUMBER: 0001730293-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advocates Investment Management CENTRAL INDEX KEY: 0001730293 IRS NUMBER: 270434466 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18619 FILM NUMBER: 191211104 BUSINESS ADDRESS: STREET 1: 1601 COOPER POINT ROAD NW CITY: OLYMPIA STATE: WA ZIP: 98502 BUSINESS PHONE: 3608662345 MAIL ADDRESS: STREET 1: 1601 COOPER POINT ROAD NW CITY: OLYMPIA STATE: WA ZIP: 98502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001730293 XXXXXXXX 09-30-2019 09-30-2019 Financial Advocates Investment Management
1601 COOPER POINT ROAD NW OLYMPIA WA 98502
13F HOLDINGS REPORT 028-18619 N
Doug Whittle Chief Compliance Officer 360 866-2345 EXT 46 Doug Whittle Olympia WA 11-12-2019 0 482 875676 false
INFORMATION TABLE 2 FAINC13FFINAL09302019.xml AGNC INVT CORP COM 00123Q104 530 32933 SH SOLE 0 0 32933 AK STL HLDG CORP COM 001547108 77 33725 SH SOLE 0 0 33725 ALPS ETF TR SECTR DIV DOGS 00162Q858 228 5195 SH SOLE 0 0 5195 AT&T INC COM 00206R102 3910 103287 SH SOLE 0 0 103287 ARK ETF TR INNOVATION ETF 00214Q104 821 19145 SH SOLE 0 0 19145 ARK ETF TR WEB X.O ETF 00214Q401 224 4595 SH SOLE 0 0 4595 ABBOTT LABS COM 002824100 488 5832 SH SOLE 0 0 5832 ABBVIE INC COM 00287Y109 1015 13405 SH SOLE 0 0 13405 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 641 103129 SH SOLE 0 0 103129 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 316 2229 SH SOLE 0 0 2229 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 5264 631159 SH SOLE 0 0 631159 ADOBE INC COM 00724F101 754 2730 SH SOLE 0 0 2730 ADVANCED MICRO DEVICES INC COM 007903107 274 9478 SH SOLE 0 0 9478 AKOUSTIS TECHNOLOGIES INC COM 00973N102 1250 161200 SH SOLE 0 0 161200 ALASKA AIR GROUP INC COM 011659109 451 6960 SH SOLE 0 0 6960 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 957 5720 SH SOLE 0 0 5720 ALPHA ARCHITECT ETF TR VAL MOMTM TRND 02072L508 3294 140062 SH SOLE 0 0 140062 ALPHABET INC CAP STK CL C 02079K107 821 4865 SH SOLE 0 0 4865 ALPHABET INC CAP STK CL A 02079K305 1130 925 SH SOLE 0 0 925 ALTRIA GROUP INC COM 02209S103 518 12672 SH SOLE 0 0 12672 AMARIN CORP PLC SPONS ADR NEW 023111206 588 38775 SH SOLE 0 0 38775 AMAZON COM INC COM 023135106 10863 6258 SH SOLE 0 0 6258 AMERICAN ELEC PWR CO INC COM 025537101 436 5146 SH SOLE 0 0 5146 AMERICAN TOWER CORP NEW COM 03027X100 701 3171 SH SOLE 0 0 3171 AMGEN INC COM 031162100 846 4413 SH SOLE 0 0 4413 APPLE INC COM 037833100 22151 98901 SH SOLE 0 0 98901 ARES CAP CORP COM 04010L103 1389 35204 SH SOLE 0 0 35204 AURORA CANNABIS INC COM 05156X108 151 34451 SH SOLE 0 0 34451 AUTOMATIC DATA PROCESSING IN COM 053015103 2261 14005 SH SOLE 0 0 14005 AXON ENTERPRISE INC COM 05464C101 861 15165 SH SOLE 0 0 15165 BP PLC SPONSORED ADR 055622104 1344 35366 SH SOLE 0 0 35366 BAIDU INC SPON ADR REP A 056752108 200 1946 SH SOLE 0 0 1946 BANK AMER CORP COM 060505104 1074 36812 SH SOLE 0 0 36812 BANK HAWAII CORP COM 062540109 581 6766 SH SOLE 0 0 6766 BERKSHIRE HATHAWAY INC DEL CL A 084670108 312 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3145 15119 SH SOLE 0 0 15119 BLACKROCK INC COM 09247X101 241 541 SH SOLE 0 0 541 BLACKROCK ENERGY & RES TR COM 09250U101 468 41787 SH SOLE 0 0 41787 BLACKROCK ENHANCED EQT DIV T COM 09251A104 164 17842 SH SOLE 0 0 17842 BLACKROCK RES & COMM STRAT T SHS 09257A108 1712 228913 SH SOLE 0 0 228913 BLACKSTONE GROUP INC COM CL A 09260D107 388 7935 SH SOLE 0 0 7935 BOEING CO COM 097023105 7465 19619 SH SOLE 0 0 19619 BOOKING HLDGS INC COM 09857L108 236 120 SH SOLE 0 0 120 BRISTOL MYERS SQUIBB CO COM 110122108 504 9947 SH SOLE 0 0 9947 BRISTOL MYERS SQUIBB CO CALL 110122108 640 575 SH Call SOLE 0 0 575 BROADCOM INC COM 11135F101 634 2295 SH SOLE 0 0 2295 CBRE CLARION GLOBAL REAL EST COM 12504G100 273 34446 SH SOLE 0 0 34446 CVS HEALTH CORP COM 126650100 920 14589 SH SOLE 0 0 14589 CABOT MICROELECTRONICS CORP COM 12709P103 247 1749 SH SOLE 0 0 1749 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 162 12704 SH SOLE 0 0 12704 CAMBRIA ETF TR GLOBAL VALUE ETF 132061409 425 19016 SH SOLE 0 0 19016 CAMBRIA ETF TR GLB MOMENT ETF 132061508 7392 292004 SH SOLE 0 0 292004 CAMBRIA ETF TR GLB ASSET ALLO 132061607 352 13043 SH SOLE 0 0 13043 CATERPILLAR INC DEL COM 149123101 