0001729848-21-000001.txt : 20210202 0001729848-21-000001.hdr.sgml : 20210202 20210202142627 ACCESSION NUMBER: 0001729848-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Claybrook Capital, LLC CENTRAL INDEX KEY: 0001729848 IRS NUMBER: 814839096 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18740 FILM NUMBER: 21580389 BUSINESS ADDRESS: STREET 1: 40 WASHINGTON STREET STREET 2: SUITE 201 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: (617) 932-7927 MAIL ADDRESS: STREET 1: 40 WASHINGTON STREET STREET 2: SUITE 201 CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729848 XXXXXXXX 12-31-2020 12-31-2020 Claybrook Capital, LLC

40 WASHINGTON STREET SUITE 201 WELLESLEY MA 02481

13F HOLDINGS REPORT 028-18740 N VIRGINIA MADDEN (617) 932-7927 VIRGINIA MADDEN WELLESLEY MA 02-02-2021 0 93 151759 false INFORMATION TABLE 2 13F-Claybrook_Q42020.xml AIR PRODS & CHEMS INC COM 009158106 1960 7175 SH SOLE 0 0 7175 ALLIANZGI CONV & INCOME FD COM 018828103 326 56725 SH SOLE 0 0 56725 AMAZON COM INC COM 023135106 4713 1447 SH SOLE 0 0 1447 APPLE INC COM 037833100 1737 13091 SH SOLE 0 0 13091 ARISTA NETWORKS INC COM 040413106 291 1000 SH SOLE 0 0 1000 BECTON DICKINSON & CO COM 075887109 1996 7975 SH SOLE 0 0 7975 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3089 13320 SH SOLE 0 0 13320 BOEING CO COM 097023105 2727 12740 SH SOLE 0 0 12740 COCA COLA CO COM 191216100 910 16600 SH SOLE 0 0 16600 COLGATE PALMOLIVE CO COM 194162103 282 3300 SH SOLE 0 0 3300 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 207 15876 SH SOLE 0 0 15876 FS KKR CAP CORP COM 302635206 523 31584 SH SOLE 0 0 31584 GRIFFON CORP COM 398433102 1153 56551 SH SOLE 0 0 56551 INTEL CORP COM 458140100 1009 20248 SH SOLE 0 0 20248 ISHARES TR PFD AND INCM SEC 464288687 632 16400 SH SOLE 0 0 16400 JOHNSON & JOHNSON COM 478160104 264 1680 SH SOLE 0 0 1680 KAYNE ANDERSON ENERGY INFRST COM 486606106 104 18000 SH SOLE 0 0 18000 LADDER CAP CORP CL A 505743104 761 77849 SH SOLE 0 0 77849 MICROSOFT CORP COM 594918104 2782 12510 SH SOLE 0 0 12510 MONROE CAP CORP COM 610335101 245 30543 SH SOLE 0 0 30543 NEW YORK MTG TR INC COM PAR $.02 649604501 252 68401 SH SOLE 0 0 68401 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 724 45935 SH SOLE 0 0 45935 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 10721 792367 SH SOLE 0 0 792367 NUVEEN AMT FREE QLTY MUN INC COM 670657105 3126 207023 SH SOLE 0 0 207023 PENNANTPARK INVT CORP COM 708062104 619 134312 SH SOLE 0 0 134312 PFIZER INC COM 717081103 1682 45685 SH SOLE 0 0 45685 PROCTER AND GAMBLE CO COM 742718109 223 1600 SH SOLE 0 0 1600 STITCH FIX INC COM CL A 860897107 581 9895 SH SOLE 0 0 9895 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 424 3000 SH SOLE 0 0 3000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 340 4100 SH SOLE 0 0 4100 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1056 22377 SH SOLE 0 0 22377 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3379 36499 SH SOLE 0 0 36499 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1110 22151 SH SOLE 0 0 22151 VANGUARD INDEX FDS MID CAP ETF 922908629 279 1350 SH SOLE 0 0 1350 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1123 15700 SH SOLE 0 0 15700 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 4140 311485 SH SOLE 0 0 311485 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 1683 382584 SH SOLE 0 0 382584 INVESCO QQQ TR UNIT SER 1 46090E103 5724 18243 SH SOLE 0 0 18243 PIMCO NEW YORK MUN INCOME FD COM 72200T103 1721 192674 SH SOLE 0 0 192674 ESSENTIAL PPTYS RLTY TR INC COM 29670E107 1729 81568 SH SOLE 0 0 81568 ALPS ETF TR DISRUPTIVE TECH 00162Q478 1182 25569 SH SOLE 0 0 25569 ARK ETF TR INNOVATION ETF 00214Q104 2203 17695 SH SOLE 0 0 17695 APOLLO INVT CORP COM NEW 03761U502 283 26600 SH SOLE 0 0 26600 APOLLO COML REAL EST FIN INC COM 03762U105 211 18855 SH SOLE 0 0 18855 ARES CAPITAL CORP COM 04010L103 589 34900 SH SOLE 0 0 34900 ARES COML REAL ESTATE CORP COM 04013V108 192 16098 SH SOLE 0 0 16098 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 328 27025 SH SOLE 0 0 27025 BLACKROCK N Y MUN INCOME TRU SH BEN INT 09248L106 695 47647 SH SOLE 0 0 47647 BLACKROCK MUNIVEST FD INC COM 09253R105 2378 258800 SH SOLE 0 0 258800 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 3629 257161 SH SOLE 0 0 257161 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 449 35988 SH SOLE 0 0 35988 BLACKSTONE MTG TR INC COM CL A 09257W100 718 26093 SH SOLE 0 0 26093 CALAMOS GBL DYN INCOME FUND COM 12811L107 259 27108 SH SOLE 0 0 27108 CASTLE BIOSCIENCES INC COM 14843C105 673 10026 SH SOLE 0 0 10026 CONOCOPHILLIPS COM 20825C104 2019 50500 SH SOLE 0 0 50500 CONSTELLATION BRANDS INC CL A 21036P108 1576 7195 SH SOLE 0 0 7195 ETF SER SOLUTIONS US GLB JETS 26922A842 1238 55300 SH SOLE 0 0 55300 EATON VANCE NEW YORK MUN BD COM 27827Y109 3158 257176 SH SOLE 0 0 257176 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 430 69500 SH SOLE 0 0 69500 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3527 37116 SH SOLE 0 0 37116 GANNETT CO INC COM 36472T109 203 60338 SH SOLE 0 0 60338 GLOBAL X FDS INTERNET OF THNG 37954Y780 1155 36331 SH SOLE 0 0 36331 GOLDMAN SACHS BDC INC SHS 38147U107 382 20000 SH SOLE 0 0 20000 HESS CORP COM 42809H107 581 11000 SH SOLE 0 0 11000 INVESCO TR INVT GRADE NEW YO COM 46131T101 2223 170381 SH SOLE 0 0 170381 INVESCO QUALITY MUN INCOME T COM 46133G107 3189 244543 SH SOLE 0 0 244543 ISHARES SILVER TR ISHARES 46428Q109 491 20000 SH SOLE 0 0 20000 ISHARES TR MORTGE REL ETF 46435G342 399 12521 SH SOLE 0 0 12521 KKR REAL ESTATE FIN TR INC COM 48251K100 487 27200 SH SOLE 0 0 27200 MERCK & CO. 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