929 7358 SH SOLE 0 0 7358 CELGENE CORP COM 151020104 288 2907 SH SOLE 0 0 2907 CENTURYLINK INC COM 156700106 154 12358 SH SOLE 0 0 12358 CHEVRON CORP NEW COM 166764100 4917 41459 SH SOLE 0 0 41459 CISCO SYS INC COM 17275R102 1982 40109 SH SOLE 0 0 40109 CITIGROUP INC COM NEW 172967424 296 4285 SH SOLE 0 0 4285 COCA COLA CO COM 191216100 2016 31918 SH SOLE 0 0 31918 COHEN & STEERS QUALITY RLTY COM 19247L106 307 19378 SH SOLE 0 0 19378 COMCAST CORP NEW CL A 20030N101 1007 22344 SH SOLE 0 0 22344 CONOCOPHILLIPS COM 20825C104 464 8147 SH SOLE 0 0 8147 CONSOLIDATED COMM HLDGS INC COM 209034107 58 12144 SH SOLE 0 0 12144 CONSOLIDATED EDISON INC COM 209115104 264 2797 SH SOLE 0 0 2797 CONSTELLATION BRANDS INC CL A 21036P108 276 1334 SH SOLE 0 0 1334 COPART INC COM 217204106 223 2777 SH SOLE 0 0 2777 COSTCO WHSL CORP NEW COM 22160K105 3065 10638 SH SOLE 0 0 10638 CRAFT BREW ALLIANCE INC COM 224122101 86 10548 SH SOLE 0 0 10548 CROWN CASTLE INTL CORP NEW COM 22822V101 468 3368 SH SOLE 0 0 3368 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 514 21553 SH SOLE 0 0 21553 DEERE & CO COM 244199105 357 2119 SH SOLE 0 0 2119 DELTA AIR LINES INC DEL COM NEW 247361702 356 6175 SH SOLE 0 0 6175 DIAGEO P L C SPON ADR NEW 25243Q205 301 1840 SH SOLE 0 0 1840 DISNEY WALT CO COM DISNEY 254687106 4301 32997 SH SOLE 0 0 32997 DOCUSIGN INC COM 256163106 717 11579 SH SOLE 0 0 11579 DOMINION ENERGY INC COM 25746U109 1062 13189 SH SOLE 0 0 13189 DOW INC COM 260557103 882 31301 SH SOLE 0 0 31301 DUKE ENERGY CORP NEW COM NEW 26441C204 439 4586 SH SOLE 0 0 4586 ETF SER SOLUTIONS AAM S&P 500 26922A594 5082 192469 SH SOLE 0 0 192469 ETFIS SER TR I VIRTUS LIFESC BT 26923G202 461 12845 SH SOLE 0 0 12845 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 199 13078 SH SOLE 0 0 13078 EATON VANCE TAX ADVT DIV INC COM 27828G107 263 10703 SH SOLE 0 0 10703 EATON VANCE SR FLTNG RTE TR COM 27828Q105 476 36521 SH SOLE 0 0 36521 EDISON INTL COM 281020107 390 5173 SH SOLE 0 0 5173 EDITAS MEDICINE INC COM 28106W103 291 12790 SH SOLE 0 0 12790 EMERSON ELEC CO COM 291011104 1168 17468 SH SOLE 0 0 17468 ENBRIDGE INC COM 29250N105 309 8804 SH SOLE 0 0 8804 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 141 10823 SH SOLE 0 0 10823 ENTERPRISE PRODS PARTNERS L COM 293792107 435 15224 SH SOLE 0 0 15224 ERICSSON ADR B SEK 10 294821608 87 10970 SH SOLE 0 0 10970 EVERSOURCE ENERGY COM 30040W108 284 3322 SH SOLE 0 0 3322 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 220 7065 SH SOLE 0 0 7065 EXXON MOBIL CORP COM 30231G102 2361 33442 SH SOLE 0 0 33442 FS KKR CAPITAL CORP COM 302635107 454 77946 SH SOLE 0 0 77946 FACEBOOK INC CL A 30303M102 2577 14468 SH SOLE 0 0 14468 FEDEX CORP COM 31428X106 320 2477 SH SOLE 0 0 2477 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 286 6595 SH SOLE 0 0 6595 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 209 5181 SH SOLE 0 0 5181 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 355 11422 SH SOLE 0 0 11422 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 403 5316 SH SOLE 0 0 5316 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 5568 98056 SH SOLE 0 0 98056 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 524 4232 SH SOLE 0 0 4232 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3277 24337 SH SOLE 0 0 24337 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT PE 33733E880 421 13550 SH SOLE 0 0 13550 FIRST TR NASDAQ100 TECH INDE SHS 337345102 1449 16549 SH SOLE 0 0 16549 FIRST TR VALUE LINE DIVID IN SHS 33734H106 9032 259011 SH SOLE 0 0 259011 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 524 8602 SH SOLE 0 0 8602 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 229 5451 SH SOLE 0 0 5451 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1067 33552 SH SOLE 0 0 33552 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 2054 31523 SH SOLE 0 0 31523 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 549 9742 SH SOLE 0 0 9742 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 493 16591 SH SOLE 0 0 16591 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1116 16533 SH SOLE 0 0 16533 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 945 18335 SH SOLE 0 0 18335 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 2360 33730 SH SOLE 0 0 33730 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 193 15184 SH SOLE 0 0 15184 FIRST TR EXCH TRD ALPHA FD I EUROPE ALPHADEX 33737J117 559 16269 SH SOLE 0 0 16269 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 8409 187903 SH SOLE 0 0 187903 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 310 12125 SH SOLE 0 0 12125 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 456 9608 SH SOLE 0 0 9608 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 1348 27303 SH SOLE 0 0 27303 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 614 19293 SH SOLE 0 0 19293 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 1711 57824 SH SOLE 0 0 57824 FIRST TR EXCHANGE TRADED FD DEVELOPED INTL 33738R787 248 4968 SH SOLE 0 0 4968 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 220 8603 SH SOLE 0 0 8603 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 668 25265 SH SOLE 0 0 25265 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1276 64713 SH SOLE 0 0 64713 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 1285 23129 SH SOLE 0 0 23129 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1115 27183 SH SOLE 0 0 27183 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 236 6205 SH SOLE 0 0 6205 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 251 4706 SH SOLE 0 0 4706 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 2560 45969 SH SOLE 0 0 45969 FIRST TR EXCH TRADED FD III HORIZON DMST ETF 33739P889 776 28175 SH SOLE 0 0 28175 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1840 35384 SH SOLE 0 0 35384 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 14186 236165 SH SOLE 0 0 236165 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 4471 84906 SH SOLE 0 0 84906 FIRST TR EXCHNG TRADED FD VI ALT ABSLT STRG 33740Y101 206 7880 SH SOLE 0 0 7880 FLEXSHARES TR INTL QLTDV IDX 33939L837 208 2576 SH SOLE 0 0 2576 FORD MTR CO DEL COM 345370860 470 51273 SH SOLE 0 0 51273 GENERAL ELECTRIC CO COM 369604103 470 52567 SH SOLE 0 0 52567 GENERAL MLS INC COM 370334104 492 8938 SH SOLE 0 0 8938 GILEAD SCIENCES INC COM 375558103 284 4480 SH SOLE 0 0 4480 GLACIER BANCORP INC NEW COM 37637Q105 239 5905 SH SOLE 0 0 5905 GLOBAL X FDS GLB X MLP ENRG I 37950E226 375 30503 SH SOLE 0 0 30503 GLOBAL X FDS INTERNET OF THNG 37954Y780 702 34400 SH SOLE 0 0 34400 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 1821 38465 SH SOLE 0 0 38465 GOLDMAN SACHS ETF TR ACCESS INVT GR 381430479 2882 54986 SH SOLE 0 0 54986 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 3592 59973 SH SOLE 0 0 59973 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 11414 113710 SH SOLE 0 0 113710 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 235 5356 SH SOLE 0 0 5356 GUARDANT HEALTH INC COM 40131M109 336 5270 SH SOLE 0 0 5270 HECLA MNG CO COM 422704106 28 15922 SH SOLE 0 0 15922 HOME DEPOT INC COM 437076102 2922 12595 SH SOLE 0 0 12595 HONEYWELL INTL INC COM 438516106 1144 6757 SH SOLE 0 0 6757 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 306 6706 SH SOLE 0 0 6706 ILLINOIS TOOL WKS INC COM 452308109 207 1320 SH SOLE 0 0 1320 ILLUMINA INC COM 452327109 314 1031 SH SOLE 0 0 1031 IMPINJ INC COM 453204109 246 7980 SH SOLE 0 0 7980 INDEXIQ ETF TR IQ ENCH COR PL 45409B479 770 39078 SH SOLE 0 0 39078 INMUNE BIO INC COM 45782T105 1326 224667 SH SOLE 0 0 224667 INTEL CORP COM 458140100 3243 62930 SH SOLE 0 0 62930 INTERNATIONAL BUSINESS MACHS COM 459200101 1338 9199 SH SOLE 0 0 9199 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 816 16188 SH SOLE 0 0 16188 INVESCO BLDRS INDEX FDS TR EMGRING MKTS50 46090C305 640 16664 SH SOLE 0 0 16664 INVESCO QQQ TR UNIT SER 1 46090E103 23042 122207 SH SOLE 0 0 122207 INVESCO MUN OPPORTUNITY TR COM 46132C107 440 35180 SH SOLE 0 0 35180 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 275 4071 SH SOLE 0 0 4071 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 902 14417 SH SOLE 0 0 14417 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 11197 103595 SH SOLE 0 0 103595 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 263 16390 SH SOLE 0 0 16390 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 474 25873 SH SOLE 0 0 25873 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 473 3727 SH SOLE 0 0 3727 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1459 12382 SH SOLE 0 0 12382 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 415 4462 SH SOLE 0 0 4462 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 294 4830 SH SOLE 0 0 4830 INVESCO EXCHNG TRADED FD TR 1 30 LADER TRE 46138E107 2530 71126 SH SOLE 0 0 71126 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 2289 43498 SH SOLE 0 0 43498 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 460 7939 SH SOLE 0 0 7939 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1674 34240 SH SOLE 0 0 34240 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 690 30548 SH SOLE 0 0 30548 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 2280 60505 SH SOLE 0 0 60505 INVESCO EXCHNG TRADED FD TR S&P MDCP 400 REV 46138G672 342 5741 SH SOLE 0 0 5741 IQIYI INC SPONSORED ADS 46267X108 727 45043 SH SOLE 0 0 45043 ISHARES GOLD TRUST ISHARES 464285105 2120 150364 SH SOLE 0 0 150364 ISHARES INC MIN VOL GBL ETF 464286525 700 7386 SH SOLE 0 0 7386 ISHARES INC MIN VOL EMRG MKT 464286533 282 4948 SH SOLE 0 0 4948 ISHARES INC MSCI SWITZERLAND 464286749 241 6385 SH SOLE 0 0 6385 ISHARES INC MSCI STH KOR ETF 464286772 781 13854 SH SOLE 0 0 13854 ISHARES TR S&P 100 ETF 464287101 452 3441 SH SOLE 0 0 3441 ISHARES TR CORE S&P TTL STK 464287150 3721 55482 SH SOLE 0 0 55482 ISHARES TR SELECT DIVID ETF 464287168 978 9590 SH SOLE 0 0 9590 ISHARES TR TIPS BD ETF 464287176 1569 13493 SH SOLE 0 0 13493 ISHARES TR CORE S&P500 ETF 464287200 37860 126825 SH SOLE 0 0 126825 ISHARES TR CORE US AGGBD ET 464287226 6137 54233 SH SOLE 0 0 54233 ISHARES TR MSCI EMG MKT ETF 464287234 3132 76645 SH SOLE 0 0 76645 ISHARES TR IBOXX INV CP ETF 464287242 4468 35052 SH SOLE 0 0 35052 ISHARES TR GLOBAL TECH ETF 464287291 1281 6926 SH SOLE 0 0 6926 ISHARES TR S&P 500 GRWT ETF 464287309 8100 44994 SH SOLE 0 0 44994 ISHARES TR S&P 500 VAL ETF 464287408 8481 71184 SH SOLE 0 0 71184 ISHARES TR 20 YR TR BD ETF 464287432 3435 24007 SH SOLE 0 0 24007 ISHARES TR BARCLAYS 7 10 YR 464287440 3520 31298 SH SOLE 0 0 31298 ISHARES TR 1 3 YR TREAS BD 464287457 2602 32425 SH SOLE 0 0 32425 ISHARES TR MSCI EAFE ETF 464287465 1130 17335 SH SOLE 0 0 17335 ISHARES TR RUS MDCP VAL ETF 464287473 363 4045 SH SOLE 0 0 4045 ISHARES TR RUS MD CP GR ETF 464287481 556 3935 SH SOLE 0 0 3935 ISHARES TR RUS MID CAP ETF 464287499 270 4823 SH SOLE 0 0 4823 ISHARES TR CORE S&P MCP ETF 464287507 3756 19438 SH SOLE 0 0 19438 ISHARES TR NASDAQ BIOTECH 464287556 883 8876 SH SOLE 0 0 8876 ISHARES TR RUS 1000 VAL ETF 464287598 422 3292 SH SOLE 0 0 3292 ISHARES TR S&P MC 400GR ETF 464287606 371 1657 SH SOLE 0 0 1657 ISHARES TR RUS 1000 GRW ETF 464287614 1558 9762 SH SOLE 0 0 9762 ISHARES TR RUS 1000 ETF 464287622 283 1722 SH SOLE 0 0 1722 ISHARES TR RUS 2000 VAL ETF 464287630 415 3469 SH SOLE 0 0 3469 ISHARES TR RUS 2000 GRW ETF 464287648 963 4996 SH SOLE 0 0 4996 ISHARES TR RUSSELL 2000 ETF 464287655 3077 20334 SH SOLE 0 0 20334 ISHARES TR CORE S&P US VLU 464287663 1153 19947 SH SOLE 0 0 19947 ISHARES TR CORE S&P US GWT 464287671 1484 23569 SH SOLE 0 0 23569 ISHARES TR RUSSELL 3000 ETF 464287689 343 1977 SH SOLE 0 0 1977 ISHARES TR S&P MC 400VL ETF 464287705 893 5582 SH SOLE 0 0 5582 ISHARES TR U.S. REAL ES ETF 464287739 254 2716 SH SOLE 0 0 2716 ISHARES TR CORE S&P SCP ETF 464287804 3952 50766 SH SOLE 0 0 50766 ISHARES TR SP SMCP600VL ETF 464287879 1685 11217 SH SOLE 0 0 11217 ISHARES TR S&P SML 600 GWT 464287887 1909 10702 SH SOLE 0 0 10702 ISHARES TR GL CLEAN ENE ETF 464288224 3581 328514 SH SOLE 0 0 328514 ISHARES TR JPMORGAN USD EMG 464288281 941 8298 SH SOLE 0 0 8298 ISHARES TR MRGSTR MD CP GRW 464288307 3012 12373 SH SOLE 0 0 12373 ISHARES TR CALIF MUN BD ETF 464288356 394 6429 SH SOLE 0 0 6429 ISHARES TR GLB INFRASTR ETF 464288372 1514 32584 SH SOLE 0 0 32584 ISHARES TR MRGSTR MD CP VAL 464288406 580 3602 SH SOLE 0 0 3602 ISHARES TR NATIONAL MUN ETF 464288414 2528 22160 SH SOLE 0 0 22160 ISHARES TR INTL SEL DIV ETF 464288448 447 14549 SH SOLE 0 0 14549 ISHARES TR IBOXX HI YD ETF 464288513 4105 47091 SH SOLE 0 0 47091 ISHARES TR MSCI KLD400 SOC 464288570 521 4697 SH SOLE 0 0 4697 ISHARES TR MBS ETF 464288588 819 7555 SH SOLE 0 0 7555 ISHARES TR INTRM TR CRP ETF 464288638 2339 40393 SH SOLE 0 0 40393 ISHARES TR SH TR CRPORT ETF 464288646 250 4645 SH SOLE 0 0 4645 ISHARES TR PFD AND INCM SEC 464288687 680 18119 SH SOLE 0 0 18119 ISHARES TR US HOME CONS ETF 464288752 242 5597 SH SOLE 0 0 5597 ISHARES TR US AER DEF ETF 464288760 3103 13806 SH SOLE 0 0 13806 ISHARES TR RUS TP200 GR ETF 464289438 431 4956 SH SOLE 0 0 4956 ISHARES TR AGGRES ALLOC ETF 464289859 239 4355 SH SOLE 0 0 4355 ISHARES TR MODERT ALLOC ETF 464289875 692 17614 SH SOLE 0 0 17614 ISHARES TR CONSER ALLOC ETF 464289883 782 21948 SH SOLE 0 0 21948 ISHARES SILVER TRUST ISHARES 46428Q109 1965 123413 SH SOLE 0 0 123413 ISHARES TR US TREAS BD ETF 46429B267 3098 117671 SH SOLE 0 0 117671 ISHARES TR FLTG RATE NT ETF 46429B655 1778 34887 SH SOLE 0 0 34887 ISHARES TR CORE HIGH DV ETF 46429B663 1847 19617 SH SOLE 0 0 19617 ISHARES TR MIN VOL EAFE ETF 46429B689 7413 101166 SH SOLE 0 0 101166 ISHARES TR MSCI MIN VOL ETF 46429B697 14644 228455 SH SOLE 0 0 228455 ISHARES US ETF TR SHT MAT BD ETF 46431W507 2487 49399 SH SOLE 0 0 49399 ISHARES TR EDGE MSCI USA VL 46432F388 342 4173 SH SOLE 0 0 4173 ISHARES TR USA MOMENTUM FCT 46432F396 11302 94777 SH SOLE 0 0 94777 ISHARES TR CORE MSCI EAFE 46432F842 5156 84424 SH SOLE 0 0 84424 ISHARES TR IBONDS MAR20 ETF 46432FBC0 473 18098 SH SOLE 0 0 18098 ISHARES INC CORE MSCI EMKT 46434G103 5104 104117 SH SOLE 0 0 104117 ISHARES TR MULTIFACTOR USA 46434V282 1838 57584 SH SOLE 0 0 57584 ISHARES TR EXPONENTIAL TECH 46434V381 233 6032 SH SOLE 0 0 6032 ISHARES TR 0-5YR HI YL CP 46434V407 249 5366 SH SOLE 0 0 5366 ISHARES TR IBONDS SEP2020 46434V571 232 9078 SH SOLE 0 0 9078 ISHARES TR CORE DIV GRWTH 46434V621 664 16956 SH SOLE 0 0 16956 ISHARES TR HDG MSCI EAFE 46434V803 425 14198 SH SOLE 0 0 14198 ISHARES TR IBONDS DEC23 ETF 46434VAX8 1038 40559 SH SOLE 0 0 40559 ISHARES TR IBONDS DEC21 ETF 46434VBK5 1058 42330 SH SOLE 0 0 42330 ISHARES TR ESG MSCI USA ETF 46435G425 356 5451 SH SOLE 0 0 5451 ISHARES TR IBONDS DEC2022 46435G755 236 9025 SH SOLE 0 0 9025 ISHARES TR IBONDS DEC2021 46435G789 261 10111 SH SOLE 0 0 10111 JPMORGAN CHASE & CO COM 46625H100 2761 25695 SH SOLE 0 0 25695 JP MORGAN EXCHANGE TRADED FD US MINMUM VOLT 46641Q787 210 6950 SH SOLE 0 0 6950 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 4827 95727 SH SOLE 0 0 95727 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 274 5470 SH SOLE 0 0 5470 JD COM INC SPON ADR CL A 47215P106 346 12244 SH SOLE 0 0 12244 JOHNSON & JOHNSON COM 478160104 3412 26375 SH SOLE 0 0 26375 KIMBERLY CLARK CORP COM 494368103 1394 9810 SH SOLE 0 0 9810 KINDER MORGAN INC DEL COM 49456B101 254 12301 SH SOLE 0 0 12301 LAM RESEARCH CORP COM 512807108 266 1150 SH SOLE 0 0 1150 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1136 40742 SH SOLE 0 0 40742 LATTICE STRATEGIES TR HARTFRD EMRG ETF 518416201 590 26778 SH SOLE 0 0 26778 LATTICE STRATEGIES TR HARTFORD US EQTY 518416409 1230 38186 SH SOLE 0 0 38186 LATTICE STRATEGIES TR HARTFORD MULTI 518416706 251 8136 SH SOLE 0 0 8136 LILLY ELI & CO COM 532457108 552 4937 SH SOLE 0 0 4937 LOCKHEED MARTIN CORP COM 539830109 1503 3852 SH SOLE 0 0 3852 LOWES COS INC COM 548661107 312 2840 SH SOLE 0 0 2840 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 77 12950 SH SOLE 0 0 12950 MADISON CVRED CALL & EQ STR COM 557437100 125 19500 SH SOLE 0 0 19500 MANNKIND CORP COM NEW 56400P706 25 19600 SH SOLE 0 0 19600 MASTERCARD INC CL A 57636Q104 1653 5911 SH SOLE 0 0 5911 MCDONALDS CORP COM 580135101 2511 11695 SH SOLE 0 0 11695 MERCK & CO INC COM 58933Y105 1362 16178 SH SOLE 0 0 16178 MICROSOFT CORP COM 594918104 14875 106987 SH SOLE 0 0 106987 MICRON TECHNOLOGY INC COM 595112103 409 9547 SH SOLE 0 0 9547 MONDELEZ INTL INC CL A 609207105 490 8856 SH SOLE 0 0 8856 NATIONAL RETAIL PPTYS INC COM 637417106 231 4083 SH SOLE 0 0 4083 NEKTAR THERAPEUTICS COM 640268108 217 11904 SH SOLE 0 0 11904 NETFLIX INC COM 64110L106 1366 5300 SH SOLE 0 0 5300 NEXTERA ENERGY INC COM 65339F101 2958 12696 SH SOLE 0 0 12696 NIKE INC CL B 654106103 6935 73842 SH SOLE 0 0 73842 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 1333 47779 SH SOLE 0 0 47779 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 650 25299 SH SOLE 0 0 25299 NORTHERN LTS FD TR IV INSPIRE SMAL ETF 66538H641 357 13554 SH SOLE 0 0 13554 NORTHERN LTS FD TR IV INSPIRE GBL HOPE 66538H658 429 15469 SH SOLE 0 0 15469 NORTHROP GRUMMAN CORP COM 666807102 955 2549 SH SOLE 0 0 2549 NOVARTIS A G SPONSORED ADR 66987V109 1132 13025 SH SOLE 0 0 13025 NVIDIA CORP COM 67066G104 894 5137 SH SOLE 0 0 5137 NUVEEN PFD & INCM SECURTIES COM 67072C105 154 15640 SH SOLE 0 0 15640 OGE ENERGY CORP COM 670837103 282 6221 SH SOLE 0 0 6221 NUVEEN MUN VALUE FD INC COM 670928100 240 22910 SH SOLE 0 0 22910 ORACLE CORP COM 68389X105 209 3802 SH SOLE 0 0 3802 PACCAR INC COM 693718108 379 5408 SH SOLE 0 0 5408 PACER FDS TR TRENDP US LAR CP 69374H105 4978 160215 SH SOLE 0 0 160215 PACER FDS TR TRENDP US MID CP 69374H204 2351 80576 SH SOLE 0 0 80576 PACER FDS TR TRENDP 100 ETF 69374H303 3325 92548 SH SOLE 0 0 92548 PACER FDS TR GLOBL CASH ETF 69374H709 797 26835 SH SOLE 0 0 26835 PACER FDS TR TRENDPILOT EUR 69374H808 1907 72239 SH SOLE 0 0 72239 PACER FDS TR WEALTHSHIELD 69374H840 482 20984 SH SOLE 0 0 20984 PAPA JOHNS INTL INC COM 698813102 375 7173 SH SOLE 0 0 7173 PAYCHEX INC COM 704326107 214 2583 SH SOLE 0 0 2583 PAYPAL HLDGS INC COM 70450Y103 666 6428 SH SOLE 0 0 6428 PEPSICO INC COM 713448108 695 5070 SH SOLE 0 0 5070 PFIZER INC COM 717081103 2556 71117 SH SOLE 0 0 71117 PHILIP MORRIS INTL INC COM 718172109 284 3749 SH SOLE 0 0 3749 PHILLIPS 66 COM 718546104 716 6995 SH SOLE 0 0 6995 PIMCO CORPORATE & INCOME OPP COM 72201B101 511 28190 SH SOLE 0 0 28190 PIMCO ETF TR ACTIVE BD ETF 72201R775 306 3866 SH SOLE 0 0 3866 PINTEREST INC CL A 72352L106 493 18640 SH SOLE 0 0 18640 PORTLAND GEN ELEC CO COM NEW 736508847 210 3724 SH SOLE 0 0 3724 PROCTER & GAMBLE CO COM 742718109 4864 39105 SH SOLE 0 0 39105 PROSHARES TR INVT INT RT HG 74347B607 903 12114 SH SOLE 0 0 12114 PROSHARES TR S&P MDCP 400 DIV 74347B680 1009 17372 SH SOLE 0 0 17372 PROSHARES TR HD REPLICATION 74347X294 900 19856 SH SOLE 0 0 19856 PROSHARES TR S&P 500 DV ARIST 74348A467 898 12539 SH SOLE 0 0 12539 PUBLIC STORAGE COM 74460D109 272 1111 SH SOLE 0 0 1111 QUALCOMM INC COM 747525103 343 4502 SH SOLE 0 0 4502 QUALCOMM INC PUT 747525103 312 150 SH Put SOLE 0 0 150 RBB FD INC MOTLEY FOL ETF 74933W601 434 19339 SH SOLE 0 0 19339 RAYTHEON CO COM NEW 755111507 359 1831 SH SOLE 0 0 1831 REALTY INCOME CORP COM 756109104 363 4730 SH SOLE 0 0 4730 RING ENERGY INC COM 76680V108 1103 672325 SH SOLE 0 0 672325 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 217 3612 SH SOLE 0 0 3612 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 277 4709 SH SOLE 0 0 4709 ROYCE VALUE TR INC COM 780910105 2480 180219 SH SOLE 0 0 180219 ROYCE MICRO-CAP TR INC COM 780915104 920 114447 SH SOLE 0 0 114447 SBA COMMUNICATIONS CORP NEW CL A 78410G104 356 1476 SH SOLE 0 0 1476 SPDR S&P 500 ETF TR TR UNIT 78462F103 20219 68129 SH SOLE 0 0 68129 SPDR S&P 500 ETF TR PUT 78462F103 1299 636 SH Put SOLE 0 0 636 SPDR GOLD TRUST GOLD SHS 78463V107 10175 73269 SH SOLE 0 0 73269 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 268 5108 SH SOLE 0 0 5108 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 612 15735 SH SOLE 0 0 15735 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 795 25767 SH SOLE 0 0 25767 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 653 20425 SH SOLE 0 0 20425 SPDR SERIES TRUST S&P DIVID ETF 78464A763 5801 56540 SH SOLE 0 0 56540 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 673 7493 SH SOLE 0 0 7493 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 716 15458 SH SOLE 0 0 15458 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1120 22756 SH SOLE 0 0 22756 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3083 11452 SH SOLE 0 0 11452 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 542 1536 SH SOLE 0 0 1536 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 206 4213 SH SOLE 0 0 4213 SALARIUS PHARMACEUTICALS INC COM NEW 79400X107 119 21772 SH SOLE 0 0 21772 SALESFORCE COM INC COM 79466L302 425 2864 SH SOLE 0 0 2864 SAP SE SPON ADR 803054204 629 5338 SH SOLE 0 0 5338 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1271 17893 SH SOLE 0 0 17893 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6153 86743 SH SOLE 0 0 86743 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1345 16007 SH SOLE 0 0 16007 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2247 39608 SH SOLE 0 0 39608 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 506 8955 SH SOLE 0 0 8955 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 648 9297 SH SOLE 0 0 9297 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1414 56285 SH SOLE 0 0 56285 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 370 13525 SH SOLE 0 0 13525 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 669 24240 SH SOLE 0 0 24240 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3024 55195 SH SOLE 0 0 55195 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2558 80304 SH SOLE 0 0 80304 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 5856 108752 SH SOLE 0 0 108752 SCHWAB STRATEGIC TR US REIT ETF 808524847 3727 79025 SH SOLE 0 0 79025 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 13679 270389 SH SOLE 0 0 270389 SCHWAB STRATEGIC TR US TIPS ETF 808524870 227 4003 SH SOLE 0 0 4003 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2357 26152 SH SOLE 0 0 26152 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4490 73110 SH SOLE 0 0 73110 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 644 5336 SH SOLE 0 0 5336 SELECT SECTOR SPDR TR ENERGY 81369Y506 1710 28880 SH SOLE 0 0 28880 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1078 38486 SH SOLE 0 0 38486 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 378 4939 SH SOLE 0 0 4939 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2847 35449 SH SOLE 0 0 35449 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 229 1005 SH SOLE 0 0 1005 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1626 25074 SH SOLE 0 0 25074 SEMPRA ENERGY COM 816851109 383 2600 SH SOLE 0 0 2600 SERVICENOW INC COM 81762P102 522 2055 SH SOLE 0 0 2055 SHOCKWAVE MED INC COM 82489T104 217 7260 SH SOLE 0 0 7260 SHOPIFY INC CL A 82509L107 1085 3480 SH SOLE 0 0 3480 SIRIUS XM HLDGS INC COM 82968B103 92 14580 SH SOLE 0 0 14580 SOURCE CAP INC COM 836144105 288 7877 SH SOLE 0 0 7877 SOUTHERN CO COM 842587107 726 11739 SH SOLE 0 0 11739 STARBUCKS CORP COM 855244109 5596 63290 SH SOLE 0 0 63290 STRYKER CORP COM 863667101 447 2066 SH SOLE 0 0 2066 T MOBILE US INC COM 872590104 209 2651 SH SOLE 0 0 2651 TPG SPECIALTY LENDING INC COM 87265K102 917 32158 SH SOLE 0 0 32158 TARGET CORP COM 87612E106 550 5147 SH SOLE 0 0 5147 TELADOC HEALTH INC COM 87918A105 646 9539 SH SOLE 0 0 9539 TESLA INC COM 88160R101 669 2776 SH SOLE 0 0 2776 TEXAS INSTRS INC COM 882508104 375 2901 SH SOLE 0 0 2901 THERMO FISHER SCIENTIFIC INC COM 883556102 496 1705 SH SOLE 0 0 1705 3M CO COM 88579Y101 1053 10400 SH SOLE 0 0 10400 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 1456 118466 SH SOLE 0 0 118466 TWILIO INC CL A 90138F102 435 3960 SH SOLE 0 0 3960 US BANCORP DEL COM NEW 902973304 777 14165 SH SOLE 0 0 14165 UBER TECHNOLOGIES INC COM 90353T100 262 9384 SH SOLE 0 0 9384 UMPQUA HLDGS CORP COM 904214103 202 12297 SH SOLE 0 0 12297 UNDER ARMOUR INC CL C 904311206 404 22257 SH SOLE 0 0 22257 UNION PACIFIC CORP COM 907818108 1294 7989 SH SOLE 0 0 7989 UNITED TECHNOLOGIES CORP COM 913017109 1775 13000 SH SOLE 0 0 13000 UNITEDHEALTH GROUP INC COM 91324P102 353 1851 SH SOLE 0 0 1851 UPWORK INC COM 91688F104 184 13825 SH SOLE 0 0 13825 V F CORP COM 918204108 1359 18583 SH SOLE 0 0 18583 VALERO ENERGY CORP NEW COM 91913Y100 386 4451 SH SOLE 0 0 4451 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 798 29863 SH SOLE 0 0 29863 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 1389 82377 SH SOLE 0 0 82377 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 962 32812 SH SOLE 0 0 32812 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2260 45061 SH SOLE 0 0 45061 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 248 3846 SH SOLE 0 0 3846 VANGUARD GROUP DIV APP ETF 921908844 2593 21685 SH SOLE 0 0 21685 VANGUARD STAR FD VG TL INTL STK F 921909768 1408 27253 SH SOLE 0 0 27253 VANGUARD WORLD FD EXTENDED DUR 921910709 5160 36521 SH SOLE 0 0 36521 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 644 3981 SH SOLE 0 0 3981 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 202 1449 SH SOLE 0 0 1449 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 546 5320 SH SOLE 0 0 5320 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3456 39274 SH SOLE 0 0 39274 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1632 20203 SH SOLE 0 0 20203 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 9159 108480 SH SOLE 0 0 108480 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4385 106734 SH SOLE 0 0 106734 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3795 42772 SH SOLE 0 0 42772 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 579 9854 SH SOLE 0 0 9854 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2337 46828 SH SOLE 0 0 46828 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4731 117086 SH SOLE 0 0 117086 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 759 11493 SH SOLE 0 0 11493 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 325 4411 SH SOLE 0 0 4411 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 638 3806 SH SOLE 0 0 3806 VANGUARD WORLD FDS INF TECH ETF 92204A702 1242 5763 SH SOLE 0 0 5763 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 8222 134942 SH SOLE 0 0 134942 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 502 6191 SH SOLE 0 0 6191 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 381 2320 SH SOLE 0 0 2320 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 340 3023 SH SOLE 0 0 3023 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1064 19988 SH SOLE 0 0 19988 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 463 4574 SH SOLE 0 0 4574 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1067 11699 SH SOLE 0 0 11699 VENTAS INC COM 92276F100 236 3228 SH SOLE 0 0 3228 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 872 16258 SH SOLE 0 0 16258 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7333 26901 SH SOLE 0 0 26901 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 902 7985 SH SOLE 0 0 7985 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1613 10889 SH SOLE 0 0 10889 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4573 49036 SH SOLE 0 0 49036 VANGUARD INDEX FDS SML CP GRW ETF 922908595 723 3969 SH SOLE 0 0 3969 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1584 12295 SH SOLE 0 0 12295 VANGUARD INDEX FDS MID CAP ETF 922908629 3706 22109 SH SOLE 0 0 22109 VANGUARD INDEX FDS GROWTH ETF 922908736 7090 42636 SH SOLE 0 0 42636 VANGUARD INDEX FDS VALUE ETF 922908744 5677 50857 SH SOLE 0 0 50857 VANGUARD INDEX FDS SMALL CP ETF 922908751 4957 32215 SH SOLE 0 0 32215 VANGUARD INDEX FDS TOTAL STK MKT 922908769 28148 186407 SH SOLE 0 0 186407 VERIZON COMMUNICATIONS INC COM 92343V104 2805 46466 SH SOLE 0 0 46466 VISA INC COM CL A 92826C839 4293 24959 SH SOLE 0 0 24959 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 25 23097 SH SOLE 0 0 23097 WALMART INC COM 931142103 987 8312 SH SOLE 0 0 8312 WASTE MGMT INC DEL COM 94106L109 241 2098 SH SOLE 0 0 2098 WELLS FARGO CO NEW COM 949746101 657 13027 SH SOLE 0 0 13027 WELLS FARGO CO NEW PERP PFD CNV A 949746804 259 170 SH SOLE 0 0 170 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 524 96528 SH SOLE 0 0 96528 WELLTOWER INC COM 95040Q104 205 2255 SH SOLE 0 0 2255 WESTAMERICA BANCORPORATION COM 957090103 353 5680 SH SOLE 0 0 5680 WINTRUST FINL CORP COM 97650W108 586 9072 SH SOLE 0 0 9072 WISDOMTREE TR US LARGECAP DIVD 97717W307 2580 26041 SH SOLE 0 0 26041 WISDOMTREE TR US DIVID EX FNCL 97717W406 285 3262 SH SOLE 0 0 3262 WISDOMTREE TR US MIDCAP DIVID 97717W505 1726 47520 SH SOLE 0 0 47520 WISDOMTREE TR EM EX ST-OWNED 97717X578 1469 53142 SH SOLE 0 0 53142 XCEL ENERGY INC COM 98389B100 227 3499 SH SOLE 0 0 3499 XILINX INC COM 983919101 397 4134 SH SOLE 0 0 4134 YUM BRANDS INC COM 988498101 212 1869 SH SOLE 0 0 1869 ZUORA INC COM CL A 98983V106 240 15975 SH SOLE 0 0 15975 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 324 1687 SH SOLE 0 0 1687 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 424 8540 SH SOLE 0 0 8540 COCA COLA EUROPEAN PARTNERS SHS G25839104 234 4226 SH SOLE 0 0 4226 IHS MARKIT LTD SHS G47567105 819 12249 SH SOLE 0 0 12249 MEDTRONIC PLC SHS G5960L103 303 2787 SH SOLE 0 0 2787 CHUBB LIMITED COM H1467J104 1313 8133 SH SOLE 0 0 8133 GARMIN LTD SHS H2906T109 339 4010 SH SOLE 0 0 4010